HomeMy WebLinkAbout1989-0410.Oltmann.90-08-30'~,..~. ON.RIO EMPLOYES DE ~ COURONNE
~ CROWN EMPLOYEES · DE L'ON~RtO
" CgMMISSION
,~ GRIEVANCE DE
~ SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 OUNDA$ S~EET W~ TORON~ ON~RI~ MSG 7~-S~ 2100 ~LEPHONE/T~L~HONE
I$~ RUE DUNDAS OUES~ TORONT~ (ON~ MSG t~ . 8UR~U 2100 (4~ 598-0~a
0410/89
IN T~E MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Oltmann)
Grievor
- and --
The Crown in Right of Ontario (Ministry of Health)
Employer
-' and -
T. Wilson Vice-Chairperson
I. Thomson Member
D. Clark Member
FOR THE R. Wells
GRIEVOR Counsel
Gowling, Strathy & Henderson
Barristers & Solicitors
FOR THE J. Knight
EMPLOYER Counsel
Fraser & Beatty
Barristers & Solicitors
HEARING: October 11, 1989
~987~7
DECISION
The grievor is a head nurse at Brockvilte Psychiatric Hospital. He
has Deen on long term income protection since ~lay 6, 1986. He grieves that he
is fit to return to work and has complied with requirements to return to work
effective February 1, 1989. There are no relevant disputes as to the facts. The
Ministry insists upon a statement of fitness from a psychiatrist as the
disability involved is psychiatric.
Section 42.2.4 of the Collective Agreement provides:
"Total disability means the continuous inability as the result of
illness, mental disorder, or in]ury of the insured employee to
perform any and every duty of his normal occupation during the
qualification period, and during the first twenty-four (24) months
of the benefit period; and thereafter during the balance of the
benefit period, the inability of the employee to perform any and
every duty of any gainful occupation for which he is reasonably
fitted by education, training or experience."
The grievor's personal physician Dr. Mansworth. did fill out the
Physical Capacities Evaluation but did not add any comments with respect to any
"o~her functional limitations."
Commencing in the spring of 1983, the grievor began to receive
treatment from a psychiat:ist for psychological problems which had manifested
r~emselves from time to time at work. In a general way between 1983 and 1985
inclusive, the grievor had various absences from work. He was subject to
rehabilitative employment pursuant to Section 42.7 of the Collective Agreement
and at other times was on full-time employment. The grievor on April 12, 1983,
had provided a note from his psychiatrist stating: "Daze of reEur~ ~o work noz
definiEe aZ ~his Eime." On October 24, ~983, he began a two-hour a day return
to work which gradually developed into a full-time return. A number of
counselling documents were given to the grievor over %he next year. In SeptemDer
of 1984 he was again readmitted to hospital. Then on December 7, 1984 the
grievor's psychiatrist wrote that the grievor was now ready to assume his duties
as a Nurse 3. .But in September, 1985 the grievor's present absence began and
with the exception of one half day, the grievor has since been absent from work.
On May 8, 1986 the grievor went on the Long Term Income Plan.
On January 17, 1989, the grievor appeared at the office'of Linda
Eckert, Regional Personnel Administrator which is located in the hospital. He
advised her of ~is desire to return to. work and gave her a verbal consent %o
consult his doctors, that is those who were noted in the file. Ms. Eckert then
retrieved the grievor's file and on becoming more aware of t~e grievor's
situation wrote to Dr. Morrow. In requesting the physician's assessment, she
forwarded a copy of the position specification in order for the physician to have
the details on %he duties and responsibilities ~of Head Nurse along with a copy
of the Physical Demands Analysis form. As ~it turned out, Dr. Morrow had ceased
to be the. grievor's doctor and the grievor subsequently called to advise that Dr.
Mansworth should be contacted. Dr. Mansworth filled out the Physical Capacity
Analysis form as indicated above at the beginning of this decision.
At a meeting attended by the grievor, Mrs. Eckert and Mrs. Kent, t~e
Assistant Administrator, Patient Care, the grievor was advised that the form as
completed by Dr. Mansworth was not adequate to constitute a certificate for
return to work because:
(1) It was not completely filled out. (The top was filled in and the
date at the end is indecipherable. )
i~ It did not speak of the grieuor's mental state
(3) The form does not say anything nor is there a letter or overall
statement of fitness to return to work; i.e., it lacks a conclusion.
The meeting did not come to a mutually agreeable concluszon.
Dr. Mansworth is a general practitioner.
The ~inistry takes the position that the grievor is totally disabled
due to a mental disorder as used in the Collective Agreement and that that
condition needs to be assessed and treated by a psychiatrist. The Ministry is
not aware of any such assessment or treatment of the grievor and has not received
any medical documentation certifying %he grievor's mental fitness to return to
work full-time or even to return through a rehabilitative employment program.
The Ministry does not contest r. hat the grievor believes that he is fit to return
to work.
Mr. Wells, Counsel for the Union, submits that the real issue is
whether the Ministry can insist on a 'psychiatric certification of fitness prior
to the grievor's return to work. In this respect the documentary evidence -
namely a letter dated April 3, 1989, from Mrs. Eckert to the grievor specifically
states:
"I must point out again that, as ~he nature of your digabiliE¥
relates to psychiatric rather than physical problems, the MinisEry
of Health cannot consider re-employment in any capaciE¥ until such
~ime as you are deemed able to return ~o work by your a~tending
psychia tri s ~. "
Section 42.10 (a) provides:
42.20 (a) When an employee who has been receiving or was eligible %o
receive L,T.I.P. benefits is able to return to full-time
employment, the provisions of Article 24 (Job Security), with
the exception of Section 24.3, shall apply.
Article 24 is the Job Security provision which deals with lay-off.
Therefore, argues the Union, the Ministry is not entitled to a certificate of
opinion from a psychiatrist in the case of the employee who returns from L.T.I.P.
The Union contrasts this with Article 52 which deals with short-term illness.
It provides:
52.9 Where, for reasons of health, an employee is frequently absent or
unable to-perform his duties, the employer may require him to submit
to a medical examination at the expense of the employer.
52.10 After five (5) days absence caused by sickness, no leave with pay
shall be allowed unless a certificate of a legally qualified medical
practitioner' is forwarded to the Deputy Minister of the Ministry,
certifying that the employee is unable to attend to his official
duties. Notwithstanding this.provision, where it is suspected that
there may be an abuse of sick leave, the Deputy Minister or his
designee may require an employee to submit a medical certificate
for a period of absence of less than five (5) days.
· The Union contended that because of the presence of these provisions
in the short term sickness plan i.e., Article 52 they provisions (Article 52)
apply only to short term .sickness and are inapplicable to Article 42 situations.
Therefore, it' argues that employer must be content with its own form, namely the
document that Dr..Mansworth Completed and the grievor's own opinion that he is
now fit to return to work. Mr. Wells referred the Board to R__e Braemer Home and
Canadian Union of Public Emplovees, Local 75-3 .(1988) 34 L.A.C. (3d)271. In that
case, the employer refused to authorize sick leave payments unless the grievor
provided an opinion from a psychiatrist. The grievor had had his personal
physician complete the company medical form and his physician wrote that the
grievor did not need .a psychiatric consultation.
Article 22.05 of the Collective Agreement provided:
"An emptoyee may be required to produce a certificate from a medical
practitioner for any illness certifying that he was unable to carry
out his duties due to illness."
The employer argued that the suspicious circumstances justified its
requests for a psychiatrist report.
The Arbitrator found that on the evidence before him the grievor was
ill.
At pages 281-2, the Arbitrator writes:
"... a few basic principles are now sufficiently well established
that they bear repeating here. First, absent either contractual
obligation or statutory authority, an employer does not have the
right to require employees to submit to an examination by a doctor
of the employer's choice [authorities omitted]. Second, an
employer's right to require medical examinations and reports for the
purpose of determining whether or not an employee is fit to return
to work is implied much more readily in collective agreements than
is the right to require such reports and examinations for the
purpose of verifying a claim to sick leave benefits: R_~e ~onarch
Fine Foods Co. Ltd. and Milk & Bread Drivers Dair~ Em~loyees~
Caterers ~ Allied Employees, Local 647 (1978) supra. R_~e Canada Post
~ and C.U.P.W. (Seaton, Bennett, Ricketts) (1986), 23 L.A.C.
(3d)138 (P.C. Pickers); and Brown and Beatty, Canadian Labours
Arbitration, Supra, para. 8, 3342, at pp. 610-3. Third, and most
importantly in the context of the present case, where a collective
agreement gives the employer the right to require that claims for
sick leave benefits be substantiated by medical certificates, then
it is not open to the employer to impose additional requirements
with respect to medical examinations and certificates: R_ge Women's
Christian Association of London (Parkwood Hospital Veterans Care
Centre) and London & District Service Workers Union, Local 220
(19S3), 10 L.A.C. (3d)336 (H.D. Brown), and R~e St. Lawrence Lodge
and ONA (1985), 21L.A.C (3d)65 (Enrich)."
He then concluded:
"The parties have clearly turned their minds to the question of what
constitutes proof of illness and both sides are boiled by that
agreement. This is not to say that the employer must accept at face
value every medical certificate which is tendered to it. Obviously,
if it has good reason to doubt the accuracy of a certificate or if
a certificate is incomplete, then the employer can put the grievor
to the test of proving through the grievance and an arbitration
procedure that he or she was unable to work due to illness. In such
circumstances, the onus will be on the employee to prove such
inability. What the employer cannot do, however, is require an
employee who has already produced a medical certificate to submiL to
a further medical examination by another doctor for the purpose of
providing the employer with a second opinion."
The reasoning of that award in the Union's submission is against 'the
Ministry's reques~ for a ~sychiatrist's certificate.
In the alternative, Mr. Wells argued that if this board should
consider that the employer is entitled to a certificate or report from a
psychiatrist it should remain seised as to its adequacy.
Mr. Knight argued on behalf of the Ministry that its right to require
the psychiatrist's certificate is derived from S. lS of the C.E.C.B. Act as
circumscribed by the terms of the Collective Agreement. Therefore, if it is not
restricted by the terms of the Collective Agreement, management may rely on its
management rights under S. lB. Furthermore, there is a duty imposed on
management by the health and safety provisions of Section 18.1 of the Collective
Agre~men=. The stressful nature of ~he grievor's position as a Head Nurse can
be gathered from the position specification which was filed as an exhibit.
The employer also relies on the wording of Subsection 42.10 of the
Collective Agreement. The wording "able to return to worF' and similarly in
Subsection 24.2.1 "provided he is qualified to perform the work' show that it is
necessarily, implied management has to be able to determine that the worker has
the necessary physical or mental capacity to perform the work.
The Counsel for the Ministry further argues that 'the language of
Section 52.9 is general and not restricted to short term absences. He further
relies on Section 52.10's reference to five (5) days absence as further evidence
that these provisions are not specifically restricted to the Short Term Sickness
Plan situation.
The Ministry further argues that the grievor himself had previously
on ear!let occasions complied by providing a certificate from his then
psychia%rist Dr. Horrow, Now he has only provided a certificate of physical
fitness from his personal physician. With respect to the adequacy o~ Dr.
~answorth's certificate, Counsel referred us to the decision of this board in
Dorman and ~CSS GSB 72/78. In that case, the issue was the adequacy of the
medical certificate.
At page 3, the board states:
"The certificate was issued by Dr. Barry, his family doctor for 25
to 30 years. The certificate (Exhibit 4) is unfortunately cryptic,
stating that "Bill Dorman has been au~de~ medical care from 18 to 20
and is able ~o return to school/work on December 2t." Under
"Remarks," one finds "reported problem to me." The employer did not
accept the medical certificate as proof that Mr. Dorman was ill on
December 19 and 20."
At page 6 after citing a nu~er of authorities, Vice-Chair Swinton
writes:
"The cases cited show that the probative value of a medical
certificate depends in part on the thoroughness of the diagnosis
contained therein and the date of the medical examination in
relation to the date of the illness. An employer is not required to
accept a medical certificate which is in a standard form with little
or no diagnosis as proof that the employee was absent due to
illness. Of course, if the employer takes disciplinary action
because of doter as to the adequacy of the reason for an absence, it
may find its conclusions and actions challenged in arbitration
proceedings."
And further~
"...Dr. Barry's diagnosis or explanation reveals nothing about an
illness. He states that Dorman "reported proDlem to me." No
further elaboration was obtained by Mr. Dorman at any stage in the
grievance procedure even though the employer rejected the original
medical certificate."
P.7 "The onus is on the grievor 5o sho~-; that he ~-~as '
entlt,~d to
sick ~eaue. He had initially indicated to the employer %hat his
absence ~.~as due to family problems. As a result, he %~as told to
obtain a medical certificate. This should have 'indicated the need
for a medical report from Dr. Barry sufficient %o
ill because of these problems. Such a report might still have been
obtained during the grievance procedure."
In the Ministry's-view, it is entitled to enough information to make
a determination. The employer also cited U.A.S., Local 27 and Eaton Automobile
Canada Ltd. (1969) 20 L.A.C. 219. Firestone Tire & Rubber Co. of Canada Ltd. and
United Rubber Workers, Local 113 (1973) 3 L.A.C. {2d) 12; R__e Keeprite Inc. and
Keeprite Workers' Independent Union (1982), 7 L.A.C. ~d) 112; Sunnvbrook Hospital
and Sunnvbrook Hospital Empl~vees' Union, Local 777 {19B0) 26 L.A.C.
, In a fundamental sense, the grievance fails immediately for a very
s~mple reason. The grievor has not in any true sense provided any evidence
either to the employer or to this board that he is fit to return to work. The
certificate form filled in partially by his personal physician does not certify
that he is able to return to work. The reason for the grievor's absence from
work was mental, not physical. The employer must be provided with at the minimu~
a medical certificate or evaluation from the grievor which certifies that the
grievor is able to perform his work.. Obviously, in this case, that means that
the grievor must not be disabled from performing, that work due to a psychiatric
or mental problem. The form in question did provide for comments with respect
to "any other functional iimitation~' and it is ~own to both the employer and
the employee in this case that the "functional iimira~ion" in issue was
psychiatric. Mr. Wells argued that the Ministry must be content with its own
form that it provided for Dr. Mansworth to complete. But the simple answer is
that Dr. Hansworth did not complete that form in any meaningful way and
accordingly the grievor did not even reach the threshold of demonstrating fitness
to return to ~ork. Whether the employer could reiy upon Section 52.!0 or
m~%agement rlgnts to require the grievor to submit a report from a psychiatrist
need not De answered at this point. It would really only arise under %hese
circumstances if once having received a properly completed certificate from the
grievor's personal physician, the employer still insisted on a psychiatrist's
report. If and when'that arises, this board will have to determine whether
Subsection 52.10 applies to employees on long term disability who wish to return
to work or there is authority in subsection 28(i) of the C.E.C.B Act or otherwise
in the Collective Agreement. Accordingly the grievance is dismissed.
DATED at Toronto this 30thday of August , 1990.
T. H?_.Wilson, Vice-Chairperson
i. J. Thomson Member
D. Clark Member