HomeMy WebLinkAbout1989-0571.Ford.90-02-01 ~' ONTARIO EMPI. OY~S DE LA COURONNE
CROWN EMPl. OYEE$ DE L'ONTARIO
· GRIEVANCE C,OMMISSION DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 DUNDAS STREET WE$~ TORONTO, ONTARIO. MSG 1Z8-SUITE2100 TELEPHONE/T~I,~PHONE
180, RUE DUNDAS OUEST, TORONTO, (ONTARIO} MSG iZ8. BUREAU 2100 (416) 598-0688
571/89
IN TIlE MATTER OF AR ARBITRATION
Under
THE CROWN EMPLOYEES
COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between=
OPSEU (Do Fo~d)
Grievo~
- and -
The Crown in Right of Ontario
(Ministry of Transportation)
Employer
Before= A. Barrett Vice-Chairperson
I. Thomson Member
G. Mtlley Member
For the Grievor: L. Rothstein
Counsel
Gowling, Strathy & Henderson
Barristers & Solicitors
Fog the ~lOYer: B. Smeenk
Counsel
Wtnkler, Filion and Wakely
Barristers & Solicitors
Hearing: November 9, 1989
This grievance concerns the interpretation of Article
29.1 which reads as follows:
LEAVE WITHOUT PAY
"Leave-of-absence without pay and without the
accumulation of credits may be granted to an employee
by his Deputy Minister."
The grievor is'a Maintenance Mechanic II, employed at
the time of the grievance as a sign erector on highways in the
Huntsville district. He is also president of the union local
317.
On May 23, 1989, the grievor made a written request to
his supervisor, Mr. Phillips, for a nine day leave of abseDce
from June 18th to June 29, 1989, to attend a tra{ning school on
health and safety which would qualify him as an instructor in
health and safety. The course was offered ak the union-managed
Workers Health and Safety Centre which is an agency of the
Workers' Compensation Board. The course was to be largely
finance~ by the Workers' Compensation Board, via the union, but
the g~ievor asked the Ministry to finance the small deficiency
between the amount of his "scholarship" and his regular pay.
The leave was refused by Mr. Phillips after
consultation with Mr. Authier, the district engineer, in a
letter dated the same day which stated in part:
- 2 -
"Mr. Authier and myself discussed yOur request and do
not feel that it is a benefit to M.T.O. for you to have
the course. Therefore, if you wish to attend this
course, you must re-schedule your vacation to the dates
of June 18, 1989 - June 29, 1989.
Also, the Ministry will not accept any costs derived
from the taking of this course should you decide to re-
schedule your vacation."
In a responding letter two days later, the grievor
expressed his disappointment at management's rgsponse and
declined to change his vacation (then scheduled for the last
week in'July and the first week in August); and changed his
request to a leave without pay.
Next, on May 31, 1989, Mr. Authier responded"to that
letter, in part, as follows:
"While I find it commendable that you have a
desire to pursue training that would benefit you in the
area of Occupational Health and Safety', I can foresee
no direct benefit to the Ministry that would be derived
from such training.
You are working as part of one of our sign
erection crews this summer; an assignment that you
agreed to accept when it was offered to you this
Spring. This assignment was made because of a backlog
of high priority work that must be completed through
the stu~mer. A one-week's leave of absence was approved
in April to allow you to a=tend the 1989 O.P.S.E.U.
Spring School. You have requested an additional week
of leave in August to complete this training.
While I can understand your desire to take
advantage of an opportunity the Union is offering you,
I feel you also have an obligation to your job duties
that will not afford any additional'time than what has
already been granted you and what your position with
the Union will demand through the summer."
The matter was taken higher when Mr. James Clancy, the
union president, wrote to the Deputy Minister on May 25, 1989,
a letter which was received in the Deputy Minister's office on
May 31st. Mr. Clancy stressed the benefits of the course, and
in particular, took issue with the employer's statement that
the course would not provide any benefit to the Ministry.
The Deputy Minister responded on June 15, 1989,
stressing the impairment to operational requirements which
would have been occasioned by the leave, and noting that the
employer had on numerous occasions granted the g~i~vor's
requests ~or leave without pay for union business when
operational requirements were not impaired. The Deputy
M~nister also noted that although some employees are selected
for health and safety training programs by a joint committee of
union and management, the grievor was not one of those persons
who baa been selected.
We heard considerable evidence at .the hearing relating
to two issues: 1) The validity and value of the course; and 2)
The oDerationa! requirements of the sign erection crew at the
relevant time.
In summary, the course would have qualified Mr. Ford to
train other employees to become trainers of oucupational health
and safety. It is not part of Mr. Ford's job description to
perform this function in the workplace. In general, the
employer says that while it is obviously valuable to have
employees well versed in health and safety matters, other
employees and management personnel are directly charged with
these duties of training personnel.
With respect to the operational requirements, it was
undisputed on the evidence, much of it from the grievor
himself, that the prime Period ~or s~gn erection is April.
through mid-December in each year. In the Sprin~ of 1989 there
was a very large back-log of signs to be erected during the
season. Mr. Authier;who had been transferred to the Huntsville
district as its engineer in October, 1988, was determined to
eliminate or at least substantially reduce this back-log during
the 1989 season. In 1988 the sign erection crew consisted of
a forema~ ~nd two maintenance mechanics with one truck.
Fortu/tously, in the Spring of 1989 a second truck became
available for at least a few months and it was determined that
two crews could be But to work. Accordingly, an unclassified
staff and a seasonal worker were hired to work with the three
existing crew members. 'The foreman can held ou% on the crews
occasionally when needed, but he has many other duties which
mean that he cannot be a regular crew member. It requires two
people, at least, to erect a sign. Therefore, if one member of
a two-man crew is off work, the crew and the truck are out of
commiss{on. Th~ remaining man may join the first crew and add
somewhat to its productivity, but not 50% which would have been
his value on a second crew.
The grievor had already requested and been granted a
one-week leave for union business in late April, 1989, and was
expected to receive a further one-week leave in August for the
same purpose. (The August leave had not formally been
confirmed because a new supervisor was soon to arrive and it
was felt the decision should be made with his input. It was
subsequently approved). Also, Mr. Ford had two weeks vacation
scheduled ~or the last week in July and the first we~k. in
August. Thus, the deployment of a second crew during those
four weeks would not have been--w~able. A further two week
leave would have had a similar effect. Documents were produced
at the hearing showing a comparison of actual to planned
productivity for accomplishment from April 1, 1989, to October
13, 1989. By May 26th, only 8.3% of the total goal had been
accomplished whereas 20% would have been the appropriate
figure. B~ October 13th, 80% of the work should have been
accomplished, but only 39.8% had been done.
Article 29.1 of the collective agreement is framed in a
way which appears to give management an unlimited discretion in
the granting or denial of leaves of absence. In fact that
discretion must be exercised in a non-discriminatory and
reasonable manner, as many decisions of this Board have held.
We adopt the guidelines for the proper exercise of this
discretion as delineated in Ku~n%~es, GSB 513/84, at page 16:
". · . Arbitrators must ensure that decisions
are made within the con~ines of certain minimum
standards of administrative justice. Those
administrative law concepts relating to the proper
exercise of discretion include the following
considerations:
1) The decision must be made in good faith'and
without discrimination.
2) It must be a genuine exercise of discretionary
power, as opposed to rigid policy adherence.
3) Consideration.must be given to the merits of the
individual application under review.
4) All relevant facts must be considered and
conversely irrelevant consideration must be rejected."
Those principles have been adopted in numerous
Grievm~e Settlement Board decisions since, Ko, ever, a word of
warninq about too rigid an application of those principles was
sounded in ~ailloux GSB 0087/85, where again the panel adopted
the KuYntdes principles, but added:
· · . We do have concern, however, lest any
confusion evolve from the reference to administrative
law standards as they may relate to the scope of
arbitral review· That concern is prompted in part by
the position of the Union in this case, the thrust of
which is that in a grievance of this kind the burden is
upon the Employer to establish that it has conducted a
full investigation, has considered all relevant
material, and has exercised its discretion in keeping
with the standards that govern the decisions of persons
exercising statutory powers of decision·
In our view the approach urged upon this
Board by the Union risks unduly judicializing decision
making in the day to day management of the Employer's
operations. Acceptance of the Union's position would
be perilously tantamount to requiring the Employer to
conduct an inquiry, on quasi-judicial lines, every time
a request is made by an employee which requires the
exercise of the Employer's discretion. The
consequences of such an approach should not be
minimized. The exercise of statutory powers of
decisions and the making of decisions by an employer in
the Contractual framework of a collective agreemen't in
the day to day operation of an enterprise, be it
private or public, are two very different things· The
Dro~pect of boards of arbitration striking down
management's decisions on the basis that an officer of
management failed to conduct a sufficiently thorough
investigation, asked himself or herself the wrong
question or misdirected himself or herself in some
material way, to borrow the well-worn phraseology of
administrative law, risks converting a collective
agreement ~nto an instrument for management by
arbitrators. In our view such broad powers of review
should not be found unless they are supported by the
clear terms of a collective agreement.
In a case such.as this the legal or
evidentiary burden is upon the Union. It must
establish,, on the balance of probabilities, that the
Employer has failed to exercise its discretion in a
manner that is untainted by arbitrariness, bad faith or
discrimination. In considering that question a board
of arbitration must not lose sight of the fact that the
grievor is the party with the best first-hand knowledge
of his own circumstances, including those facts which
would justify the application of the Employer's
discretion in his favour. The grievor is entitled to
have the merits of his case fully considered. By the
same token, however, it is he who bears a commensurate
responsibility to make all pertinent facts known to the
managerial decision maker."
The union argues here that the employer by focusing its
attention on the lack of benefit to the Ministry of the course
was basing its ~efusal of the leave on an irrelevant
consideration. Counsel says that many, if not most, leaves of
absence Without Day do not benefit the Ministry. Although the
employer should enquire into the merits of the leave, that
enquiry should only be made to determine its legitimacy, not
it~ value to the employer. Once the employer has taken into
account an irrelevant consideration, the exercise of its
discretion is fundamentally flawed and its decision must be set
aside. The union argues further that any leave at any'time
reduces productivity and therefore, the operational
requirements should not be given pre-eminence.
We do not agree with the union's submission. The
employer may and should enquire into the merits of the leave
application. Sometimes the request may be spurred by an urgent
personal,~%~atlon of the employee and a compassionate view
must be taken of his or her circumstances even though
productivity may be impaired by the absence. However, where
the leave is requested to take a course, which we learned is
available four times a year and offers no direct benefit to the
employer, and where other leaves had been granted t-o that
employee for educational purposes that were also of no direct
benefit to the employer;and where operational requirements in
this particular unit meant that the griever's absence would be
sorely felt, we do not f~nd it inappropriate that the employer
considered the value of the course to the Ministry as one
factor in assessing whether or not to grant the leave.
An employee has no automatic right to a leave of
absence without pay simply because he has a good reason for it.
Even mandatory leaves of absence for union business as set out
in article 28, are subject to operational requirements
determined by the employer. In this case we have no doubt that
there were genuine o~erational considerations taken ~nto
account in management's exercise of its discretion. Sometimes
management will over-ride the operational requirements in
circumstances, for instance, where the educational course taken
would be of continu~n~ bene. f~t to it, or conversely, where
although the course would be of no benefit to the employer, the
absence Would not impair the operation. As an example, if Mr.
Ford had requested the leave during the mid-December to end-of-
March slow period, operational requirements would not have been
as weighty and the ~ack of benefit of the course to the
employer would have been similarly less important. Conversely,
in busier times the merits of the leave must be greater in
order for the employer to exercise its discretion in favour of
the employee. Fundamental to the employer-employee
relationship is an agreement that: a) the employer will pay the
employees salary and benefits on a regular basis: and b) that
the employee will attend for work on a regular basis unless he
is unable to do so due to illness, etc. Any request for time
off work should reasonably be assessed ~n view of operational
requirements first. Sometimes operational requirements will
take a back seat to compassionate considerations, but where the
reason for the leave is to take a self-improvement c~u~se, and
the employer offered to reschedule the employees vacation to
allow his to take advantage of the course if it was of
sufficient importance to him, and where the employee refused to
take advantage of the offer; then the employer is entitled to
put its operational requirements first.
On the evidence, we find that the employer exercised
its discretion in this case reasonably and without
discrimination or bad faith. Accordingly, the grievance is
dismissed.
DATED at Toronto this Ist day of February- , 19q0.
A. BARRETT, -Chairp~
..~ ~ ADD~ND~MATTAC~EDMember
G. MILLEY, Member
AnU t UUM
57]Y89 D. Ford
{~i ni stry of
I ~on~ur with ~he resul~ in ~his case because ~he evidence was
=hat "operational considera~ions" gui~e~ Management's exercise of
its ~iscre=ior I warn satisfie~ on =he evidence that ~he
neede~ Mr. Ford a= work in June 1~89 ~o ~eal with Zhe very large
back-log of signs =o be ere=ted.
I do no~ agree however =ha~ i~ was approDria~e for the
to consiaer whether =he course Mr. Fora wan=ed =o a~=end wam of
benefit ~o ~he Ministry. The leave withou~ ~ay under Article 29. 1
of ~he collective agreemen~ is a benefi~ prOvideS ~o ~he employee
un,er ~he collective agreement. ~ile it may be a ~iscretionary
henefi~ i~ is never=heless.a Benefit ~o the employee, no= ~o ~he
employe~. The leave of absence for an urgent personal matter
often refer~ed to as a compassionate leave is g~an~ed unde= ~his
same article. Tha~ leave is clearly of no Benefit to ~he ~nis=ry
employer. In my view leave requests ~or compassionate reasons,
for a course of. study or ~or any o~her reason shoul~ be ~rea~ed
=he sams. The guiaelines from ~he K~nt~es case (G.S.B. 513/84)
shoul~ be followed:
"1. The decision mus~ be made in good faith an~
~i s cfi mi nazi on.
2. I= must be a genuine exercise of discretionary power,
as o~posed =o rigl~ policy a~herence.
3. Consi~era~ion mus~ be given =o ~he merits of
indivi~ual applica~ion under review [=his considera~ion
as I understand i~ is a co~i~era~ion of ~he legitimacy
of ~he re~ues~ insofa= as. the individual applican~
concerne~ an~ woul~ no= in~lu~e any consideration of
~he "merits" of th~ applica~ion insofar as the way
which i~ 'might henefl~ =he e~ployer. ]
4. Ail relevant fauts mus~ be consiaered and conversely
irrelevant consideration mus~ be rejected. [Benefit of
~he leave ~o ~he employer i~, in my view, an ir=~levant
co~ideration which mus~ be rejec~e~. ]"
Notwithstanding 2he above concerns I am con~ent =ha2 the
operational considerations guide~ ~he employer in this case and
Justified =he denial of 2he leave re~es~. Fo= ~ha~ reason
concur with =he majority.