HomeMy WebLinkAbout1989-0859.Arnold & Zozzolotto.91-03-27 ONTARIO EMPL. OY~-~ DE L.A COURONNE
CROWN EMPLOYEES DE I.'ONTARIO
GRIEVANCE C,OMMISSION DE
SETTLEMENT REGLEMENT ,
BOARD DES GRIEFS ....
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RuE DUNDAS OUEST. BUREAU 2~00. TORONTO (ONTARIO), M5G 1Z8 FAC$tMILE/T£Lf:'COPIE : (416j 326-13-~6
859/89, 862/89
IN THE ~iATTER OF AN ARBITR~TION
Under
THE CROWN EMPLOYEES COLLECTIVE B~RG~INING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN OPSEU (Arnold/Zozzolotto)
Grievor
- and -
The Crown in Right of Ontario
(Ministry of Correctional Services')
Employer
BEFORE: R. Verity vice-Chairperson
W. Shipman Member
F. Collict Member
HOR THE P. Chapman
GRIEVOR Counsel
Ryder,~ Whitaker, Wright & Chapman
Barristers & Solicitors
FOR THE C. Peterson
EMPLOYER Counsel
Winkler, Filion & Wakely
Barristers'& Solicitors
HE~RING: December 21, 1989
April 11, 1990
November 1, 2, 28, 1990
DEGISION
In this matter Jerry Arnold and Lo-Ann Zozzolotto, then
Correctional Officers at Metropolitan Toronto West Detention
Centre, filed individual grievances to the effect that the
Ministry's April 1989 Communicable Diseases Policy violated
Article 18.1 of the collective agreement in that it failed to
make reasonable provisions for their health and safety. These
grievances arise in the context of increased anxiety about
Acquired Immune Deficiency Syndrome (AIDS) in the workplace and a
change in Ministry policy regarding the handling of inmates with
communicable diseases.
Article 18.1 reads:
The Employer shall continue to make reasonable
provisions for the safety and health of its employees
during the'hours of their employment. It is agreed
that both the Employer and the Union shall co-operate
to the fullest extent possible in the prevention of
accidents and in the reasonable promotion of safety and
health of all employees.
A brief factual background is essential to understand
the grievor's concerns. In 1985 the Ministry brought into
custody the first known inmate who tested positive for the AIDs
virus HIV (Human Immunedeficiency Virus). The- Union and the
Ministry combined to produce a booklet in 1985 entitled "AIDS -
Information and Guidelines for Correctional Employees" (.Exhibit
13). The booklet specified that "medically valid isolation
procedures" must be taken to identify and isolate inmates
infected with the AIDS virus. Similarly, it specified that "only
those who are specifically trained and properly equipped should
be involved with the supervision of isolated AIDS inmates. In
general terms, inmates were placed in isolation for all serious
communicable diseases and officers were told the category of
precaution that was required.
HoweveF, with the passage of time.mhd increased
knowledge of both AIDS and-Hepatitis "B", concerns were expressed
about the wisdom of isolating inmates in order to prevent the
transmission of blood borne pathoMens. Briefly stated, there
were concerns about the confidentiality of such medical
information and the likelihood of discrimination against infected
inmates in a manner that would unnecessarily restrict their basic
right~ and privileges. ~n 1988, the Ministry provided a
voluntary vaccination program, free of charge, for Hepatitis "B"
for all correctional officers.
4
In 1989, OPSEU issued a thoughtful and informative
publication entitled "HIV Infection And AIDS - A Guide to Worker
Protection". In April 1989, the Ministry introduced a new
comprehensive communicable diseases policy (Exhibit 8) which
applied to all communicable diseases so designated under the
H~alt~ PrQt~ctio~ and Promotion Ac~, 1983 R.S.O. c.10. The new
policy makes it clear that "the control of communicable diseases
in Ontario is the responsibility of the Medical Officer of Health
under the provisions of the ~e~.l_t~Q.t_~_Q~i0J~_a~_R~QmQ~iQn_A~t.
Section 27(2), 37(1) and (2) of the Act requires chief
administrators and physicians in a correctional facility to
report to the local Medical Officer of Health any person detained
in the facility who is infected with a "reportable disease". The
Medical Officer of Health may order the chief administrator of
the facility to "take specific action to prevent the spread of
the infection within the correctional facility".
A significant change in direction was the Ministry's
stated goal "to manage offenders with a communicable disease
where it is clinically and operationally possible, in the general
institution population .... ". This meant that inmates identified
as c~rrying the AIDS virus would no longer remain in isolation.
The policy went on to state that mandatory testing of inmates is
not permitted at this time. The thrust of the' new policy was
that "universal medical precautions" will be applied by all
correctional employees. In addition, category specific isolation
precautions would be maintained for communicable diseases in the
respiratory and enteric categories based on the knowledge that
universal precautions do not prevent transmission in those
categories.
Universal medical precautions are recognized procedures
which assume that every person has a communicable disease. For
correctional officers, this method is used to protect employees,
to the extent possible, from all identified and unidentified
disease.
For correctional officers, universal medical
precautions consist of hand washing techniques and certain
"protective'barriers" to minimize the workplace hazard of contact
with potentially infectious blood'substances. The protective
barriers include "silky touch" latex gloves, packaged latex
surgical gloves, trionic gloves, mess kits (for use in the
absorption and disposal of potentially harmful blood and body
spills), protective eyewear and outerwear, as well as pocket
ventilators.
6
The Ministry developed a package of written materials
to support the policy which included Communicable Disease
Information Package, 1989 (Exhibit 5), aommunicabie Disease
Training Manual, 1989 (Exhibit §), Communicable Disease Trainin~
Program, 1989 - Instructors Manual (Exhibit 7).
The supporting materials indicate that HIV is
transmitted through three primary sources: (1) Sexual contact
with an infected individual; ~2) Parenteral exposure to infected
blood or blood products (including needles shared among
intravenous drug users); and (3) Perinatally from an infected
mother to her child. The materials indicate that in the
correctional setting, universal medical precautions apply to
blood, body fluids which are known to carry blood borne pathogens
such as HIV and Hepatitis "B", i.e. blood, seminal fluids,
vaginal fluids, saliva, amniotic fluids, body fluids containing
visible blood. In addition, the material states that handwashing
after exposure to saliva minimizes any possible risk of salivary
transmission of HIV and Hepatitis "B" virus. The following
universal precautions are specified:
(1) Gloves should be worn if contact with blood,
semen, and saliva is likely.
Contaminated uniforms should ~be-'isolated and dry
cleaned.
(3) Contaminated surfaces should be cleaned with Javex
disinfectant solution.
(4) Handwashing.
Following the announcement of the new policy in April,
1989, the Ministry embarked upon an ambitious program to train
approximately 8,000 correctional officers in 54 institutions
throughout Ontario. At least two representatives from each
institution attended regional training sessions conducted by
correctional officer Ken Lee from the Monteith Correctional
Centre and nurse Nancy Ogden. Once trained, the representatives
returned to their respective institutions and commenced the
training of correctional officers in a series of seminars on
communicable diseases with a particular focus on AIDS and
Hepatitis "B".
Metropolitan Toronto West Detention Centre is a maximum
security institution which accommodates approximately 629 inmates
with a staff or 400 including approximately 250 correctional
officers. The grievor Jerry Arnold attended a six hour seminar
at Metro West on Ma~ 28, 1989 and was instructed by nurse Shirley
Groux and correctional officer Gary Sanderson~
At the hearing, counsel for the Union withdrew the
settlement requested in the original grievances and substituted
the following remedy:
A/ A declaration that the Communicable Diseases
Policy of the Ministry of Correctional Services, dated
April, 1989, violates Article 18.1 of the Collective
Agreement, in that it fails to make reasonable
provision for the health and safety of employees%
B/ An order that the Communicable Diseases Policy of
the Ministry of Correctional Services ("the Policy") be
modified to include the following provisions:
(1) Where an offender is identified as a carrier
of a communicable disease, correctional staff who
come into contact with that offender in the course
of their duties will be warned of the nature of
the hazard posed by that disease. This hazard
warning will identify the specific category of
precautions (ie "blood body fluids",
"respiratory", etc.) to be utilized to prevent
transmission of the disease. The hazard warning
will be placed on the Unit Notification Card for
the infected offender;
(2) Criteria should be developed to govern the
decision of the administrator to place offenders
with communicable diseases into a special needs
unit, the s'egregation unit, the health care unit,
or a community hospital, rather than placement in
the general population. These criteria should
include,
(a) threatening or aggressive behaviour by
the offender towards the staff;
(b) a lack of co-operation by the offender
in following precaution~ to prevent
transmission of the disease;
(c) the offender engaging in high-risk
behaviour;
in addition to the medical needs of the inmate.
(3) The criteria for the placement of inmates
with communicable diseases should be detailed in
writing and should be made available to
correctional staff. In additiqn, staff should be
trained in the identification of high-risk
behaviour,
(4) When a member of the correctional staff
believes that an offender with a communicable
disease evidences one or more of the criteria for
placement outside the'general population, they
shall initiate.a request for reassessment by
.filing a written report with the shift IC. This
report will be considered by the administPator
and/or health care staff in determining whether
placement outside of the general population will
be implemented. The decision of the administrator
will be communicated to the correctional officer
who initiated the reassessment.
C/ An order that the Policy be consistently and
effectively implemented by the Mihistry at the Metro
West Detention Centre. In particular, the Ministry
should:-
(1) Ensure that all protective and clean-up
equipment described in the policy is available and
accessible to all staff in all areas of the
institution;
(2) Provide at least one Additional sink for
hard-washing by staff in the female building; and,
(3) Ensure that training with respect to the
procedures and concepts in the policy be delivered
by personnel.with special qualifications in the
area of communicable diseases. Training should
include demonstrations of the proper use of the
10
protective and clean-up equipment described in the
policy.
Jerry Arnold was the Union's principal witness. He is
a correctional officer currently working on Unit 2B at Metro West
and was hired in June of 1986. Mr. Arnold testified that while
he agreed with the concept that AIDS inmates should not be
isolated, he had concerns about the adequacy of universal
precautions in the blood and body fluid category. The thrust of
his testimony was that inmate Unit Information Cards should
contain hazard warnings for the blood and body fluid disease
category. In cross-examination, when asked why he wanted to know
this additional information, Mr. Arnold ~xplained that he would
be better prepared to handle the situation and that the universal.
precautions system causes unnecessary delay. The grievor
testified in some detail about the unsatisfactory nature of the
training on communicable diseases at Metro West. Similarly, he
complained that many of the "protective barriers" used in the
universal medical precaution system were late in arriving
and that some of the equipment such as packaged latex gloves,
trionic gloves, mess kits, protective eyewear and outerwear were
not readily available because they were stored in supervisors'
offices.
11
The only other witness for the Union-was Lo-Ann
Zozzoiotto who gave brief testimony. Her complaint focused on
the inadequacy o'f one sink on the female unit at Metro West ' She
testified that following a search it was.customary to wait in
line five to six minutes in order to wash her hands.
The Employer called three witnesses: Dr. Paul
Humphries, Senior Medical Consultant for the Ministry; Mrs.
Barbara Lynn, a Senior Nurs~ who ser~es as Health Care Co-
Ordinator at Metro West; and Peter Northcott, then Senior
Assistant Superintendent (Support Services) at Metro West.
Dr. Humphries gave detailed evidence as to the
background and rationale for the new policy on communicable
diseases and of the input into that policy by the Ontario Human
Rights Commission and the Chief Medical Officer of Health. He
testified that currently there are inmates in various
correctional institutions throughout Ontario who have tested
positive for HIV and that in the absence of mandatory testing
there are many more that remain unidentified. Dr. Humphries
testified as to the need for universal precautions and maintained
that if properly adhered to that "the risk of transmission of
AIDS in a facility is very, very minimal". He stressed the
12
confidentiality aspect of labelling HIV patients and the fact
that confidential health care information cannot be shared
without the written authorization of the inmate. He acknowledged
that an offender with AIDS who exhibits aggressive behaviour may
be placed in the medical unit, the special needs unit or the
segregation unit because of his behaviour, but not because of the
disease. In his words "correctional officers are well trained to
recognized high risk behaviour". The Doctor maintained that
there was minimal risk of HIV infection from being cut b~
contaminated needles, or other sharp instruments such as knives,
but readily acknowledged that there is debate as to the possible
transmission of AIDS through puncture of the skin. In Dr.
Humphries' opinion, the training seminars on communicable
diseases were adequate and properly presented by a nurse and a
correctional officer.
Barbara Lynn is Senior Health Nurse at Metro West. She
administers a staff of 14 registered nurses and one pharmacist.
She indicated that a physician visits the institution's clinic
each morning Monday to Friday and is on call during other hours.
Mrs. Lynn participated in the regional training sessions on
communicable diseases and has monitored the performance of the
institutions communicable diseases seminar. In particular, she
attended the seminar on May Z8, 1989 and was satisfied that the
course content had been properly addressed. However, she did
acknowledge that the policy was not reviewed "word by word".
Mrs. Lynn prepared the directive on Communicable Diseases -
Protective Barriers dated September 21, 1989. That directive
explained the use of the various protective devices many of which
were stored in supervisory offices (either O.M. 14 or O.Mo 16).
In particular, Mrs. Lynn explained that the trionic gloves were
intended to be used for planned hostile situations rather than
spontaneous hostile situations~and were to be used only on the
instructions of an O.M. 14.
Peter Northcott verified Mrs.' Lynn's explanation as to
the intended use of trionic gloves. He acknowledged that trionic
gloves would be of assistance in any hostile situation, but even
if located on the unit, there would be no time to put them on in
a spontaneous hostile situation. Mr. Northcott maintained it is
impossible to completely protect oneself against inmate
assaultiveness.
The nature of the grievors' complaints is that in
responding to concern for inmate rights, the focus of the new
Ministry policy on communicable diseases has swung too far from
14
the'duty to make reasonable provisions for the health and safety
of employees during hours of employment. One of the Union's
principal concerns is that blood body fluid diseases have been
excluded from the specific hazard warning system. The grievors
request several modifications to the policy. Ms. Chapman
maintains that there is a duty to warn employees of a known
hazard in the blood, body fluid category and that some form of
warning system be instituted naming the category of precaution
without naming the disease. Similarly, Ms. Chapman contends that
the placement of inmates should be made not only on medical
grounds but also on behavioural factors to further prevent the
transmission of disease. Finally, she maintains that many of the
protective barriers were slow .arriving and are not readily
available at Metro West. In support of its submissions, the
following authorities were submitted. QP~ (E~hiD~ ~.~d
M~pistrv of Health £959/87 (Wright); and OPS_~U
Minis'~rv of Correctional Sgryices £350/88 (Samuels).
The Employer maintains on the expert testimony of Dr.
Humphries that universal medical precautions system is the prq~er
method, and in the absence of any medical evidence to the
contrary, the Board must find that 'the policy provides reasonable
protection for the health and safety of the grievors. Mr.
15
Peterson argued that the grievors failed to introduce any
evidence to demonstrate that the new communicable'diseases policy
places the grievors' health and safety at risk. Counsel referred
the Panel to the following authorities: OPSEU (Union q~ievance)
and ~inistry 9f Correctional Services, #69/84, 70/84 (Samuels); .
OPSEU (Ro Bell et al) and Ministry of the Solicitor General,
#665/84 (Verity); OPSRU (Joseph Brelik et al) an~ Minis%fy o~
Correctional Services, #1466/87, '(Dissanayake); Walton v.
Treas-rv ~Qard (Correctional Retraces Cana4a) (1987), 16 C.C.E.L.
(Bendel); and Re l.oomis Armour_eA Car Seryicem l,%d. an~
Miscellsneous Workers. Wholesale and Retail Delivery Dr~vers ~nd
~e]pers Union, Local 351 (198~), 4 L.A.C. (3d) 341 (Larson).
It is understandable that employees would have concerns
regarding the adequacy of Ministry'policy on the placement and
handling of inmates infected with the HIV virus. This is
particularly true of a disease such as AIDS which is of recent
origin and for which there is no known cure. In these particular
circumstances, we would agree with the Union's submission that
there is no onus to prove an actual danger.
Under Article 18.1 the Employer is obligated to
continue to make reasonable provisions for the health and safety
16
of its employees during the hours of employment. The obligation
is only to make reasonable provisions and there is nc guarantee
to provide a to(ally safe working environment. However,
correctional officer is not obliged to assume unnecessary risk.
Until such time as a vaccine is developed for AIDS, there remains
a potential risk, however remote, of transmission of the disease.
The issue before us is whether or not reasonable precautions have
been taken by the Ministry in accordance with the collective
agreement.
Under s.4~a) of the
Act R.S.O. c.275, the ~inistry is required to "provide for the
custody of persons awaiting trial or convicted of offences".
Similarly, under s.20(2) of the ~t, the superintendent "is
responsible for the custody and supervision of such person until
the term of imprisonment is completed".
For purposes of applying Article 18.1 to a given set of
facts, we would agree with the flexible approach of Mr. Samuels
in OPSEU (Unioa Grieya~ce) and_Ftinis~v of CorrectiQ.~.ai S~_.~v~ices
£69/84 and £70/84, supra, where he states at pp. 7 and 8:
It is necessary to balance the safety of the emD.Loyees I
against the need for care and custody of the inmates
and the purposes of the institution.,.- Proper p.kanning
can reduce the potential or likelihood of incidents,
but it is not possible to eliminate all conceivable
risks.
In applying the balancing test, the Union must
establish that the balance has been improperly placed. On the
evidence adduced and in the absence of any expert evidence to the
contrary, there is no persuasive evidence to demonstrate an
inappropriate employee risk of contacting blood category
communicable diseases by adherence to universal medical
precautions. Given the reassuring medical testimony of Dr.
Humphries, and in the absence of any contrary medical evidence,
we must find that the Employer has complied with the provisions
of .Article 18.1. In the absence of mandatory AIDS testing of
inmates, and the number of unidentified carriers of the-disease,
from Dr. Humphries evidence it would appear that any form of
category warning is medically unnecessary. Dr. Humphries assured
us that the Chief Medical Officer of Health had reviewed Lhe new
policy and that to date there has been no objection taken to that
policy by any medical officer of health in Ontario. Fortunately,
s~nce 1976, no one at Metro West Detention Centre or f6r that
matter any other correctional .facility in Ontario, has contacted
AIDS fr6m the workplace.
].8
We are satisfied that the Ministry has adopted a
comprehensive and realistic policy on communicable diseases, in
accord with current medical opinion, which reflects a proper
balance between the rights of inmates and the health and safety
of its employees. In our opinion, on the evidence adduced, there
is no justification for any modification to the policy.
Similarly, we find that the protective barrier equipment at Metro
West is readily available to the employees and is in accordance
with Ministry policy. Obviously, there was some initial delay ~t
Metro West in providing all items of the protective equipment for
institutional use. However, that defect was rectified at the
time of Mrs.. Lynn's directive in September, 1989. In addition,
we must find that the sink facility on the female unit at Metro
West is adequate.
Clearly, the Ministry has undertaken an extensive
training program to familiarize ail Ontario correctional officers
with a new policy with a special focus on AIDS and Hepatitis
Ail correctional officers including new staff must have the
b~nefit of the communicable diseases seminar. However, we find
it difficult to understand why copies of the policy (Exhibit 8)
were not distributed to ali correctional officers at Metro West.
Although the risk of transmission of a communicable disease such
]9
as AIDS has been described a~ "minimaX", it is only common sense
that in i~ight of employee concern copies of that policy be made
available to each employee. For the above reasons, these
grievances are dismissed.
DATED at Brantford, Ontario, this 23~h day of March
199'1.
~ .~.~ .,~~...,~ r.-~,. :., "Addend~ attached"
#859/89 & 862/89
IN THE MATTER OF AN ARBITRATION
BEFORE
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN:
OPSEU (ARNOLD & ZOZZOLOTTO)
and
THE CROWN RIGHT OF ONTARIO
(MINISTRY OF CORRECTIONAL SERVICES)
ADDENDUM TO DECISION
On balance, I am convinced that the panel has found correctly
and the standard of reasonableness as identified in ]8.] of
the collective agreement has been met by the Minis'try.
However, in my mind, the seriousness of the issue gives added
weight to a number of inconsistencies, and in some cases,
apparent short comings, dealing in two specific areas. They
are; ~. Equipment availability and 2. The thoroughness and
delivery of the training seminars as outlined in exhibit 6
and 7 and presented to the correctional officer staff.
The basic principle of the Universal Precautionary method of
defense against contraction of communicable disease is the
practice of treating all inmates as potential carriers.
Listed among specific Universal Medical Precautions in the
Communicable Disease Training Programme (Ex.#7) is protective
equipment. Exhibit #4 lists these 'protective barriers' in
greater detail. Clearly, unless a correctional officer -
the front line of daily detention enforcement - is properly
equipped with all tools listed in these exhibits, or at least
given free access to them 'as required', the effectiveness of
the precautionary method is undermined.
'Protective barriers, and the knowledge of how they are to be
used, form the largest part of the protection process.
More specifically, exhibit #6, page ]6, addresses procedure
concerning "Fights and Assaults". Recognizing that compliance
with the wearing of 'trionic gloves' is not always going to
be possible, depending on the urgency of the situation at
hand, every effort must' be made to afford the C.O. in
question the ability to comply should the opportuntiy present
itself. As the section concerning fights and assaults states
in the Communicable Disease Training Manual;
"When suddenly confronted with an altercation in
which contact with blood or body fluids may occur~
a correctional officer must quickly make a critical
decis[on. "Should I stop to put on gloves before
intervening."
This section contemplates situations where time may exist for
the officer to utilize additional protection such as trionic
gloves. I can only expect, that an experienced officer would
in fact be aware of particular inmates where situations as
such may be much more likely to occur.
It should not then be acceptable practice that trionic gloves
be kept within premises that may impede the quick and
critical decision that the C.O. may have to make. Documented
personal issue, issue upon request or storage within the unit
should be considered. The only reasons given in evidence
that can be viewed opposing improved availability were a
vague reference to "security" of the equipment regarding
bandages apparently missing from medical kits and suspected
misuse. Trionic gloves are readily available to personnel in
admitting and discharge and in segregation. As well, we heard
in evidence that a pair is worn on the sargents belt. So
should they be available to the correctional officer.
With regard to training seminars conducted in the detention
dentres, we have heard from Dr. Humphries that although he
felt "pretty good about the trainers and training conducted",
he couldn't say that everyone had done a "four star job."
I would first like to express my confidence in the profes-
sionalism and dedication of Dr. Humphries relative to the
hugh task of first developing such a program and then
overseeing its implementation throughout the correctional
centres under his jurisdiction. It would be totally un-
realistic to expect a "four star" job by every instructor in
every class no matter how hard they were to try.
However, I am concerned by statements in evidence .relating to
the unavailability of equipment for proper demonstration and
reduced training classes due to lack of facilities or
lessened priority.
It strikes me that if the response sheets mentioned by Nurse
Lynn were made available to all C.O.s as well as the
managers, we would then have a mechanism in place to ensure
total satisfaction with universal precautionary procedure
training and protective barrier instruction.
In addition, should a C.O., or any other personnel for that
matter, feel inadequately trained, they should have the
ability to register for retraining. The importance of
proficiency in the universal protection program for those in
direct contact, cannot be overstated.
~anuary 28, 1991