HomeMy WebLinkAbout1989-1259.Barnes, Forsythe & Mercer.91-02-28 ONTARIO EMPLOYES DE t._.4 COURONNE
CROWN EMPLOYEES DE L 'ONTARIO
180 OUNOAS STREET WEST, SUITE ~100, TORONTO, ONTAR,'O,
"~80, RUE DUNOA$ OUEST~ BuREAu ~2100, TORONTO (ONTARIO). MSG 'IZ8 FACSfM.~LE/T~-LC~COPIE : (416,~ 226- 13~;6
1259/89, 1260/89, 1261/89
· IN THE MATTER OF AN ARBITRATION
Un4er
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Barnes/Forsythe/Mercer)
Grievor
- an4 - ..
The Crown in Right of Ontario
(MiniStry of Community & Social Services)
Employer
BEFORE: N. Dissanayake Vice-Chairperson
J. McManus Member
D. Daugharty Member
FOR THE R. Wells
GRIEVOR Counsel
Gowling, Strathy & Henderson
Barristers & Solicitors
FOR THE C. Osborne
EMPLOYER Counsel
Fraser & Beatty
Barristers & Solicitors
HEARING: February 21, 1990
August 7, 8 and 9, 1990
· AWARD
The three grievors, Mrs. L.J. Barnes, Mrs. L.E.
Mercer and Ms. V. Forsythe, filed a number of grievances
arising out of a decision by the Employer to reorganize
its staff at the Muskoka Centre in Gravenhurst~ Ontario.
During the course of the hearing, Counsel for the
grievors advised the Board that he would only be pursuing
the grievances alleging a contravention of article 24
filed by each of the three grievors. Accordingly, the
other grievances before us are dismissed for want of
prosecution.
Ms. Marilyn Ashberry, Ms. Ellen Franks, Mr. Paul
Jones and Ms. Debbie Stark, were given notice that t~is
proceeding may potentially affect their legal rights.
However, none of the four appeared at the hearing.
Muskoka Centre is a residential facility for the
developmentally handicapped. The Centre consisted of a
number of departments. The grievors were employed in the
Residential Services Dept. as Assistant Residential
Supervisors. Their position was classified as,
Counsellor 3 Residential life, commonly referred to as
RC 3.
3
Prior to the events giving rise to these grievances,
the staff in the Residential Services Dept. consisted of
a Director, RC 45 (Management positions), RC 3s, RC 2s
and RC is. Each RC 4 was responsible for an area which
consisted of two living units. The RC 3 was a group
leader position, responsible for the work of the RC 2s,
who were the primary counsellors, and the RC Is and
trainees, who carried out their functions under
supervision.
Ms. Lorna Parker, Assistant Administrator of
Developmental Services, testified that around 1985, the'
Centre came unde~ severe criticism by the media' and
various interest groups. The essence of the criticism
was that there was no coordination in the services and
-programmes provided by the various departments of the
Centre and that each department was going its "own thing"
without being informed of what the other departments were
doing with the same resident. The Centre was also
~criticised on the grounds that information with regard
to residents was not centralised but scattered throughout
the various departments.
In response to this criticism, the Centre retained
a consultant to review its programme delivery. The
consultant's report recommended an inter-disciPlinary
4
approach to programme delivery. The most critical change
required by this recommendation was the manner in which
the annual conference on each resident was conducted.
In the past, each department attended the conference with
its own proposal of a programme for the resident for the
coming year, without any knowledge of what plans the
other departments had for the resident. The proposed co-
ordinated approach required experts from all of the
departments to get together with ~11 of the information
on the resident and in consultation with each other come
up with a total plan for the resident.
In response to the ~onsulta~t's report, Ms. Parker
was'assigned to develop a system of service coordination.
A Developmental Division Management Team was set up
consisting of the department heads. After much study and
consultation, this team decided that what was required
was a separate department solely responsible for service
co-ordination, and not involved in any service delivery.
It was felt that a department responsible for service
delivery could not audit its own performance, but that
an independent service co-ordination department would be
able to monitor the service delivery of all departments
objectively, thereby assuring a measure of quality
control. With this objective in mind, the Team developed
a proposal, which was complete~ in September, 1988 and
5
approved for implementation. One of the key proposals
was the creation of a Service Coordination Dept. and the
creation of ten Service-Coordinator ("SC") positions.
Shortly thereafter, MS- Gilda Evely was appointed Manager
of Service Coordination. Ms. Parker met with the RC 3s
on several occasions. They were. informed of the
organizational change, the creation of a Service
Coordination Dept. and that they would be eligible to
apply for the SC positions.
The evidence reveals that the employer expected to
be able to create the required SC positions, without any
incumbent RC 3 losing his or her job. At the time there
were five RC 3 positions vacant. The Employer's plan was
to convert four of these to SC positions and post them.
It is clear that the management expected or at least
hoped, that these SC positions would be filled by RC 3s.
Then the plan was to convert the RC 3 positions vacated
by the successful applicants into SC positions and fill
them as SC positions.' Through this process it was hoped
that the required number of SC positions would be filled
without any incumbent losing employment.
As per plan, the first four SC positions were posted
and filled. The SC positions had the same classification
as the RC 3 position. Only one RC 3 was among the
6
successful candidates. The three grievor's participated
in the competition but were not successful.
Subsequently, four more RC 3 positions were converted and
two were posted and filled as SC positions. At the time
of the hearing, the only incumbent RC 3s were the three
grievors. The Employer was in the process of filling two
additional RC 3 positions. The evidence is that the
three grievor's still had duties'to perform as RC 3
although they had lost some responsibilities to the SCs,
mainly those duties relating to resident conferences.
The evidence also indicates that the demand for RC 3s had
gradually decreased as a result of the organizational
change under~ake~, and the general down-sizing of the
living units and the policy of placing more residents in
the community. However, the evidence is clear that as
of the date of hearing the grievor's RC 3 positions were
secure.
Article 24 commences as follows:
24.1 Where a lay-off may occur by reason of
shortage of work or funds or the
abolition of a position or other
material change in organization, .the
identification of a surplus employee in
an administrative district or unit,
institution or other such work area and
the subsequent assignment, displacement
or lay-off shall be in accordance with
seniority subject to the conditions set
out in this Article.
24.2.1 Where an employee is identified as
surplus he shall be assigned on the
7
basis of his seniority to a vacancy in
his ministry within a forty (40)
kilometre radius of his headquarters
provided he is qualified to perform the
work and the salary maximum of the
vacancy is not greater than three
percent (3%) above nor twenty percent
(20%) below the maximum salary of his
classification, as follows:
- a vacancy which is in the same class
or position as the employee's class
'or position;
- a vacancy in a class or position in
which the employee has served during
his current term of continuous
service; or
- another vacancy.
And it continues with a detailed procedure designed
to relocate the surplus employee within the public
service.
The issue for the Board to determine is whether at
the time of the grievances, circumstances existed as
would trigger the process envisaged in article 24 and if
so, whether the grievors were entitled to be assigned to
the SC positions in accordance with their seniority.
The triggering event for the application of article
24.1 is "where a lay-off may occur ...". The Board had
occasion to consider the meaning of this phrase in R_ge
OPSEU (Union Grievance), 2507/B6 (Samuels) at p. S:
When does Article 24 commence
operation? Must there be a 'formal
"identification" of surplus employees before
the process begins?
8
In our view, Article 24 is essentially
self-executing. Article 24.1 commences "Where
a lay-off may occur ...". This is the
triggering event. The process established in
Article 24 being when a lay-off "may occur".
What does "may occur" mean? Given the
elaborate and comprehensive machinery provided
in Article 24, the parties could not have
intended to start up the machinery if there
Was only a vague possibility that an employee~
might be laid off. In our view, there has to
be a clear likelihood that the lay-off will
occur before an affected employee can take
advantage_of Article 24.
But once the triggering event has taken
place, once "a lay-off may occur", Article 24
is invoked.
(Emphasis added)
· Was there "a clear likelihood" at the time these
grievances were filed, that the grievors would have been
laid off? The Union's position essentially is that,
while the Employer hoped'that it would not be necessary
to lay-off any RC 3, that hope was dependent solely on
an assumption that RC 3s would apply for and win SC
positions. Counsel points to the following statement at
p. 12 of the Management Committee's proposal.
" Assuming that the existing RC IIIs are
interested in the Service Co-ordinator
positions, and that they are successful in the
competition process, no jobs with incumbents
will have to be eliminated"
Counsel argues that implied in this statement is
the converse, that if RC 3s do not show interest or are
not successful in the competition, jobs with incumbents
will be eliminated.
In addition, Counsel relies on the evidence of Mrs.
Mercer, who testified that early in the process, Ms.
Parker informed at a meeting that there will not be any
RC 3s left once the reorganization was completel
Counsel submits that while subsequent events ensured the
security of the grievors' positions, at the time of the
grievances they were subject to lay off, and that at
that point article.24 should have been invoked.
The whole case depends on whether at the relevant
time, there was "a real likelihood" that the grievors'
RC 3 positions would be abolished. In this regard, we
found Ms. Parker's evidence to be very credible and
convincing. She admitted that management was heavily
relying on its assumption that the SC positions would be'
filled by a sufficient number of RC 3s that, they would
not be faced with any surplus employees. She was a co-
author of the draft proposal. She explained that the
statement at p.12 relied upon by the Union was included
solely as an assurance to the RC 3s that their jobs were
not in jeopardy, and not because the Employer at any
10
time contemplated abolition of positions with
incumbents. She vehemently denied Mrs. Mercer's claim
that she made a statement to the effect that RC 3s would
no longer be employed after the re-organization. On the
contrary, Ms. Parker's evidence is that she always
assured employees that no jobs with incumbents will be
lost. She testified that management was very confident
that RC 3s will be appointed to the SC positions in
sufficient numbers in order to avoid any surplus
situation.
Management may have been somewhat reckless in
relyiDg on such an assumption. However, we are
satisfied that they ~id. In our view, the result was
that management did not turn their mind at the time as
to how they would deal with the eventuality of their
assumption not materializing. Nevertheless, we are
satisfied that abolition of RC 3 positions with
incumbents was not an option the management entertained.
Ms. Parker testified that if contrary to the
management's assumption, RC 3s did not win the SC
positions, management "would have had to look
elsewhere". There is no doubt that the grievors had
concerns'about their job security once the SC system was
in place. It is likely that from the discussions with
Ms. Parker, Mrs. Mercer came to a conclusion that no RC
11
3s will be employed in the future. However, we are
satisfied that Ms. Parker did not make such a statement.
We see it as very unlikely, in that Mrs. Barnes
testified ~that she understood Ms. Parker's posit~on
differently. Ms. Barnes stated that "when we stated our
concern as to what will happen to us after all the SC's
are appointed, she said we will still be there to assist
RC 4s in daily living and care of our units".~
Based on all of the evidence, we have concluded
that at the relevant time.management did not have as an
option the abolition of any RC 3 positions with
incumbents, although it was willing to gamble ~n the
assumption that it will not hawe to cross that bridge.
In the circumstances, while the grievors may
subjectively have entertained serious concerns about the
security of their jobs, it cannot be said objectively
that the grievors were facing a real likelihood of lay-
off. It follows that article 24 was not triggered as
would entitle the grievors to rights under it.
For the foregoing reasons these grievances are
~dismissed.
12
Dated this 28thday of February. 1991 at Hamilton, Ontario
Nimal V. Dissanayake
Vice-Chairperson
J. McManus
Member