HomeMy WebLinkAbout1989-1439.Barber & Sinclair.90-06-12· i,' :.:~" i.'~ ONTARIO EMRL 0 YES DE LA COURONNE
"~. : ~ CROWN EMPLOYEE$ DE L 'ONTARtO
GRIE~/ANCE C,OMMISSION DE
SE'I'I'LEMENT REGLEMENT
BOARD' DES'GRIEFS ~
180, RUE ~ND~ ~EST, BUREAU ~, T~ (~T~). ~G 1Z~ FAC~IMILE/TE~C~E
1439/89
IN ~E ~TTER OF ~ ~I~TION
Under
Before
THE GRImaCE SETTLE~ BO~
BE~EN ~ -
OPSEU (Barbe~
Grievors
The~Crown in Right o[ Ontario
(~nis2ry of Correctional' Services)
BEFORE: ~ P. KnopE Vi ce-Chai rPe.rson
F. Taylor. Hembe r
R. Sco~2 ~embe r
FOR THE M. 'Hart
GRIEVOR= -.-rCounset-
~ Cavalluzzo, Hayes & Lennon
B~rristers & Soticitor~
FOR YBE M. Galway
EMPLOYER: Staff Relations Officer
Ministry of Correctional Services
HEARING: March i9, 1990 ',
DECISION
The Union has Drought this gr£evanc~, On behal~ of the
Grievors, Correctional Officers a: =he Cam2 Dufferin in LyZe,
On~ar~o. T~e O~ievance i~volves ~heir ra~es of pay in 1989.
T~e gr~e~anc~ i~seif refers to Article 6.6.1. The Union also
wants to all~ge that the facts~ support a violation of
Article 5.4.1. The Employer has raised a preizm~nary
object,on that the inclusion of Article 5.4.1 in the
arbitration would amount to an amendment or a fundamental
change zn the grievance and it ought not to be allowed.
Thus, the part,as agreed to present facts to us for purposes
of the preliminary argument and to seek an inter[m ruling
before proceeding further.
For purposes of this motion, the agreed-upon facts
are as follows. Mr. Barber was permanently classified with
the Ministry on August 29, 1988. He was hired in the
position of a CO 2 and initially "underfllled" as a CO 1 and
was thus paid at that rate. However, on NovemDer 15, 1988 he
was made an acting CO 3 and pal~ as such. He remained as an
acting CO 3 until Jun~ 12, 1989 when he was made an acting
OM 14, which is a management position outside the bargainzng
Mr. Sinclair s situation was very similar. He was
permanently classified on June 13, 2988. He was also hired
as a CO 2 and underfllle~ as a CO 1. On August 1. igJ,9 he
was made an acting CO 3. He remained in that position untll
June 12, 1989 when he was made an acting OM 14.
On July 3, 1989, Doth Grievors were returned to the
responszb~lities of a CO 2 and were paid as CO 3~s. Between
July 3 and August 17, DOth the Grievors were paid at a CO 3
level. Their paycheques loc August 17 indicateJ they were
paid as a CO 3 and also paid a d[fferenc[al, between the CO 3
level and the OM 14 level on a retroactive Oasis for the
period they had acted as an_OM 14,~ being~June t2 'to July 3,
1989.' Their AuQust 31st. Paychegue paid them bo,th, at the
regular CO 3 level, with no deductions. Their Sepia. tuber 14
paycheque reflected a reduction from the CO .3 to CO 2 level
· and deductions ~for the.differential for four w~,eks from the
CO 3 to CO 2 level. '-In the end, they were;deducted all of
what the Ministry considered:to be overpayments for the
period between July 3 and September 1~[,
On or .About August 17 or i3, Doth Grievors went
spoke to Joanna Broadfoot.. the Offlce..~Manager at. Camp
Dufferln, to ask aoout deductions on paycheques_..- Ar_ that
point, they were told· that-the.:de~ductions would be made and
-that. ·adjustments would con. tinue .to'be made. T, he Grievors
then went t6 their Local President, He~ took their concerns
to management'andre first level-response ~o the grievance was
is&ued. , It. iS clear from~tnat..corresp0nde, nce th·ac, the Issue
of the deductions was ralsed_wlch_-management.-.
'For purposes.."Of the .p~elimlnary issues, it was agreed
that-r_he ,~rst t~me. the Grievors ..thought there was a problem
was when.they ·noticed cna de.ductioas on ..the ir paycheques.
They had Dean told that~there were-other employees at Camp
Duff'er.zn working at-.the CO 2 ieSel and_paid as CO 3 s and
--'believed thai~ ~his was being done:as a result of the
s~ttlemen~ between the parties,
The Union characteElzes this case as an issue as to
Whether the Grtevors ought to have been paid at 'the CO 3
1.3v.'-i for th~ period, of Msrch 3, .1989 to March'31.,, 1990.
Further it is~saxd'to'be a' question of. whether, the
MinzstrY".s decision to'~'put~ th~se people~in the CO 3 position
an~ l~a~e them-~here longer than allowed Oy ArtiCle 6.6.1 and
paying them as [f they were a CO 3 Is also a violation of
Art~cle 5.4.1. The remedy requesteJ is payment to the
Grle~ors as CO 3 s from July 30 1959 to March 31, 1990o
The following facts also emerged as not suspect to
d~spute, When the Union referred the grievance to the
Grievance Settlament Board to request a hearing, the Union
characterized the case as one involvin9 "joo posting"
Further, at the pre hea~in9 of th~s matter the Union raised
its rellance on Article 5 for the first t~me %o t~e Employer,
There Is some dispute as to w~ether Article 5.4 or 5.3 was
mentioned. That disp~t~ need not De resolved because there
is no dlsput~ that the first tl~e ~hat t~is was raised was at
the pre hearing level. Upon the mention of Article 5 the
Employer objected on ~he basis that ~h~ introduction of such
a concept would fundamentally change the nature of the
~r~e';ance,. it is not con~es~ed that Article 5 had not been
ralsed with the Employer p~io$ to those dlscussions,
The Employer obj~uts_- to reliance on Areicle_ 5.4.1
arguing that thls wou~d amount to a suDs'tantial change in t~e
Qr~e';ance. The G~ievance itself rofers only to Article 6.6.1
and it was said that the remed] sought in the Grievance is
not consls~ent with Article 5.4.1 although the remedy
requested :oday would be. The Board was remindeJ that the
corr.~spondence filed showed that the Zmployer was respondlnQ
throughout the 9$~evance procedures to Article 6.6.1, The
Employor argues that ~he Unlon s letter ~o the Board
refer~ this case 5o a hear~aQ characterizes the case as a
job postln~ anJ that chis to° ~s consistent w~th Article 5.6
and no% Article 5.4. Th~s was said ~o conf~rm management s
expectation that ~be ~e~amce concerned Art~cl~ 6.6. The
f~rst ln~cation the Smployer, had of the Un[on s "chanGa of
position" would hav~ been on March 12 when the Union's lawyer
advised the Ministry of t~e Un~on's intention to focus the
hearing on Article 5.4. It was said tha~ all this amounted
to "an expansion of the nature of the 9r,evance after the
gr~euance procedure was exhausted." Ic was satd thac the
grtevance procedures did not reelect, the substance of the
9rievance that cha Un,on now w~shed to advance ' Ic was sa~d
that. cne~e were fundamental differences be~wa~n A~tzCle 6.6
and A~zcl~ 5.4. the Smplo~er relied upon ~e'cas~s of
~R~99~Rg..~gd M~nistry: .--__°~ Correctional___.._ .. Service, Board' File
771/88 (Knopf) dated.January 23, 1989 and Gwln, Board'File
27/83 ~(Draper) August 5. i98].~ ~
In response, ~he.Union argues that the Subs=ta'nce of
the grievance as presented to management has a'lways Dean
perfectly clear. Ic was said that manag~men~ was always
aware tha~ the G~ievors were compla~ning that they had not
been pal~ properly ~d Cha~ chis was .spelled out i'n.-the
grievance, d~cumenc. Ic was sa~d .the% whether.~c was fram~
as a u:olacion Sf Ar't.~cl..e' 3.6 'or Arcicl~ 5.'4 should not
matter because management:has-Dean perfectly weii aware of
what the Grlevors were '"'b~se~ abo~[." Ic was said that the
Grievors should not-.De d.~n[~d, the right corprocaed ~o a
grievance-woUld not nave made any d%fference .co m~nag~menc
nor would managemen,c ~ave acted d~fferencly mecaus~ e~eryone
kn~w what' che'Grievors wanted all-alon~. , We wer~ warned
against the. danger-of apply,ing overly legalistic or technical
requ [remen ts on' ~r'ievo~s chat wou~d prohtbit ch~ processing
of cl'a/ms. Rel[agce ~as placed on the cases o[ ~%~%~o~9~3
Ltd. and interna'tton&l BrOtherhood of Electr. lcal Workers,
Local 2343 (1984}, 15 L.A.C. (Sd) 7~ (Rayne.r) and Fournier
a~_~!q~.~A[Z_9f Hea%.~, Board File 86/76 [Be'a%ty) May 6, 1977
Board File 12~)/87 (Samuels) July 4, 1988.
The Decision
All the case law czted' Dy Doth parties stand for the
samTM. bas.lc propositions. The purpose of the gr.ieVance
procedur~ is to allow the parties to inform each other of
their posit~ons and to lead co meaningful discussions.of the
issues. The grit-vance procedures cannot work until the
substanc-~ of ~he lssue is known to both sides. This does not
mesh o~ require that a Union must be able to p~e~isely define
tbs exact nature of a grievance ~n the grievance form and be
limited to the{, Imposing the technical requirements of
pleadings upon ~he grievance procedure Zs in~ppropria~ and
Is contrary ~o common s,~nse and industrial relations
o~)ecc~vas. The comments Zn ~~bg~{ L~, ~gfa, by
Cha~rman Raynec arc still applicable.
The whol3 p~ocess of g£ievanre arbitration, and
grievance p£oceduru, is designed to permit the
parties at the earlier stages 'to resolv_
dispute between themselves. Hence collect[ve
agreements invariably contain 'grievance proce~ur~
provisions so chat grievances a~e funnelled ~o an
arbitration board only after the par~ies ha~e had a
chance to resolve, the ma~ter.. It ~is our view that'
t~e comments of Professor Laskin and the decision
in the ~_Biouin Dr[~9~[ case attempt to
acco~odace Doth values. If the issue raised at
tee arbitraclo~ heating is in fact part of the
or[~[na% q~[e~ance~ a board of arDltratlon should
hoc deny itself jurisdiction based on a technical
objection as to th~ scope of the original
gFlevaace. To do so would be to deny the value of
flexiDllity and would be to compel the pa~ties
draft tnelr gclevances with a nicety of pleadings.
On the ocher hand, if the issue raise~ by on9 of
th~ parties is not inh.~enc in the original
grievance, for the board to permit the party
raise that issue as .,.Dart of the original Grievance
wouiO D~ co ~eny the parties the DeDe~l~
grievance pr0c~dure in an at~emp~ to resolve the
issue between themselves. In fact~
permi~ one party to substitute a new 9~zevance ~or
the or~gznai grievance.
We must now apply these principles to the case a~
hand. In our v~ew, the facu that Article 6,6 alone has been
specified in the grievance [s of very little slgnlflcance.
The Unlon oecd not spec try cna Article alleged to have been
violated under this collective agreement. But when lc does
so, it iS clearly ~nte'nded to
what the complaint is. However, if on further ce. flectlon,
t[%e Un,on realizes chat the incorrect Arc,cie .has been
spec~f ~ed or
Grievance procedure ls flexlDl'e enough to altow fo~ th~s
Thus: ~f at the'f~i~s~t and second sta~es 'the Union makes Known
to the .Employer..that the.me, its of tne~brievance involve mo~e
than ls specified 'in"the g~levance f~rm, this allows the
Employer th~ opportunity to address those arguments and' act
accord fnQly.
discussions that then Decome imPOrtant and the Employer has
an opportunity of addressing the whole of the Union s case
and argument in the~gr~evance process, then the technical
beyond any specie,cs mentione.d
true substance of the 'compl~ain't .is not side Known ~o the
Employer at the Grievance meetings. ~rDftration Doards are
cons~stenf, in refusin
arDlcration. To do oth~rw"~se'would,be ~o destroy the purpose
of the g~z~vance procedure.
In the fac'ts at bani, we must-conclude tha:t'.:there are
fundamenta.[ differences"D~twee~ the substance of a .c-l.arm
unde~- Article ~.6'.! and Article'5..4.1'. The-~wo Articles
deserve to ~e quoted h~re .
ARTICLE
6.6.1 Where an. ~mployee
a position, Article 4 '(Posting and Filling
of Vacancles or N~'w Positions) shall 'not'
apply' excep
the term of a temporary assignment is
Greater than six (6) months duration,
and
[~J). the specific-dates of ~he tess a~e
establishe~ at least ~wo (2)"months in
advance of the contmencement of
temporary assignment.
ARTICLE 5 PAY ADMINISTRATION
5.4,1 Where, because of.the abolition of a
position an employee is assigned
(a) from one position
another positton in the same ministry,
nE
(b) from a position in one ministry to a
position in another ministry,
and the position to which he is assigned is
in a class w~h lower maximum salary than
the maximum salary for 'the class of the
position fk-om which he ~was assigned, he
shall coa~lnue to De ent%tled to salary
progression Dased on merit to the ~aximum
salary of the higher classification
including any re~lsion of ~he maximum salary
of the higher cl.asslflCatibn '~at takes
effect during the salary cycle in which the
assignment ta~es place.
A grievance under Article 6.6.1 would require an inquiry into
whether the assignments were for 9~ea~er than six months,
whether the date of termination was estaDlished two months in
advance of the commencement o~ the assignments a~d, ~
whether th~ assl~nments were posted and filled in accorJance
w~th Article 4. Th~s ~s fundamentally d~ffere~t than
inqulry that would be held into a violation of A~ticle 5.~.1
wh~r~ we would look to see i~ the 9rlevors hel~ th~ posi~ons
that were abollshe~, whether %ne result of that abolition was
that the 9rievors were assigned to a posltzon w~th a lower
maximum salary ra~e and, If so, whether the sala~es were
different: wa have to conclude tha~ the nature of the
employer s response to a cietm under A~ttcie 6.6.1 o~ 5,4
woulfl also be qatte different. There is no responsibility
upon an employer %o determine whe~® an alleged violation of a
collective 'a~r6ement properly lies. To simply say that this
is fundamental',y a claim about a race of pay does no~
an employer in determinln9 on what Das~s. the un,on relies.
Once th~ union s.oeclf~es the nature of its dispute, the
employer is entitled ~o. ~ely upon that and defend
accordingly. In this case, t~e Employer was ent~%led to rely
u~on %he factual a~ 'legal a~Qumen~s available ~o
was %old %ha% lc'was ~aclng a claim based on Article~6.6.1.
I~ we were to allow the Ualos to procee~'o~ Article'5.4.1 now
wa would ~be denying' ooth parties t~e.opportunltles tha~ would
ha~;e been available ~o them under the 9rie'4ance proc~.~ur~
address the ';er~ ~i~eren~ issues that such a claim would
Euen i~ we were l.to accept that t~e issue Of
Article 5 4.1 was r'aised at the pre hearing level, that does
not assis.t the Union, T~e issues must be discussed and
ralse~ at the grievanc~ procedures which were created in the
collect']v~ agreement. That allows those who have direct
lsvolvement iD a case to deal with it at its initial' stages.
However~ onc~ ~he ~mpo~tance of Article 5 became knowD to the
Employer. at the ~e hearing stage, the ~mploye~ cou'!d well
have taken tnau opportunity to explore the merits of ~hat
argument with the Unmon. W~ have no information as to
whsther of not thLs was done. It is always preferable [rom
an ~ndustrlal ~elations point' of ~lew to respond tO
grievances on their merl'ts so .employe~s have a feeling that
tne!~ true 9~xevaaces are ~eard. This benefits the' employer
and %ne wor~ force. Howe'~er, hav~n9 only raxsed the issue
Article 5 at the pr~-hs~r~ng st~Ge an~ haviDQ bypassed the
oppocuunicfes o( fhe grleuance sLeps., it is tOO late for the
Unio~ to attempt to do so now w~thout th~ consent o~
Emp 1 oye [ ·
For all these 'reasons, we have concluded that the
U~lOa ought not to be allowed %o r~ly on Article. 5.4.1 in
prOcessing .of r..h.ts case. We undarscand that the Employer has
the ~ntenclon of raising another preliminary object]on on t~e
basis of timeliness and that may ~e raxsed when. the h~arin9
proce,~ds on its merits. We also understand that ~he part~es
ace ag~aed t~a~ we are s~ized with this case.
Th.=refore, the mat. cer is adjourned to ~ date to be
sat Df the' Registrar, in con~g!tat~on with the parties.
DATED at. ~oron~o: Ontario ~h~s 12th day of June
1990.