HomeMy WebLinkAbout1989-1423.Newans.90-06-08 ONTARIO EMPLOYES DE LA COUFtONNE
CROWN £MPLOYEES DE L 'ONTARIO
GRIEVANCE C,OMMISSiON DE
SEITLEMENT REGLEMENT
BOARD DES GRIEFS
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1,t23/89, 1563/89
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN:
OPSEU (Newans)
Grievor
- and -
The Crown in Right of Ontario
(Ministry of Correctional Services)
Employer
- and '
BEFORE: S.L. Stewart Vice-Chairperson G. Majesky Member
D. Clark Member
FOR THE G. Richards
GRIEVOR: Senior Grievance Officer
Ontario Public Service
Employees Union
FOR THE M. Galway
EMPLOYER: Staff Relations Officer
Ministry of Correctional Services
HEARING: March 15, 1990
DECISION
The grievor, R. Newans, is employed as a Correctional~Officer'
2 at the Rideau Correctional and Treatment Centre. He has been
employed by the Ministry of Correctional SerVices since May 29,
1985. There are two grievances before us, one dated October 13,
1989 and one dated November 8, 1989. The October 13, 1989
grievance.states: "I grieve that on September 25, 1989 I was
forced to use a sick credit" and the November 8, 1989 grievance
states as follows:
I grieve violation of Article 52.10 in that
I was required to obtain a medical certificate
for a partial day absence September 25, 1989
without just cause and in an unfair and arbitrary
manner.
Article 52.10 of the Collective Agreement provides as follows:
After five (5) days' absence caused by sickness, no
leave with pay shall be allowed unless a certificate
of a legally qualified medical practicioner is for-
warded to the Deputy Minister of the ministry, cert-
ifying that the employee is unable to attend to his
official duties. Notwithstanding this provision, where
it is suspected that there may be an abuse of sick leave,
the Deputy Minister or his designee may require an employee
%o submit a medical certificate for a period of absence
of less than five (5) days.
Article 52 provides for short term sick leave on an annual
basis and as a new calendar year has commenced the issue of
whether the grievor was improperly required to take sick leave
has become an academic issue. The Union nevertheless requested a
declaration that the grievor had been improperly required to take
sick leave.
The Union also alleged that the Employer had violated
2
Article 18.1 of the Collective Agreement. Article 18.1 provides
as follows:
18.1 The Employer shall continue toLmake reasonable
provisions for the safety and health of its employees
during the hours of their employment. It is agreed
that both the Employer and the Union shall co-operate
to the fullest extent possible in the prevention of
accidents and in the reasonable promotion of safety and
health of all employees.
It was the position of the Employer that it would be
inappropriate for the Board to deal with whether Article 18.1 had
been violated as this provision was not the subject of the
grievances that were filed and processed through the grievance
procedure. The Board reserved its decision on this issue and the
matter is addressed below.
The grievances arise from events which took place on
· September 25, 1989. September 25, 1989 was the first day of
"winter dress" in the institution. As a result, correctional
officers were required to wear buttoned collars with ties.
During the summer months officers are not required to wear ties
except for matters such as court appearances.
On S~p{ember 22, 1989 Mr. Newans had a cyst lanced in his
doctor's office. The cyst was approximately one inch in diameter
and was at the base of his left ear. It was covered by a two
inch by two inch gauze bandage and Mr. Newans was instructed to
change the dressing three times daily and to clean and apply
antibiotic cream to the wound. Mr. Newans was scheduled to be
3
off work until September 25, 1989 and he testified that he did
not experience any limitations on his activities during his time
off work. He wore open collars during this time.
Mr. Newans testified that he wore his tie, a "clip on" tie,
to work on September 25, 1989. He was scheduled for a twelve
hour shift that day, from 7:00 a.m. to 7:00 p.m. Shortly after
the beginning of the shift Mr. Newans had a discussion with the
Shift I.C., C. Harrison, and he advised Mr. Harrison of the
reason for the bandage on his neck. He stated that he advised
Mr. Harrison that he did not anticipate any problems carrying out
his duties but that if he did he "would let him know". Mr.
Newans testified that Mr. Harrison advised him that he would be
unable to remove his tie without a medical certificate. Mr.
Newans asked him to "double check" and stated that Mr. Harrison
returned to see him at approximately 9:15 a.m. At that time Mr.
Harrison confirmed that he would be unable to remove the tie
without a medical certificate.
Mr. Newans testified that at this .time his tie was beginning
to cause irritation to his neck. He explained that although his
collar was not in contact with the bandage,' the effect of the
closed collar and the weight of the tie was that his skin was
being stretched', causing irritation to the wound. Mr. Newans
testified that he spoke to Mr. Murphy, senior superintendent at
the institution, at approximately 9:30 a.m. and that he advised
4
him that the tie was causing irritation to his neck. Mr. Newans
stated that Mr. Murphy told him that if Mr. Harrison agreed that
he wa.s experiencing a problem he would be able to remove .the tie
without medical authorization. According to Mr. Murphy'.s
testimony, he was in a hurry to leave the institution to attend a
funeral and the extent of his statement to Mr. Newans was to
advise him that he should deal with Mr. Ha~rrison about the
ma tter .
Mr. Newans stated that he then spoke with Mr. Harrison and
advised him of his discussion with Mr. Murphy. Mr. Harrison
stated that he would not grant him permission to take off the
tie. Mr. Newans replied that if he could not take off the tie he
was being forced to go home sick. He testified that he explained
to Mr. Harrison that his neck was getting progressively worse and
that he "could not work like that". He suggested to Mr. Harrison
that if he could remove his tie he cOuld continue working and he
could bring in a note the next morning or he could provide the
note in two days, after a doctor's appointment that had alrea~dy
been scheduled. Neither of these proposals was acceptable to Mr.
Harrison. Mr. Harrison told Mr. Newans that he could get a note
after the shift but that he would have to wear his tie that day.
Mr. Newans stated that the discussion 'concluded with Mr. Harrison
asking him if he was fit or unfit for duties. Mr. Newans
testified that he replied that given the fact that he had to wear
the tie he had to declare himself unfit for du.ties. There was no
5
discussion about replacing him for the balance of the shift
although Mr. Newans stated that he assumed that he would be
replaced.
When over an hour had passed and he was not replaced Mr.
Newans stated that he went to see Mr. Harrison who was eating
lunch. Mr. Newans asked Mr. Harrison about his replacement and
Mr. Harrison replied that he had not requested a replacement and
that it was not his understanding that Mr. Newans was indicating..
that he wished to go off duty. Mr. Harrison agreed to obtain a
replacement for him. Mr. Harrison also asked him what credits he
would be using to cover the balance of the shift and advised him
that sick leave credits could not be used to attend a doctor's
appointment. Mr. Newans stated that he advised Mr. Harrison that
he would be using overtime credits. He explained that he made
that statement because he did not wish to engage in further
discussion in the lunch room where other persons were present.
Shortly afterwards, there was a further discussion between
Mr. Newans and Mr. Harrison in the shift supervisor's office. At
that time there was a discussion as to whether Mr. Newans could
use sick leave credits to cover the balance of his shift with Mr.
Harrison expressing the opinion that sick leave credits could not
be used as he was leaving work to obtain a medical certificate
and Mr. Newans expressing the view that it was appropriate for
him to use sick leave credits as he was leaving work because of
6
his physical condition. The morning's events were reviewed and
Mr. Newans referred to his understanding that he would be
replaced. Mr. Newans stated that Mr. Harrison replied that there
was "no malice". At some point in this discussion Mr. Harrison
advised Mr. Newans that if he allowed him to take off his tie
without a medical certificate "he'd have twelve officers at the
door with razor burn". Mr. Newans was replaced approximately
fifteen minutes after the conclusion of the meeting.
Mr. Newans saw his doctor, Dr. Huntley, at about 2:15 p.m.
that afternoon. He stated that he told her that he was required
to wear a tie at work and that even before she examined him she
stated that he could not wear a buttoned, shirt and tie (Mr.
Newans stated that she was aware that it was a clip on tie). as it
would cause problems with the incision. She examined Mr. Newans
and advised him that the incision was reddened and swol~len. Mr.
Newans stated that in addition to his neck, which he described as.
sore, he felt very upset by this time and advised his doctor of
this. Dr. Huntley advised him to take the rest of. the day off
work and provided him with a note which indicates that his
appointment time was 2:00 p.m. and states as follows:
please note Mr. Newans cannot [emphasis in the original]
wear a tie for medical reasons for the next seven days
as in my medical opinion it will interfere with healing
and cause discomfort. Fit to return to duties on 26 Sept 89.
Mr. Newans provided the medical certificate to Mr. Harrison
the next day and war allowed to work without his tie. Mr. Newans
stated that he was contacted by Mr. Harrison on October 4, 1989
and was advised that he needed a doctor's note to cover his
absence from work for the balance of the shift on September 25,
1989. Mr. Harrison stated that because he was attending a
doctor's appointment there was a question of whether he should be
granted sick leave. Mr. Newans stated that he felt that the note
that he had provided had addressed his absence on September 25,
1989. Mr. Harrison advised him that he would review the note.
He called Mr', Newans again after reviewihg the note and stated
that a further note was required. Mr. Newans provided a further
note from Dr. Huntley which is dated October 10, 1989 and states
as follows: "Please note Mr. Newans was off for medical reasons
25 Sept 1989."
Mr. Harrison prepared a written report with respect to the
matter shortly after Mr. Newans left work on September 25, 1989.
Hi~ evidence was that Mr. Newans advised him at the beginning of
the shift that he did not wish to wear his tie because it was
"irritating" and showed him the dressing on his neck. He advised
Mr. Newans that he would speak to Mr. Murphy about the matter but
that he should have brought in a doctor's note if he was unable
to wear his tie. Mr. Newans approached him again at
approximately 10:05 a.m. in the segregation area of the prison
and advised him that he had spoken to Mr. Murphy and again asked
permission to remove his tie. Mr. Harrison's report of the
conversation states as follows:
Mr. Newans advised me that he could not continue to
work due to the irritation and Would have to book off
8
sick. I advised Mr. Newans that all that was required
was a note from his doctor and he.could remove his tie.
He stated again are you going to let me remove it or not.
I advised him I was not and explained that when an officer
is not able to perform his duties he should provide us
with the proper documentation so we can address the prob-
lem. I further advised him that by allowing him to remove
his tie for an irritation he states he has, then I would
have no option but allow others if they complained about
razor irritation etc. to remove theirs. Mr. Newans did not
agree with this explanation. I again advised him to get a
Doctors slip for t~orrow and there would be. no further
problems. He seemed bent on continuing with this and I asked
him are you telling me you are unable to perform your duties
and [he] replied only because of the irritation. I advised
him to let me know what he was going to do continue work or
leave. He made no response at this time and I left.
Mr. Harrison's ~report goes on to refer to the discussion that he
had with Mr. Newans in the cafeteria. He states that when Mr.
Newans asked him about his replacement he replied that he had not
obtained a replacement for him because he "never said [he was]
leaving". By and large, the rest of Mr. Harrison's report
accords with Mr. Newans' evidence about the matter.
With respect to the request for the second medical
certificate, Mr. Harrison stated that he made the request of Mr.
Newans after a discussion with Mr. Murphy. He stated that he
suspected that Mr. Newans was abusing sick leave and the basis
for his suspicion was Mr. Newans' statement to him that he wished
the time taken off to be allocated to overtime and his subsequent
claim for sick leave for the duration of the shift. Mr. Murphy
testified that the matter was discussed at a management meeting
and also indicated that'Mr. Newans' reference to overtime caused
him to suspect that Mr. Newans was abusing sick time. As well,
Mr. Harrison stated that he did not observe any indication that
Mr. Newans was impaired in carrying ~ut his duties and~referred
to the fact that the 'bandage was not in contact with Mr. Newans'
shirt collar.
As noted at the outset of this decision, there is an issue of
whether the Union can characterize the matter as a health a~d
safety issue and rely on Article 18.1 of the Collective
Agreement. Mr. Richards stated, and it Was not specifically
disputed, that the Employer was advised that the Union intended'
to rely on Article 18.1 at a pre-hearing settlement meeting. Mr.
Murphy testified that at the second stage meeting there was no
reference to Article 18.1 and that the matter was not
characterized by the Union as a health and safety' issue. Mr.
Newans' evidence suggested that Mr. Murphy had two meetings
confused but the substance of Mr. Murphy's testimony with 'respect
to the matter not being characterized as a health and safety
concern in the griev, ance procedure was not specifically disputed.
Mr. Richards submitted that the' Union's concerns that in his
submission give rise to a violation of Article 18.1 were made
known to the Employer. He argued that it would not be
appropriate to preclude the resolultion of the question of
whether Article 18.1 had been violated on the basis of a
technicality. He referred to City of Lethbridge 4 L.A.C. (3d)
289 (England) and the obiter dictu~ of Mr. Justice Brooke in
Blouin Drywall Contractors Ltd. and United Brotherhood of ,
Carpenters & Joiners of America, Local 2486 (1975) 57 D.L.R.(3d)
199 (Ont. C.A.) in support of his position.
While the facts that the Union relies on in support of its
position that there has been a violation of Article 18.1 of the
Collective Agreement are the same as those involving the
grievances that were filed, we agree with MS. Galway's submission
that an allegation of a breach of Article 18.1 is a substantively
different matter. The grievances, that are before us relate to
sick leave credits and whether~ a medical certificate was properly
requested. A violation of Article 18.1 is neither explicitly or
implicitly referred to. As was pointed out in Houghton O771/88
'(Knopf) the Board does not have jurisdiction to amend or alter
a grievance. We agree with Mr. Richards that we should not be
unduly technical in limiting the scope of a grievance. However,
if we were to allow the Union to proceed with its allegation of a
violation of Article 18.1 we are convinced that we would be
allowing the Union to proceed with a matter which is
substantively different from the matters that were grieved and
processed through the grievance procedure. Accordingly, the
Employer's preliminary objection is upheld.
There is little conflict in the evidence that must be
addressed to determine the grievances before us. The October 13,
1989 grievance alleges that the Employer improperly required the
grievor to use a sick leave credit for the period of his absence
from work on September 25, 1989. The essence of the grievance is
that the Employer should have allowed the grievor to perform his
work without wearing his tie thereby avoiding the necessity of
him leaving work. It is our conclusion that a violation of the
Collective Agreement as alleged in this grievance has not been
established. Clearly, the Employer is entitled to make and
enforce reasonable policies relating to dress. The
reasonableness of the policy 'relating to winter dress was not
specifically challenged by the Union. Because of the Employer's
insistance on compliance with this policy in the absence of a
medical certificate, Mr. Newans was unable to carry out his
duties due to a physical impairment. The medical certificates
clearly and unambiguously support the conclusion that he was
physically impaired. Accordingly, it is appropriate that the
sick leave provisions of the Collective Agreement come into play
and that the grievor's absence for the portion of the day on
September 25, 1989 be treated as sick leave. For these reasons,
this grievance is dismissed.
We turn next to the November 8, 1989 grievance which relates
to the Employer's request for a medical certificate for the
absence on September 25, 1989. Mr. Richards and Ms. Galway were
in agreement that, in accordance with the decision of this Board
in Ministry of Correctional Services and O.P.S.E.U. (Ralph!
364/80 (Gorsky), the issue to be determined is whether there
exists a reasonable basis for the suspicion that Mr. Newans was
involved in an abuse of sick leave. After a review of the
evidence and the submissions of the representatives of the
parties it is our conclusion that the. evidence does not disclose
a reasonable basis for such a suspicion. According to the
evidence of Mr. Harrison and Mr. Murphy, the basis for the
suspicion of abuse was that Mr. Newans had initially advised Mr.
Harrison that he wished the time taken off work to be deducted
from his overtime credits. When Mr. Newans made this statement
however, it was in response to Mr. Harrison's representation to
him that the time could not be taken as sick leave because Mr.
Newans was attending at a doctor's appointment. As an aside, we
would note that Mr. Harrison's representation is not 'entirely
accurate. As noted in Ministry of Correctional Services &
O.P.~S.E.U. (Union Grievance) 299/84 (Springate), while attendance
at a doctor's appointment for a matter such a a routine check up
is not properly characterized as sick leave, where a disability
makes it difficult or impossible for an employee to continue
working and as a result it is necessary for. him to take time off
to see a doctor, 'the employee is entitled to sick leave benefits.
Even accepting Mr. Harrison's evidence that he did not understand
Mr. Newans to be saying that he was unable to continue working if
he had to continue to wear the tie prior to the encounter in the
lunch room, on his own evidence, Mr. Harrison became~aware of
this matter at the time of the lunch room encounter. During the
discussion which took place shortly afterwards, Mr. Newans
confirmed that the tie was causing irritation to the wound on his
neck and that he felt unable to continue working. The medical
certificate of September 25, 1989 provided to the Employer
confirmed that Mr. Newans was unable to wear the tie fo'r medical
reasons'. The certificate explained that the wearing of the tie
was the cause of discomfort and interference with the healing
process. Moreover, this medical certificate was dated September
25, 1989, indicated that the appointment time was 2:00 p.m. and
further indicated that Mr. Newans would be able to return to work
the next day. There was no suggestion that Mr. Newans had
excessive sick leave, that he had been unco-operative in any way
in the past with respect to compliance with the winter dress
policy or that he was opposed to the policy itself. Any
suspicions that Mr. Harrison or Mr. Murphy held with respect to
the legitimacy of Mr. Newans" comp. laint should reasonably have
been put to an end when he received the September 25, 1989 note
from Dr. Huntley. Dr. Huntley specifically corroborates Mr.
Newans' statement that the wearing of the tie caused 'irritation
and the only logical inference that can be drawn from her
statement that Mr. Newans was fit to return to work the next day
is that he had medical authorization to be o~f work until that
time. Although Mr. Harrison did not specifically refer to the
fact that Mr. Newans had initially indicated that he would be
able to work if he could remove the tie as a basis for suspecting
that he could have returned to work that day, once again, any
reasonable concerns raised by this statement should have been put
to rest given Dr. Huntley's indication that the wearing of the
tie would irritate his wound. As Mr. Newans had been wearing his
tie .for several hours it is not surprising that his condition
would have worsened. Considering all of these factors, it is our
conclusion that there was no reasonable basis for the Employer to-
suspect that Mr. Newans was abusing sick leave and therefore they
were not entitled to request that he provide a medical
certificate dealing with his absence on September 25, 1989.
The particular facts of this case readily distinguish it from
the decision of this Board referred to by Ms. Galway, Ministry
of Citizenship and Culture & O.P.S.E.U. (Jarvalt) 178/83 (Swan)
where the grievor's absence on sick leave coincided with three
days for which she had been denied vacation. In this case, any
concerns that the Employer' might reasonably have held with
respect to the legitimacy of Mr. Newans' complaint should have.
been put to rest upon receipt of the September 25, 1989 note from
Dr. Huntley for the reasons outlined. Accordingly, as indicated
previously, it is our conclusion that a reasonable basis for a
suspicion that Mr. Newans was abusing sick leave was not
established by the evidence.
In the result, the October 13, 1989 grievance relating to the
use of a sick leave credit is· dismissed. The November 8, 1989
grievance relating to the request for a medical certificate is
allowed. As the medical certificate requested by the Employer
was provided, the Union is seeking declaratory relief only.
Accordingly, we declare that the request for a medical
certificate to justify Mr. Newans' absence from work on September
25, 1989 was in violation of Article 52.10 of the Collective
Agreement.
Dated at Toronto, this. 8t~ay of June 1990
S. L. Stewart - Vice-Chairperson
D, Clark - Member