HomeMy WebLinkAbout1989-1492.Hayford.91-01-29 ONTARIO EMPL O¥~:S DE LA COURONNE
CROWN EMPLOYEES DE I,.'ON TARIO
GRIEVANCE C,OMMISSION DE
SE'R'LEMENT REGLEMENT
BOARD DES GRIEFS
~180 OUNDA$ STREET WEST, SU.tTE 2h30, TORONTO, ONTAR~. M5G
'tSO, RUE OUNOA$ OUEST, BUREAU 2100, TORONTO {ONTARtOt.
1492/89
IN THE MATTER OF /%N ARBITI~ATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BO&RD
BETWEEN
OPSEU (Hayford)
Grievor
- and -
The Crown in Right of Ontario
(Ministry of Correctional Services)
Employer
BEFORE: N. Dissanayake Vice-Chairperson
M. Lyons Member
H. Roberts Member
FOR THE M. Bevan
GRIEVOR Grievance officer
Ontario Public Service Employees
Union
FOR THE J. Benedict
EMPLOYER Manager
Staff Relations & Compensation
Ministry of Correctional Services
HEARING~ April 4, 1990
July 30, 1990
2
DECISION
Mr. Robert Hayford, a Correctional officer 2 employed at
Millbrook Correctional Centre grieves a two day suspension
without pay imposed on him.
The events that led to the discipline in question
occurred on July 30, 1989. On that day at approximately 8:40
a.m., Mr. Perry Wozniak, acting unit supervisor, noticed that
some meal wagons were still in the hall way after breakfast.
He decided that the wagons must be removed before inmates came
down the hall at 9:00 a.m. on their way to the chapel. His
concern was that the inmates might grab the spoons etc. as
they went by to be used as weapons. Mr. Wozniak knew that the
grievor was on duty on Wing 4 and that he was relaxing in the
staff lounge. Mr. Wozniak went over and requested that the
grievor return the Wing 4 wagon to the kitchen. There was no
response from the grievor. Mr. Wozniak testified that where
he made the request a second time, the grievor responded that
he was waiting for the nurse to escort him for dispensing
medication. Mr. Wozniak then pointed out that the nurse will
be a while before coming down and that the grievor had time
to return the wagon. The grievor told Mr. Wozniak that
returning the Wing 4 meal wagon was not his duty, and that the
persons who have that responsibility were also in the lounge
doing nothing. Mr. Wozniak once again told the griewor to
return the wagon. The grievor informed Mr. Wozniak that
3
according to the institution's guidelines that was not his
job. He got up and crossed over to ~he duty off~ce. Mr.
Wozniak followed him. On the way Mr. Wozniak observed C.O.
Brown attempt to return the Wing 4 meal wagon. He directed
her not to do so because he had asked the grievor to do it.
The grievor pulled out the guideline book in the duty office
and pointed out that according to the guidelines there are
specific individuals assigned to return meal wagons. While,
Mr. Wozniak acknowledged that, he told the grievor that those
were guidelines only and that when a supervisor requests that
a correctional officer do something, he should do it. The
grievor left the duty office. Mr. Wozniak observed him walk
towards the medical centre at about 9:30 a.m. Mr. Wozniak
briefly discussed the incident with Mr. Craig Maher, the Shift
Supervisor at the time, and agreed to prepare an occurrence
report on what he believed was a case of insubordination.
Shortly after noon the same day, before he had received
Mr. Wozniak's report, Mr. Maher attempted to enter the smoking
lounge but found the door locked, which was unusual. He
knocked and then pounded on the door but with no response.
Mr. Maher testified that he could see 10 to 15 officers
inside, with the grievor seated closest to the door. He
called out "Mr. Hayford, open the door", but the grievor did
not respond. He went back to. the office, got the keys and
4
entered the lounge. He directed all the officers to return
to work. They all did, including the grievor.
Mr. Maher testified that he was "definitely angry" after
the smoking lounge incident. He returned to the duty office.
Shortly thereafter he observed the grievor drag a two-seat
couch out of the staff lounge towards his work station. Mr.
Maher told him not to remove the couch and the grievor
promptly returned it to the lounge. The grievor told Mr.
Maher that four or five officers had no chairs to sit on at
the downstairs work station and asked if Mr. Maher would get
them some chairs. Mr. Maher responded that he was not going
to do that. A minute later, the grievor returned to the duty
office and took a chair stating "I'll take a couple of these
chairs that the supervisors took from the downstairs work
station."
Mr. Maher testified that he had no idea whether indeed
there was a shortage of chairs at the grievor's work station.
He did not attempt to find out either. According to him he
felt that the grievor was having an attitude problem that day
and needed to be calmed down. He stepped:out and asked the
grievor to report to the office. The grievor inquired what
the purpose was. Mr. Maher said that he will find out in the
office. The grievor inquired if he will need a union steward
and Mr. Maher stated that he will not permit a union steward
5
to attend. When the grievor came into the office, Mr. Maher '
informed him that Mr. Wozniak was submitting an occurrence
report on the grievor's insubordination earlier that day.
According to Mr. Maher, the grievor responded "So this is all
over that fucking power tripping W°zniak''. When Mr. Maher
told the grievor not to swear, the grievor allegedly stated
"you sargeants and louies are too fucking much with your candy
ass favourites that you give all the good fucking jobs to".
Mr. Maher informed the grievor that he was suspended with pay
for the rest of the shift and asked him to leave the premises
and report back at 9:00 a.m. the next day. After 5 or 10
minutes, a union representative Mr. G. Powers, appeared at Mr.
Maher's door and inquired why he was sending the grievor home.
Mr. Maher replied "I am not sending him home, he is already
gone". As he said that he noticed that the grievor was
standing beside Mr. Power. Mr. Maher said that the grievor
was being sent home "for insubordination, swearing at a
supervisor, and a total attitude". Ne repeated that he wanted
the grievor to leave the institution promptly and the grievor
did so.
The decision to suspend the grievor for 2 days without
pay was taken by Mr. Bill Cooney, Deputy Superintendent,
following a discipline meeting held on September 15, 1989.
The letter dated September 26, 1989, imposing the'suspension
sets out two grounds.
6
(1) On July 30, 1989, you failed to carry out the
instructions of your supervisor, Mr. P. Wozniak,
Acting OM - 14, when you refused to return the 4
Wing meal wagon to the kitchen.
(2) On July 30, 1989, you made unprofessional and
inappropriate comments to Mr. C. Maher, OM-16, Shift
Supervisor.
Mr. Cooney testified that he considered all the
circumstances including the fact that the grievor had an
unblemished record during his five years at the Millbrook
Detention Centre and decided to impose a one-day suspension
for each of the two incidents.
The grievor testified that Mr. Wozniak always jokes
around with officers. When Mr. Wozniak first made the
request, the grievor thought he was joking. The grievor
noticed that Mr. Wozniak appeared to be surprised when he told
him that it was not his job to return meal wagons. According
to the grievor that was why he decided to go over to the duty
office and show Mr. Wozniak exactly what the guidelines said.
When Mr. Wozniak made it clear that he wanted the grievor to
return the meal wagon regardless of the guidelines, he knew
that the discussion was at an end and that he had to do it.
The grievor testified that he left the duty office with the
intention of returning the wagon, but when he went outside he
found out that the Wing 4 wagon was no longer there in the
hall way.
With regard to the events involving Mr. Maher, the
grievor testified that he was sitting in the lounge and
chatting with a c.o. when one officer got up and locked the
door and covered the window with a piece of cardboard. Then
some of the officers talked of how Mr. Maher will be "ticked
off" when he finds out he could not get into the lounge. The
grievor testified .that he knew there will be a problem, but
wanted to keep out of it. He continued to chat with his
colleague. A few minutes later, the grievor heard pounding~
on the door for 20-30 seconds, but no one moved. Another 20
to 30 seconds later, Mr. Maher entered the lounge and directed
everyone out. All the officers, including the grievor left.
The grievor's testimony relating to the incident
involving the couch and the chairs is not materially different
from that of Mr. Maher's, up to the point where he entered the
office. He testified that when he was asked to report to the
office, he felt that he was being accused of locking out Mr.
Maher from the lounge. Once he was in the office, Mr. Maher
informed him that a report was going in about "the stuff that
went on in the morning". When the grievor asked what "stuff"
he was talking about, Mr. Maher said "insubordination to Mr.
Wozniak by refusing to return the meal wagon". The grievor
testified that that upset him because he had not been
insubordinate. According to him his reaction was to state
8
"what insubordination. I didn't fucking insubordinate". Mr.
Maher advised him not to swear. The grievor was informed that
because of the insubordination and his "bad attitude" he was
being sent home for the rest of the shift. The grievor was
instructed to leave the institute with some two hours still
left on his shift. The grievor left the office. In the hall
way he met the union representative, Mr. G. Powers and
informed him of what had occurred. Mr. Powers said "Hang on.
We'll find out wants going on" and walked towards Mr. Maher's
office. The grievor followed him.
The grievor admits that when he was accused of
insubordination he was upset. He testified that while he
uttered profane language out of anger, he was not directing
that at Mr. Maher or anyone else. He vehemently denies that
he made the two statements attributed to him by Mr. Maher.
We agree with counsel for the Employer that it is not
necessary for a supervisor to have said "I order you" before
the Board can find insubordination. That would be to
encourage or even force supervisors to order people around all
the time rather than politely assigning work. That does not
make good labour relations sense. All that is required to
constitute an order is that the supervisor make it clear to
the employee that he is expected to comply with the request.
On the facts, three times, Mr. Wozniak clearly told the
9
grievor to return the wagon. Even after the grievor.told him
that it was not his job and that the persons who should be
returning meal wagons were right there in the lounge doing
nothing, Mr. Wozniak still wanted the grievor to do it. At
least at that point, it should have been clear to the grievor
that Mr. Wozniak expected him to comply.
While we find that there was an order, we do not find
that there was a refusal to comply, which is a prerequisite
for a finding of insubordination. We are satisfied that the .
grievor believed'in good faith that if he can convince Mr.
Wozniak that under the guidelines it was not his duty to
return meal wagons, Mr. Wozniak would realize that he had made
a mistake in assigning the work to him. For that reason he
first told Mr. Wozniak of what he believed the guidelines said
and then confirmed it by showing the relevant provision in the
guidelines. When Mr. Wozniak made it clear that he wanted the
grievor to comply regardless of the guidelines, he went out
to return the wagon. It is common ground that the wagon in
question was returned by another officer. We are satisfied
that when the grievor left the duty office, he had the
intention of complying with Mr. Wozniak's order, but by that
time the wagon had'already been returned by another officer.
The "work now and grieve later" rule associated with the
concept of insubordination does not go so far as to require
10
an employee always to blindly comply with any direction even
where he believes in good faith that the direction is contrary
to the collective agreement or other established practice, and
that the supervisor is unaware of that. He is entitled to
point out his concern politely and to try to reason with the
supervisor. In many cases, supervisors will appreciate an
employee doing this because it can avoid potential disputes.
However, the employee can go only so far in attempting to
convince the supervisor that he is wrong. Once it is made
clear to the employee that the supervisor is not interested
in debating the issue, or that he does not agree with the
employee's point of view and was expecting compliance despite
the employee's concerns, he must comply, even if he remains
convinced that the supervisor is wrong. On the facts before
us, Mr. Wozniak was requesting that something be done by the
grievor. He agreed that the grievor did not at any time
refuse to do so. He tried to explain that Mr. Wozniak should
not be assigning that work to him. Mr. Wozniak followed the
grievor to the duty office when the grievor wanted to show him
what the guidelines stated. After agreeing that under the
guidelines it was not the grievor's duty to return the wagon,
Mr. Wozniak still insisted that the grievor do it anyway. If
the grievor refused to comply at that point he would have been
guilty of insubordination. But he did not. He backed-off and
went out to return the wagon. Besides, according to Mr.
11
Wozniak's own evidence, the whole exchange between him and the
grievor lasted 45 seconds.
In all of the circumstances we have concluded that the
grievor was merely attempting to clarify his concerns and not
defying a management order. Once it became clear that Mr.
Wozniak expected him to comply despite his concerns, he
intended to do so, The brief discussion the.grievor engaged
in does not constitute insubordination.
Now we turn to the second grounds for discipline relied
on by the Employer. We do not find any culpability at all on
the part of the grievor with respect to the events relating
to Mr. Maher being locked out from the smoking lounge, the
dragging of the couch or the removal of the chair. Mr.
,Cooney's letter does not claim that he was disciplined for'any
of these either.
There is a direct conflict in the evidence as to what the
grievor told Mr. Maher. In determining whether the use of
inappropriate language is disciplinable, a Board of
Arbitration must consider the whole context in which the words
were uttered. From Mr. Maher's testimony we conclude that he
faulted the grievor for the lock-out incident, at least for
failing to unlock the door when he called out. Mr. Maher
admitted that he was definitely angry because of the lock-out
12
incident. In the circumstances, it is reasonable to conclude
that the anger would have been at least partly directed
towards the grievor. It was in that state of mind that he
observed the grievor's conduct relating to the couch and the
chair. Not surprisingly, Mr. Maher was further annoyed, and
jumped to the conclusion that the grievor was deliberately
provoking him. The result was that he immediately summoned
the grievor and accused him of insubordination, eventhoughhe
had not yet received Mr. Wozniak's occurrence report, and had
done no investigation.
Assuming that the grievor reacted with the statements as
alleged by Mr. Maher, we are of the view that in the
circumstances, there was no cause for discipline. On the
basis of the evidence we find that the grievor had nothing to
do with locking-out Mr. Maher. Mr. Maher agreed that it was
possible that the grievor did not hear him call out to him to
unlock the door. Mr. Maher admitted that he had no idea
whether there was a shortage of chairs at the grievor's work
station or whether supervisors had removed chairs from the
work station. The grievor's evidence in this regard was not
challenged. However, at the time he had assumed the grievor
to be at fault. By his response to the grievor, probably
caused by his angry state of mind, he in effect indicated to
the grievor that he did not care about the griewor's concern.
13
We cannot fault Mr. Maher for being upset at being
locked-out from the lounge. However, he was not justified in
directing his anger towards the grievor without verifying the
facts. The grievor felt that he was being unfairly accused
of being insubordinate to Mr. Wozniak and faulted for the
lock-out. We are satisfied that it was through frustration
and anger that the grievor reacted with the profanities.
While it was inappropriate for the grievor to have reacted as
he did, we are satisfied that it was the result of a momentary
flare-up of temper, and that the grievor did not intend to
flout the authority of Mr. Maher or Mr. Wozniak. On the
contrary he was merely protesting their accusations, which
this Board has found to be unsubstantiated.
While the grievor chose inappropriate language to
communicate his protestation, in the circumstances that does
not justify a disciplinary response. See, Re Ietswaard,
2155/87 (Dissanayake). See also, Re Hiram Walker & Sons Ltd.
(1973) 4 L.A.C. (2d) 291 (Adams) and Re Canadian Westinghouse
Co. (Canada) Ltd., (1966), 17 L.A.C. 427 (Palmer). In coming
to the conclusion that no discipline was warranted, we have
also considered the evidence that at the Millbrook Detention
Centre, it ~was common for both supervisors and employees to
use profanities in conversations.
14
In the result, we have concluded that no discipline was
warranted for either of the incidents relied upon by the
Employer. Accordingly, the two day suspension is rescinded.
The Employer is directed to remove reference to it from all
files and to compensate the grievor for all losses resulting
from the suspension.
The Board remains seized in the event the parties are
unable to agree upon the implementation of this award.
Dated this 29th of Januar~_¥ 199:1 at Hamilton, Ontario.
N. Dissanayake
Vice-Chairperson
"I Dissent" (Dtssent attached)
H. Rober~ca
DISSENT 1492/89
I have read the award on the above noted case and must advise,
with regret, that I cannot agree with the decision reached.
At the beginning, we must be aware of the climate or atmosphere at
Millbrook Detention Centre on 30 July, 1989, the date on which the
incidents reported in ~his case took place.
First, there was strong indication of work to rule action being
carried out by the Correctional Officers in the bargaining unit.
This type of job action finds those involved working by the book
and implementing a slow down or restriction on normal job
activities, just short of actual full withdrawal of services, and
designed to hamper supervision in carrying out the free flow of
duties generally associated with the daily levels of movement in
the Centre.
Second, twenty-six (26)' additional inmates had been brought into
Millbrook from Guelph, where they had been directly involved in a
riot.
Such an addition of known troublemakers to the inmate population
of Millbrook, which is in itself a maximum security centre, could
only have increased the already demanding stress on supervision
and to some degree on the Correctional Officers.
This, coupled with the annoyance and frustrations of the apparent
work to rule action would have to increase the tensions on
supervisory personnel over and above normal levels.
Supervisiors directly involved on 30th July 1989
P. Wozniak C02 - 30 July 1989, Acting Unit Supervisor
OM 14 Mgr.- on this job for 1 1/2 months,
5 1/2 years at Millbrook
C. Maher 30 July 1989, Acting Shift Superintendent for 4 months 16 years in total at Millbrook.
The first incident of the day involved a meal wagon left in the
corridor en route to the chapel, where morning services were about
to begin.
When P. Wozniak asked the grievor to return the meal wagon to the
Kitchen to clear the corridor for inmates going to chapel service
the grievor objected. He told the Acting Unit Supervisor that it
was someone elses job since he had been assigned to accompany the
nurse on her rounds, even though not actually doing so at the time
he was asked to move th~ meal wagon.
The award correctly supports the fact that Wozniak's request to
the grievor did in fact, constitute an order,.no matter how it was
worded. This order was indeed given more than once-three times to
be exact.
The award incorrectly, in my view, considers the grievor innocent
of a refusal to comply with the order. The grievor did so by
questioning the order in the first place and by continuing this
through discussion and going into the duty office to produce the
printed regulations in an effort to prove that someone other than
he should be called upon for the task.
Once he had exhausted all the time he could on this ploy, he then
agreed that, not to refuse a direct order, he would move the
wagon.
Questioning and failure to comply with the order when given in the
earlier stages constitutes a refusal since it is a fact that the
order on these occasions was not carried out.
From the above, no matter what attempt is made to hide it, he was
ordered to move the meal wagon more than once and all the attempts
to prove he should not have to, were in effect refusals, until
such time as he gave up this debate with a relatively
inexperienced supervisor, and agreed to move the wagon.
The second incident of the day came about noon, when Acting
Superintendent Maher, a seasoned supervisor, went to the smoking
lounge to get staff back on the job.
When he tried to open the door it was locked and despite pounding
on the door it remained locked. He was forced to return to his
office to get the key.
According to the grievor's own testimony in direct examination,
the Corrections Officers in the lounge were talking about how"
cheesed off Maher would be not being able to get into the room".
In attempting to get into the lounge before getting his key, Maher
identified the grievor as sitting next to the door and called him
by name to open the door. It is reasonable to believe the grievor
heard Maher when the grievor did not respond this was another
clear refusal of a direct order.
This action was also a direct provocation of the Supervisor and a
flouting of his authority.
Following a break in time during which the grievor went to his
post then returned, Maher asked hin to come into the duty office.
At this point Maher had received a telephone call from Wozniak re
the meal wagon incident, but no written report.
The discussion between them that followed leads to the further
Union disclaimer that any swearing that resulted on the part of
the grievor could not be insubordination since it was only general
conversation and not directed at any individual.
When the grievor was asked in cross examination if he had any
reason to believe that Wozniak would lie or attempt to fabricate a
case against him, he said he did not.
I am persuaded that the words attributed to the grievor at the top
of page 5 of the award are indeed the response by the grievor, on
hearing that he was being charged with insubordination.
The swearing becomes, personally directed and not general, with
the naming of Wozniak in the first instance and the reference to
"sergeant and louies (Lieutenants)" in the second ihstance, since
the grievor knew that Maher was a "louie" (Lieutenant) in rank.
From all of the above I cannot accept the main premise of the
Unions defence of the grievors actions, namely 1) that no direct
refusal of Wozniak's orders re movement of the meal wagon took
place. 2) that the swearing reported was just a general result of
a momentary "flare up" by the grievor, upset by his supervisor's
remarks and not personally directed at any individual.
To condone these actions can only lead to further instances of
'this nature in the belief the perpetrators are now immune from any
discipline.
Accordingly, I believen the two (2) day suspension invoked by the
Employer was not unreasonable but indeed minimal, and I would
have dismissed the grievance.
H. Roberts, Member