HomeMy WebLinkAbout1989-1888.Jansson et al.91-09-20 ON~RtO EMPLOYES DE ~ cOURONNE
CROWN EMPLOYEES DE L 'ON~ RIO
GRIEVANCE COMMISSION DE
SETTLEMENT R GLEMENT
BOARD DES GRIEFS
180 OUNOA~ STREET wES~ SUITE 21~, TORONTO, ONTAR~. MSG tZ8 TELEPHONE/TELePHONE: [416j 32~I38E
~80, RUE OU~DA$ ouST, auREAU 21~, TORONTO ~ONTA~J. MSG 1Za FACSIM~LE/~L~COP~E : f~6) 326-1296
1888/89, 1905/89, 1938/89, 1940/89, 1986/89, 74/90, 80/90, 203/90,
227/90, 266/90, 278/90, 282/90, 283/90, 284/90, 285/90, 286/90, 287/90,.
288/90, 289/90,309/90, 310/90, 311/90, 312/90, 313/90, 314/90, 315/90,
316/90, 325/90, 326/90, 327/90, 342/90, 343/90, 387/90, 390/90, 405/90,
406/90, 461/90, 462/90, 463/90, 464/90, 465/90, 466/90, 467/90, 468/90,
516/90, 578/90, 956/90, 957/90, 1189/90, 1223/90, 1333/90, 56/91,
(MCSS)
1904/89, 1945/89, 1964/89, 20~7/89, 132/90, 178/90, 180/90, 261/90,
268/90, 269/90, 270/90, 271/90, 272/90, 290/90, 292/90, 293/90, 317/90,
318/90, 319/90, 320/90, 321/90, 322/90, 324/90, 350/90, 388/90, 389/90,
391/90, 393/90, 394/90, 395/90, 396/90, 397/90, 398/90, 399/90, 400/90,
401/90, 402/90, 404/90, 407/90, 503/90, 510/90, 517/90, 522/90, 523/90,
544/90, 545/90, 546/90, 547/90, 54~/90, 649/90, 802/90, 827/90, 851/90,
864/90, 888/90, 913/90, 914/90, 915/90, 916/90, 917/90, 1012/90,
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1023/90, 1024/90, 1025/90, 1039/90, 1057/90, 1174/90, 1361/90, 2144/90
(MCS)
IN TH~ MATTER OF AN ~RBITRATION
Under
THB CROWN EMPLOYEES COLLECTIVE B~%RGAINING ~CT.
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN OPSEU (Janssqn etal) Grievor
- and -
The Crown in Right of ontario
(Ministry of Correctional Services)
'(Ministry of Community & Social. Services)
Employer
BEFORE: M. Gorsky vice-Chairperson
J. Carruthers Member
D. Daugharty Member
FOR THE M. Bevan
GRIEVOR Grievance Officer
Ontario Public Service Employees Union
FOR THE C. Peter~on
EMPLOYER counsel
Winkler, Filion & Wakely
Barristers & Solicitors
HEARING June 18, 1991
DECISION
There are three hundred and eight grievors involved in this
case, some of whom are employed in the Ministry of Community and
Social Services and others in the Ministry of Correctional
Services. The chronology leading to the filing of the grievances
before us is set out in a document which the parties agreed was
accurate:
CHRONOLOGY
December 1983 - 100 Probation Officer II's with the
Ministry.'of Correctional Services
filed grievances claiming they were
improperly classified.
August 1984 -
October 21, 1985 - Hearing before the Grievance
Settlement Board {Brandt Panel)
concerning 6 grievances of the 100
grievances filed in December, 1983.
October 1986 - Brandt Award issued. The Panel
held tha~ the 6 grievors were
improperly classified and issued a
remedy requesting the employer to
classify the employees properly.
July 1987 - A new P.O. II Class Standard is
created.
July 29, 1987 - Civil Service Commission ap, proves
the revised Class Standard for the
probation officer series.
January 1988 - Union agrees to revised Class
Standard.
March 18, 1988 - The employer issued the agreed to
Class Standard for the P.O. series.
Ail P.O. iI's are reclassified in
accordance with the new revised
Class Standard for P.O. II's.
FebrDary~28, 1989 - Saltman Award is issued. The
Saltman Panel issues an ~nterest
Arbitration Award. concerning the
wage rate of the new Class Standard
for the P.O. series. The Saltman
Panel decides that the increase was
effective July 29, 1987 when the
Civil Service Commission approved
the new Class Standard.
February 28, 1989 - Saltman Award - on p. 14 the
Saltman Panel notes that the Union
requested additional retroactivity
for those employee~ whose
grievances were consolidated under
Angus case (Brandt Award).
June 8, 1989 - Employer issues cheques to
employees classified as P.O. II's
back to July 29, 1987 in accordance.
with the Saltman Award.
November 29, 1989 - Sloan [sic] Award issued. The
Sloan [sic] Panel decides that all
100 grievors, who filed their
grievances, in December, 1983, ought
to receive the rate of pay
established by the Saltman Award
retroactive to'November 13~ 1983~
which is 20 days before the
earliest of the~ 100 grievances
originally filed in December of
1983.
February 2, 1990 - Mr. Jansson files a grievance which
states:
"I grieve that I was improperly
classified as a Probationary [sic]
Officer II in the period between
November, 1983 and July, 28, 1987."
We have not read all three hundred and eight of the
grievances filed, however counsel have informed us that they are,
in all material respects, the same in form. That is, the claim
is not for re-classification, all of the Grievors having been re-
3
classified as stated in the chronology opposite the entry for
March 18, 1988, but is for "full retroactivity and interest for
the period November 13, 1983 to July 28, 1987," and the Grievors
rely upon the decisions of the Boards chaired by Professor Brandt
and by Mr. Slone referred to in the chronology.
The immediate issue before this panel of the Board relates
to an objection raised on behalf of the Employers: that all of
the grievances are inarbitrable on the grounds of a lack of
timeliness. The parties entered into negotiations with a view to
arriving at an agreement to consolidate all of the three hundred
and eight grievances. In addition, the parties discussed the
possibility of their agreeing to have the preliminary objection
with respect to timeliness decided using representative grievors,
one from the Ministry of Community and Social Services and the
other from the Ministry of Correctional Services, each
representative grievor to serve as the representative of the
employees from his or her Ministry.
The ~nion, the various ministries, and the Board have, in
many cases, recognized the good sense in consolidating cases or
hearing them together where there were .a significant number of
common facts involved in a number of grievances and where the
questions of law were the same. The effect of such agreement is
'the avoidance of an unnecessary multiplicity of proceedings and,
possibly, inconsistent decisions. There being but one panel of
4
the Board hearinc the issues, the facts common to all cases, once
heard, would not be re-litigated. The finding on such facts would
bind all of the grievances in the consolidated case, or in the
cases heard together, insofar as the material facts were the
same. Where the questions of law were the same, the decision in
the case would be' binding on all the seperate grievances. Indeed,
where the facts and issues in two seperate cases before the Board
are the same (that is,. they cannot be distinguished), the
jur'isprudence of the Board would require that th~'~esult in a
case first aecided govern the result in a subsequent seperate
case.
Where consolidation takes place without an additional
agreement: that the first case heard will be representative of
the others that have been consolidated, so that no other
grievances will be heard and that all grievors subject to the-
agreement will be bound b~ the decision in the representative
case, it would be open to either of the parties to demonstrate
that one or more of the remaining grievances ought to be heard by
the Board, as some of the facts or. questions of law there
involved are suffic%ently different so as to require that the
evidence with respect to it or them be heard. In such a case, the
findings in the.first case heard may not be binding on the later
cases, to the extent that the facts and questions of law in the
cases are sufficiently different in material respects,.so that
the results may be different.
It is open to the parties to go beyond a mere agreement to
consolidate a number of cases, before a single panel of the Board;
they can also agree, as they appear to have done in the case
before us, that the findings in a representative case will bind
the remainder of the consolidated cases. In such case, the
parties will be precluded from re-opening individual grievances
bound by the agreement to employ representative cases. Thus7 a
disappointed party, being dissatisfied with the decision in a
representative case, cannot argue that:the represented case ought
to be. permitted to proceed because the. facts or questions of law
are different. This is as a result of the parties having gone
beyond merely agreeing to a consolidation of the cases, or to
their being heard together; they have agreed that a particular
case will represent other cases so that the decision in that case
will bind the represented cases and preclude the matter from
being re-opened on the basis of an argument that the facts or
questions of law in the representative and represented cases were
not the same. After the agreement has been entered into, and
acted upon, in that the hearing is convened and a representative
case is commenced to be heard, a party who wishes to alter its
position because it now believes the facts and questions of law
in the representative and represented cases are not the same
cannot resile from its prior agreement ~any more than it could
after having entered into an agreement to settle a grievance,
which agreement it subsequently regrets for whatever reason.
6
When the parties appeared before us, we were informed that
there was a difference between them as to-whether an agreement
exists whereby two representative cases would represent all of
the other cases within their respective ministries, it was the
position of the Employers that in the case of grievors employed
in the Ministry of Community and Social Services, the qrievance
of Allan Jansson would be the representative case and that in the
case of g~ievors employed in the Ministry of Correctional
Services, the grievance of Raymond Auger would be the
representative case, It was the position of the Employers that
the only cases that would be heard on the subject of timeliness-
would be the representative, cases and all other cases would be
bound by the decisions in those cases: employees.in the Ministry
of Community and Social Services by the decision in Jansson and
employees in the Ministry 0'f Correctional Services by the Auger
decision.
It was the position of the Union that' it had never agreed to
such an arrangement whereby the Jansson and Auger grievances
would be the representative cases. Rather, ail that the Union was
said to have agreed to in identifying "two representative
Grievors" was to specify which cases would proceed first, it
being understood that it was ~nlikely that more %hen two of the
cases could be heard.on the day scheduled for the hearing of the
preliminary objection base~ on the timeliness issue.
?
It was the alternative position of the Union that even if
the agreement of the parties is as was submitted by the
Employers, which it did not admit, then the Union was £ree to
resile from it should it conclude that it had agreed to the
representative grievances proceeding through error, and, as well,
because it would be contrary to the Union's policy to bind
grievors to the decision in a representative grievance without
first obtaining individual consents from the remaining three
hundred and six grievors. The Union also took the position that
the facts in some of the cases were not the same and that it
could not have been intended that representative grievances
proceed in the manner suggested by the Employers.
The representatives of the parties were involved in
negotiating an agreement with respeet to consolidation and
representation, with Linda Szorady, a Senior Personnel
Administrator in charge of classification and compensation on
behalf of the Ministry of Correctional Services, and her
counterpart, Carol Legedza, on behalf of the Ministry of
Community and Social Services, representing the Employers, and
Lester Yearwood, a Grievance Officer representing the Union. The
document that contains the alleged agreement of.the parties with
respect to consolidation and the use of, "representative
Grievors," is found in a letter of April 11, 1991 to the
Registrar of the Board from Mr. Yearwood, with copies being sent
to Ms. Szorady and Ms. Legedza and to the Grievors, Jansson and
8
Auger (Exhibit~ 1) which is as follows:
Re: OPSEU and Ministry of Correctional Services and
Ministry of Community and Social Services
Probation and Parole Officer'II Classification
Grievances
Correspondence dated November 9, 1990 from Union
Counsel, Ms. Mary Hart of the law firm Cavaluzzo, Haves
& Lennon, advised you that the parties had agreed to
adjourn the above noted matter. At that time, the
parties were in the process of working out and
consolidating a rather large number of related
grievances.
At this time, with o~nly a few union discrepancies to be
worked out, the parties have agreed to proceed with
this matter.
A hearing date in this matter has been scheduled for
May 30, 1991, at which time the parties hav~ agreed, to
argue a preliminary objection of the time'liness of
these grievances.
To date, the parties are in concert with a total of 308
related grievances, 192 from the Ministry of
Correctional Services and 115 from the Ministry of
Community and Social Services. '~
For the purpose of proceeding on the issue of
timeliness, the parties have agreed to identify two
representative grievors. For the Ministry of
Correctional Services, AUGER, Raymond et al, OPSEU = ~
90A981-90A988, GSB # 1945/89 and for the Ministry of
Community and Social Services', JANSSON, Allan~ OPSEU~ ~
90A905, GSB ~ 1888/89.
Thank you for your cooperation in this matter.
Yours very truly,
(Signed)
Lester Yearwood
Grievance Officer
cc.: Linde Szorady, Ministry of Correctional Services
Carol Legedza, Ministry of community and Social
Services
9
Raymond Auger
Allan Jansson
Ms, Szorady, who testified on behalf of the Employers,
stated that Mr. Yearwood had suggested that the timeliness issue
proceed on the basis of there being two representative grievors,
which suggestion was agreed to by the Employers representatives.
Mr. Yearwood proposed that Mr. Auger represent grievors employed
by the Ministry of Correctional Services and Mr. Jansson
represent grievors employed by the Ministry of Community and
Social Services.
Ms. Szorady testified that the first matter discussed
between the representatives of th~ pa~ties.concerned the
administrative difficulty of permitting several hundred
grievances relating to the same subject matter to be dealt with
by different panels of the Board. She stated that considerations
of time and cost were reviewed by the parties and it was agreed
to consolidate the three hundred and eight grievances before a
single panel of the Board. During the.discussions leading to the
agreement to consolidate the three hundred and eight cases, the
parties agreed that they would exchange lists of Grievors whose
cases would be subject to the consolidation agreement.
Ms. Szorady testified about a subsequent telephone
conversation which took place in March'of 1991. Mr. Yearwood
called her when she was in North Bay with respect to an unrelated
matter and asked her if she had any objections to the matter
proceeding using two representative Grievors: Mr. Auger for the
Ministry of Correctional Services grievances and Mr. Jansson for
the Ministry of community a~d Social Services grievances. Ms.
Szorady asked Mr. Yearwood why those two names were chosen and he
indicated that they were the first names on the respective lists
of grievances for the Ministry of Correctional Services and
Ministry of Community and Social Services, respectively. She
testified further that the parties had agreed to the use of the
representative Grievors because they concluded that the issues of
fact and law were the same in all cases within each Ministry and
the parties wished to avoid unnecessary expenditures of money and
time, and the possibility, of inconsistent decisions, that could
be the'result if no such agreement were reached. At the
conclusion of the last mentioned telephone communication,
Ms.Szorady asked Mr. Yearwood to confirm their agreement which he
did in the form of Exhibit 1, reproduced above, which Ms. Szorady
stated was an accurate reflection of their agreement.
Mr. Yearwood testified on behalf of the Union. Although it
was his evidence that he has had little experience with
classification cases, we a~e 'satisfied that he is aware of the
not infrequent practice before this Boabrd of consolidating cases
and of using representative grievors in the manner above
described. Mr. Yearwood was candid,in acknowledging that he
never indicated to Ms. Szorady Ghat he was using the term
11~
"representative grievors" in a manner ~nconsistent with its usual
meaning.
There was some suggestion that the Union's position is
supported by the way in which the final paragraph of Mr.
Yearwood's letter refers to Mr. Auger: "AUGER, Raymond et al,
OPSEU ~ 90A981 -90A988~." It was suggested that such a reference,
being to eight grievances, was inconsistent with Mr. Auger being
the representative of all Ministry of Correctional Services
grievors. We are satisfied that it was intended that Mr. Auger
be the representative grievor for that Ministry, and this
conclusion is consistent with the fact.that the letter was copied
to Mr. Auger as the representative Grievor for the grievors
employed in the Ministry of Correctional Services, as well as to
· Mr. Jansson as the representative Grievor for the grievors
employed in the Ministry of Community and Social Services.
There was no suggestion to the representatives of the
Employers that Exhibit 1 was only a provisional agreement subject
to the consent of all remaining three hundred and six grievors,
We are satisfied that it was Mr. Yearwood's intention, as the
Union's representative in this matter, to do what is frequently
done in these kinds of cases. Even though Mr. Yearwood did not
have extensive experience in the area, it was clear that he was
quite familiar with the reason for the consolidation of cases and
the choice of representative grievors, how the procedure was
12
administered upon such an agreement being entered into, and what
the result of such decision would be when cases were heard
subject to such agreement.
At some time before the commencement of the hearing, the
Union concluded that Messrs. Auger and Jansson ought not to be
representative grievors and it now wishes to proceed with the
cases of other representative grievors. In those circumstances,
if we acceded to the Union's position and permitted it to resile
from its agreement, in the absence of a further agreement as to
the hearing of representative grievances, the grievances heard
would not be representative ones and the result in the first case
heard f~om each.MiDistry would not, automatically, bind all the
other grievors. This would not mean that each of the remaining
three hundred and six cases could then be heard without a
consideration of what had been decided in the first cases heard
from each Ministry, as the cases would still be consolidated. As
was stated above, where cases are consolidated or heard together,
but without an agreement that there will be representative cases,
the parties are not afforded up to three hundred and eight kicks
at the can should they be dissatisfied with a p~ior decision.
Where the facts are in all material respects the same, and where
the questions of law are the same, the decision in a prior case
will have the same effect as if the parties had agreed to
representative cases which would bind all other cases agreed to
~be consolidated.
13
The difference between consolidation of cases with and
without the designation of representative cases is that in the
latter situation it may be possible to show that some of the
consolidated cases have significantly different issues of fact
and law and, therefore, the evidence with respect to those facts
has to be heard in order to be able to.render a decision. In the
former case, the parties have by their agreement deemed the
issues of fact and law in the representative case to be the same
as that in the represented cases. Once the hearing of a
representative case has commenced it is too late for one of the
parties to withdraw from its agreement and attempt to proceed aK
if it had not agreed to the hearing of a representative case
which would bind the represented cases.
In the case before us, the Union, along with other
arguments, submitted that as it withdrew its agreement with
respect to employing representative cases prior to the
commencement of the hearing, it was no longer bound by its
undertaking.
The Employer tal<es the position that to allow the Union to
withdraw from its agreement would not only be unfair because of
the time expended in preparing to deal With the Auger and Jansson
cases as representative cases for the grievors employed in their
respective Ministries, but because of the detrimental impact on
labour relations in the public service if such agreements, freely
14
arrived at, could be withdrawn on the assertion tha.t~one of the
parties subsequently concluded that it had made a mistake. If
the parties are not bound by their agreements relating to matters
of practice and'procedure, then a necessary element of trust will
be removed from their relationship. We are of the view that if
the Union's position prevailsTthere is a very real potential for
the harm envisaged by the Employer.
We are satisfied that Mr. Yearwood intended what he wrote:
that the "three hundred and eight related grievances" be
consolidated and that: "for the purposes of proceeding on the
issue of timeliness, the parties have agreed to identify two
representative grievors." In so agreeing, he intended to have the
decisions in the two representative grievances bind tie remain'lng
three hundred and Six grievors, with the Ministry of Correctional
Services grievors being bound by the decision in the Auger case
and with the Ministry of Community and Social ServicEs.. grievors
being bound by the decision in the Jansson case.
The Employers argued at the hearing, and in. its subsequent
submissions requested by t'he Chairperson, that the situation is
not. unlike the case of the settlement of a grievance. Once the
Board concludes hhat a substantive issue has been settled, one of
the parties cannot resurrect a grievance because it now views the
matter in a differen6 light and regrets its earlier agreement.
This result was said to apply even if the party, subsequent to
15
the.entering into of the settlement, discovered that it was
mistaken either as to the facts or the law. Here, the Board has
been invited to find, and has found, that there was an agreement
as submitted by the Empl6yers. That, it is submitted by counsel
for the Employers, ought to end the matter and the Union should
be required to proceed with the cases of the representative
grievors; the decision in each representative case to bind the
grievors within the same Ministry.
In the first example, being the alleged settlement of a
grievance, there is no difference between the parties to be heard
save that relating to the issue of whether a settlement had been
arrived at. Once it is decided that a 'settlement had been freely
arrived at, there would be no further difference between the
parties, and the Board would have no authority to resurrect the
original grievance. In the case before us, the situation, is
different in that the issue of whether the grievances are timely
remains whatever our decision on the question of whether there
has been an agreement to proceed with two representative
grievances. The issue here is whether the Board is bound to
honour, in all cases, an agreement freely arrived at between the
parties relating to a matter of practice and procedure.
As stated above, if we uphold the right of a party to
withdraw from agreements on matters of practice and procedure,
the potential for harm, not only to the parties in this case, but
16
to their ongoing relationship, is great. There may be occasions
when there is only an apparent agreement between the parties on a
matter of practice and procedure; that is, the agreement was
entered into on the basis of a mistaken belief with respect to
the facts which the Other party was aware of, This is not the
case here.
Although it was argued that Mr. Yearwood could not have
intended the result argued for by the Employers because, as was
acknowledged by Ms. Szorady, he appeared to take two names from
the top of the list without any apparent forethought as to
whether they were representative grievors for' the groups ~.hey
were intended to represent, Ms. Szorady's uncontested evidence
was that Mr. Yearwood and she b6th regarded the facts in the
three hundred and eight grievances as being so uniform and the.
issues of law to be the same, so .as to make any of the cases
representative of the other cases arising in the same Ministry.
This conclusion is supported by the acknowledgement contained in
the fourth paragraph of the first page of the written submissions
of the Union, dated June 27, 1991, submitted to the Board after
the hearing. The Union did not deny that the parties agreed that
the two Grievors, Jansson and Auger represented "the fact
situation in all 308 Grievances"; what it'now submits is' that it
wishes to withdraw from this agreement because, subsequent to
entering into the agreement, it concluded that it was mistaken,
and the "agreement does not accurately reflect the 308 grievors,
17
since there are different facts in some cases," and that "for the
Board to enter into this inaccuracy [sic] will would [sic] not
allow for a proper adjudication of the statutory rights of many
of the grievors."
The Union apparently now wishes to proceed with cases other
than those of Mr. Jansson and Mr. Auger as the representative
cases. If the Union is unable to obtain agreement from the
Employers that those cases would now represent the remaining
cases, then the matter would proceed a~ above described: as a
case where a number of grievances were, consolidated without a
further agreement as to which cases would represent the others.
While facts found in one case would bind all other like cases; if
it could be shown that the facts in some cases are sufficiently
different.from those found in the earlier cases decided, the
evidence in those subsequent cases would have to be heard and a
decision rendered which might not be the same as in cases heard
earlier under the consolidation agreement.
As noted above, counsel for the Employers made additional
representations in support of their Positions, submitting to the
Chairperson, on June'24, i991, certain icases being relied upon.
In the letter, counsel stated:
... please find enclosed copies of four decisions which
touch upon the preliminary issue before the panel
concerning the Board's jurisdiction. Although none of
the cases are directly on point, they do establish that
an a~bitration board such as the Grievance Settlement
Board has the jurisdiction Go give effect to a
settlement or arrangements similar to the one in ~his
case.
The cases submitted by counsel for the Employers all deal
with the subject of whether a paJty to a settlement of
substantive issues in a grievance can further pursue the matter
at arbitration notwithstanding the settlement. Counsel for the
Employers endeavoured to persuade us that there is a sufficient"
analogy between the settlement of the grievance, or an issue
forming part of the grievance, and the settlement of a matter of
practice and pro'cedure, so that the well-established law in the
first line of cases should be applied in the seco'nd situation.
As'far as we are able to determine, there are no cases deali~
with the jurisdiction of a board of arbitration to enforcea an
agreement between' ~arties Jettling matters of practice and
procedure.
In Jansen 888'/89 (Watters), the only issue was whether a
representative of the employer had made a aounter-offer of
settlement which was later accepted by the union. The board
considered that if a settlement had been effected by the parties,
the Board would lack jurisdiction to proceed with a hearinq on
the merits.
· Counsel for the employer, in Jansen, submitted that the
Board lacked jurisdiction to consider whether a settlement had
been concluded. Counsel for the employer in the Jansen case and
19
the representative of the Union in this case argued that our
jurisdiction under the Crown Employees Collective Bargaining Act
R.S.O. 1980, chapter 108, as amended, did not extend to the
interpretation of a memorandum of settlement.
In the Jansen case, the Board concluded that it possessed
jurisdiction to determine whether the parties had effected a
settlement of the issues in dispute. The Board distinguished the
case of Sim and Bain, 1387,1388/86 (Draper), which had been
relied upon by counsel for the employer in the Jansen case. The
Board in Sim and Bain were asked by both parties to interpret
terms of settlement which had been reduced to written form.
Referring to the latter case, the Board in Jansen stated at p.2:
The Board concluded that it lacked the necessary
authority to embark on an interpretation of the
agreement. In this instance, we are being asked a more
fundamental question, this being, whether a settlement
actually exists between these parties. In our minds,
this is a significantly different issue. Indeed, the
Board considers that this case is much closer to the
factual situation found in Cover, 256/90 (Kennedy)
whiGh was relied on by the Union. It is apparent from
a reading of the award that the Board there was
prepared to interpret Written communications in an
effort to find whether a settlement had been reached.
After examining these communications, it held that a
settlement did exist. The Board, therefore, concluded
that it would be improper to entertain the merits of
the dispute, in this regard, the award states at page
four (4):
"There are numerous arbitral authorities to the
effect that a grievance that is settled, withdrawn
or abandoned cannot be the subject matter of a
subsequent submission to arbitration."
We are inclined to adopt an ~pproach similar to that
employed in Cover. More specifically, we conclude that
our jurisdiction to proceed is found within section 19
(1} of the Crown Employees Collective Bargaining Act.
Under that section, the Board is empowered to
determine, inter alia, whether a matter is arbitrable.
In our assessment, it is necessary for us to examine
the facts in order to properly consider whether these
parties arrived at a binding agreement following the
pre-hearing meeting. If this question were to be
answered in the affirmative,, this Board would be
deprived of the right to hear th~ grievance.
Conversely, if the parties were not ad idem, the
grievance could go forward. The Employer would then be
required to commence its case and to show just cause
for the.discipline. A contrary finding would, in our
judgement, undermine the sanctity of settlements freely
concluded as it would permit parties to withdraw from
such agreements with impunity. For reasons which are
obvious, that result would not provide for good labour
relations. We are consequently disinclined to adopt
reasoning which would have that effect.
In Jansen, the Board found.its authority, in section 19(1) of
the Crown Employees Collective Bargaining Act, which embowers it
to determine' whether a matter is arbitrable. There is a
considerable difference between the settlement of a substantive
issue for decision under the grievance and the settlement of a
matter of practice and procedure which has no effect on the
ultimate resolution of any substantive issue, although it would,
if honoured, affect how the case would be heard and would have
some effect on how much evidence would be heard.
The cases referred to dealin~g with settlement are uniformly
concerned with an agreement to settle a grievance that has been'
filed, which settlement agree.mCnt is 'binding if entered into by
the parties throUgh their' designated officers, with no
ratification being necessary. The cases do not discuss the
effect of settlement in the sa~e terms where what has been
21
settled is not the gievance itself, or a substantive issue
included in it, but a matter relating to practice and procedure
at the arbitration stage: see Continental Can Co. of Canada Ltd.
(1975), 10 L.A.C. (2d) 35 (Weatherill), at p.37, where the rule
with respect to the binding nature of settlements of grievances
is discussed.
At pp.37-8 of the latter case, the board stated:
... the union has as agent of t~e employees concerned,
the right to process grievances on behalf of its
members and in so doing, to meet with the employer in
order to resolve the differences which arise as a
result of the grievance and may dispose of such
grievances on behalf of the grievors. It is recognized
that the union as party to the collective agreement, is
in control of this process and has the carriage of the
grievance throughout. During the grievance procedure
then it is fully open to the parties to the collective
agreement to settle a grievance between them without
resort to arbitration.
(Quoting from Automatic Sprinkler Lt~. (May 1, 1974)
unreported (H.D. Brown) at pp.5-6.)
In Air Canada (1980), 27 L.A.C. (2d) 405 (Weatherii1),
dealing with the arbitrability of a grievance that had been
settled, the arbitrator stated, at p.408, that: "Parties may
settle some of the issues in a grievance leaving others to be
determined at arbitration, so too, in the grievance procedure set
out in this collective agreement, some issues in a grievance may
be decided leaving others to be arbitrated." What is there being
discussed is the arbitration of issues in the grievance which are
substantive in nature and nothing in the case concerns
22
settlements relating to adjectival matters.
In Stelco Inc% (1989), 5 L.A.C. (4th) 284 (Haefling), the
authority given to the union to settle disputes is referable to
the settlement of issues raised by the grievance. The thrust of
the decision relates to the resolution of earlier grievances and
not to the procedure whereby those grievances will be
adjudicated.
In the Stelco case, at pp.288, the arbitrator referred' to:
... the majority view among arbitrators, and the
approach most commonly taken in this kind of case ...
that with grievances which have been finally dealt with
prior to arbitration,.whether they are settled,
~ithdrawn or abandoned, there is an end to the matter.
Once finally dealt with in such a fashion, the same
grievance may not be brought, back to arbitration: see
generally Brown and Beatty. Canadian Labour
Arbitration, 2d Ed, (1984) para. 2:3230, p.105 and
Cases referred to there.
What is being referred to is a settlement, withdrawal or
abandonment of some or all of the issues involved in a grievance
but not of'a position relating to practice or procedure. What is
being discussed is the intention of the parties t'hat disputes be
resolved where possible without resort to arbitration: "If that
were not so, it would defeat the entire purpose of the grievance
'process. There would never be an end, and no conclusion would
ever be reached if attempts could be made to undo a negotiated
'and concluded settlemen.t. There could never be any certainty
that a final' disposition bad occurred." See Stelco Inc. at p.290.
It is part of the statutory obligation of a board of arbitration
23
to determine whether a grievance has been settled, but it is not
part of its 3urisdiction to rule on settlements unrelated to the
settlement of the substantive elements of the grievance.
We cannot read the provisions of section 20(8) of the Crown
Employees Collective Bargaining Act, which provides that the
Board "shall determine its own practice and procedure" as
contemplating an adjudication with respect to an agreement
entered into by the parties relating to practice and procedure.
We have not been asked, in this case, to do anything more than
determine if there has been an agreement between the parties
establishing representative cases, and, if there is such an
agreement, to enforce it. We have not been asked, apart from such
agreement, to order that the parties choose representative cases
to bind the remaining cases. Apart from an agreement to employ
representative cases which neither party wished to withdraw from~
it is unlikely that the Board would or could order the parties to
agree to a representative case which would bind other grievances
unless they were in agreement that all cases had the same issues
of fact and law and that the facts were identical in all cases.
As will be shown below, where consolidation is agreed to the
result may be the same as if representative cases were heard.
If we regarded the Board as having jurisdiction to enforce
an 9greement of the parties with respect to practice and
procedure, we would have done so in this case. The agreement in
24
this case was entered into by representatives of tke parties
because they accei~ted that the two representative cases, did,
indeed, represent all three hundred and eight grievances for the
purposes of the preliminary objection. The position of the Union
is that is could arbitrarily withdraw its agreement because the
Board has a statutory duty which is limited to the adjudication
of rights under the collec, tive agreement, the Crown Employees
Collective Bargaining Act and, in' this respect, it has
jurisdiction to enforce (1) the collective agreement, (2)
settlements, (3) withdrawals and (4) statutory rights. The
agreement before us being none of those things referred to, we
are said to lack jurisdiction.
The Union added that the document (E×~ibit 1) could not be
construed as a settlement as the Employer was not a signatory to.
it. If we had jurisdiction to deal with the agreemeQt, it would
not matter that the Employer was not a signatory to it, any mcre
than is it necessary for the E~p~oyer to be signatory to the
settlement or withdrawal of a gri%vance. All that is necessary
is that the Employer was represented by someone with apparent
authority.
The basis for our conclusion that this is not a case such as
where ~here is an allegation that a grievance has been settled,
where,the settlement can be enforced by the Board~ is as a result
of the nature of the Board's jurisdiction under s. 19(1) of the
25
Crown Employees Collective Bargaining Act. Under tkat subsection,
the Board has jurisdiction to declare a grievance inarbitrable.
Whether the parties have been able "to effect a settlament of any
differences between them arising from the interpretation,
application, administration or alleged contravention of the
agreement" goes to the question of whether the "matter is
arbitrable." The settlement of a matter of practice and procedure
is not the kind of settlement envisaged in s. 19(1) and, thus,
the jurisdiction in the Board in the case of a settlement there
described in not present in a case such as the one before us.
One of the other arguments made by the Union was that the
Board, pursuant to s. 11(11) of the Crown Employees Collective
B~rgainin~ Act, has the power to ekclude the agreement and that
it should do so because the document is "inaccurate." Again, if'
we had jurisdiction to treat the agreement as we could in the
case of a settlement of a grievance, it would not matter whether
a party entered into it as a result of a misa.prehension of the
facts or the law, as long as the other party was not responsible
for such misaprehension. We believe that what the representative
of the Union means is not that Exhibit 1 is inaccurate but that
the two "representative" grievances differ in some way,
factually, from certain of ~he remaining grievances.
At page 2 of its written submissions, the Union states, in
the fourth full paragraph, that the Board should: "hear evidence
26
regarding the improper classification of the Grievors, whether or
not the parties are able to identify one or more representative
Grievors." As we understand the position of the parties, this
submission ca,not be correct. The issue of improper
classification, we were told, is no longer before us. The
remaining issue relates to a claim for retroactive payment, and
it is only evidence relating to the timeliness of the grievances
that is before us at this time.
We are satisfied that there may be little difference in the
way in which the eases are heard and their effect when compared-
to the way they would be heard and their effect if the Union had
not withdrawn its agreement to.utilize two representative cases~
In order to explain why the denial of the Employers' application
to enforce the representation agreement is not likely to effect a
result different from the one that would have obtained if the
agreement 5ad been honoured, it is necessary to discuss the
effect of what the parties have agreed to: that the three hundred
and eight cases be consolidated.
The term "consolidation" has been frequently applied in
cases before the Board, especially classification cases. Where
the parties have either agreed to consolidation, or where
consolidation has been ordered, it.has been. unnecessary to
explain exactly what was meant by the term, and this failure does
not appear to have created difficulties. The term consolidation
27
is taken from the practice that exists under the rules of
practice in conventional civil litigation before the courts.
Ontario Rule 6 gives the court power to order consolidation of
actions. This w&ll usually be done when the court decides that
joinder would have been proper. Where more than one action in a
civil case is consolidated, the consolidated actions are
converted into one action and proceed, thereafter, as if the
several claims had been brought as a single claim: that is, as
if there had been initial joinder. In court proceedings this
means that there would be only one set of pleadings, one set of
discoveries, one judgement and one bill of costs. In proceedings
before the Board the concept of consolidation requires some
adaptation in order tha~ it can be made to apply, there beiqg no
pleadings, discoveries etc.
There is another concept which has almost the same effect as
consolidation but which fits more comfortably into the structure
of hearings before the Board. That is the concept whereby actions
are tried together in such manner as the court directs. In such
case, the trial judge will order that t'he evidence in one action
is to be taken as evidence in the other action or actions. The
purpose of having actions tried together is the same as in
consolidation: the saving of time, expense and avoidance of
inconsistent decisions. The difference between consolidation and
an order directing the trial of actionsltogether is largely
technical.
28
An order directing consolidation or the trial together of.
two or more proceedings will be made where they have common
questions of fact or law, where the relief claimed arises out of
the same transaction or occurrence or series of transactions or
occurrences, or for other sufficient reasons. It appears that in
the case before us the only reason why the Union withdrew its
agreement to proceed with two representative cases is because~it
now concludes that some of the eases may not have facts in
common. To the extent that they do, the Board will not permit
the adducing of evidence relating to what are common facts to
more than one case.. To the extent that the cases have material-~
facts which are in common, there will be one decision covering
all of the cases or, more likely, one decision covering cases in
the Ministry of Correctional Services and one decision, coverihg
the cases in. the Ministry of Community and Social Services.
As neither of the parties is in a position to dictate to the
other that one case represent all of the cases in each Ministry,
the Board will hear the cases originally agreed to as
'representative cases, but now only representing the first cases
to be heard from each Ministry. As indicated, to the extent that
subsequent cases cannot be demonstrated to possess different
material facts, .the Board will not permit evidence to be adduced
with respect to the facts in those cases.
Orders for consolidation and the trigt of actions together
29
are made by the courts, in part, to avoid what would amount to an
abuse of process. Decisions with respect to common questions of
fact and law should not be subject to re-litigation. The same
rationale applies where there is the counterpart of those
proceedings before the Board.
It appears that the same essential question will be resolved
in ail of the grievances: are the grievances timely. It appears
that the same question of law is applicable to all of the
grievances and that is why the parties agreed to consolidation in
the first place. '
In order that the hearing of all of the three hundred and
eight cases together can achieve the purpose of disposing of
common questions of fact and law without the necessity of hearing
up to three hundred and eight separate cases, the Union shall,
within three weeks from the date of this decision, furnish
counsel for the Employers with a list of those grievances which
it believes have common questions of fact, setting out what it
believes the common facts are. The Employer, within two weeks of
the receipt of the aforementioned document, will indicate how
much of the statement of the Union is agreed to and where
agreement is not forthcoming, what it believes are the common
facts.
It may be that the Union will be submitting that there are
3O
common fadts' to certain groupings of~ grievances~ and, if that is
so, the direction of the Board will allow for a statement of
facts common to groupings of grievances.
.What this Board is endeavouring to do is avoid having the
common questions of fact and law ~ei~g considered more than once,
unless the facts in subsequent cases are really different. Once
it is established which cases have facts in common, the
determination of the Board in the first case will bind all other
Nike cases. In this way, the result, will be th~ same as if the
parties had agreed to a representative case.
in order to avoid the evil which the procedure chosen was
intended to address, the first cases heard from.each Ministry
will be decided before proceeding With any other cases allegedly
having different material facts. If the Board concludes that the
material facts are not different, then the subsequent cases heard
will be subject to the same result as in the prior cases decided.
The Union did not object to the cases of Jansson and Auger
proceeding first, and there is no reason, under our order, why
this cannot continue to be the case and w~ will so inform the
Registrar.
In summary:
1. The Board does not have jurisdiction to order the
31
enforcement of the above agreement between the parties
relating to the naming of two representative cases.
The cases submitted by counsel for the Employers,
dealing with the settlement of all or some of the
substantive issues in a grievance, which the Board may
enforce, have a significant difference from the case
before us. The difference between the parties relating
to the enforcememt of their agreement to proceed by
first deciding two representative cases is not within
our jurisdiction by virtue of s. 19(1) of the Crown
Employees Collective Bargaining Act. Section 19(1> o~
that Act requires the Board to decide "the matter"
representing "differences between them arising from the
interpretation, application, administration or alleged
contravention of the agreement, including any question
as to whether a matter is arbitrable." The authority
of the Board arises only "in the event the parties are
unable to effect a settlement" of the differences
referred to. The settlement:of a substantive issue
represents a settlement as is envisaged under section
19(1) of the Act; a settlement between them as to how
matters of practice and procedure will be dealt with at
the hearing does not fall within the matter to be
decided under that subsection.
2. Notwithstanding our inability to enforce the agreement
relating to the hearing of two'representative casesf
one from each Ministry, we have found that much the
same effec5 may be achieved as a result of the cases
being heard together by one panel of the~Board. T0 the
extent that a number of cases have conunon questions of
fact and law, which is very likely the case here, the
decision in the first case heard from each Ministry
will effectively dispose of many, and perhaps all,
other cases. As'noted above, the deci~ion in t~'~ first
case heard from each Ministry will be del'ivered before
any'further cases are heard.
3. The Union has'~greed that the Jansson and Auger cases
will be heard f{rst, and the Registrar will be
requested to ~stablish dates for the hearing of those
two cases.
4. The parties will comply with our directions, above set
out, with a view to achieving the goals of
consolidation.'
We have confidence that the good sense that has
characterized the relationship between the parties, in the past,
when simi!air agreements have been entered into, will .prevail.
Dated at Toronto this 20th day of september, lqql.
M. Gors~y, Vice-Ct~airperson
"l Partfal [y O~ssent"
(partial dissever' at~ached)
J. Carruthers~ Member
~'1 Dissent,'
(without written reason)
D. Daughart!f, Member
August 21, 1991
PARTIAL DISSENT
Professor M. R. Gorsky
90 Kippend~vie Avenue,
Unit 3,
Toronto, Ontario
M4L 3R5.
Dear Mr. Gorsky:
RE: GRIEVANCE OF JANSEN ET AL
GSB # 0056/91 - 188/89, 1905/89 ET AL
I agree with the award in this case, in that this Board has no
jurisdiction to require the parties to proceed as per the letter,
dated April 11, 1991, but I must disagree with them ordering the
parties t° 'proceed with the named grievors first.
If indeed we do not have the ability to enforce the "agreement-
between the parties, then surely we cannot then go ahead and tell
the parties who must proceed first.
The. Union objected to the letter in its' entirety, and therefore
we should not impose part of that letter, after finding this Board
is withoUt jurisdiction regarding that same letter.
The practices and procedures of the G.S.B. are sound ones and make
good sense, but to force the Union to proceed with the named
grievors will only invite the Union to have more hearings, since
it has said that these two are not representative of the other
grievors.
· -~;'~' Yours Truly,