HomeMy WebLinkAboutUnion/Jackson 16-06-06BETWEEN
1708/D
IN THE MATTER OF AN ARBITRATION
BROCKVILLE MENTAL HEALTH CENTRE
(MEMBER OF THE ROYAL OTTAWA HEALTH CARE GROUP)
("the Hospital" / "the Employer")
-AND-
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
ON BEHALF OF ITS LOCAL 439
("the Union")
CONCERNING A UNION POLICY GRIEVANCE (#2015-0439-0029) AND THE
INDIVIDUAL GRIEVANCE OF JILL JACKSON ("the Grievor") (#2015-0439-0038)
Christopher Albertyn - Sole Arbitrator
APPEARANCES
Michael Fisher, Counsel
Kevin Hudson, Local President
Cindy Ladouceur, Vice -President
Jill Jackson, Griever
For the Employer:
Marie -Pierre T. Pilon, Counsel
Emma McEachran, Corporate Labour Relations Officer
Attila Rezaie, Student -at -Law
Hearing held in BROCKVILLE on May 11, 2016.
Award issued on June 6, 2016.
A '1
1. This award concerns an interpretation of a provision of the collective
agreement. Both parties argue the provision is not ambiguous, but clear, although
they have differing interpretations of what it means.
2. The Hospital says that, if I find the Union's interpretation to be correct,
the Union is estopped from obtaining any relief.
3. Two grievances raise the issue: the first a Union policy grievance (#2015-
0439-0029), the second an individual grievance from Jill Jackson (#2015-0439-
0038). No relief is sought beyond a declaration of a breach of the collective
agreement.
4. The provision concerns the calculation of sick leave entitlement when an
employee returns to work at some point during the calendar year, following a
period of absence that includes the start of the year. The provision, set out below,
gives an annual sick leave entitlement of 28 days on January lst each year, for
active employees. If an employee has been off work and returns during the year,
the question arises as to what will be their sick leave entitlement for the remainder
of the calendar year. The Union says the employee is entitled to the full annual
entitlement; the Hospital says the employee's entitlement is prorated for the time
remaining in the calendar year.
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5. Ms. Jackson, the Grievor, left the workplace on sick leave in October
2013, went on LTD, and returned to work in July 2015. The Hospital prorated her
28 -day annual entitlement for the number of days that remained in the 2015
calendar year. The Union says that she ought to have been given her full 28 days.
6. Article 21.03 reads:
Sick Leave
Employees will receive 100% of the basic salary for the first 28 working
days .of sickness or disability in a calendar year. New employees will
receive a prorated amount on the basis of 2.33 days per month remaining
in the calendar year since the day of hire but in any event not less than 7
days in the first year of employment. The benefit is 100% paid by the
Hospital. There is no waiting period for sick leave benefits., The 28 days
are reinstated each January 15`, for active employees, and are not
cumulative from year to year. There is no cash value to these credits on
termination of employment.
After the 28 days of sick leave at 100% of salary are used and if the
disability continues, a short-term disability plan is provided for
permanent full-time employees or permanent regular part-time
employees who have elected to receive benefits under Article 30.04 and
who have at least 3 months of service with the Hospital.
The short-term disability plan is insured by an insurance company that
will pay up to 100% of the employee's weekly earnings up to a maximum
benefit of $2,300 per week base[d] on the following years of service:
Length of Service
Total of Weekly Earnings
Up to 2 years
75%
2 years ended and up to 3 years
80%
3 years and up to 4 years
90%
4 years or more
100%
The short-term disability plan period will continue for a 17 -week period
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which includes the 28 days of sick leave, provided the disability
continues.
Refer to "Schedule B" and "Schedule C" for Health & Welfare Benefits
Summary
7. The Employer relies also on Article 13.08, which, it says, should be read
with Article 21.03. The relevant portions read:
Effect of Absence
(a) It is understood that during an approved unpaid leave of absence
not exceeding 30 continuous days or any approved absence paid by
the Hospital, both seniority and service will accrue.
During an unpaid absence exceeding 30 continuous calendar days, credit
for service for purposes of salary increments, vacation, sick leave, or any
other benefit under any provision of the Collective Agreement or
elsewhere, shall be suspended; the benefits concerned appropriately
reduced on a pro -rata basis and the employee's anniversary date adjusted
accordingly.
It is further understood that during such absence, credit for seniority shall
be suspended and not accrue during the period of absence.
Notwithstanding this provision, seniority shall accrue for a period of 30
months if an employee's absence is due to disability resulting in WSIB
or LTD benefits.
8. The Union argues that Article 13.08 has no relevance to Article 21.03
because Article 13.08 deals with absence generally, while Article 21.03 deals with
sick leave entitlements specifically and, where two provisions dealing with the
similar entitlements conflict, the general provision must yield to the specific.
Also, the Union says, Article 13.08 deals with unpaid leaves of absence, when
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sick leave is a paid absence, whether it is paid directly by the Employer (the 28
days) or by the insurer (the STD and LTD coverage).
9. Regarding the language of Article 21.03 itself, the Union submits that the
proration of the sick leave benefit for new employees necessarily implies that
there is no proration for all other employees.
10. As to the reference to "active employees" having the 28 days reinstated
each January 15`, both parties accept that the 28 -day entitlement occurs when the
employee is back at work, hence active.
11. The Employer argues there is no conflict between the provisions of Article
21.03 and Article 13.08, and that they should be read consistently. The Employer
says that an employee on short-term or long-term disability is on an approved
unpaid leave of absence because the benefit is paid by the insurer, not the
Employer.
12. The Union refers to the provision which sets out how seniority is
accumulated. The relevant portion of Article 13.04 reads:
Accumulation of Seniority
(a) ...
(b) Seniority and service will continue to accumulate during any
approved leave that does not constitute a break in service.
(c) Seniority for regular part-time and casual employees shall
accumulate based on actual hours worked, exclusive of overtime.
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13. The Union relies on this provision to show that, by contrast, the sick leave
entitlement of 28 days is not dependent on service (as seniority is for full-time
employees), nor on hours worked (as seniority is for regular part-time and casual
employees), but that it is an annual entitlement which arises as soon as an
employee returns to work.
14. The Employer's practice of prorating the sick leave entitlement, as was
done in Ms. Jackson's case, goes back at least 12 years, over several collective
agreements, and likely before that. The Employer suggests that its consistent past
practice should be considered as an aid to interpretation.
15. The parties refer to various cases that describe the principles of contract
interpretation for sick leave entitlement: OPG v. CUPS (PWU) Local 1000 (Wage
Maintenance Grievance), [2012] O.L.A.A. No. 45 (Albertyn), para. 34; DHL
Express (Canada) Ltd. and CAW Canada (2004), 124 L.A.C. (4') 271
(Hamilton), para. 76; ETFO v. Lambton Kent District School Board (Martin
Grievance) (2007), 164 L.A.C. (4t') 430 (Etherington), paras. 21-23; Grand Erie
District School Board v. OSSTF, D.23 (Sick Leave Grievance), [2008] O.L.A.A.
No. 44 (Knopf), para. 20; Algonquin College and OPSEU (1986), 22 L.A.C. (3d)
129 (Brent), para. 17; and First Ontario Credit Union Ltd. v. COPE, Local 343
(Staffing Ratio Grievance), [2006] O.L.A.A. No. 49 (Nairn), paras. 38, 39.
16. Under Article 21.03, to receive the 28 -day sick leave entitlement on
January I" each year, an employee must be "active". Both parties accept that Ms.
Jackson was not an active employee on January 1, 2015. Both accept she became
an active employee in July 2015.
17. As the Union argues, the parties specifically addressed themselves to the
question of prorating the sick leave entitlement. They decided to include a
prorating provision for new employees, but they did not do so for existing
employees, like Ms. Jackson. This difference is important for the proper
interpretation of the provision. The parties' specific choice on the matter leads to
the conclusion that they intended that, if an employee becomes active during the
course of a calendar year, the employee must be given the full 28 -day entitlement.
18. This interpretation of the provision is supported if one considers an
example. Compare an Employee A to Ms. Jackson. Say Employee A was active
during the month of January only. Employee A then goes on sick leave. Employee
A would be entitled to their full annual 28 days of paid sick leave. Employee A
never returns to work during the calendar year (being off on STD and LTD).
There would be no clawback of the paid 28 days. Contrast this with Ms. Jackson.
When she returned in July she had her annual entitlement prorated, say, to 14 days
of paid sick leave. Let us say she worked steadily from then on, working much
more than the month that Employee A worked in January. She would still be
entitled, on the Employer's case, to only the prorated 14 days of sick leave. So,
although Ms. Jackson worked much more than Employee A in the calendar year
concerned, she would have only half of Employee A's paid sick leave entitlement.
There is no logical justification for this discrepancy, and Article 21.03 does not
contemplate it. There is no reason why an employee should get less sick leave
entitlement depending upon when they are off on sick leave during the year
because, as the Union argues, the 28 -day paid entitlement is not dependent on
service, nor on hours worked, and nor on when one's illness absence occurs. As
long as an employee is active during the calendar year, they are entitled to their 28
days of paid sick leave.
19. Accordingly, I find that, under Article 21.03, an active employee (other
than a new employee) is entitled to the full 28 -day sick leave payment each
calendar year, irrespective of when they return to work after a period of absence.
20. The provisions of Article 13.08, referred to by the Employer, do not alter
this conclusion. For periods of absence beyond 30 continuous days, that Article
deals with unpaid leave. Sick leave is not unpaid leave. The first 28 days are paid
directly by the Employer, the days after that are either STD or LTD absences,
paid by the insurer. Whether the payment is from the Employer directly, or from
the insurer, the employee is on a paid leave. Therefore Article 13.08 is intended
for a different purpose, not to address the situation involved in this case. The
provision falls under Article 13, which is concerned with Seniority, how it is
obtained, how it is maintained, and when it is lost. Article 13.04 is there to
address the circumstances when seniority is either lost or retained. It does not deal
with the situation of this case.
21. This means that the Union is successful on the grievances. There is still
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the matter of the Employer's estoppel defence to consider, though.
22. The relevant facts for the estoppel are the following. The Employer's
practice is of long standing, over several collective agreements. The practice has
been in place for at least 12 years. The Union has had knowledge of it at least
since November 17, 2011, when it filed a grievance on this very issue.
23. In response to that grievance, on December 22, 2011, the Employer
explained its prorating practice and its interpretation of the collective agreement.
Some time later, on November 27, 2012, the Union withdrew the grievance,
without prejudice.
24. The parties' current collective agreement is from April 1, 2012 to March
31, 2017. Although the collective agreement has run from April 1, 2012, before
the date on which the grievance was withdrawn, it became effective retroactively
as a consequence of an interest arbitration award issued on February 13, 2014.
Hence, when the issues for the current collective agreement crystalized between
the parties, prior to the interest arbitration hearing on January 28 and 31, 2014, the
Union's November 13, 2011 grievance had long before been withdrawn.
25. What conclusion is to be drawn from the Union's withdrawal of the
grievance? The Union says the grievance gave notice that it was not accepting the
Employer's prorating practice, and that the Employer ought then to have raised
M
the matter in bargaining for the current collective agreement. The Employer
responds, in my view correctly, that once the Union withdrew the grievance,
albeit without prejudice, the Employer was entitled to rely on the Union's
representation that it was not pursuing its challenge to the Employer's practice
and that, as a consequence, there was no need for the Employer to raise the matter
in bargaining.
26. Estoppel applied to this case requires: a) a clear and unequivocal
representation by the Union that it accepts the Employer's prorating practice; b)
that the representation is intended by the Union to be relied on by the Hospital;
and c) that the Hospital relied on the representation to its detriment. The
representation to the Hospital was the Union's withdrawal of its grievance. By
withdrawing the grievance the Union was representing to the Employer that the
Union was not pursuing its challenge to the Employer's practice. The Hospital's
reasonable assumptions were that it could continue to act as it had done in the past
and that it did not need to negotiate a change to Article 21.03. For these reasons
the Hospital took no steps to propose an alteration to the Article in the most recent
round of bargaining. Its detriment, from relying on the Union's representation, is
that it lost the opportunity to negotiate the change. To paraphrase Board of
Commissioners of Police for the City of Owen Sound and Owen Sound Police
Association (1984), 14 L.A.C. (3d) 46 (M. Picher), at p.57, the Employer was
"encouraged by the apparent acquiescence" of the Union in the Employer's
"unwavering method of calculating sick -leave credits down through the years":
see Domglas Inc. and Aluminum, Brick and Glassworkers International Union,
Local 2606 (1994), 40 L.A.C. (4`h) 398 (Keller), at paras. 37-38.
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27. The parties cited the following cases concerning estoppel: Simcoe
(County) v. SEIU, Local I Canada (Bockus Grievance) (2009), 182 L.A.C. (4`)
170 (Knopf), paras. 14-15; DHL Express (Canada) Ltd. and CAW -Canada, Locs.
4215, 144 & 4278 (2004), 124 L.A.C. (4t) 613 (Hamilton), para. 96 onwards;
Thunder Bay (City) v. CUPS, Local 87 (Clubhouse Employees Grievance) (2000),
86 L.A.C. (4`h) 289 (Sarra), para. 39 onwards; St. Michael's Hospital v. SEIU,
Local 1 Canada (Collective Agreement Grievance) (2012), 215 L.A.C. (4t'') 366
(Schmidt), para. 91; Cronkwright Transport Ltd. and Teamsters, Loc. 879 (1990),
13 L.A.C. (4`h) 205 (Marcotte), para. 69.
28. In the cases cited by the Union, no estoppel was found to exist. But the
facts in the present case are only partially similar to the facts in those cases. The
present case has in common that the union put the employer on notice of its
challenge to the employer's practice and, as here, the employer tools no steps to
negotiate a change to the collective agreement provision. But that is where the
similarity ends. Those cases do not have the further feature of the union
withdrawing its challenge to the practice, as we have in the present case.
29. Given this important distinction and the conclusions I have reached, it
would be inequitable to require the Hospital to cease its current practice until the
parties have negotiated a renewal collective agreement, following the expiry of
the current collective agreement on March 31, 2017. The Hospital must have the
opportunity to propose changes in bargaining for the renewal collective
agreement.
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30. Accordingly, on the merits of the interpretation of Article 21.03 of the
collective agreement, the grievances are upheld. I make the declaration sought by
the Union that the Hospital's practice of prorating the 28 -day sick leave
entitlement under Article 21.03 violates the provision. However, given the
estoppel I find to apply, the effect of this result will not be felt until the
conclusion of a fresh collective agreement between the parties, assuming no
alteration to Article 21.03.
DATED at TORONTO on June 6, 2016.
Christopher J. Albertyn
Arbitrator