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ONTARIO EMPLO'r'ÉS DE LA COURONNE
(~ CROWN EMPLOYEES DEL 'ONTA RIO
1111 GRIEVANCE COMMISSION DE
.
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 OUNDAS STREET WEST, TORONTO, ONTARIO. M5G ll8· SUITE 2100 TEL£<PHONEITÉLÉPHONE
180. flU£< DUNDAS OUESr. TORONTO, (ONTARIO) M5G U8 - BUREAU 2100 (416) S98-Qô88
280/90
In the Matter of an Arbitration
Under
The Crown Employees Bargaining Act
Before
The Grievance settlement Board
Between:
OPSEU (Archer)
Grievor
-and-
The Crown in Right of Ontario
(Ministry of Transportation)
Employer
( Keller Vice-Chairperson
Before: B.
E. Seymour Member
D. Daugharty Member
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~or the Grievor: T. Hadwen
¡ Counsel
Cavalluzzo, Hayes and Lennon
Barristers amd Solicitors
For the Employer: A. Rae
Counsel
Winkler, Filion and Wakely
Barristers and solicitors
Hearina (8) : September 17, 1990.
October 9, 1990.
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DECISION
The grievor, Mr. John Archer, is a Pavement Design and Evaluation
Officer in the Ministry of Transportation. He is classified as
Specification Officer 3 (atypical). He claims that his position
is improperly classified and seeks reclassification as TM-17,
Engineering Services Officer 4, or Engineering Officer 3. In the
alternative, a Berry type award is sought.
Mr. Archer's grievance was to be heard at the same time as those
of two of his colleagues. It was agreed that Mr. Archerts
grievance would be heard and determined and the Board would
remain seized to deal with the remaining grievances if necessary.
The relevant position specification, which is agreed to be
generally accurate reads as follows:
Purpose of position (why does thisiposition
exist?) To plan and direct field subsurface
investigations, request and evaluate laboratory
test results, prepare soils profiles and reports,
develop alternative pavement structure designs and
recommend the most cost-effective solution. To
inspect, evaluate and rate highway pavements,
develop the most cost-effective rehabilitation
strategies and establish an order of priorities
for programming purposes. To advise on technical
construction and maintenance problems.
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Duties and related tasks (what is employee
required to do, how and why? Indicate percentage
of time spent on each duty)
Under the general supervision of the Soils
Supervisor, the Incumbent will:
Produce Soils Design Reports and profiles by:
- planning, organizing and directing crews,
conducting field investigations by specifying
location, depth and diameter of boreholes,
number and types of samples to be taken,
recording ground water conditions, installation
of plexometers, original shear strength
measurements, etc.:
- negotiating and obtaining permission to work on
private property;
- analyzing field and laboratory results and from
a geotechnical perspective, making
recommendations on most cost-effective
alignment and pavement structure design, being
mindful of environmental concerns:
- using computer-based systems such as OPAC, to
assist in developing cost effective pavement
designs;
- providing highway designers, environmentalists,
construction and maintenance staff with
requested geotechnical information.
Produce Pavement Condition Reports and recommends
priority listings for programming by:
- conducting pavement structure condition and
performance surveys, analyzing gathered
information, developing rehabilitation
alternatives and recommending the most cost-
effective schemes and preparing rehabilitation
programs according to geotechnical priorities.
Provides input into the Regional Ma intenance.
Programs by:
- conducting road needs studies, analyzing
gathered information and making recommendations
as to the types, locàtions and timing of
preventive maintenance treatments necessary to
prolong the life of the road system.
Performs other duties as required by:
- attending pre-contract reviews and special
meetings:
- providing requested assistance and guidance to
Municipal, Construction and outside agencies;
- carrying out and completing special
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geotechnical studies as assigned;
- lecturing at training schools:
- as assigned.
Skills and knowledge required to perform job at
full working level. (Indi,cate mandatory
credentials or licences, if applicable)
and knowledge is required of glacial geology and
geotechnical engineering as applied to pavements.
Intimate knowledge essential of the Ministry's
-criteria, methodology and techniques for pavement
structure design and evaluation. Working
knowledge of photo-interpretation as well as the
work performed by related highway engineering
units in the fields of highway design,
construction and maintenance. Good knowledge is
necessary of all pertinent Ministry guidelines,
standards and specifications. Sound knowledge is
required of field investigation and laboratory
testing techniques, and applicable administrative
and safety regulations. Ability is necessary to
access and applicable computer-based systems such
as OPAC. Familiarity is needed with the contract
preparation process, eligible estimating, and with
consultantst agreements. This knowledge is
normally ·acquired through graduation from a
recognized university, in Civil Engineering or
appropriately related science. It can also be
acquired through eligible, in the appropriate
discipline, from a recognized Community College,
and a number of years of practical eligible, or
through intensive and extensive on-the-jOb
training and successful completion of appropriate
internal or external courses. A valid ontario
class "G" driver's license is necessary to perform
the work.
Eligible classified this position in accordance
with the Civil Service commission Classification
Standards for the following reason:
Atypical sales allocation - not to be used for
comparison purposes.
Subject position evaluated as equivalent to a
number of other Ministry positions currently in
M.C.P. a level T.H.-16.
Subject position considered higher than other
Ministry positions classified as Technician 5,
eligible in terms of complexity of duties,
technical knowledge and skill and in
accountability.
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The class standards for Specification Officer 3 and Engineer,
Group 4 are: ~.;.!.:. '
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CLASS STANDARD:
SPECIFICATION OFFICER 3
Characteristics of positions in this class is the
provision of technical sùpervision to less senior
Specification Officers, in the writing of
specifications, monitoring the work of architects
and engineers and in research projects whièh may
be policy oriented, materials and systems or
statistical in nature. They also provide
instruction and training for lower ievel officers
and check their work.
In addition, these employees may produce
specifications for the largest and most complex
projects, including the hiring and supervision of
professional consultants in specialized areas.
The very nature of positions qualifying for this
class limits the number of positions/incumbents.
These employees work with considerable
independence.
SKILLS AND KNOWLEDGE
A good knowledge of architecture, engineering,
material costs and general estimating. Good
knowledge of' construction law and a sound
knowledge of tendering and specifications.
Ability to analyze contract systems and documents,
prepare and co-ordinate specifications; direct
support staff:' communicate and co-operate with
professional and technical staff.
ENGINEER, GROUP 4
CLASS DEFINITION:
This class covers engineering work of a
responsible and advanced nature with
considerable latitude for independent action and
decision, and usually entails the supervision
of a number of engineering and technical
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employees. The employee may be in charge of
all construction or maintenance work carried
out in the district, or in charge of a minor
engineering subdivision. He may supervise the
preparation of plans for installation of
services for large public buildings and the
organizing of other important engineering
projects. He may be the district liaison
official between municipals authorities and the
provincial Government, approving plans, giving
advice and passing expenditures for provincial
grants in-aid. The work is usually carried out
under direction of a district engineer or the
assistant to the Branch head and it is reviewed
occasionally for general proqress and
conformity to Departmental pOlicy.
CHARACTERISTIC DUTIES:
As Construction or Maintenance Engineer: directs,
assigns and supervises the construction of
all highway and road development projects in
the district, or all the maintenance, repair,
resurfacing and upkeep of provincial highways
and road development proj ects in the
district.
As District Municipal Engineer: co-operates with
municipal councils in the planning and
assignment of work done under Road
Expenditure by-law~ co-operates with duly
elected Road Commissioners according to the
provisions of the Highway Improvement Act;
plans and supervises work on designated
Development Roads in the municipal district~
gives advice on and promotes road development
in unorganized areas.
Under general supervision designs and prepares
specifications for large engineering projects
such as bridges, dams, additions to public
buildings, etc.
Supervises and directs traffic and safety
programmes.
Gives professional supervision to a large drafting
office, correlating the production of plans
and maps of important engineering projects.
Performs other engineering work on a similar
level, as assigned.
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QUALIFICATIONS: .' . Ir" q
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1- Acceptable professional engineering
standing resulting from the Engineering
degree and subsequent specialized
training in the work of the department.
2. At least six to eight years
progressively responsible engineering
experienpe preferably in the specialized
field.
3. Supervisory and administrative ability.
Ability to perform difficult technical
research and to make comprehensive
recommendations on engineering problems;
skill in the design of highways, steel
and reinforced concrete structures, and
in' preparing complete plans and
specifications. Initiative, integrity
and good judgment.
Th ere is apparently, no class standard promulgated for
Engineering Officer 3 even though there are employees in the
group and vacant positions are being advertised.
Mr. Archer described the duties of his position. Essentially,
his main role is to assess, based on information conveyed to him,
the soil and sub-soil on Which highways are to be placed to
determine and recommend the depth and' nature of the various
materials to be put down to get a reasonable life expectancy of
the road to be built. He prepares detailed drawings, quantity
calculations of materials to be used, does route planning as well
as determining how to treat problem areas. If work is being done
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on an existing road, Mr. Archer researches the past construction
history in order to determine how to deal most economically and
practically with the situation.
From the above, a permanent design report (PDR) is produced. It
goes to various other groups. The Planning and Design group
receives a copy which is used, along with information provided by
others, in producing the drawings and tender documents for the
work to be done. A copy is sent to the Construction group who
will use it during construction. It allows them to understand
the rationale for the recommendations and highlights potential
problem areas for them. Head Office receives a copy for review
to ensure that the proper engineering principles are follows. As
required, changes are made to the PDR and addenda are issued to
the receiving persons.
For the most part, the specifications used in the POR are found
in the Ontario provincial standards Specifications. Mr. Archer
also uses standard drawing the vast majority of the time. He
testified that he writes a non-standard specification accounting
for about 2% of each PDR in 30% of the PDRs he writes.
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In additions to the above duty, which is the main'duty he
performs, Mr. Archer' performs pavement evaluation. This-
essentially consists in riding the 1500 km of paved roads within
his territory to determine the quality of ,the ride and do a
defect analysis. His assessment is an important part of the
planning of the Ministry.
Mr. Archer also provides input into the regional maintenance
program and provides advice to the maintenance group regarding,
for example, patching, problems with drainage, etc.
Finally, in terms of his key duties, Mr. Archer deals with the
Municipal section of the Ministry by responding to them in
dealing with problems within their jurisdictions.
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Mr. Archer's position is classified as atypical. It is so
classified because there is no standard which, in the view of the
Ministry, is an accurate reflection of the duties encompassed by
the position. The Specification Officer 3, we are told by the
Ministry is atypically appropriate because the whole of the job
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can be most closely captured by it.
We do not quarrel with the fact that even in the post-Berry era
jobs can be classified as atypical. Indeed, numerous decisions
of the Board have maintained that. But, since Berry, the Board
has made certain statements about when it will consider an
atypical classification appropriate. Essentially, the Board has
stated that the essential elements of the job classified can't
vary widely from the core features of the archetype of the
classification. (See Kuramoto 0046/90; Jaager et a1 696/89;
Kelusky et al 1098/86).
In the instant case, the core functions of the specification
officer class standard is the preparation of architectural and
engineering specifications for tendering purposes. The 3 level
is distinguished from the lower levels in the supervision and
monitoring factor. In addition, those at level 3 produce
specifications for larger and more complex factors. Individuals
in- these categories have virtually no role to play after the
tendering specifications have been drafted.
The duties of'Mr. Archer's position bear virtually no
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relationship to that care function. ' The care function of his job
has to do with analysing and determining how best to deal with
soils and sub-soils in the case of highway construction and
maintenance. What role he does have in the tendering process
regarding highway cons~ruction is incidental and ancillary to the
core functions of the position. Frankly, in looking at Mr.
Archer1s job duties we are hard-pressed to see how it can be said -
to be a "best-fitU within the Specification Officer 3
classification and it is our determination that the position is
mis-classified and that the grievance succeeds.
The union has proposed various alternative~ as the appropriate
remedy. The first is, based on a usage argument, that the job
should be classified at the T.M.-17 level. This position is
advanced because of the statement in Mr. Archer's jOb
specification indicating that his position was, at the time it
was classified, equivalent to a number of other Ministry
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positions classified at Mep level T.M.-16. Evidence'was
addressed that since that time some of the T.M.-16 positions
referred to have been re-classified at the T.H.-17 level. In our
view that is too simplistic an approach. We have no knowledge of
why that statement is included in the position specification. It
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may be accurate or it may be not. We can not make the finding
sought based on an assertion without knowledge of the duties
performed and an analysis of the relationship between the
functions of the two positions. A usage argument, to succeed,
demands that type of analysis. We were unable to perform that
analysis in this case and can not accede to the remedy sought.
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The second remedy sought was to reclassify the position at the
Engineering services Officer 4 level based on a class standards
argument. Mr. Archer, to his credit, was candid in agreeing that
most of the class definition didn't apply to him. This remedy is
also inappropriate.
As a third alternative it was proposed that the job be
reclassified at the Engineering Officer 3 level based on a
standards argument. Unfortunately, it appears that no standard
exists for this position. The union argued that the Board should
order the employer to promulgate a class standard as to do
otherwise deprives Mr. Archer, who believes his job
classification is similar, of the right to conclusively argue
that point.
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We are satisfied that our remedial authority would extend to
making the order sought by the union if the order would be
necessary to fashion an appropriate and just remedy. However, in
our view such an order at this time is premature. We are
satisfied that the fourth alternative advanced-a Berry-type order
- is the best remedy to cure the prejudice caused to Mr. Archer
and we order the employer to create a proper classification for
him. If it should be necessary at some point to review our
position regarding the Engineering Officer 3 we are prepared to
do so.
The union asked the Board to order the employer to reclassify the
position within 90 days. The employer submitted that. it was
impossible to meet the 90 day, limit sought and asked for a one
year delay. In support of its request the employer submitted a
flow chart outlining the various steps that must be undertaken in
the classification process. It points out .that they are
numerous, complex and time consuming. It. adds, as a second
, argument,' that it has only one officer to deal with Board orders
of this type.
The second argument advanced by the employer can not be
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determinative of the issue. While not unsympathetic to the
staffing problems of the employer and cognizant of the financial
restrictions faced by some Ministeries, we can not conclude that
successful grievor's should continue without remedy for those
reasons. Classification problems do not suddenly materialize:
they tend to endure over long periods of time before they are
fully canvassed both internally and externally. It is best for
both parties that, once determined, a final resolution take place
as soon as practically possible. It is up to the Ministry to
address that problem.
This Board has not standardized the period of time it allows the
employer to reclassify positions. The norm appears to be 90 days
but there have been many other approaches taken. One, for
example, is to state that the reclassification must be done as
within a reasonably expeditious period of time.
We favour the approach that provides a time limitation. But how
long should it be? The employer says that it is impossible to
meet a 90 day limit. It proposes one year but its own document
shows a reclassification done in six months - with only one
person at the Ministry 'able to do the work.
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six months is too long. 90 days may be too short. If the
employer requires a longer periOd than 90 days (but less than six
months in any case) it is to file a detailed work plan with the
Board within 10 days following receipt of this decision outlining
the reasons why it needs the additional time. A copy will be
sent to the union who will be given a period of five days to
comment on the employer's submission. The Board will then, if
required, fix the time limit to create the classification.
The last issue to be addressed is that of retroactivity. The
union argues that the normal 20 day rule should not apply. It
proposes a date of March 29, 1989 the date Mr. Archer first
raised the issue with management seeking a reclassification. A
thorough canvass of the issue of deviating from the 20 day rule
can be found in Kelus~ et a1 1098/86. In essence, where the
delay can be attributed to the Ministry and not the 'grievor the
Board will look to waiving the rule.
In the instant case, Mr. Archer addressed management with his
desire to have his position reclassified on March 29, 1989. He
stated that he understood that certain positions were being
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reviewed, asked that his be included and indicated that he hoped
action would be taken that would make a grievance unnecessary.
His superior brought the matter up to the Review committee for
their considerations and told Mr. Archer . In light of that Mr.
Archer . did not file a grievance until he was made aware that his
request was not receiving favourable consideration.
It would be inappropriate to penalize Mr. Jarvis by applying the
20 day rule. It would be inappropriate because it would be bad
labor relations. It is trite that efforts should be made to
resolve matters amicably; a grievance should be filed as a last
resort. Mr. Jarvis could have escalated the matter but chose to
work within the system the employer had in place. Until he was
made aware that he would not be reclassified he continued to wait
patiently. Once made aware of the employer's decision he did not
delay in filing his grievance. We are satisfied that this is
precisely the situation where the 20 day rule should be waived.
Mr. Jarvis is to be compensated retroactively to March 29, 1989.
The parties have agreed that interest is to be paid based on the
calculation described by the O.L.R.B. in the Hallowell House
decision.
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We remain seized to deal with all issues.arising from the
implementation of this decision.
Nepean this 22nd day of November 1990.
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M. Brian Keller, Vice-ChaÌlperson
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K. Seymour ' - ' Member
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D. Daugharty - '. Member