HomeMy WebLinkAbout1990-0885.Black.90-12-03
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I ;' ONTARIO EMPLOYÉS DE LA cOURONNE
~ CROWN EMPLOYEES Oft 'ONTARIO
1111 GRIEVANCE COMMISSION DE
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SETTLEMENT REGLEMENT
BOARD DES GRIEFS
.180 DUNDAS STREET WEST, SUITE 2100, rORONTO. ONTARIO. M5G IZ8 TELEPHONEITÉLÉPHONE: (416) 326-1388
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885/90
IN THE MATTER OP AN ARBITRATION
under
THE CROWN EMPLOYEES COLLECT:IVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Black)
. Grievor
- and -
The Crown in Right of Ontario
(Ministry of Revenue)
Employer
BEFORE: N. Dissanayake Vice-Chairperson
E. Seymour Member
M. O'Toole Member
FOR THE w. Yenson
GRIEVeR Counsel
Gowling, Strathy & Henderson
Barristers & Solicitors
FOR THE i<. Cribbie
EMPLOYER Labour Relations Officer.
Personnel Services Branch
Ministry of Revenue,
HEARING: November 1, 1990
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DECISION
The grievor, Mr. ColI ,'Black, a senior auditor,
grieves a memorandum dated April 11, 1990, issued to him
by Mr. E.J. Canessa, the Regional Audi.t Manager Cent,ral
Region of the Retail Sale~l; Tax Elranch, as being
unwarranted and unjust.
The memorandum in questi.on reads as follows:
This is to conf inn the meeting hEÙd with you,
on April 6, 1990, in 'the presEmce of your
manager, M. Ratansi and B. Ababio, union
representative regarding an incident on March
21, 1990, whereby you refused 1:0 follow an
instruction given to you by your manager. You
agreed that you had done so and e~cplained that
it was done because you 'were angry and it was
the heat of the moment that lead you to act
the way you did.
You agreed that it was a mistake and
apologized for it. I accepted that, but
emphasized the seriousness of ,,,hat you had
done and that any future incident of this
nature will be considered insubordination and
appropriate disciplinary action w'ill be taken.
Another issue that was discussed was signing
yourself out in advance rather than calling
from the vendor after you get there. You
explained that the written' ins,tructions on
this matter in the administration manual do
not require this procedure. I reiterated that
regardless of how you interpret. the written
instruction, you are to follow your managers
instruction which is that you are to sign
yourself out in advance. This principle would
apply in any other situation where you do not
agree with the instruction gi.ven by your
manager. You are to follow the instructions
and then take any action you: may wish to take
thereafter.
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At the commencement of the hearing, Counsel for the
Employer raised a preliminary objection to tlie
arbitrability of this grievance. Specifically, the
Employer took the position that Mr. Canessa's memorandum,
I was not disciplinary in nature but simply documentation
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of a meeting wherein the Employer communicated its
concern regarding the grievor's conduct and laid out
what is expected of him in the future.
Mr. Canes sa testified on behalf of the Employer.
The grievor and Mr. William Ababio, the ' union
representative who was present at the meeting on April
6, 1990, testified on behalf of the Union.
The grievor was invol ved in an incident on March
21, 1990, where he refused to follow the instructions of
his manager. On April 6, 1990 Mr. Canessa expressed his
wish to talk to th~ grievor about this incident. The
grievor requested Mr. Ababio to accompany him. It was
the understanding of everyone that it was going to be Ita
fr iendly chat n . When Mr. Ababio met with the grievor
prior to the meet~nq the grievor admitted that he, had
refused to follow management's instructions. Mr. Ababio
advised the gr ievor to settle this matter amicably by
tendering an apology, rather than let it develop into a
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disciplinary matter. As the memorandum indicates the
grievor did exactly that. The 9rievol~ testified thalt he
was familiar with the Employer's practice to· inform an
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employee that he was being disciplined, if that was
indeed the purpose of the meeting.: III this instance, the
grievor was not told that he was being disciplined.
While he was not expressly informed that it was not a
disciplinary meeting, Mr. Ababio testified that it was
a friendly discussion and that at the end of the
meeting, as far as he was concerned that was the end of
the matter. From his experi.ence he did not expect the
meeting to be documented and was somewhat surprised when ~
the grievor brought the memorandum to his attention a
few days .;Later. Mr. Ababio assured the grievor that it
was probably just minutes of the meeting. He later
inquired from the grievor's group manager, who explained
that the me~orandum was not a disciplinary matter but
merely intended "to confirm what we had talked about".
The grievor was not satisfied with the assurances.
He testified that when he went int,:) the meeting he
understood it was going to be friendly chat to air both
sides of "an unfortunate incidentU and that no further
action will follow. He did not expect a documentation
of the meeting and was quite surprised when he received
the memorandum. It was clear from his testimony that
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the grievor had no complaint whatsoever with regard to
the conduct of the meeting itself. He was quite
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satisfied at the conclusion of the meeting. what
troubles him is the documentation of the meeting by way
of a memorandum. He te'stified that he felt that 'the
memorandum was "just a f~rther case of taking some not
too important incident and blowing it out of
proportion". He characterised the memorandum as a form
of harassment rather than counselling.
Mr. Canes sa testified that he does not document all
.non-disciplinary discussions he has with employees. In
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this case he decided to document it because he felt that
refusal to follow management instructions is a serious
matter and he wanted to ensure that the grievor
understood what was expected of him in the future. He
assured the Board and the grievor under oath that the
memorandum was merely intended to confirm the discussion
for the grievor's guidance, that it was not' intended to
be disciplinary and will not be relied upon as a basis
for future discipline.
The evidence is that the Employer's normal
procedure is to place a copy of any disciplinary letter
·in the employee's personnel file. This memorandum in
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question was not placed in the grievor's personnel file.
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I Moreover, under cross-examination, Mr. Canessa agreed
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I that there may be some merit to the grievor's allega-tion
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I that some of the contents of the memorandum may not be
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I quite accurate in that they :ruay have to be qualified by
other facts. Therefore he openly stated 'that he was
prepared to physically destroy the mE~morandum to allay
the grievor's concerns.
It ,is common ground that this grievance is
arbitrable only if the me:]Qorandum in question can
properly be characterised as tldiscipline". This Board, I
while granted jurisdiction over disc:iplinary matters,
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has no overall power of revie" of xnanagement interaction
with its employees. I
As the Board said ìn Re Naik,' 10.3/77 (Swìnton), at
page 4:
Only if the warning will ha ve~l prejudicial
effect on the employee's position in future
grievance proceedings, in the sen.se that it is
being used to build up a record against the
employee, can it be characterized as
disciplinary action.
In this case, the memorandum ort its face is not
disciplinary, in that it does net purport to punish the
griever for his conduct on March 21, 1990. The evidence
about what occurred at the meeting clearly is that the
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Employer expressed concerns about the grievor's conduct
on that day and explained to him that he should not'
engage in similar conduct in the future. The fact that
the employer emphasised that any future incident of this
nature will be considered insubordination and
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appropriate disciplinary action will be taken (a fact
confirmed in the memorandum) by itself does not make the
meeting or the memorandum disciplinary in nature. The
memorandum was not placed in the grievor's personnel
file. Given the Employer's practice, that by, itself
will prevent reliance on the memorandum as a record of
~iscipline'in the future. If the grievor had any doubts
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at all that ~ the memorandum will have a prejudicial
effect on his position in future grievances, the offer
to destroy the memorandum altogether should have put
them to rest.
In Re Fitzqerald 1489/ 88 (Samuels) the Board
stated as follows at p. 3:
In our view, once the Ministry says
clearly that the memorandum is not
disciplinary, then it is not disciplinary.
Such a statement by the Ministry has the
effect of ensuring that the memorandum cannot
be used in any subsequent disciplinary action
as evidence of previous discipline. For
disciplinary purposes, the memorandum can
serve only to show that the grievor was told
that certain conduct is unacceptable. It is
evidence that he was made aware of the
employer's rules. But the memorandum cannot
be used to show that the employee did anything
wrong. This is similar to the situation
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before the Board in Bacchus, 911/88 (Watters), I
where the Board held that the Ministry is
bound by its own commitment that a memorandum
is not disciplinary (at page 4) .
In the case at hand the Employer not only made a ,
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clear undertaking that the mennorandum will not be relied I
upon for future discipline, but offered to physically
destroy it. In the face of these circumstances it is
clear to the Board that the 'memorandum does not
constitute d~scipline. WhilE~ some employees, like the
grievor, may not like verbal or written communication by
supervisors about their conduct or performance, the
Employer does have the . r i.ght :to correct employees
through guidance, counselling or eVE!n warning without
engaging in disciplinary action. ThE~ exercise of that
rig:ht is to be encouraged rather than discouraged. On
the other hand, the Board can understand the concern of
an employee that a document may be used against him in
future disciplinary situations despite verbal assurances
to the contrary. This may well be possible if there is
a turnover in management. The Employer could probably
have avoided this concern if it stated. in the memorandum
itself that it does not constitute discipline.
The Board finds that the memorandum in question
does not constitute discipline and that as a result we
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do not have jurisdiction to entertain the merits of the'
I grievance. Therefore the Employer's preliminary motion
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is upheld.
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I Dated this 3rd day of December 1990 at Hamilton,
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I ontario
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. N. Dissanayake
vice-Chairperson
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E. seymour
Member .
m.~, () k7~ -
H. O'Toole
Member
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