Loading...
HomeMy WebLinkAbout1990-1990-Chan.96-06-12 : · , ONTARIO EMPLOYES DE LA COURONNE . , CROWN £MPL OY£E$ DE L'ONTAR/O GRIEVANCE COMMISSION DE SETTLEMENT Ri GLEMENT BOARD DES GRIEFS 180 DUNDAS STREET WEST. SUITE 2100, TORONTO ON MSG 1Z8 TELEPHONEITI~'L~PNONE : (416) 326-1388 180, RUE DUNDAS OUEST. BUREAU 2100. TORONTO (ON) MSG lZ~ FACSIMILEITL~I-~COPIE : (416) 326-1396 GSB OPSEU # 90D999, 91A151 ZN THE I~TTER OF AN ~B'rTRATTON Under THE CROWN EMPLOYEEB COLLECTIVE BARG~%ININQ Before THE GRIE¥~NCE SETTLEHENT BOARD BETWEEN .' OPSEU (than) Grievor The Crown in Right of Ontario (Ministry of Education) Employer BEFORE: N. Dissanayake Vice-Chairperson . P. Klym Member ~ D. Daugharty Member FOR THE R. Anand- GRiEVOR Counsel Scott & Aylen Barristers & Solicitors FOR THE R. Dunsmore, P. Murray,. C. Peters EMPLOYER Counsel Hicks, Morley, Hamilton, Stewart, Storie Barristers '& Solicitors HE]%RING May 16, 1991 October 16, 2~, 1991 November 19, 26, 1991 December 2, ~1, 1991 May 14, 25, 26, 1992 November 4, 18, 1992 January 14, 15, 1993 April 19, 1993 June 1, 9, 10, 1993 ~ October 4, 29, 1993 , November 23, 1993 2 DECISION The Board is seized with two grievances flied by Mr. Char[es Chart, an employee of the Ministry of Education at its Administrative Services Dept. The grievances ai~ege contravention of articles A.1 and 18.1 respectively of the collective agreement. Those articles provide as follows: A. 1 There shall be no discrimination practised by reason of race, ancestry, place of origin, colour, ethnic origin, citizenship, creed, sex, sexua[ orientation, age, marital status, famity status, or handicap as defined in section 9(1) of the Ontario Human Rights Code (OHRC). 18. t The Employer shall continue to make reasonable provisions for the safety and health of its employees during the hours of their employment. It is agreed that both the Employer and the Union shall co-operate to the fullest extent possfb!e in the prevention of accidents and in the reasonable promotion of safety and health of all its employees. The article A. 1 statement of grievance reads: I grieve that my rights as provided for in the Collective Agreement specifically, but not exclusively Article A, have been breached, These violations arise as a result of the employer's failure to act on my complaints of racial harassment in the workplace, resulting in physical assaults and injuries to my person and the continuation of undue mental stress. The article 18.1 statement of grievance .reads: I grieve that my rights as provided for in the Collective Agreement, specifically, but not exctusively Article 18.1, has been violated. These violations arise as a result of the employer's failure to ensure my health and safety In the workplace after numerous complaints of harassment, resulting in three physical assauIts on my person and ongoing racial harassment. At the outset it was decided that the proceeding would 'be bifurcated and that in]tia[fy the Board would determine the issue of liability only. The gr[evor, Mr. Charles Chan immigrated to Canada from Macao in 1968. While he was a student in the summer of ~,985, he worked at the Ministry of Education's Distribution Centre at 26 3 Breadalbane St. in Toronto. In September, 1985 he decided not to return to his studies and remained in the MInistry's Distribution Centre as a "Go Tamp" employee. in December, 1985 the grtevor transferred to the Mall and Storage Unit located in the second basement of the Mowatt Block in Queen's Park, 900 Bay St., known as "the mail room". Commencing April 1, t986 he assumed duties as a driver on an acting basis. Following a competition, on July 13, 1987 the grievor was appointed to the classified service as a driver in the matt room. The grievances before the I~oard, relate to alleged acts of racial harassment, threats and actua~ physical assaults the grlevor was subjected to commencing early In f987. The union essentially claims that the employer permitted a poisoned work environment to continue unabated, an environment where Nco-Nazi ideology was propagated and anti-semitic comments and degradation of vartous raciat groups was rampant. The union takes the position that the employer had no mechanisms in place to detect and root out this hostile and polsonecl environment and that ~ts failure resulted ~n the gdevor being exposed to continuing harassment and violence, resulting ~n stress, degradation and physical injury. The union submits fuKhermore, that the employer failed to act in accordance with its obligations under articles A.1 and 18.1 once it was made specifically aware of the situation faced by the gdevor and that as a result the perpetrators became bolder, and the harassment was continued. In a nut-shell, the employer takes the position that the gr[evor and the union unreasonably delayed taking the steps available to them if the alleged conduct occurred. The employer concedes that the grievor was at the receiving end of some inappropriate conduct by certain individuals. However, its position is that once the conduct was brought to the employer's attention, it acted in a speedy and efficient manner to remedy the situation. It is submitted that in all of the 4 circumstances, the employer acted in good faith and in a very reasonable manner, in accordance with its obligations under both article A. 1 and article 18. t. The Timeliness Objection_ The employer claimed that while the grlevor and the unlon now rely on various alleged acts of harassment and violence going back to t987, no grievance was filed until October 23, 1990. It is submitted that, while the grievances are continuing grievances, for the grievances to be timely under the mandatory provisions of article 27, the union must be able to establish a violation of the collective agreement within 20 days prior to the date of filing. It is the employer's position that no violation occurred within the 20 day time period. Accordingly, it is submitted that the grievances are inarbltrable. The union made a number of legal arguments to counter the tlmettness objection. However, the Board needs to focus only on the 'waiver' argument relied upon by the union, it has now clearly been established by the Grievance Settlement Board that where the employer takes a fresh step in the grievance procedure without reserving the right to make a timeliness objection, the ,employer irrevocably waives the right to rely on the timeliness provisions. In Re Funo./Anand, 1798/99 (Stewart), the Board reviewed the Grievance Settlement Board jurisprudence and stated at pp. 11-12 as follows; The principfe that these cases establish is that an objection based on non- compliance with time limits is waived when there has been a failure to raise the objection in a timely manner and the taking of a fresh step prior to raising the objection, In the circumstances of this case, where the grievance was discussed at two meetings on its merits, the grievance was denied in wrltlng on its merits following the stage one meeting and the timeliness objection was not raised until the written reply subsequent to the stage two meeting, it is clear that a timely objection to the failure to comply with the time limits of the Collective Agreement was not made and that a fresh step was taken prior to the timeliness ot~jection being raised. The fact that the objection was made prior to the hearing or the eve of the hearing does not affect the operation of the waiver. Once a timeliness objection has been waived it cannot be renewed by notice. For these reasons, it is our conclusion that the Employer's objection to the a~bltrability of Mr. Anand's grievance must fail. 5 The Board also noted at p. 10 that "it is not necessary for detrimental reliance to be established in order for the doctrine of wa~ter to appl~ff. The evidence could not be any clearer than in the case at hand, not only that a waiver of time l~mits occurred, but that the waiver was intentional on the part of the employer. The uncontradlcted evidence is that during the grievance procedure the union relied on events going as far back as 1985. The evidence is equally clear that the timeliness issue was not raised by the employer at any of the grievance meetings. The written replies to the grievance (Exhibits 3, 4 and 8) do not mention time limits at alt. Ms. Peters characterized the statement in the stage 2 response that "the causes of the alleged harassment no longer exist", as a reliance by the employer on time limits. However, with respect, that is an attempt to give that statement a meaning, which it does not have on any reasonable reading. Ms. Kathy Mareskt, Human Resources Consultant, who was directly Involved throughout the grievance procedure testified that the statement in question was an assertion by the empioyer that the employer had removed the sources of harassment from the workplace. That clearly is a response addressing the merits of the grievance. The'Board's finding that the emptoyer intentionally waived the time-limits in the collective agreement is supported by the following evidence elicited at the end of Mareski's examination-in- chief: Q. Did the union offer any explanation for the delay in grieving? A. No. Q. Did you raise timeliness as a technical objection? A. No. Q. Why not? We were more concerned abo~t the issues of harassment raised than the issue of a technicality about timeliness and wanted to see if there was any new evidence presented or would come out of the grievance procedure. 6 There can be no doubt from the foregoing that because of the employer's concern about the allegations contained in the grievances, it was prepared to deal with them regardless of any issue of timeliness. From a labour relations point of view, the employer is to be commended for that appreach. However, having made that decision during the grievance precedure, it is no longer open for the employer to revert back to its strict rights under the timeliness provisions, For the foregoing reasons, the Board finds that, if the grievances were not filed in a timety fashion as the employer claims, the employer has waived Its right to rely on time-limits. L~gal Significance o_f delay Before turning to the merits of the case the Board must deal with a further submission made by the employer based on its allegation that the grievor and the union delayed taking action. Ms. Peters relied on Re..Bla. ck, 1795/89 (Stewart), where the Board refused to hear the merits of a grievance chaflenging two suspensions Imposed 14 months and 26 months prior to the date of fiting. The Board at pp.3-4 hetd: After a careful consideration of the circumstances it is our view that Mr. Costen is correct in his submission that there has been undue delay in the filing of the grievance as it relates to whether there was just cause for the imposition of the suspensfons of June 18, 1987 and July 8, 1988. While, as noted in Keelina. ~upra, the time limits contained in the Collective Agreement do not apply to matters such as discipline, which the grievor has a statutory right tO challenge, this does not mear~ that s~Jch matters must not be challenged within a reasonable period of time, To allow such matters to be challenged so long after the facts giving rtse to the grievance have taken place is contrary to a fundamental premise of the system of grievance arbitration which is designed to provide the prompt definition of disputes as well as their prompt resolution. While, as Mr. Lukasiewtcs pointed out, the Employer did not establish any significant prejudice such as the unavailability of a witness, the absence of this kind of prejudice does not mean that a grievor is entitled to leave a disciplinary matter unchallenged for an extended period of time and, providing no explanation for the delay, be a~lowed to proceed to challenge the discipline. _ 7 in our view, the case at hand is distinguishable from Re Black and it is not appropriate for the Board here to decline to hear the merits. Firstly, the causes of act[on §lying rise to the grievance tn .Re Black were two specific acts by the employer imposing disciplinary suspensions on the griever. As soon as each discipline was Imposed the griever had a cause of action to grieve. In contrast, here the employer has conceded that these are continuing grievances. Moreover, the employer admitted that violations of article A. 1 and 18.1 arising out of harassment in a poisoned work environment necessarily involves a course of conduct. The first time an employee is called a racist name in the workplace, he cannot be reasonably expected to grieve against the employer alleging violations of article A.1 or article 18.1. Unlike in Re Black. there is no single act giving rise to a cause of action; Besides, in Re Black, the Board found that the griever provided no explanation whatsoever for not fll[ng his grievances earlier. In contrast, here the griever did explain that when 'he encountered difficulties he brought those to the attention of his supervisor in the mail room or to other members of management and trusted them to take action. That in our view is a reasonable, and perhaps even a necesary course to be followed by an employee, before filing formal grievances. Furthermore, the power of this Board to decline to hear grievances which are timely is a discretionary one. As the Board in Re Black noted, the Board must consider the individual circumstances of each case carefully In'exercising that discretionary power. At pp. 4-5 the Board observes: In considering such a matter the individual circumstances of each case must be considered carefully. In this case, where the discipline complained of consists of relatively brief suspensions, where there has been a period of fourteen months in one instance and twenty-six months in the other between the time of discipline and the filing of the grievance and where the griever has provided no explanation for the delay in filing a grievance with respect to these matters, it is our view that it would be unfair and inappropriate to consider the merits of these suspensions. 8 in the case at hand, the matters complained of are not minor. On the contrary, the allegations are extremely serious. Combining that ~act with the fact that in this case there is no precise moment at which the grievance could be said to have crystallized, the Board is of the view that this is not an appropriate case for the Board to decline to hear the merits of the grievances. This, however, Is not to say that any delay on the part of the griever and/or the union in taking action is of no significance, in order to find a violation on the part of the employer either of article A. 1 or article 18.1, the union must establish that the employer was aware, or at ~east that it should reasonably have been aware, of the offensive conduct complained about. If the employer had no reason to believe that the griever had faced, any harassment, it could not be In violation of the collective agreement. The extent of the employer's knowtedge of course, is a question of fact the Board has to determine, in that regard, whether the gdevor raised his concerns and how expeditiously he did it, will be a relevant consideration in determining whether the action taken by the employer tn response was reasonable. Furthermore, any delay on the part of the griever may be a releyant consideration In relation to the remedy, if Iiabitity Is found, A.]teged Union inaction The employer also tooJ< the position that under the co~tect~ve agreement the preservation of a work environment which Was safe and devoid of discrimination is a joint obligation imposed on the employer and the union. Counsel submitted that while the union was now relying on alleged incidents of harassment of the griever going back to 1987, prior to the filing of these grievances it did not raise any complaints with .the employer, offered no suggestions and did not express any concerns that the employer's responses to the griever's complaints were inadequate. Therefore counsel submits that in the circumstances the employer was entitled to assume that if the union was not prepared to get involved with the allegations made by the griever, the situation could not be serious, and that the union was satisfied with the steps taken by the employer, tf the union was 9 satisfied, counsel submits, it should be no great surprise that the employer would also feet that the steps taken were adequate and reasonable. It is argued that the Board ought not find that the e~ptc~'er failed to respond reasonably, when the union itself indicated to the employer by its inaction, that it had no concerns about how the employer was responding to the complaints raised by the grievor. While the Board finds this argument to be attractive in theory, it cannot be sustained in the face of the evidence. This argument is based on a premise that the union was aware of the incidents going back to 1987 and yet showed a disinterest. However, that is not the eviclence. The evidence is that for whatever reasons, the gdevor did not get the union involved in his problems until after the announcement by the employer in January 1990, of the results of its Investigation. The evidence also is that, the empfoyer did not contact or seek Input from the union, in responding to the various allegations raised by the grlevor.. A further difficulty with the employer's argument is that none of the emptoyer witnesses testified that they were influenced by the union's inaction, into believing that the action it was taking in response to the various complaints raised by the grievor was adequate and reasonable, in the absence of such evidence, the argument that the employer was entitled to rely on the union's inaction as indicative that its responses were adequate and reasonable is a mere hypothesis not borne out by the evidence. The Evidence Since April 1986, the grievor was employed as a driver in the mall room. From that time until January 199[), except for a period o~ six months, Mr. Steve Nodil]o, a member of management, was the supervisor in charge of the basement floor, including the mail room. 10 Mr. Tony Alexis transferred to the mail room as a "Go-Temp" in December ~986 from his previous position In the Ministry's Distribution Centre. In September 1987 he secured a permanent position as a mail clerk in the mail room. in that position, he too was under the direct supervision of Mr. Nodi[Io. Mr. Alex Hetnz, was already employed as a driver in the mail room under Nodillo's supervision when the grisvor arr~ved there in 1986. The grlevor testified at length about the problems he encountered with Nodillo, Alexis and Heinz. No(ii[iD, Alexis and Heinz were not called by the employer to contradict the grievor's evidence. The grievor testified that soon after Alexis came to the.mail room the problems started. Alexis, Ioined by Nodillo and Heinz, used offensive names to refer to racial groups such as Chinese, Polish, East Indians, North American Indians, Africans, Vietnamese and Japanese, and religious groups such as Muslims, Buddhists, and particularly the Jewish. They insulted and joked about these groups constantly at work, as well as after work at social gatherings. The grievor testified that in ~ 987 Nodi~lo stated that he liked to hire Chinese employees, because they did not fuss too much unlike blacks who "stir up shit for every little thing." He said that he would never hire a black, because "blacks are lazy and turn everything into a racial issue". He said that Chinese employees are very loyal like "Odd-iob~ tn the James Bond movie "Goldf[nge~". Nodillo called the grievor names such as "Chink", "Rickshaw", "Slant Eastwood", and "gook". "Stupid gook", was a term Nodillo constantly used to refer to all orientals. The grievor testified that Alexis would spend a lot of time in Nodillo's office during working hours making jokes about Chinese peopte, ensuring that the discussion is loud enough to be heard by everyone. For example, Alexis would refer to someone as a 'Chinaman". Nodillo would say "he is not Chinese, he is Korean" and Alexis Would laug.h and say "they are all the same". Nexis referred to supervisor Henry Ko, another Chinese, as a "Gooker', "rice picker" and "dog eater', The griever further testified that Alexis has called him various insulting names, such as "Yellow Puke', "Rice(shaw", "Chink" and "Gook~. Alexis also ridiculed the fact that the griever walked wlth a slight limp as a result of hip surgery, by calling him a "fucking cripple" and imitating his timp~ According to the griever, these insults occurred regularly from early in 1987, particularly when he refused Alexis' requests for favours such as to buy him things or drive him on private errands in the ministry vehicle. This continued until early 1989. From early 1989 the racial slurs and name-calling occurred only when Nc,;lillo, A~exis and Heinz were together as a g~oup, particularly when they returned from lunch. The griever testified that after Nod[lie was removed from the mail room following an investigation by the employer into his complaints, Alexis and Heinz resorted to different tactics. Whenever either of them met the griever alone at work, they yelled out racial slurs at the griever. Alexis also resorted to physical acts such as blocking the griever's path, and walking behind him and blowing at his hair. On many occasions Alexis threw bundles of paper at the griever's feet, spat water at his desk and sometimes physically lifted the griever off the floor. Once the griever was talking to employee John Sobie in the lunch room, when Alexis walked up and turned his rear encl towards the griever and ~'farted". Then he ran to Noditlo and' reid him what he had just done and they both laughed. Alexis threatened to spike the griever's coffee and the griever suspected that Alexis had in fact put things in his coffee. The griever testified that almost on a weekly basis, Alexis threatened the griever with statements like '1'11 beat the shit out of you". Before Alexis got his permanent job, he threatened the 12 grievor and other employees, saying things like, 'If I don't get a permanent ~ob because of you guys I will get a machine gun and shoot all of you" and "l am going to twist your heads off and shit down your necks.' The grievor testified that Alexis mentioned many times that he owned guns. Once in mid.~987, Nexis followed the grievor, mimicking his limp, and stated "one of these days I am going to bring a gun down to the basement and shoot you". On another occasion, the grtevor was talking to employees Joe White and Douglas Clare when Alexis drove a tow motor towards him and yelled "if you don't get out of my way fast enough ! will pin you to the wall'. Once Alexis was talking to employea Sterling Singh in the sorting area. The grievor was present near-by. Alexis looked at the grievor, and while making the motion as if breaking something over his lifted knee said "1 like to pick him up and break him in halt=. I. The grlevor testified that he constantly complained to Nodillo about the harassment by Alexis. Nodit)o did nothing. Often Nodillo would mockingly laugh, when Nexis made raclaJ slurs towards hlm in Nod~lo's presence. Besides, Nod[ilo himself made Insulting remarks about the .... grievor's disability, in 1986, when directing the grievor to give a ride to a temporary employee who was legally blind, Nodillo made a comment '~he cripple is leading the blind". He testified that in 'i'i~;? 1987, Alexis mocked and mimicked the physical disability of employee Mary Byrne. Once referring to her, Nodiilo stated: 'These fucking cripples, why don't we croak them ail". The grievor testified that on numerous occasions, when Nexis made slurs in Nodillo's presence, he complained to Nodillo and expressed his displeasure. According ~o him, Nodi~o either ignored him or laughingly quipped something like "Tony, cut that out". The grfevor testified that after work, Noditlo went drinking from time to time with a number of mail room employees including Alexis and Heinz. The group was known as the "Jet-Set'. The grievor participated in this group late 1985 to earty 1988, atthough from February 1987 the group's socializing decreased significantly. During these ddnking sessions of the Jet-Set, NodiIlo would 13 make Jokes and derogatory comments about various rac~a~ groups, women and the disabled. ~ particular, Nodillo "preached" his anti-Jewish opinions. The grievor further testified that s~arting in 1986 Nodillo spoke to mall room employees during work hours aboUt his political views. He called Americans "wimps' because they altowed the Congress and the US economy to be controlied by Jews. He said he liked the system of segregation of blacks and whites in SoUth Africa. ~-He caIled the English "limeys' and "wimps" and predicted that one day the Germans would gain control of the whole world. According to the grievor, Nodillo had an intense hatred of Jews. During..drinking sessions many times he stated that if he ever discovers that he has a terminal illness he would tie himself to an atomic bomb, go to Israet or New York, and say "3'here you are you fucking Jews. ! am softy I don't have another life to give to kill six more millions of you,~ He said that the Jews are controlling the US media and using blacks as muscle power. On another occasion he said that he had not liked Bruce Springsteen until he found out that he was not Jewish. The grievor testified that Nodillo made no secret of his intense anti-sem~tJc views, whether at work or after work. He referred to the Auschwitz death camp as the "toaster oven", the "Bar-B-Q" and the "smoke stack". He often stated, at work as web as outside, that "Hitler was the greatest man that ever lived". In 1987 Nod[Ilo hsd pictures of HAler in uniform in his office. Most of the time he kept these out of sight under the blotter. However, he had one picture of Hitler" in plain view, taped to the wall above the photo-copier. In his office, Nodillo Wou~d puli out a bottle from his desk, pour a drink and make a toast saying "To the clay Hitler died". If anyone disagreed with his views, he would say "then you can forget about applying for jobs in the mail room". The grievor testified that Aiexis also made similar anti-semitic comments at work. He referred to Jews as "Christ killers# and stated that Jews are stingy. Nodtllo once totd the grievor that 14 in December 1986 Alexis had told him over the phone that his father was in the army and had killed a lot of Jews and that he decided to hire Alexis even without having ever seen him. In 1986 the grievor observed Nodillo sell an anti-semitic book "The International Jew~, to employee Tony Rego in the workplace. According to the grievor, besides Germans, Noditlo talked of some other "superior races". He praised Hungarians because they helped Germans in the w~r, and Croatians because they helped In the extermination of Jews during wodd war II. Once he heard Nodil/o say that Germans were genetically superior to any other race and that Croatians were really ethnic Germans.' He said that all other races were like "cockroaches~ because they were mixed breeds. Nodillo, however, stated that the Japanese, were also 'OK" because they collaborated w~th the Germans during world war Ii. in addition to the verbal harassment, the gflevor testified that Tony Nexis assaulted him physically on three speCific occasions. On February t987, prior to starting work, the grievor was engaged fna casual conver~tion with three employees, Joe White, Perry Mack and Pat Briggs in the lunch room. Alexis was lying down nearby. When the grievor was speaking Nexis told him "shut up you stupid gooks, I am trying to sleep". The grievor told Alexis that he had the freedom to talk in the lunch room. Alexis, a big man, 6' 4" tail and about 200 pounds, got up, came over to the grievor and pushed the chair the grievor was seated in. The grievor's chest hit the edge of the table hard and his coffee was knocked over. The grievor immediately went over to the front desk and informed the Queen's Park security officer that he was assaulted by Alexis. When Nodillo arrived shortly thereafter, the grievor reported the assault to him. Nodtllo called the grievor a "shit disturber" and walked away. The following day Queen's Park security sent over special constable Mathew O'i~den of the Ontario Government Protective Service. 15 O'Brien testified that he met Nodii~o and asked for an opportunity to speak to the grievor and Nexis. O'8rlen testified that the grievor appeared to be nervous and upset. The grievor informed him that Atexis had been harassing him at work for some time and gave examplesPNext O'Brien Interviewed Alexis, who told him that the grievor was "over-reacting", While O'Brien could not recall details of what Alexis stated, he testified that he came to the conclusion that he was dealing with 'a bully who had little regard for visible minorities". He testified that Alexis exhibited a "1 couldn't care less' attftude and appeared to be saying that "a person working in Toronto should be used to this kind of treatment". He then catted the two men together and informed Alexis that if the grievor laid criminal charges, he could end up in jail, but advised that that was not a desirable result. He asked if he was prepared to apologize to the grievor and assure that the type of conduct will not be repeated. He asked the grtevor if he would accept that'apology. Both agreed and shook hands. While this appeared to resolve the problem for the time-being, O'Brien testified that he was still qu~te concerned because he doubted the sincerity of Alexis' apotogy and promise. He met Nodillo and informed him of his concern that this was not an Isolated incident and that Nexis should be monitored. Nodillo was advised to Inform his Superior, Mr. Andy Glendenning, of the possibility of a further incident which indicated raciaJ overtones. According to O'Brien, Nodillo did not seem to take what he said too seriously. He had a '1 couldn't care less type of a smile" on his face, when O'Brien was expressing his concerns. He left on the understanding that the problem was resolved for the time being but that Noditlo would inform higher management of the possibility of further incidents and the need for monitoring Alexis. The grievor was unhappy with the manner in which Nodillo reacted to his complaint. He testified that he did not consider the probtem with Alexis as msotved at all and thai he told Nodil~o that. He shook hands unwillingly, only because Nodillo insisted that he do so. He met with Mr. 16 James Doris, Assistant Deputy Minister in the company of feltow employee and friend, Mr. Shawn Tivy. He informed Mr. Doris of the assault and Nod[llo's "1 don't care" attitude when he reported it. Tivy related to Doris the racial name caJJing and harassment by Alexis that went on at the mail room, and told him that Nodillo had full knowledge of Alexis' conduct, but did nothing about it. The grievor, as well as Tivy told Doris about the name calling and Nodillo's anti-semitic and pro-nazi "preaching" at work. The grievor testified that over a period of 3-4 years, on at least 100 occasions Alexis had dropped bundles of paper on his feet. in the summer of 1987 in the lunch room, in the presence of several employees, Nexis threatened to burn down the grievor's parent's house. Although he -.~ dld not know h(3w serious Alexis was, the gflevor reported the incident to NodiIto. He did nothing ,/ abo~t it. The grtevor testified that since nothing had come out of his complaint to Mr. Doris either, in May 1989 he met Mr. Andy Giendenning, Director of the Administrative Services Branch. Nodillo reported to GIendenning, through his Immediate supervisor, Mr. Waldo Redekop, the Manager of Pumhaslng, Supply and Distribution. He complained {o Glendennlng about Alexls' racial name calling, his threats and his mimicking of the physical disabilities' of the grievor and Mary Byme. Glendenning asked when this happened and the grievor informed that it had gone on constantly for quite some time. Glendenning told the grievor that his allegations were very seri(3us, that if an investigation is started, Alexis may retaliate and that the employer would not be able to protect the _ grievor from Alexis outside work. Giendenning then asked whether the grievor still wanted him to pursue his complaint. The gr[evor said he did. Gtendenning advised that he would investigate the allegations and get back to the gr[evor. The grievor testified that he never heard back from Glendenr~ing or anyone e~se. 17 The griever testified that when he first came to the mail room as a "Go-Temp", he soon realized that Nodilb3 tavoured his friends. Nodillo made it clear that if anyone wanted to work tn the malf room, he had to go out drinking with him and do him favours. The griever testified that in order to be in Nodillo's good books he started going out for drinks with the Jet-Set. He bought Nodillo gifts [l'ke fake Rolex watches, bo~'/es of ~iquor, CDs and tapes and head-phones, when he returned from trips to the US. Usually on Saturdays, the grlevor wo{JId buy drinks and food for Nodillo when they went out after work. He testified that at a retirement party for Mr. George Laforte (Redekop's predecessor) held at a restaurant, Nodillo asked the griever if he was interested in a permanent job in the mail room. When the griever said that he was, Nodillo said, '~whether you get one depends on how many fucking beers you can put on this table". The griever testified that in 1986 he applied for 2 permanent positions unsuccessfully, one as a driver and the other as a mail clerk. Beth positions were under Nodii]o. Prior to the interviews for the driver's position, the griever observed 3 other employees, Allan Wong, Atex Heinz and Tony Rego with the questions to be asked at the interview, together with hand written answers written in by Nodii[o himself. The grlevor testified that he felt frustrated and helpless because despite his compJaints, he was not getting any help from his superiors and the harassment was continuing. Nodillo not only failed to investigate and take action, but was actually participating in the harassing activity. He complained to G~endenning, but had not heard back since. He went to the Asst. Deputy Minister Doris, but nothing came out of that e~ther. He hated coming to work, which he described as "a helJ- hole". He became paranoid and suspicious and tended to avoid people. He wss irritable and had nightmares about what was happening at work, He was edgy at home and got mad easily at family members. 18 The grievor testified that in his frustration about the apparent lack of action by the members of management he had approached, as a last resort, he decided to approach the Deputy Minister, Mr. Bernard Shapiro, whom he met in October 1989, The gdevor made Shapiro aware of all of his problems - about Nodillo and his Nazi and anti-semitic propaganda and the racial harassment. He complained about Tony Alexis' behaviour - his racial name ca[ting, mimicking of his physical disability and physical threats and violence. He also informed that after he had made the appointment to see Mr. Shaptro, during the morning on the day of the meeting, Alexis had confronted the gdevor near the elevator in the 2nd basement, and punched the wall, shouting "l'It beat the shit out of you". Shapiro promised that someone would be in touch in about a week. On November 10, 1989, an Employment Equity Officer, Ms. Carol Smith met with the grlevor and the grievor related to her the complaints he had about what was going on in the workplace. Further meetings occurred between the grievor and Smith on November 15 and November 17, 1989. Smith's notes from the three meetings were filed tn evidence, but she did not testify. During the 3rd meeting Smith informed that she would be passing on the information she had ~btained from the gdevor to her superiors and that a special investigator would be taking over. Shortly thereafter the grievor was informed that he was being transferred to COMSOC pending the completion of the investigation. He was given an appointment to meet Ms. Lynn Thompson, a lawyer in the law firm of Hicks, Morley, Hamilton, Stewart, Storie who had been appointed as investigator. Ms. Thomson interviewed the grievor on three separate occasions, on December 4, and 20, 1989 and January 2, 1990. Mr. Ross Dunsmore, another lawyer With the Hicks law firm (and counsel for the employer in this headng) was present for a part of the December 20th Interview. At that meeting Dunsmore suggested to the grievor that as a result of the investigation no one ~9 would be disciplined or discharged and that everyone would go back to thelr own jobs. The grievor disagreed that this was an appropriate result. During the course of the investigation, Alexis was suspended with pay. At the end of January 1990 the grlevor was asked to attend a meeting with management. He attended with a union steward. Mr. Glendennlng and Mr. Bob Benanati, the'Director of Human Resources attended on behalf of employer. The evidence Indicates that Glendenning informed the grievor that as a result of a thorough investigation carried out by Ms. Thomson the employer had concluded that the allegations made by the grievor were unsubstantiated and further that the allegations made by the grievor with regard to Nodillo were malicious. He was informed that Nodil[o would be removed from the mail room and that he and Alexis would be returning to the mail room. Glender~ning stated that while the investigation revealed racial attitudes by Alexis, it had not been established that Alexis had made the grievor a particular target. Giendenning suggested that since Nodilio was popular with many mall room employees, the allegations the grievor had made against Nodillo may not be appreciated by those employees and that the grievor should consider transferring out of the mail room for his own safety. He was offered a Clerk 2 position there. The grievor testified that a day later he informed Glendenning that he would not accept the transfer offered. He testified that the Clerk 2 position had a lower rate of pay than the driver position he had at the maiJ room and that he fe~t that as the victim of harassment, he should not be the one to be penalized with a demotion. Early in February 1990, both Alexis and the grievor resumed their positions in the mail room. Nodillo was moved to a managerial position on the 7th floor of the Mowat Block, which constituted a demotion of one level for him. Redekop assumed Noditlo's supervisory duties in the mail room on an interim basis. 20 The grlevor was not provided a copy of the report prepared by investigator Thomson. Nor was he told that a report existed. He was not informed as to what findings, i~ any, were made against Nodi[Io, Nexis or Heinz as a result of his allegations. However he understood from Glendennlng that it had been concluded that his allegations against Nodillo were not only unfounded, but aisc malicious. Accordlng to the gdevor, after Nodiilo was removed and he and Alexis were returned to the mail room, Alexis and Heinz intensified their harassing conduct towards him, The racial name- ca/ting and the mImicking of his ~imp became routine, despite attempts by the grlevor to avoid the two. · .The gdevor testified that on March 30, 1990, he was returning to the mail room from a run, when he encountered Heinz. Heinz told the gdevor, "When I get out of here I am going to get you". The grievor ignored him. Shortly, the two met again at the sub-basement exit to the parking lot. Heinz was carrying a box of paper. As they passed, Heinz mumbled something and dropped the ~box, weighing about 20 klgms, on the grievor's foot and gave the grievor a couple of jabs on the · left side of his face. The gdevor immediately reported the incident to Redekop. Redekop stated that Heinz had submitted his resignation, that it was his last day of work and that therefore there was nothing the employer could do, but that if he so wished, the grJevor, could report the assault to the police and file criminal charges. The grievor went to Queen's Park Security, who also advised that he could go to the City Hall and file charges if he wanted to. When Glendenning became aware of the grievor's allegation, he instructed Redekop to get Heinz off the road and give him the rest of the day off. Heinz returned from his run around 11.30. Redekop informed him that he had instructions to give him the rest of the day off and he was escorted ou~. The uncontradicted evidence is that nothing was said to Heinz about the grievor's allegation about being assaulted, and that the employer took no further action about the alleged assault. The grievor testified that shortly 21 after, he took Mr. Paul Orlicky, a member of management at the Human Resources Dept., to the scene of the assault and showed him two papers which had dropped on the floor when Heinz dropped the box on his foot and that Orlicky picked up the papers and put them in his pocket. The grievor proceeded to lay cdminal charges against Heinz. On several subsequent occasions, a police officer from Division 52, a Mr. Goodfeltow, informed the grievor that he had been unable to serve the summons on Heinz and suggested that Heinz may be avoiding service. He Informed the gdevor on the final occasion that if the charge was to be pursued, a warrant would have to be obtained for the arrest of Heinz, and asked If the grievor wished to do that, Since several months had passed by then, the gdevor decided not to pursue the charges. The grievor also testified about an assault by Nexis on June 21, 1990. He stated that around 2:45 p.m. he was waiting for the elevator on the 2nd basement, when Alexis came there, looked around as if to see if there was anyone else around, and stated "Steve Heinz and I are going to get the Vietnamese gangs after you." After a short pause he said "You think I am joking eh". The grlevor testified that he ignored Alexis and looked the other way. Alexis came right up to him and stood nose to nose, looked around and hit the left side of the grlevor's face. The blow landed hard on his Jeff ear and the s~e of his head. Then Alexis left the area. The grievor testified that as a resuit of the blow he was in pain and had "ringing" in his ear. He immediately called the Police and reported the incident to Queens park Security also. Then he went looking for Mr. GtendennJng. Mr Peter Buck was acting for Glendenning that day. The grievor related the assault to Mr. Buck. Buck called Redekop, who came down and spoke to the Police who had arrived by then, The grievor made a statement to the Police Officer. The officer recommended that the grlevor proceed to City Hall and lay a pdvate information. The grievor told Redekop and Buck that he was leaving work to go to see a doctor and to lay criminal charges on 22 a private information at City Hall. He proceeded to Women's College Hospital Emergency Dept,, where he spoke to a Dr, Dunn, Dr. Dunn told the grievor that she had made a record that the g[~evo~ had v~s'~ted the hospital and reported an assau~ at work and instructed him tO*seehis family physician. His family physician, Dr. Young examined the grievor and said that some fluid had formed in his ear and prescribed an antibiotic and some ear drops and also referred him for an x- ray of the ear. On the afternoon of June 21 Glendenning, Redekop and Mareski met with the grievor. They, Informed the grlevor that Alexis had denied having any contact with the grievor and that since there was no conclusive evidence to substantiate the grlevor's aJlegation of an assault no action wou~d be taken. However, the grievor was advised that Nexis would be transferred to the Distribution Centre. Alexis was moved to the Distribution Centre two weeks later. However.- according to the grievor that did not soive the problem completely because the Distribution Centre was on his run. He testified that on two occasions he encountered Alexis when he went to the Centre to make detiveries. Alexis challenged him to go downstairs and threatened to hit him. The grievor reported these threats to Mr. Doug Cockbume. who by then had been appointed as the permanent replacement for Nodiilo, as supervisor of the mail room. Cockburne advised the grievor a few days ]a~er that the Distribution Centre had been removed from his run in order to avoid contact with Alexis. On September 20, 1990 the criminal trial took place with regard to the alleged assault of the grievor by Alexis on June 21. The transcript of the trial was filed in evidence, Alexis in his testimony at trial stated that the Director and the Manager at his workplace had heard the grievor's evidence relating to this alleged assault and had not taken any disciplinary action "due to past precedent of the grievor fabricating and blowing things out of proportion". He further testified that 23 as a result of the grievor's complaints, the employer had launche~ an Investigation. He stated that the investigation did not find the allegations of racist acts or any of the grievor's other accusations to be valid. He told the court 'I was found clear'. He denied ever havir~g seen the grievor on June 21st Iet alone assaulting him, and took the position that the grievor had fabricated the whole story. The judge found Alexis guilty of assault and sentenced him to 5 days in jail and a fine of $1,000.00. The judge explicitly stated in his judgement that he found Alexis' credibility to be "dreadful"and that he had blatantly lied to'the court. Mr, Shawn Tivy was employed in the Mail Room as a mail clerk from 1979 to 1982 before transferring to the Distribution Centre, where he worl<ed till 1987. His evidence indicates that Nodillo's pro-nazi and anti-semitic behaviour even pre-dated the arrival of the grievor and Alexis tn the mail room. Tivy testified that during the time he worked in the mail room Nodillo was known as "Groupen Furer', the title of a high ranking officer in Hitler's army. He testified that during ' conversations at work, frequently Nodillo would discuss the virtues of Adoif Hitter and Nazi Germany. T[vy testified that Nod[fro "worshipped Nazi Germany and on a davy basis gave his opinion that Hitler had the right idea in exterminating Russians and Jews and attempting to conquer the world." if Nodillo wished to admonish someone, he would say "You should be sent to Auschwitz", referring to the Nazi concentration camp. Tivy testified that these discussions occurred between Nodillo and emptoyees under his supervision. Tivy further testified that Nodiilo had derogatory nlclmames for many racial groups, inctuding "Polacks", "Niggers", "Pakis" and "Gookers". Nodil[o doodled swastika symbols on paper constantly and had Nazi paraphenalia in his office including a SS hat and a collection of shoulder patches from Nazi uniforms. Tivy testified that during his period in the mail room, NodilJo regularly went out drinking with a group of employees known as the Jet Set. Frequently they would go out for lunch anti return late 24 and sometimes not return to work at ail. He testified that he attended some of these at the start but stopped because he was upset with Noditlo's holding court and preaching, his most common topics being Nazism and current world events. '--- - Tivy testified that one day Nod]llo had gone out for lunch with about 10 out of the 15 employees in the mail room and not returned. Nodillo's supervisor (Redekop's predecessor) Mr. George Laforte happened to come down to the mail room, Tivy informed Laforte that Nodi[Io's group had gone for lunch and not returned and that it happens often. He told Laforte that the Jet Set members did little work, but spent their time listening to Nodillo's speeches on Nazism. He informed Laforte about Nodillo's pro-Nazi and racist conduct. According to TiW, Laforte merely listened and nodded his head and left, He did not hear anything back from Laforte, but the following day it became ctear to him that Nodilio knew "Word for word" what he had told Laforte. Nodil[o warned Th/y, stating "Next time you spout off, you should be carefui who you spout .off to". Tivy testified that it became dear to him that he was not going to be in the good books of Nodillo and the Jet Set, and decided that he should get out of the mail room. He applied and obtained a transfer to the Distribution Centre. Tivy testified that he had no trust in Laforte because Laforte and Noditlo were great friends. Therefore in 1984 or 1985, after he had transferred to the D'~stribution Centre, he approached Mr. Redekop, (who had replaced Laforte) and basically gave him the same information he had provided to Laforte about Nodillo's pro-Nazi and racist conduct in the mail room. Redel<op listened, but TNy never heard back from him either. In 1987 just prior to his leaving the OPS, an employee in the mail room Mr. Collin Vernon sought Mr. Tivy's assistance with regard to a complaint he had about not getting a job he had applied for. Vernon felt that Nodillo had discriminated against him because he was a black. Tivy 25 met with Mr. James Doris (Asst. Deputy Minister) on Vernon's behalf. During this meeting Tiw told Doris that Nodillo was a racist and related the racist conduct he had observed during his 8 years with the Ministry. According to Tlvy, Doris listened to his story and advised him that he should take ap the matter wlth Mr. Glendenning. Subsequently he met with Glendenning and spent approximately one hour, relating once again everything he knew about Nodillo's racist and pro-nazi conduct. According to Tivy, Gtendenning's only response was to say that the job Vernon was complaining about had been properly awarded. He said nothing about TIw's recitation of racism and pro-nazi conduct on the part of Nodillo. Douglas Clare, worked as a driver in the mail room from May 1987 to April 1990, He testified that starting in the fall of 1988, Nexis constantly terrorized him at work. He swore, made crude remarks, threatened him with physical harm and several times exposed his private parts to Clare. Alexis would put his fist near Clare's face and say things like "t'11 slit your throat" and "['it beat the shit out of you". In the lunch room, Alexis would come from behind and cough or spit into Clare's food. Clare testified that over a pedod of 1-1/2 years he comptained constantly, on average 2 or 3 times a week, to Nodl]lo about Alexis' harassment. Nodillo's normal response was to laugh and say "Just go back to work'. 90 percent of the time when he went to Nodi~o's office ~o complain Alexis would be there. Once when he went in, Nexis started to hit Clare on his genitals with a stick anti both Nodiilo and Nexis had a good laugh, Clare testified that he was scared to report to work because of Alexis' conduct. He Was constantly in fear of his life and even contemplated suicide. He had to seek medtcat help. Since his complaints to NodJ]to were not acted upon, on 3 or 4 occasions he took his concerns to Mr, Vince Goodatf of the Human Resources Dept., during late ~989 to early ~990, but nothing happened. 26 Clare testified that Nazi ideology was prevalent fn the mail room during his tenure there. Whenever Nexis entered Nodillo's office or the lunch room, if Nodillo was present, Alexis would stamp his foot and raise i~is h~-in a Nazi salute, exclaiming "Hiel Hitler". Nodil[o would snicker. Clare testified that Alexis' pro-Nazi attitudes were well known to everyone inciuding Nodillo, because in the lunch room Alexis openly sang the praises of Hitler and Nazi Germany. He talked of "White Supremacy" and stated that the allied forces should all have been killed and Hitler should have won the war. He said that Nazism should be the world order. He testified that he had observed Alexis mimicking the physical disablJities of Mary Byme and the grievor and heard racial slurs like "yellow chink" and "yellow puke" being used by Alexis. The evidence indicates that after the gflevor made his complaint'to Glendenning in May of · 1989, Glendenntng verbally requested Redekop to investigate the grlevor's complaint. Redekop testified that he could only recall that Glendenntng told him that Alexis had called the grievor names and used vulgar language. He did not recall Glendenning telling him that the grievor had alleged that Alexis' conduct had racial overtones or that the grievor felt physically threatened. When union counsel asked Redekop directly whether he was informed by Glendennlng that Alexis had used phrases llke "Chink" and "fucking gooker" and that he mimicked the grievor's limp, the answer was in the negative. Redekop testified that he did not take any notes during his investigation and did not meet with the grievor to find out the specifics of his complaint because he saw his role as merely to find out from Alexis if he admitted or denied calling the grievor names. Other than getting Alexis' version, he did not see it as his role to investigate anything by talking to any other employees, who may be able to corroborate the grievor's allegations, He merely asked Alexis if he had "called names" at the grievor and Nexis responded that "nothing had happened and that the grievor had fabricated everything". However Redekop testified that Alexis nevertheless apologized. He reported back to Glendenning, e{so verbally. 27 Redekop testified that in addition .to the foregoing complaint from the grievor, he had received complaints from several other employees about generat harassment at work from Alexis. Ms. Frances Sommerville made two complaints in 1989 about Alexis' vulgar and abusive language towards her and towards other employees. Ms. Mary Byrne complained around the same time that Alexis and another employee, a Mr. Biggs, threatened her by bumping into her desk intentionally with their mail carts. Redekop testified that in each case his investigation consisted of confronting Alexis in the presence of Nodilto. In each case Alexis denied the allegations but at the same time told Redekop that he regretted if he had caused any problems and promised that it would not happen again. Redekop testified that since it was one employee's word against the other, he could not determine what the truth was. As he put it "since there were no witnesses there was no proof one way or the other". Nevertheless, he testified that in each case he gave Alexis a "verbal warning'. He testified that he had learned in a human resources course that except in a very serious case like "pul'([ng a knife', there must be 4 or 5 oral warnings in a short period of IIme for similar conduct, before an employer may impose the next step in progressive discipline, Subsequently, Clare made a further complaint to Redekop about Alexis harassing him in the lunch room. Redekop asked Noditlo to Investigate. Nodillo reported back that Alexis had not denied the allegation and had apologized. In consultation with Glendenning, a written reprimand dated December 1, 1989 was issued to A/axis. Nexis protested, claiming that all of the complainants were lying about him. He filed a grievance and took it to arbitration but the discipline was upheld by the Grievance Settlement Board. Mr. Andy Glendenning, the Director of the Administrative Services Branch testified that when the grievor made his complaint to him in May 1989, he Instructed Redekop to investigate the complaint. He testified that Redekop reported back that Alexis acknowledged the allegations and made a commitment to not repeat the conduct. As a result, Glendenning considered the matter 28 i closed. Glendenning admitted that he failed to get back to the grievor to report on what the outcome of the Investigation was, although he had made a commitment to do so. Glendenning testified that Alexis had been given 4 verbal reprimands in 1989 for harassing Ms. Sommervilie (twice), Ms. Byrne and the grievor. When Alexis committed a similar offence again by harassing Douglas Clare in November 1989, he was given a written reprimand. He testified that this was In accordance with the principle of progressive discipline. Glendenning testified in chief that no one raised any concerns about Nodi]lo and that the grievor brought to his attention complaints about Nod[lio Only-long after" the Hicks investigation had started. Thus, until that time he was not aware of any misconduct by Nodillo involving anti-semitic or racial attitudes. Glendenning testified that following the Issuance of the Investigation Report he discussed the appropriate employer response with Asst. Deputy Minister, D.A. Palozzi and Benanati, Director of Human Resources. He met with the gdevor, who had a union steward with him. He testified that he informed the grtevor that as a result of the investigation into his complaint his allegations were found to be unsubstantiated. The grievor was advised that he would return to his position in the mail room, but suggested that the grievor consider tansferring to a different location. He denied that he told the grievor that his allegations against Nodillo were "malicious". According to him, what he stated was that the ~Jdevor should have 'made sure that his allegations were well founded, 'He testified that he informed the gdevor that "the report indicated that there was no specific harassment of" of the grievor, that the "harassment was more wide-spread" and that the grievor's racism allegations were "unsubstantiated", 29 He testified that the grievor was in fact oflered a transfer to the Independent Learning Centre, after negotiating for such an arrangement with the management there. He testified that it was a Clerk 2 supply position, which had a pay rate Which was "a few cents an hour less". The grievor declined this offer. Glendenning testified that following the issuance of the Investigation Report he also met with Alexis. He was informed "that the allegations against him were found to be unsubstantiated", and that he woutd be returning to his position in the mai~ room. He testified ~ha! he also generally counsel[ed Alexis "about his behav[our towards colleagues". A slmilar meeting was held with Nodi[fo. He was advised that as a result of the investigation "he was found to lack good management control over hts employees". The following letter dated January 25, 199~ was Issued to Nodlllo: Thts is to confirm our discussions arising out of recent investigations concerning harassment allegations between other employees under your Immediate supervision. It was determined that you have been grossly derelict in carrying out your Job respons.[bilitles. Specifically the findings are as follows: 1. On numerous occasions, you failed to exert the necessary management control, guidance and leadership in the workplace by knowingly permitting the buItying of employees by a peer, 2. You have betrayed the confidence and integrity of your position and have violated the ministry's interests in providing job interview questions tO an employee in advance, In view of the above, it has been decided to dem.ote you from your position of Supervisor, Mail and Messenger Services, classified at the AGA 13 level to the · position of Purchasing/Expeditor, for a period of up to one year, effective Monday, January 29, 1990. While in this role your classification will be at the AGA 12 level and your salary will be red-circled. You will be provided opportunities for supervisory development with a view to returning to your former classification level of AGA 13, but not to the position of supervisor, Mail and Stores Services. Glendenning testified that finding number I was set out in the letter because the report indicated that Nodi[lo was not a strong manager, He fraternized with staff after work and he tried 30 to be a peace-maker between employees and did not admonish inappropriate behaviour. Finding No. 2 was a result of the evidence that came out during the investigation that Nodillo had provided to the grlevor the answers to the job Interview questions, in advance of the interview, Glendenning also had a meeting with the mail room staff as a group. He testified that the staff was informed that Nodillo "will not be returning to the mail room" and that Redekop wouJd be taking over as superVisor on an interim basis. He testified that he also told the staff "lets put tt~is incident behind us and get on with our lives - that we must get along with each other if we expect a happy workplace." Glendenning test/f/ed that shortly after this, in early March 1990, Clam filed a written complaint alleging harassment by Alexis. He confronted Alexis. According to him Alexis was "contrite as usual" and promised to behave in the future. In accordance with progressive discipline Alexis was suspended 10 days without pay. Alexis grieved. This grievance was one of severat grievances settled at the time Alexis' employment with the Ministry was terminated in September 1990. Glendenning testified that on. March 30, 1990 it was reported to him that the grievor had atleged that Heinz had assaulted him, He testified that since Heinz had already submitted his resignation and that was his last day of work, "there was no point in disciplining him, so we simply escorted Heinz out", Glendenning testified that around this time the grievor again requested that he be transferred out of the mail room. He again made significant effort and obtained approval to transfer the.grtevor to the independent Learning Centre - the same position the grievor had deciine before. When this position was offered to the grievor he (Jec[ined once more. 31 Glendenning testified that upon his return from vacation he found out that the grievor had alleged that he was assaulted by Alexis on June 21, 1990, outside the second basement elevators. When Gtendenning met with Alexis, he denied ever seeing the grlevor that day, let alone assaulting him. When asked what conclusions he reached, Glendenning testified, "We had no evidence, no witnesses, as to what took place. Obviousfy something occurred, but we didn't know what." Glendenning testified that in deciding to take no action he considered the fact that there were no witnesses to the alleged assault and the fact that the grievor had told him that he would be laying crimina! charges. Then he said "Also, we already had several grievances from Alexis. We didn't want to be seen as going on a vendetta against him." .... Subsequently, the employer transferred Alexis to the Distribution Centre. Glendenntng · agreed under cross-examination that the transfer was not a disciplinary response arising out of the alleged assault on June 21, 1990. The grievoi' laid a private information charging Alexfs with assault. Following a trial, Alexis was convicted. The crown requested Gtendenning to testify at the sentencing hearing as to the racist attitude of Alexis. Glendenning agreed to testify, but not on that specific issue, because as far as he was concerned the racism allegations against Alexis had been found to be unsubstantiated. Following Alexis' criminal conviction, the employer concluded that the assault in question was established and. Alexis' employment was terminated effective September 20, 1990. A grievance filed by Alexis was settled. Under cross-examination Glendenning conceded that while the first time the grievor directly complained to him about Alexis was in May of 1989, Rectekop had made him aware of the grievor's complaint in February 1987 that Alexis had assaulted him in the lunch room. However, he testified that he was not told by Redekop that the alleged assault had any racial overtones. Nodillo did not 32 report anything at all to him. While Nodillo wrote an incident report about this incident, Glendenntng testified that he did not see this until preparations.were undertaken for this Grievance Settlement Board hearing. The issues The union has conceded that since article A. 1 Came into effect only on June 15, 1990, the Board's jurisdiction under that article is limited to the period from June 15, 1990 to October 23, 199{3, the date the grievance was filed. Nevertheless, over the objection of the employer the Board received evidence as to events pre-dating June 15, 1990, for a number of reasons. Flrstly, the past history of racial attitudes and conduct is relevant to understand the particular events which are within the board"s jurisdiction in the proper context. Under section 20(8) of the Crown Employees Co[lectlve Bargaining. Act the Board has a wide latitude to 'hear and consider any evidence which it considers relevant. (.Re Mirosoltn, 2054/90 (Verity). In Re TaYlor-Baptist, 163/87 (Kennedy) in rejecting an argument by the employer that evidence of harassment ought to be restricted to events that had taken ptace within 20 days prior to the filing of thegrievance, the Board reasoned at pp.4*5 as follows: Once the grievance is properly before us within the procedures laid down Jn the collective agreement, the appropriate scope of evidence is governed by the normal principles dealing with the admissibility of evidence and its relevance to the issues to be arbitrated, in the context of labour relations, matters cannot and ought not to be determined in a vacuum, and past events are customarily covered in the evidence in order to place a particular incident that is the subject mater of a grievance into [ts proper context in the light of the on-going employment relationship. It is immaterial that those past events can no longer form the basis. of a grievance due to the time limit provisions of the collective agreement, if we were to accept Mr. Benedicts objection that evidence be limited to events occurring no earlier than 20 days prior to the grievance, we woutd in substance exclude the greater proportion of evidence that is heard in numerous cases by this board on a day-to-day basis. Just as in that case the fact that the time limits prevented the union from grieving those past events did not preclude the Board from hearing evidence which it considerecl relevant, here the fact 33 that the union coutd not grieve events pre-dating June t5, 1990 under article A does not prevent the Board from hearing that evidence. Besides the neet1 to understand the context within which the alleged discrimination occurred subsequent to June 15, 1990, in our view, the past history pre-dating June 15, 1990 is directly relevant in assessing the adequacy of the employer's response to the gflevor's complaints about dis(~rimination as well a~ unsafe work conditions which are core issues in this case. What racist attitudes existed in the past and the extent of the employer's know~edge about that, are cleady relevant in determining whether the employer's response was reasonable and in compliance with its obligation under Article A. 1, as well as under article ~8.1. In dealing with these grievances, it is also relevant to note that at the relevant time the following policy relating to "personal Harassment' was effect: PERSONAL HARASSMENt[ General Policy: it is the policy of the Government of Ontario that every employee in the Ontarto Public Service can expect to be afforded a work environment free of persona! harassment. Author{tv Reference: The Ontario Human Rights Code, 1981 provides under the Sections shown that: 4.(2) Every person who is an employee has a right to freedom from harassment in the workplace by the employer or agent of the employer or by another employee because of race, ancestry, place of origin, colour, ethnic origin, citizenship, creed, age, record of offenses, marital status, family status or handicap. 6.(2) Every person who is an employee has a right to freedom from harassment in the workplace because of sex by his or her employer o~-agent of the employer or by another employee. (3) Every person has a right to be free from la) a sexual solicitation or advance made by a person in a position to confer, grant or deny a benefit or advancement to the person 34 where the person making the solicitation or advance knows or ought reasonably to know that it is unwelcome; or, (b) a reprtsat or a threat of reprisal for the rejection of a sexual solicitation or advance where the r~prisal is me_de or threatened by a person in a position to confer, grant or deny a benefit or advancement to the person. 7. Every person has a right to claim and enforce his or her rights under this Act, to institute and participate in proceedings under this act and to refuse to infringe a right of another person under this Act, without reprisal or threat of repHsa~ for so doing. 8. No person shall infringe or do, directly or Indirectly, anything that infringes a right under this part. D~finittons: "Employee" "Employee in the context of this policy refers to management, other excluded, bargaining unit, contract and temporary staff. "Harassment" The Ontario Human Rights Code definition of harassment and its interpretation in A Guide. to the HumAn Rights Code shall apply: Ontario Human Right% Cod~, 1981, definition: "Harassment means engaging Jn a course of vexatious comment or conduct that is known or ought reasonab[y to be known to be unwelcome." .~,.~ Ir)terpretatJon from A Guide to the Human .Riohts Code~ 1981: .. "Harassment is a cot~rse of comment or cond[zct consisting of - . words or actions that disparage or cause humiliation to a person in relation to one of the prohibited grounds." Applicability: This policy applies to all ministries and to agencies, .boards and commissions subject to Management Board policies. Res. ponsibilitv/Accountabitit~,. Deputy Ministers: Deputy ministers are responsible for: a) ensuring that aJJ employees are informed of this policy; b) developing and implementing a process whereby all employee complaints of personal harassment are responded to immediately and, if found warranted, remedied without delay; c) including in the process the following minimum requirements: all complaints are to be fulfy and properly investigated; . responsibility for conducting investigations shall be delegated to an appropriate executive who may in turn appoint one or more officers to carry out investigations. Resr3onsib~l~ty/Accountabi~ity. Man~gers: Managers are responsible, upon becoming aware that harassment is occurring, for dealing with it even though no forn~t complaint is ~o~lhcoming. The Human Rights Code provides that a person who has the authority to prevent or discourage harassment may be held responsible for failing to do so, Responsibilities, tnvestiqating Officer: The officer responsible for conducting an investigation is responsible for: interviewing both the complainant and the alleged offender as soon as possible; interviewing any witnesses; . documenting the situation accurately and completely; notifying the parties concerned of any decisions arrived at as a result of the investigation; treating all material as confidential and not divulging such material to unauthorized persons. Responsibilities. Employee: The employee: shall make the disapproval and/or unease known to the offender Immediately in a clear manner; where circumstances make this difficult, ought to seek assistance from personnel services, immediate supervisor or afffirmative action manager; may file a written complaint in accordance with the ministry's procedures; ought to keep a record of dates, times, the nature of the behaviour, and witnesses, if any. Remedial Action: If an investigation confirms that an offence has occurred and remedial actfon is warranted: action shall be taken without delay; sanctions imposed on the offender must be applied with an understanding of the seriousness of the misconduct and follow the general principles-of corrective discipline; under no circumstances shall this remedial action, in a substantiated case of harassment, penalize the complainant. Counselling: Counselling shall be made available to assist those involved int he compiaim. 36 Eml~oyee's Riaht of Redress: This policy does not infringe upon an employee's right of redress through the procedures establishe_d by the Human RigHts legislation. With regard to article 18.1, the Board has now clearly establishe~ that the employer's obligation is to take steps to eliminate "unnecessary" or "avoidable' risk. In Re. WattsLKlncj, 1367/90 (Kapian) at pp. 26-27 for instance, the Board stated as follows with regards to the employer's obligation under article 18.1 to correctional officers: ...To be sure, risk is part of the job. However, unnecessary risk is not. The employer has an obligation to take reasonable precautions for the safety and health of its employees. Like other panels of this Board, we are of the view that "reasonable" does not mean "every'. And we are a~so of the view that what is reasonable will depend greatly on the facts of each case, and must Involve a balancing of interests of the employees and the employer. In the Instant case, the fact that no employee has been attacked or injured while conductlng a patrol is ne/thor here nor there in the same way that the concerns raised in the Sto.~k'well case (1764787, Wilson) had not taken place. It is obvious that the potential for injury exists. In our view, it is not unreasonable in a case where the union has demonstrated some degree of risk to the safety and health of employees to require the employer to explain, if not justify, the necessity and reasonableness of that employer-imposed risk .... In Re OPSEU (Union Grievance) 69/84 (Samuels) at pp. 6-8, the Board stated: Article 18.1 speaks of reasonable provisions for the safety and health of the employees. And this is echoed In section 14(2)(g) of the Occupational Health and S.afety Act, which imposes a duty on an employer to "take every precaution reasonable in the circumstances for the protection of a worker...There is no obligation to guarantee an employee's safety against every possible risk, no matter how remote the possibility that it will occur. The collective agreement and the legislation contemplate "reasonable" precaution...It is necessary to balance the safety of the employees against the need for care and custody of the inmates and the purposes of the institution. Proper planning can reduce the potential or likelihood of incidents, but it Is not possible to eliminate all conceivable risks. Therefore, the issue for the Board to decide is whether ~he employer contravened article 18.1 with regard to the grievor by exposing him to unnecessary or avoidable risk. 37 It iS the union's position that at least from 1987 the employer has flagrantly violated its own policy and the Ontario Human Riqhts Code_ and that the violations continued beyond June 15, 1990, resulting in contravention of article A. l o Furthermore, it is submitted that the emPloYer permitted a potsoned work environment to develop and to continue which exposed the grievor to undue risk and in fact sublected btm to verbal harassment and physical assaults, thereby resulting in a contravention of article 18.1. Citing Re Glengarry Industries (1989) 3 L.A.C. (4th) 326 (Hinnegan) and Re Wentworth County Board of Education (1984) 14 LA.C. (3d) 310 (Devlln), counsel submits that the employer's obligations under arttcle 18.1 must be seen in light of the obligations of the employer under the Human Righ. ts Code, which was in effect throughout the period in question. As noted earlier, none of the three persons, who face allegations of harassing the gdevor, Nodillo, Alexis, and Heinz were called to testify. Therefore the grtevor's direct testimony stands uncontradicted. While that by itself is not necessarily a reason to accept all of the gr[evor's testimony, in the circumstances of this case we accept the gist of tt on a balance of probabtllties. There was nothing about the grievor's testimony that causes us to doubt his credibility. On the contrary, he has been consistent in the core aspects of his allegations as presented to the employer and during his testimony before this Board. Furthermore, his testimony is consistent with other evidence, the documentation as to statements made by other employees and the direct testimony of other witnesses, tn many instances the grievor named individuals who were present at the time of the alleged harassment. None of these individuals were calted to contradict the grievor. The Board a~so notes that in the final submissions, employer counsel did not take the position that any of the allegations made by the grievor against the individuals were not to be believed. Rather, the thrust of its defence was that the employer ac~ed reasonabJy and effectively when the allegations came to its attention. Employer counsel stressed that in assessing the reasonableness of the employer's conduct the Board should take into account (1) the '3naction" by the grievor and (2) the inaction of the union and the t~arrlers created by the union which he claims hindered the employer. Turning first to the conduct of the grievor, while the evidence is that the alleged harassment of the grievor started in1987 and continued thereafter, he did not grieve until October of 1990. The effect of that delay on the timeliness of the grievances is no longer in issue in view of the Board's finding that in any event the employer had waived its rights under the timeliness provisions of the collective agreement. However, the evidence is cJear and uncontradicted that while the grievor did not formally grieve, at least from early 1987 the grievor complained to his supervisor and a member of management, Steve NodiIIo, about Tony Alexis' racial name-calling, his threatening and his mlmJcking of the gdevor's physi~l dlsabiJity. Besides, the employer's obligations under either article A. 1 or article 18.1 do not only arise as a result of employee complaints. The employer has an obligation to be ever vigilant to ensure that the conditions proscribed by those provisions do not exist in the workplace, if it knows or ought reasonably to have known of the existence of such conditions, the employer has the obifgation under the coflect[ve agreement to take steps to correct the situation. In this regard, the evidence ls beyond dispute that a good part of the misconduct attrJ/3uted to Alexis, occurred in the presence of Nodillo. Nodillo as a member of management, had a du~y.to act regardless of any formal complaint from the grlevor, because conduct such as racial name-calling, mimicking of a person's physical disability and threats of physical harm are so obviously reprehensible and has no place in any workplace. The collective agreement requires the employer to take action to put an end to such conduct, regardless of whether any employee had formally complained. The employer a~so relied on the fact that the grievor was himself a participant in the "Jet Set" socializing. While the evidence is that the gr[evor did in fact participate from ~ate 1985, it is 39 clear that he disassociated himself from the "Jet Set" in 1987, soon after he was assaulted by Alexis in February 1987. The grievor explained during his testimony that he participated tn the early per[od when he was not yet a permanent employee, because Nodl[Io had made it clear to him that if he expected to obtain a permanent job in the mail room, he had to be part of Nodillo's group of friends and go out drinking with the group. This is a credible explanation which was also corroborated by Shawn Ttvy, who testified that Nodilto had made it no secret that on1¥ employees who went oat drinking with him would make it in the Mail Room. Tiwj testified that he also went out drinking with the 'Jet Set" a few times but was disgusted and bored by NodiI~o's "holding court" on Hitler's virtues and current world events. He testified that when he realized that NodiIIo did not like him, he obtained a transfer from the Mail Room, The point, in any event, Is that the grlevor did bring to the managements' attention the probtems he encountered in a reasonably expeditious manner, i~estdes his constant complaints to Nodillo about Alexis' name-calling, threats and the mimicking of his walk, in February 1987, he complained to Nod[ilo that Alexis had assaulted him in the lunch room, and Queen's Park Security was Involved. Both Redekop and Glendennlng became aware of this complaint. When the grievor saw no action on the part on NodiIIo, Redekop or Glendennlng, he comptalned to the Asst. Deputy Minister Mr. Jim Doris. He informed Doris about the assault, and the lack of a response from management. Tivy who accompanied the grlevor, informed Doris about the racial name-calling which went on in the mait room and at, oat Nodiilo's participation in that activity, and his preaching of anti-Semitism in the workplace. in May 1989 the grievor made a further complaint to Glendenning, about Alexis' racial name- calling, about bls mimicking of the grievor's physical disability and about threats of physical harm. He informed that this situation had gone on for "quite some time". 40 Finally, in October of 1989, the grievor went further up in the management hierarchy and made a complaint to the Deputy Minister, Mr. Bernard Shapiro. He told Shapiro of all of the complaints he had about Alexis, Nodillo and others. Therefore, the evidence ls clear that on numerous occasions the cjrievor did bring to the attention of the employer, the intolerable situation he faced at work. The issue is whether the employer responded to those complaints in a manner consistent with its obligation under the collective agreement. The employer's contention that the reasonableness of its response to the (3rtevor's complaints must be assessed in light of the conduct of the union has been addressed earlier in this award, it remains to consider whether there is merit tn the employer's asssertion that the union erected barriers, which hindered the employer's ablitty ~o properly respond to the concerns raised by the gfievor, 'i'his refers to the fact that the union represented Nexis, when he filed grievances against the employer. Counsel points out that obligations under both article A. 1 and article 18.~ are joint obligations. While not requesting findings that the union had contravened either provision, counsel submits that when determining whether the employer Contravened the collective agreement, the Board must consider the union's conduct as a significant factor. The employer relied on Re OPEIU, local 267 v. Do_tatar Inc. and the Ontario Human Rights Commission. Unreported, March 1992, (ant. Div. Ct.) where at pp. 13, the Court stated: The rights of a complainant cannot be ~ost in the struggle to assess competing interests of the Company and the Union. Discrimination in the work place is everybody's business. There can be no hierarchy of responsibility. There are no primary and secondary obligations to avoid discdm{nation and adverse effect discrimination; Companies, unions and persons are all in a primary and equal position in a single line of defence against all types of discrimination. To conclude otherwise would fail to afford to the Human RtQhts Code the broad purposive intent that is mandated. Any interpretation short of this would, tn my view, be inconsistent with the philosophy and policy enunciated by the Supreme Court of Canada in O'Mallev v. Simp~on-Sears. The discrimination barrier created In the collective agreement slammed the door on continued employment in the fact of a Seventh Day Adventist. The Union aided the Company in the creation and erection of that barrier, it owed an equal duty with the Company to dismantle that roadblock. The Board does not see how that judgement assists the employer in this case. in Domtar, the complainant, a Seventh Day Adventist was required to work every sixth Saturday. She requested that she be permitted to work every sixth Sunday instead, because working on Saturdays was contrary to her religious beliefs. The company was willing to accommodate her PrOvided the union consented. The union would not agree unless the company undertook to pay the complainant overtime rates for Sunday work as required by the collective agreement. The company was not prepared to do that and the complainant's employment was terminated. The complainant filed a complaint under the Human Rights Code naming the company and the union as respondents. The Board of Inquiry found that there was adverse effect dlscrim[nat[on and held the company and the union both jointly and severally liable because they each could have, but failed to, accommodate the complainant. The DivlsionaJ Court upheld that decision. In that case the circumstances were very different from ours. As the court stated at p. 12: The complainant and the Company were satisfied with straight time Sunday. All the Union had to do is say we will not grieve and there would have been no problem. Thus the union was found to be a direct participant in the decision maklng process which resulted .in the adverse effect discrimination against the complaint. In contrast, in the case before us the union did not come into the picture until after the Investigation Report was issued in January 1990. There is no evidence to indicate that the union 42 was aware of the complaints made by the grlevor or of the employer responses. The undisputed evidence is that neither the grievor nor the employer sought to involve the union. It is no doubt preferable that employees bring any concerns that they might have to the attention of the union as early as possible. However, it is understandable that particular employees may not do so for various reasons. For instance, a particular employee may not go to the union initially because he is not a 'believer" in trade unions. However, that by itself does not in any way affect the employer's obligations under the collective agreement. Besides, if the employer was aware that the obligatlons under the collective agreement provisions were joint, it remains unexplained why the 'employer did not in any manner inform the Union of the complaints it had received and seek input from the un~on on how to deal' w~h them. ~n Robt{:haud v. The Queen, (1987) 40 D. LR, (4th) 577 (S.CC.) at p. 584 Le Dain J. observed with regard to the Canadian Human Riahts Act as follows: Indeed, if the Act is concerned with the effects of discrimination rather than its causes (or motivations), it must be admitted that only an emptoyer can remedy undesirable effects; only an employer can provide the most important remedy - a healthy work environment. The legislative emphasis on prevention and elimination of undesirable conditions, rather than on fault, moral responsibility and punishment, argues for making the Act's carefully crafted remedies effective. Similarly, in our view it is the employer who has control over the workplace and its employees. It has an obligation,, quite independent from any obligations the union may have, to ensure that conditions do not exist in £he work place which are inconsistent with the collective agreement. Some observation is also warranted about the employer's argument that the union threw road blocks which hindered compliance with the collective agreement by representing Alexis with regard to his grievances, The Board dismisses this argument as without merit. This employer cannot seriously suggest that in managing its operations, it governs itself by the fear that the union 43 may represent a grlevor. If it did, it is highly inappropriate. The OPSEU constitution which was flied with the Board has been interpreted by the union as entitling a grievor to unton representation in every case. Therefore, the fact that the union represents an employee with regard to a grievance, does not mean that the union necessarily condones the conduct of the employee. The union on the contrary may be accommodating the employee's right to his "day in court". Even criminals including mass murderers and rapists are afforded their day in court. Governments atlocate precious tax dottars by way of legal aid in order to afford the accused the best possible defence in court. It is rediculous to suggest that by providing legal aid funding for a defence counsel the government condones the conduct of the accused or that the government is not concerned about the gravity of the criminal conduct. Simifarly, in the present case it defies logic for the employer to suggest that it was satisfied with the existing conditions because it assumed that the union was satisfied. The employer (through members of management) had been informed that racial name-calling, Neo-Nazi propaganda, physical threats and other obvious forms of harassment were prevalent in the Mail Room. Surely the employer does not suggest that because the union was silent, it genuinely believed that this ." state of affairs was acceptable. Besides, as already pointed out, none of the employer witnesses testified that the union's [ack of action in any way influenced their decisions. Therefore, the employer's argument is based on a mere hypothesis and not supported by the facts. Indeed, under cross-examination Mr.' Benanati, to his credit, testified that the employer would not let its actions be influenced by the fear of grievances. _ For those reasons the employer's claim that its actions were somehow hindered or influenced by the conduct of the cjrievor or the union is not valid. It is borne out by the evidence 44 that at various times the grievor brought serious concerns to the management's attention. In other situations members of management were personally aware of unacceptable behaviour. The issue Is whether the employer adequately responded, once the information came to [ts attention. As noted, at this hearing the employer did not dispute, and the Board in any event finds on the basis of the evidence, that the conduct attributed by the grievor to Nodifto, Alexis, and Heinz is established. Them Is also no doubt that a work environment where racial slurs, racial name- calling, Neo-Nazi and anti-semattc propaganda and mimicking of physic, a[ disabilities was practised is contrary to the Human Rights Code of Ontario, which is in effect Incorporated into the collective agreement through article A.1. it is trite to say that under the code and article A. 1, the employer has an obligation to its employees to take reasonabte efforts to create and maintain a discrimination- - free work environment. The employer witnesses did not dispute that. The defence of the employer in essence is that when the existence of the objectionable environment c~me to its attention it acted reasonably and efficiently to correct the situation. Counsel argued that under article A.1 there are no absolute guarantees. The fact that an incident of racial discrimination by one employee towards another occurs by conduct such as racial-name calling does not necessarily result in liability for the employer. According to the employer, liability must be determined on the basis of the action the employer took when the offending circumstances came to its attention. In simJiar vein, there can be little doubt that a work environment, where an employee is constantly harassed, subjected to threats of physical harm and actually physically assaulted is inconsistent with article 18.1. That risk is not by any standards a "necessary" or "unavoidable" risk for an employee holding the position of a driver in the Ontario Public Service. That much was not disputed bythe employer. However, the employer's argument is that its obligation under article 18.1 is not to guarantee'a risk free workplace, but only to take "reasonable precautions", it is contended 45 that by responding to the grievor's complaints as it dfd, the employer fully complied with that standard. The Board agrees with the employer to the extent that under either article A. 1 or article 18.1 there are no absolute guarantees on the part of the employer. There is no strict liabili~j on the employer, in that merely because an employee racially harassed or put another employee at a health or safety risk, the employer is not thereby exposed to liability. The employer's liability depends on its know[edge of the offensive conduct and its response to it. However, in considering the employer's knowledge the test is not purely subjective. If the employer lacked knowledge because it showed a lack of interest or did not have a reasonable system for detecting and monitoring of offensive conduct, that does not exonerate it. To hold otherwise woufd be to make the obligation imposed on the employer by the collective agreement provisions meaningless. The employer would be abte to circumvent that obligation by merely closing its eyes and ears. The parttes could not have intended that, In Re C.U.P.E and O.P.E.I.U (1982) 4. LA.C. (3d) 385 (Swinton) at pp. 404-405, the Board stated as follows: In cases where one employee alleges harassment by a fellow employee, the employer is not liable unless it knows or ought reasonably to know of the harassment. An employer is vicariously liable, even in the absence of such knowledge, only for the acts of its supervisors: See Dhillon, supra; Bell, supra. An employer who receives a complaint about harassment by other employees and does nothing to investigate can be held responsible for'the harassment because of its inaction: see Continental Can. Co, v. State of Minnesota, supra, where the Minnesota Supreme Court stated that while "the Act does not impose a duty on the emptoyer to maintain a pristine working environment", the employer should take appropriate action when it knows or should know of co-employees' harassment (at p. 1814). Similarly, in Heelan v. Johns-Manville Corp. (1978) 451 F. Supp. 1382 (Dist. Ct. Col.) the court stated that an employer should investigate complaints and "correct" violations of the law (at p. 1390). This does not necessarily require a finding of truth - so tong as recurrence of illegal conduct, if any, is effectivety prevented. 46 Pre-lnvesticlation The Board' must examine the evidence as tp what the employer's actual knowledge was, as well as what the employer ought reasonably have known, about the offensive conduct on the part of the various individuals, Then the Board will examine what action if any was taken by the employer towards meeting its obligation under the collective agreement, The easiest part of the decision the Board is called upon to make is that relating to the conduct involving Noditlo. As early as 1987, Alexis threatened the grievor with physicat harm. Alexis and Heinz called the grie. vor racial names. That evidence is reviewed earlier in this award. The uncontradicted evldence is that the grievor constantly complained to Nodillo and that Nodillo '; did absolutely nothfng to Indicate to either Alexis or Heinz the seriousness of their misconduct. On the contrary, the evidence is that NodiIIo did not take the grievor's complaints seriously, This Is indicated 'by the evidence that Noditlo snickered and Iaughed when the grievor made the complaints in front of Nexls. The Board can come to no other conclusion but that Nodilio's conduct is Indicative of condonation of the harassment and that that would have encouraged the offenders to continue their misbehavlour, The evidence also indicates that Nodii[o himself actively participated in racist conduct. He preached anti-semitism and made derogatory comments about many racial groups. He made insulting comments about the grievor's physical disability and called the grtevor racist names like "Chink". That evidence is also reviewed in more detaJJ earlier Jn this award. As pointed out in Re C.U.P.E. and O.P.E.I.U. (supra) "an employer is vicariously liable even in the absence of such knowledge, (only) for the acts of its supervisors". Nodillo, as a member of the management is part of the corporate employer.. He clearly was aware of the harassment the grlevor was suffering at the hands of at least Nexis. He did absolutely nothing to put an end to the 47 situation. Besides, he himself participated in racial harassment of the grlevor. Whether his superiors were aware of that or not, the employer is liable for. NodiJlo's conduct. With regard to the assault of the grievor in 1987, the evidence of Nodillo's inaction is glaring. The evidence is uncontradicted that Constable O'Brlen concluded that Alexis' aggression towards the grievor had racial overtones, that the assault was not an isolated incident and that further incidents may be anticipated. He communicated this Information to Nodillo and advised him to inform higher management of the situation. The evidence is that NodJJlo did exactly the opposite. His report to the higher management was intended to give the impression that the incident was nothing more than an isolated altercation between two employees. He completely ignored the racial aspects of the incident and did not convey to his superiors that O'Brien suggested that the situation be monitored. Did the employer make a reasonable and fair investigation of this complaint? NodiJJo did nothing to ensure that Alexis' conduct would not be repeated. Despite the serious concerns raised by O'Brien about racist attitudes on the part of Alexis, that was completely ignored by Nod[Ilo. When Nodil[o failed to act, the grievor reported to Asst. Deputy Minister Mr. James Doris, not only about that assault and Nodi[lo's failure to act, but also about the on-going environment in the mail room. The evidence [s uncontmdicted that the grievor and Shawn Tivy gave Mr. Doris a very graphic account of the state of the mail room, about the harassment, racial name-calling and about Nodillo's anti-semitic and pro-Nazi propaganda at work. Neither the grtevor nor Tiw heard from Doris as to what, [f anything, he had done with .regard to the allegations raised. Since Doris did not testify, the Board is left with the unavoidable inference that Doris took no action'whatsoever as a result of the grievor's complaint. In fact Glendenning testified that Doris did not at any time inform him that the grievor or Tivy'had made a complaint. 48 The Board now turns to the complaint the grievor made directly to Mr. Glendenntng in May 1989, which is described above. The grievor brought to the attention of Glendenning the constant harassment he had to endure, including the threats, the racial name-calling and the mimicking of his physical disability, Glendenntng's own report prepared in November 1989, (Exhtb[t 10 - tab 16B) clearly acknowledges that the racist nature of Nexis' behavicur was communicated by the grlevor. The grievor also informed that Alexis' harassment was causing him considerable distress. The evldence Indicates that faced with an employee who had come to him tn distress as a resutt of racial harassment and physical abuse by a co-worker, Glendenning admonished the grievor for coming directly to him rather than go through the proper "chain of command". He also warned the grievor that if the employer investigated his allegations against Alexis, Nexis may retaliate against the grievor. He pointed out that the employer would not be able to protect the grievor from Alexis outslde of work, In our view, ·whether or not so intended, Glendenning's attitude would have the result of discouraging the grJevor from pursuing his rights under the collective agreement. Under the law of Ontario and the collective agreement, the employer has a positive duty to take reasonable steps to ensure a safe and discrimination-free workplace. To say the least, Glendenning's attitude was not in keeping with that duty and insensitive to the serious situation faced by the grievor. To raise the possibility of violence by Alexis in retaliation for having made the compliant, without also reassuring the grievor that the employer would make every effort to prevent that, indicates or at toast conveys to the grievor the impression, that the employer was not concerned about his plight. it can only have the effect of discouraging the grievor from pursuing his complaint. However, the evidence indicates that the grtevor did pursue his complaint. What was the employer's response? Glendenning testified that he instructed Redekop verbally to investigate the grievor's allegations. He understood that Redekop did the investigation, that Alexis had admitted the a~leged conduct and promised that it wou~d not happen again. Glendenning testified that Alexis 49 had responded "in a way which gave us the impression that the problem was solved and that no further action was necessary." There are many serious flaws wlth this position. Despite the serious nature of the allegations, neither Glendenning nor Redekop documented anything. Not the grievor's complaint to Glendenning nor Alexis' response when questioned. Moreover, the communications between Glendenning and Redekop were done verbally [n casuat conversation. Therefore not surprisingly,' no proper investigation ever took place. While G[endenning testified that he instructed Redekop to' Investigate the grtevor's allegations he could not recall during testimony what he conveyed to Redekop as being the "allegations". Redekop on the other hand testified that Glendenning only told him that "there had been some name-caJiing and use of vulgar language" by Atex[s. There was no reference at all to any racist conduct. He did not understand that he was to carry out an Investigation, "but only to get Alexis' side of the story". Therefore he did not even speak to the grlevor, While Glendenning testified that he decided no further action was necessary because Alexis had ';~cknow[edcJed that his conduct was inappropriate", when asked in cross-examination what wrongdoing Alexis had acknowledged, Glendenning was unable to specify. Furthermore, Redekop's testimony ctearly indicates that he did not carry out any investigation at all as to whether the grievor's allegations were well-founded. Redekop did not interview the grievor nor did he seek any witnesses or other c~rroboratfng evidence. White the gdevor had made numero(~s serious allegations, Redekop understood the complaint to be a far less serious ohe of "name-calling". He testified that he was not informed by GIendenning even that the name-calling was of a racist nature. Moreover, the evidence establishes that contrary to Glenc~enning's belief, Alexis in fact acknowledged no wrong_-doing whatsoever. Redekop acknowledged during his testimony that what 50 occurred was accurately set out by him in his report dated December 6, 1989 (Exhibit 10 - Tab D at p.3) which Is as follows: When we questioned Mr. Alexis, he stated that the incident had been misinterpreted by Mr. Chun and that what we were saying is not what had taken ptace at all and that Mr. Chan was only trying to get him into trouble. Mr. Alexis was sorry if he had caused anyone any embarrassment and would see to it that this sort of thing did not happen again. This makes it clear that Alexis, while regretting any embarrassment caused, in fact denied any wrong-doing. Even if it was true, as Glendenning had believed, that Nexis had acknowledged att of the allegations made by the grtevor and had promised verbally not to repeat the conduct, the Board has serious concerns about the empIoyer's apparent light treatment of the situation. Glendenning was fully aware that the allegations were serious, including threats of physical harm and racial harassment. He was also aware that on at least three previous occasions, when confronted with allegations of harassment of co-workem, Alexis had appeared contrite and had promised not to repeat the conduct. Glendenning knew that Alexis was not sincere on those occasions because he continued his harassment. He admitted that it had became a pattern for Alexis to express regret and make promises of good behaviour, whenever confronted by the employer. Given that knowledge, Glendenning failed to give any satisfactory explanation as to why on this occasion a similar acknowled'gement and verbal promise, (even if it had been offered) was acceptable as a resolution to the problem. From all of the circumstances, the Board can reach no other conclusion but that the employer treated the complaint extremely tightly, not commensurate with the serious nature of the allegations. The employer's apparent lack of an interest could only have given A[exis the Impression that the employer did not consider his conduct to be that serious. ,51 There were also Several ffaws with the employer's process. Despl~e an explicit undertaking by Glendenning to the grlevor, Glendenntng did not at any time report to the grievor as to what, if anything, had been done with regard to his complaint. It is therefore understandable when the grlevor testified that the employer's apparent lack of interest added to his distress. The evider~ce establishes clearly that the grlevor raised a number of serious concerns relating to Alexis. it is equally clear that despite Glendenning's admission that the grievor was in a state of distress when he came to complain, the complaint was not investigated in any meaningful way. All Redekop did was get Alexis' response to an allegation as to whether he engaged in "name-calling". The most serious concerns, namely racial'harassment and threats of physical harm were not addressed in anyway. Besides, contrary to Glendenning's evidence, Alexis denied any wrong-doing. Thus when there was no action tal<en, it would have given ~JexJs the perception that the employer had accepted his charge that the grievor %vas out to get him". The Investigation Report The most puzziing aspect of the investigation carded out by Ms. Lynn Thomson of the law firm of Hicks, Modey, Hamilton, Stewart, Storle is its purpose. In his opening address union counsel took the position that the Hicks law firm had an on-going relationship with the Ministry as its legal advisors to protect the Ministry's interests in labour relations matters and that by retaining that firm to do this investigation, there would at least be a perception that the tnvestigation would lack Impartiality. Counsel suggested that that may account for some of the flaws in the investigation. Mr. Ross Dunsmore, employer counsel in this proceeding, was partially involved in the Investigation at least to the extent that he participated in interviewing the grievor along with Ms. Thomson on one occasion. In his opening address he responded to union counsel's opening comments by definitively stating that the Hicks investigation "was not an impartial investigation. It was done in order to be able to advise the Ministry~. 52 However, dur. ing his testimony Mr, Glendenning stated that the Hicks investigation was a neutral investigation. Union counsel put to him that M.r. Dunsmore had stated in opening that it was not and asked '~Nhat do you say now?." Mr. Gtendenning replied "1 still understand it was an impartial inquiry'. To say the least, It is dear that there was no common understanding between the employer and the investigator as to whether the purpose of the investigation was to objectively ascertain the facts, or to advise the employer as to how its interests may be protected from any consequences that may ar[se out of the grievor's allegations, in the circumstances, it is not clear to the Board even at this point as to what the true nature of the investigation was. · ' In any event, following the grievor's complaint to the Deputy minister, the employer appointed Ms. Carol Smith to meet with the grievor to obtain details of his complaint. Smith's notes filed In evidence records that the allegations raised by the grievor included the foltowing: - that Alexis frequently called him "sJantly eyed Eastwood' and "slimy wimp" and that NodiiJo calls him "Rickshaw'. - that Nodillo told the grievor and other staff that he would "never hire a black person because they are lazy" but that "Chinese are OK because as long as you give them rice, the gookers will do anything." - The grlevor named three other visible minorities who were and are being harassed and stated that two of them will not say anything because they are scared and witi retire soon, but the third would say something if approached. - That Alexis imitates the Chinese accent of Henry Ko, a supervisor and says that Ko "talks funny". - That Aiexis mimics the grievor's limp as well as Mary Byrne's disability. - That in spring 1989 Alexis said to Nodillo in front of other employees "these gookers from Vietnam - lets croak them all" and that usually Nodillo either laughs or makes a similar comment. 53 - That Nodillo and Alexis believe in the superiority of three races Croatian, Hungarian and German. - The grievor informed that he was concerned about making a formal complaint and that he feared for his own safety and that of his family. The grlevor testified that he briefed Ms. Smith about "everything that went on in the mail- Fairly rapidty, Ms. Thoms~ was appointed as investigator. In January 1990 the Mlnistry received Ms. Thomson's report and recommendations. The report Itsts the following as "allegations which remain and which must be addressed" and goes on to make findings on each allegation. A) Alexis makes comments which are not acceptable insofar as they relate to other employees' handicaps, ethnic odgin, lifestyle choices and other grounds considered discriminatory by Human Rights legislation. This creates a harassing environment which Chart, among others, has suffered from. Alexis also seeks to intimidate some of the employees with his size, specifically, Alexis has threatened to fnjure Chart, B) Nodillo makes similar comments. C) Nodillo treats Chan in a manner which is different from that in which he treats other employees. i) Alexis is permitted to pick on him ii) Chart receives discipline from NodJ]lo while other-employees do not. D) Nodillo manipulates his staff composition by providing answers to interview questions before the interview is held. With regard to allegation A, the report observes that it was "the most straight-forward". It is observed that "Alexis was identified by almost all the employees in the unit, including Nodillo 54 himself, as a troublemaker who makes comments about the employees, which are insulting and discriminatory and frequently vulgar." tt is stated that` "It fs possible that Alexis may have threatened Chart in the elevator at some point after Chan had complained to Nodillo and Redekop and Alexis had been reprimanded. In this matter Chan was credible.' The report concludes that Alexis did not target any one group, but "would appear to find fauit with all individuals who are not similar to him in appearance and thinking", and that several employees Identified Alexis "as one of the people who regularly spoke on this issue, that he would make anti-semitic comments in the context of discussions concerning World War I1". It is observed thatthe majority of employees stated that Alexis' absence from the workplace (due to a suspension with pay dt~rlng the investigation), "had provided the ftrst relaxation they had experienced since he arrived". The report notes that Alexis denied that he made "any comments about race, handicap, sexual preference or any other discriminatory comments", and suggested that the employees were picking on him due to jealousy "because of his appearance, and more important[y, because of hfs sexual conquests, particularly in light of the fact that the other employees were not even dating". The report however, goes on to conclude that "this explanation, and the manner in which it was presented, lacked credibility". The report further concludes that "the seriousness of his offensive b'ehaviour and the possible employment consequences of continuing that behaviour were never stressed sufficiently for Alexis to appreciate that his job was in jeopardy". With regard to allegation B, the report observes that the grievor "backed-off" from the racism allegations against Nodillo. It is stated that "perhaps most significant is Chan's backing off from the 55 racist issue and his present insistence that Nodillo treats him differently because he has ceased to buy him drinks". Then the report finds as follows: Chart is however, credible when he states that he perceives Nodil[o to be a fac[st. Nodiifo's participation in some of the comments in the mail room and his acquiescence with respect to others has created, for Chan, a perception that Nodillo shares in these views. This is not an unreasonable perception. Even if Nodiilo has not uttered a single racist comment, and has not acted in an objectively racist manner in his employment decisions, his lack of control of Alexis and other employees, perhaps even Chan on occasion, has led Chart to perceive him to be a racist. With respect to anti-semitic comments, the majority of employees attributed such comments to Nodillo in varying degrees of virulence. In conclusion, the report states with regard to allegation B as follows: It is likely that Nodilto knew the extent of the comments being made and their nature, both as a result of comments he made dudng the Interviews and also as a result of their physieal work environment which is not sound proofed. It is probable that he par~icipated in some of the comments. The clear impression the employees received was that he, at very least, condoned them. Allegations A and B are the most relevant for purposes of this proceeding. The union made it known at the outset that the differential treatment complaint the grievor had made will not be relied i!~ on in these grievances. Allegation D regarding Nodillo providing answers to iob fnterview questions in advance came to ~tght during the investigation, and is not one re~ied on by the union in support of the grievances. With regard to anti-semitic or pro-Nazi comments, the repc)rt at p. 8 finds: _it would aooear that anti-semitic or pro-Nazi comments were and are made in the workplace. The comments would appear to pre-date the arrival of Alexis inasmuch as several tong service employees attribute such comment,~ to Nod[Ilo prior to this time. The soume of the earlier comments was identified by the Complainant and others, as well as by Nodilio, as a now retired employee who apparently also · prepared and distributed his own literature dealing with such issues. The perception which many employees clearly have is that Nodtllo has aligned himself with these sentiments; what has been definitely established is that he does nothinc~ to prevent the cqmments from being made and that this has contributed to this pemeption. (Emphasis added) 56 In Section V, the investigation Report made the following recommendations: Section. V .... RECOMMENDATIONS 1, The Ministry must identEy its "independent" complaint procedure for dealing with alleged violations of human rights policy. 2. The Ministry must educate its employees in the unit concerning both the Ministry policy and the law on harassing conduct and comment and its Impropriety in the workplace. Specific examples should be discussed and an avenue for external complaint should be identified. The degree of penalties possible for misconduct should also be reviewed. If possible, the union representing these empioyees should, in its own capacity, be Invited to participate. 3. Similar po[icy communication should be given to ail Ministry employees. 4. a) Mr. Alexis has been recently disciplined for his conduct. He only received a written warning. Mr. Nodiilo was apparently aware of previous misconduct but chose either to Ignore the conduct or onJy to reprimand Mr. Nexis orally. b) Mr. Nexis should also be personally counselled in a non-disciplinary manner that his conduct has been inappropriate and if continued wilt generate more and more serious discipline up to and including discharge. It is obvious that Mr. Alexis must curb his tongue and be more sensitive to others perceptions and feelings in the workplace. He is' not entitled to impose his iil will upo~ other employees. c) Mr. Nexis should also be counsefted that if he has complaints about treatmen~ he should pursue the Mlnistry's complaint mechanism and not self-help. d) Mr. Nexis should be returned to his previous position. 5. a) Mr. Chun should be reprimanded for making malicious complaints of a serious human rights nature since many of his allegations are unfounded. It is improper for an employee to act in this fashion. b) Mr, Chun should be counselled to complain promptly Jf there are further problems fo[lowing the Mlnistry's complaint procedure, c) After discussion with the Union and consideration of the collective agreement and appropriate policies, Mr, Chan's penm~rmnt position should be declared vacant and he should be obliged to compete for it without the benefit of special treatment. 57 d) Mr. Ch, an should be reinstated to his former location subject ~o 5 c} and he should be instructed to make a responsible effort to "get along" with ail employees including Mr. Alexis. 5. Mr. Alexis and Mr. Chan should be required to meet in the presence of a Ministry representath/e and be specifically counselled respecting human rights matters, the duty to complain in the proper fashion and their responsibility to "get along" in the workplace. 6. a) Mr. Nodillo should be demoted for disciplinary reasons to a junior management position in another area. This demotion should be for two items: 1) failure to act in a fashion which conveys to employees the repugnance which the Ministry has for conduct contrary to the principles of the Human Rights Code and; 2) for violation of the Ministry's interests in providing to an employee test questions in advance. This suspension should be of a fixed term of between six months and one year, at the end of which time senior managements shall assess Mr. Nodillo's pedormance in order to determine if he has improved sufficiently to be returned to the level of management previously held. b) Mr. Nodillo should also be counselled respecting his duties as a manager in the human rights area and generally with respect to the use of progressive discipline tn the.workplace and the need for ama. nager to be able to set himsetf apart from employees as required. 7. Senior management responsible for this area should be required to be more invoived in assessing performance and esprit de corps so they are in a better position to be aware of activities. Following the issuance of the investigation report, on January 22, 1990, the employer met individually with Alexis and the grievor. Each was informed that tbs investigation had resulted in a conclusion that the grievor's allegations were unsubstantiated, and that both Alexis and the grievor would be returned to their former positions in the mail-room. The grlevor while advised of this result, was not provided a copy of the report nor informed of the existence of a formal report. The grievor received nothing in writing from the empfoyer as to what the findings of the investigation 'were or the employer's intended plan of action, if any. When the employer (Mr. Glendenning and Mr. Benanati) met With the grievor, they had a written plan of action prepared, listing the matters to be dealt with at the meeting. Based on this document and the other evidence before us, including the finding in the report itself that the 58 grievor's allegations against Nodillo were "malicious", we find that the grievor was admonished for having made malicious allegations against Nodil[o, While the gdevor was informed that Nodillo had been "removed to another posi~ior~", he understood.that his allegations against Nodlllo were not only found to be unsubstantiated, but that the employer had concluded that the allegations were malicious. Post-Investigation Report Following the report the grievor as well as Alexis were returned to their mail-room jobs. The employer however, offered the grievor an opportunity to transfer out of the mall-room to the Independent Learning Centre. The grievor declined that offer, it is clear that the transfer offered would have been a demotion for the grievor to the extent that the Clerk Supply job offered had a pay rate a few cents an hour less than what his mail room position paid. Mr. Glendenning testified that at a later meeting the grlevor expressed his concerns as to why he as the victim of harassment should be the one to be demoted and not Nexis. Nodillo was removed from the mail-room in the basement and placed in another management position (which was a levef lower) on the 7th floor. Mr. Redekop took over Nodillo's supervisory duties in the mail-room on an interim basis. It was dur[.ng this perlod that the assault of the grievor by Heinz occurred on March 30. It is common ground that Redekop became aware of the assault almost immediately. While Glendenning testified that he instructed Redekop to investigate the alleged assault, Redekop's evidence was that Glendenning merely instructed him to take Heinz off the road and give him the rest of the day off. Redekop did not In any way raise the alleged assault with Heinz. 59 WithTegard to the alleged assault of the grievor by Alexis on June 21 st, the evidence is that since Alexis was on vacation at the time the employe, r made no attempt to contact Alexis until his return 4 days later. When Alexis denied the alleged assault, the employer considered the a([egation unfounded, because .it was the grievor'~s word against Alexis' and there were no witnesses to corroborate the alleged assault. However, the employer decided to transfer Alexis to the Distribution Centre. Subsequent tO this the grievor aJJeged that the Distribution Centre was on his run, and that he was threatened by Nexis on two occasions. Following that complaint, the Distribution Centre was taken off the grievor's run. THE DECISION The Health and Safety grievance There can be no doubt that for an employee employed as a driver in the Ontario Public Service, it is an undue and unnecessary risk to be subjected to harassment, threats and physical assaults. The issue is whether, as required by article 18.1, the employer "continued to make reasonable provisions for the safety and health" of the grievor during the hours of his employment. The Board is satisfied based on the evidence that the employer contravened article 18.1 as a result of Noditlo's own participation in racist conduct and his fail[ire to take any action with regard to the grlevor's complaints. As noted, Nodillo is a member of management. His knowledge is tantamount to knowledge possessed by the empJoyer. There can be little doubt that hls participation in verbal abuse'of various racial groups including the Chinese, woutd have encouraged his sub-ordinates to do likewise. It would have contributed to a great extent in creating an environment tn the workplace where racial harassment was seen as an acceptable norm. The 60 employer is vicariously liable for the verbal racial harassment the grievor suffered at the hands of Nodlllo. This Is so regardless of whether Nodflto's superiors were in fact aware of his offensive conduct.~· Se~, Re C.U.P.E..and O.P.E.I.U. LOCAL 491, (1982) 4 L.A.C. (3d) 385 (~jp.~.). The Board also finds that the employer also failed to follow its own policy relating to harassment, The policy (reproduced above) makes managers responsible "upon becoming aware · that harassment is occurring, for dealing with it even though no formal complaint is forthcoming". Clearly, Nodillo at least was aware that the grievor, among others, was being harassed by Alexis. He not only failed to deal with it, but condoned and participated In that activity, The policy makes Deputy Ministers "responsible for developing and implementing a process · whereby all employee comptaints of personal harassment are responded to immediately and if found warranted, remedied without delay". The process is required to meet the following minimum requirements that (1) "all complaints are to be fully and properly Investigated' and (2) that 'responsibility for conducting investigations shall be delegated to an appropriate executive who may in turn appoint one or more officers to carry out investigations". There is no evidence that in this Ministry there· was any one executive who had been delegated the responsibility for investigations, f! was apparent throughout this heating that different members of management were dealing with complaints raised by the grievor, one unaware of what .allegations had been raised with the other members of management. There simply was no process or system for dealing with harassment complaints. Thus, not surprisingly, every time a complaint was received it was seen as an isolated altercation between [wo employees rather than an ongoing pattern of harassment. The 'Board is satisfied that as a result, the grievor was seen as an over- sensitive complainer who was blowing OL~ of proportion, norma~ altercations among employees. That explains the rather casual treatment management gave to his complaints. The problems were further exacerbated as a result of the rather casual and Informal manner in which complaints were dealt with. investigations were initiated only through casual conversation. As reviewed earlier, as a result no investigation took ptace at all. Regarding the complaint to Gtendennlng made by the griever in May 1989, Glendennlng thought he had appointed Redekop to Investigate all of the allegations raised, fi.hat was news to Redekop. He thought he was only to ascertain from -Alexis if he admitted to "name-calling". Glendenning made no record of what allegations the griever raised and what Redekop was directed to investigate. Redekop did not even interview the complainant. He made no notes relating to his investigation. He reported back to Glendenning verbaJiy. He knew that Alexis had not admitted to any of the wrong-doing, and felt that that Was what he reported to Glendenning. However, Giendenning somehow understood that Alexis had admitted the allegations. Glenclenntng was not able to tell the Board during testimony as to what specific conduct he understood Alexis to have admitted. The employer's own policy requires, Inter alia, that "all complaints are to be fulfy and properly investigated". There is no evidence that the complaints made to Mr. Doris by the Grievor, were ever investigated. Redekop's actions with regard to the complaint made to G[endenning can hardly be described as an investigation. The employer's own harassment policy requires that the ir~vestigating officer interview both the complainant and the alleged offender, This was not complied with. It requires the investigator to interview any witnesses. Redekop made no attempt to find out if there were any witnesses to any of the alleged misconduct. The policy requires the "documenting of the situation accurately and comptetely". There was absolutely nothing in writing with regard to the complaints made to either Glendenning or Doris. Also the policy requires that the parties concerned be notified of any decisions arrived at as a Jesuit of the investigation. Glendenning did not notify the grievor at ail. Nor did Doris ever get back to the gdevor. 62 The Board has no hesitation concluding based on the evidence that the employer failed to deal with the compialnts raised by the grievor to a~y acceptable standard. Employer counsel emphasized the fact that Alexis had been investigated and given four verba~ warnings and a written warning. However, the Board cannot place any weight on the so-caJ~ed "verbal warnings" at Discipline is a penalty imposed In response to a finding that an employee had engaged in some culpable or blameworthy conduct. The purpose of discipline is corrective. Therefore, the employee must be made aware what he has been found guilty of, so that he would know not to repeat that. The employer's own evidence is that in the instances of the so-cal~ed_verbai warnings, Alexis did not admit to the alleged wrong-doing. The employer considered the allegations to be unsubstantiated because in each case there were no witnesses. The Board cennot comprehend how the employer can claim that It imposed discipline on Alexis, when at the same time it states that it did not make any finding that the Alexis had committed any o~ the alleged acts. The evidence is that nothing was placed on Alexis' file either. In alt of the circumstances, while the employer may have counselled Alexis generally about good behaviour towards co-workers, Alexis would have felt that he was exonerated from all allegations, because the employer concluded that the allegations were unsubstantiated. The written reprimand issued to Alexis on December 1, 1989 was a result of a complaint from Douglas Clare that Alexis had harassed him in the lunch room by making rude comments about what Clare ate and how he ate. That had nothing to do with the complaints raised by the grievor, the most.serious of which were the racial harassment and the threats of physical harm. Even assuming that Glendenning was correct in his understanding that Alexis had admitted to all of the allegations raised by the grievor, the Board fails to understand how he could accept a mere promise by Alexis not to repeat the conduct as a satisfactory resolution to these serious allegations when it is the employer's own testimony that in the past Alexis had exhibited a pattern 63 of being contrite when confronted. However, he did not change his conduct. Given that hlstory, the employer knew or should have known that mere promises by Alexis could not be relied upon as sincere. T_.hat [sa clear illustration of the employer's failure to accept the serious nature of the allegations made, particularly racial harassment. The Board is satisfied that the manner in which the employer treated the grievor's complaints resulted in the continuation of Alexis' behaviour towards the grlevor. Had the employer treated the complaints seriously and made proper ~nvestigations, the grievor wou~d not have had. to face the continuing harassment at the hands of Nodillo and Alexis. The Board now turns to the investigation conducted by Ms. Thomson. By the time this Investigation started, there was a history of complaints of harassment against Nexis by the grievor as well as a number of other employees. In addition, the grievor had made complaints to Glendenning at)out Alexis. The gdevor and Tivy. had brought to the attention of the Asst. Deputy Minister the acquiescence and tacit approval by Nodillo-of Alexis' harassing conduct. They also informed the Asst. Deputy Minister about Nodillo's own participation in racist comments, including his propagation of anti-semitic views. However, none of this was documented. Mr. GlendennJng acknowledged that the'employer had no system or practice of recording any Incidents of harassment and that knowtedcje was passed on only through word of mouth. To say the least, this is a most unsatisfactory state of affairs. Besides, it Js contrary to the employer's own harassment policy. Given the absence of documentation, the only two persons who would have had a fair knowledge about the history of harassment in the mail room were Gtendenning and Redekop. Therefore, it [s most surprising that the investigator did not obtain from either Glendenning or Redekop any understanding of that history. Glendenning testified that he was not interviewed by Ms. Thomson at all about the allegations or the history of the problems in the mai[ room. His only discussion was with Mr. Ross Dunsmore, who was not the primary investigator. That was a brief 64 discussion of about half an hour and not about the substance of the grievor's complaints. Mr. Redekop testified that at his only interview with Ms..Thomson, she only questioned him about the organization structure of the Branch. He also Was not questioned about the history of the problems involving Alexis or Nodillo. During the investtgat[on, the grievor as well as Alexis were moved out of the mail-room. The grievor was transferred to another location, while Alexis was suspended with pay. Glendennlng testified that it was the employer's policy to remove the complainant as welt as the alleged harasser from the workplace during the Investigation, in order to avoid the possibility that their presence may hinder or influence the investigation. However, despite the fact that serious allegations had been raised against Nodltio, he remained ~n the mail room during the course of the investigation. The employer provided no satisfactory explanation for that. in our view, because Nod[llo was a member of management with authority over the mail room employees, his presence had a much greater likelihood of interfering with the investigation. Emproyees would be retuctant to speak cand~dty about misconduct by their supervisor, when the supervisor is present in the workplace. indeed, the manner in which the investigation interviews were conducted made the situation worse. The evidence is that many of the emptoyee interviews were conducted in the room next to Nodillo's office. Even the employer witnesses conceded that sinc~ only a thin particle board wall separated the two offices, conversations going on in one could be overheard in the other. 'In fact Douglas Clare testified that when he was being intel'viewed by Ms. Thomson he was scared because he knew that Nodtllo was in his office next door. Furthermore, Ms. Smith gave an assurance to the grievor at the time she started her fact- finding that the Ministry would protect his right to privacy. She interviewed the grievor on three separate dates and prepared written notes of the three interviews. During these interviews, the 65 grtevor provided to Ms. Smith names of potential witness who may be able to corroborate his allegations. There is absolutely no doubt that Nodi[Io was provided access to these documents · within days. Nodil[o wrote a memorandum responding to the allegations raised by the grievor. The grlevor was not even made aware that Nodlllo had access to his statements and had provided responses. Mr. Glendenning agreed that NodiIIo should not have had that access, but could not explatn how and why he was given access to Ms, Smith's notes. The employer took the position that once the investigation commenced, the grievor's focus shifted from racial harassment to one of differential treatment and further that the grievor backed off from the racism Issues. It appeared to the Board that this is the employer's explanation for the absence in the report of. any findings on racial harassment. We do not accept that, It is clear that the grtevor had n'~de allegations of racial harassment against Alexis and Nodillo, with Glendennlng, Doris, and Shapiro, Subsequently he made the same allegations when Carol Smith interviewed him. Her own notes document these. The {~r~evor den~ that he backed off from the racism issues at any polnt. No one who was directly involved in the investigation testified. Therefore we only have the hearsay evidence from employer witnesses that they understood from Ms. Thomson that the grievor had backed off from the racism allegations. We have no evidence at all as to what the grlevor did to indicate such a backing-off. If there was such evidence, the only person who would have been able to testify directly to that was Ms. Thomson. She did not test]fy. Against this we have the direct testimony of the grievor, who denied ever backing off the racism allegations. Moreover, a review of the Investigation Report itself confirms that the racism issues were never withdrawn. The report notes four "allegations which remain and which must be addressed". (See su.s.p.p~ p. 53). Allegations A & B clearly encompass allegations that Alexis and Nodillo make unacceptable comments based, inter alia, on ethnic origin. When the report itself sets 66 that out as an allegation which remains and which must be addressed, it ts difficult to understand how the employer can suggest that the gflevor had backed-off tha{ allegation. In any event, the employer's position completely misinterprets the true nature of its obligations under the collective agreement. The employer's obtigations Under neither Article A. 1 nor Article 18.1 are conditional upon the filing of a. specific complaint by an employee. The employer's obligation to tal~e reasonable steps to ensure a safe and discrimination free work- environment [s an on-going one, which exists quite independent of specific employee complaints. The employer, through several members of management, was aware of the allegations of racial harassment by Alexis and Nodilto. The allegations were repeated to Ms. Smith. Even if the grievor .._: had shifted the focus of his own complaint away from the racism issue, the employer had an obligation to Investigate those serious allegations. Indeed, the emp. Ioyer's own harassment policy specifically states that 'Managers are responsible, upon becoming aware that harassment is occurring, for dealing with it even though no formal complaint is forthcoming" and recognizes that 'q'he Human Rights Code provides that a person who has authority to prevent or discourage harassment may be held responsible for failing to do so." What is even more puzzling is that, despite the employer's explanation that the focus of the grievor's complaint changed, the investigation report tn fact goes on to make findings of racist conduct on the part of both Alexis and Noditto. Mr. Glendenning conceded under cross- examination that allegations A & B including the allegations 'of racist comments have been substantiated by the findings in the' report. The Board has reviewed that evidence earlier in this award. In the circumstances, the Board is at a loss to understand how the employer concluded and informed Alexis and the grievor that the allegations were found to be unsubstantiated. Even more troubling is the employer's assertion that the grievor's allegations of racism against Nodillo were malicious. The only adverse Conclusions made against Nodillo concerned managerial deficiencies. 67 The findings made against him about racist conduct were reft completely unaddressed. Therefore not surprisingly, the discipline imposed (a temperary one tevel demotion in the management hierarchy with red-circled pay) was relatively insignificant. Nothing was done to convey to Nodillo that his racial harassment as wet1 as his failure to address racial harassment by employees under him was an extremely Serious concern. The Board further finds that the manner in which the employer communicated the results of the investigation to the staff of the mall room trivialized the seriousness of the findings, The Board is amazed that there was absolutefy no mention of racism, let alone a strong statement that it had been determined that racism had been going on in the mai1 room and that it was not tolerable. It appears that even in the face of clear evidence, the management simply was not willing to accept th~ reality - that racism existed in their workplace. That Is the only explanation for the management's light treatment of the situation. The employer informed the staff that the investigation found the allegations to be unsubstantiated. That was not true. No mention was made of the raciai harassment and specifically the racist name-calling, or of the anti-semitic behavlour which was found to exist, instead, management informed the staff that they should put what has happened behind them and try to get along, with no mention of racism or racist name calling whatsoever, instead the staff was told that the use of nick-names would not be permissible. This deafly demonstrates a failure or unwilllngness by the employer to recognize and meet head-on a seriol~s problem it knew existed in the workplace. The Board further finds that the manner in which the employer dealt with the Heinz assault on the grievor on March 30, 1990 would have given the wrong message to other potentia[ bullies, At the very least, Heinz should have been confronted about the assault and a disciplinary 'letter placed on his file. That way,' had Heinz sought re-employment in the Ministry or requested a reference, his misconduct would come to Jight. The message sent by the employer on the other 68 hand was that an employee who is on his last day o[ work can misbehave in any manner towards co-workers with no fear of any adverse consequences. The Board can draw no other conclusion about the June 2~, 1990 assault by Alexis on the grlevor than that the emptoyer was wilfuily blind to the information it had. The grievor immediately reported the assault to management. He was visibly in a state of distress at the ~ime. The employer knew that the grievor left work to seek medical treatment, claiming a ringing in his ear. if the employer had conducted a proper investigation, it would have received medical evidence that the ., grtevor was found to have a fluid in his ear and that the doctor had prescribed medication. Instead, .. the employer relied solely on Alexis' denial as a basis for concluding that the grlevor's allegation of an assault was unsubstantiated, Knowing as it did that Alexia had in the past harassed numerous employees but had not acknowledged any wrong-doing, the denial should not have been a reason for such a conclusion, without further investigation. When Glendenning was asked on what basis the employer concIuded that the assault allegation was unsubstantiated, he said "We had no witness and also we knew that Chart was going to me charges". We find both reasons to be groundless. It has been a common feature in the evidence that this employer considers an allegation '~'~'~ unsubstantiated unless there was a third party eye-witness, But that makes no sense. Offenders are not in the habit usually of committing their offenses in front of eye-witnesses. The employer had an obligation to carefully examine the circumstantial evidence in coming to a decision, This the employer failed to do here. Also, whatever action the gfievor may or may not have taken through · the criminal justice system has no bearing on the employer's obligations under the collective agreement. The fact that the grievor planned to file criminal charges did not relieve the emp[oyer of its obligations. Based on all of the evidence before it, the Board can come to no other conclusion but that the employer failed to make reasonable provision for the grtevor's health and safety as required by 69 article 18.1. One member of management, Nodillo, condoned and participated in the creation and continuance of a work environment, where Neo-Nazi opinions of racial superiority, racist slurs and name-ca]ting, harassment on the basis of physical disability, verbal and physical harassment and assaults were common place. Nodilio ignored or treated as a joke complaints made. When complaints were'made to higher authorities such as Glendenn[ng and Doris no investigation took place with a view to addressing the problem. Perpetrators were treated so lightly that there was no deterrent effect. Most strikingly, up to the time of the grievances, no one had been disciplined or even verbally admonished for racist conduct, despite all of the complaints brought to the attention of the employer. To the extent that any investigation took place, there was total confusion as to who was investigating what. Even the basic requirements such as interviewing the complainant and recording of findings were not complied with. For all intents and purposes, the employer's own harassment policy was ignored. The conditions that the grievor faced in the mail room from 1987 were contrary to the employer's own policy and the Human Rights Code. A work environment where raciat slurs, threats and asssaults are common-place is not a reasonable risk which an employee in the Ontario Public Service should be expected to endure. Based on the evidence we heard, we find that the situation in the mail room, particularly when it comes to racism, was far more serious than characterized by the Hicks Investigation Report. Nevertheless, the fact is that, the investigation report still made findings of racist conduct, physical threats and bullying. Even based on those findings the employer could not have reasonably concluded that the grievorls allegations were unsubstantiated. Since the employees did not have access to the report itself, when they are simply advised that the allegations were found to be unsubstantiated, in their mind Nod[llo and Nexis were exonerated of any wrong-doing. On the contrary, it vilifies the grievor for having made unfounded allegations against a co-worker and a 70 supervisor. · The employer itself admonished the grievor and accused him of making malicious allegations against Nodillo. That is absolutely unjustified in light of the Information provided by numerous employees corroborating many of the allegations against Nodi[lo. The investigator herself makes findings against Nodillo, which substantiates the allegations against Nod[ilo. We conclude that the manner in which the employer conducted itself, intentionally or not, encouraged Alexis and other like minded people like Heinz to intens~ their harassment of the grievor subsequently. As a result, the grievor was exposed to more risk including the assaults by Heinz and Alexis. By failing to take reasonable steps it had at its disposal to deter the perpetrators and to make the work environment healthier and safer for employees including the grievor, the employer contravened article 18.1. This hostile and unsafe work environment continued even after the chief perpetrators Nod[ilo, Alexis and Heinz had left the mail room by July 1990. Even after that, Alexis physically threatened the grievor on his visits to the Distribution Centre on duty. Thus, we find that the contravention of Article 18.1 continued at least to that time. The grieyance un.de[ Article A.! The Board has already observed that the racist conduct on the part of Noditlo and Alexis and the employer's failure to deal with that in an appropriate manner was contrary to the Human Rights Cod~. Since Article A. 1 is in effect an incorporation of the prohibitions against discrimination contained in the Code, had Article A. 1 been in effect throughout, there is no doubt that the employer would have been in violation of the provision from at least 1987. However, it is common ground that Articie A. 1 did not take effect until June 15, 1990. Therefore, in order to find a violation of Article A. 1 the Board must find that a violation occurred subsequent to June 15, 1990. The most serious incidents In that period were the assault of the grievor by Alexis on June 21, 1990 in the mail room basement and the two occasions when Alexis threatened the grlevor with physical harm at the Distribution Centre. There was no direct evidence that these incidents were racially motivated. 71 However, there was ampte evidence that historically Alexis had exhibited a pattern of verbal and phystcal harassment, which in most cases Included reference to the grievor's ethnic origin and his physical handicap. The employer had not in any manner conveyed to Alexis that such conduct was not tolerable, indeed, no finding had ever been made by the employer that Alexis had at any time engaged In such conduct. There ts no evidence, and there is no reason to believe in these circumstances, that Alexis' pattern of conduct had changed tn any way. on the contrary, on balance it is reasonable to conclude that the assault on June 21, 1990 and the two subsequent threats were further manifestations of Alexis' racist attitude. This continuation of the grievor's harassment could have been avoided if the employer had taken action when it became aware of Alexis' racist attitude. By failing to do so, the poisoned work environment continued beyond June t5, 1990 and resulted in violations of Article A. 1. In summary, the Board concludes that the employer contravened Article 18.1. That grievance therefore succeeds. The grievance filed under Article A. 1 is also upheld to the extent that Article A. 1 was contravened subsequent to its coming into force. The Board has already.observed that the environment in the mail room since 1987, the racial name-calling and the propagation of racist views, would have been contrary to the Hu .m. an Riclhts Code. The removal of Nodillo from the mail room in January 1991 and the transfer of Alexis out of the mail room and the changing of the grievor's delivery route were positive steps. Combined with the resignation of Heinz in March 1990, the grievor's personal circumstances at work should be greatly improved as a result. However, the fact remains that up to the time of the filing of these grievances, the employer had done little, if anything, to address the racist culture that had existed in the mail room for years. The employer had not sent a clear and strong message to the employees in the mail room that if they engage in racist conduct towards fellow-workers they would be dealt with seriously. Therefore while the main protagonists in the racist conduct were no Ionizer 72 in the mail room, it is possible that the'culture that was established white they were there had not been completely eradicated. The Board heard evidence that subsequent to the fillng of these grievances, the employer had taken some positive steps to address the racism issue including human rights training. The Board urges the employer to continue to take whatever action is required to facll{tate a safe and discrimination free work environment. The Board also urges the union to cooperate with the employer, should the employer ~eek input from the union in this regard. The Board directs the parties to attempt to agree upon any remedial issues that arise out of the Board's finding that the collective agreement was contravened, tn the event such agreement is not reached, the Board remains seized with jurisdiction. Dated this 12th day of June, t996 at Hamilton, Ontario Vice-Chairperson ~7 - Peter YJym ~ Member