HomeMy WebLinkAbout1991-0111.Union.92-02-04 ONTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE i.'ONTARIO
GRIEVANCE C,OMMISSION DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
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Unde~
THB CROWN BIfl~LOYBB8 COLLEC'TT?B BARGAZI~ZNG ACT
Before
THB GR.TL*V'A~CB BBTTLEKL*H~ BOARD
CUPE (Union Grievance)
Grievor
-
The Crown in Right of Ontario
(Workers' Compensation Board)
Enploye~
BEFORE: B. Kirk-wood Vice-Chairperson
I. Thomson Member
D. Clark Member
~OR TNB B. Toop
~EVOR National. Representative
Canadian Union of Public Employees
FOR T~B C. Peterson
RMPLOYER Counsel
Winkler, Filion & Wakely
Barristers & Solicitors
HEARING July 16, 1991
Page 2
DECISION
The Union instituted a policy grievance on
September 8, 1989 on behalf of the Safety and Security
Officers at the Downsview Rehabilitation Centre for
compensation for all unpaid lunch breaks worked by the
security officers from 20 days prior to the filing of this
grievance to December 1, 1989, at overtime rates and as
affected by vacation pay. At the hearing the Union made a
further claim for overtime pay for any breaks taken after
December 1, 1989.
Security officers were scheduled to work on
continuous shifts. During weekdays, 'the shifts ran on an
eight hour continuous rotation. On weekends and on statutory
holidays, the shifts were 12 hours :in duration and ran
contiguously. Security officers were paid 7.25 hours per
· eight hour shift, which included two paid 15 minute breaks:,
but were not.paid for a.75 hour lunch break.
In December 1987, when management learned that some
officers were leaving the premises during the lunch breaks,
management posted a memorandum to the security officers
asking the officers not to leave the work site, as it was the
security officers' responsibility to attend to an emergency,
if it should arise during the officers' lunch or coffee
breaks. The memorandum also advised the security officers
that they would be paid overtime rates if the officer was
called off his break to attend to an emergency.
Since the memorandum, security officers have been
allowed to leave the premises during lunch, but have had to
ask permission. Neither the Union's witness nor the
Employer's witness could recall any occasion when an officer
Page 3
was called off a break to attend to an emergency since the
posting of the memorandum.
Mr. Stevens, the Union's witness testified that
during the lunch period, the officers did not have any
responsibility to carry out their duties. They had no
restrictions provided that they remained on the Centre's
premises. He, however, carried his keys and maintained
communications with the desk at all times.
In June 1989, Mr. Stevens, asked the Employer to
replace the paid 7.25 hours per day with a paid eight hour
day from his date of hire. In his view the employer required
him to be available for eight hours, which included the
obligation to remain on site during lunch breaks, to maintain
communications with Security Control 'at all times, and to
provide relief for other security officers which reduced the
time available for lunch. The Employer denied his request
and the Union initiated this policy grievance.
On November 23, 1989, the Employer advised the
security officers that it was changing its policy. The
policy announced was not implemented. The policy was revised
immediately thereafter and made effective, December 1, 1989.
From December 1, 1989, lunch breaks on weekdays remained
unpaid, but the officers could take their lunch breaks
offsite. The officers only had to advise the desk officer
when leaving and returning to the Centre, so that the desk
officer could handle an emergency if one arose. If, however,
an officer remained at the Centre, the officer had to respond
to all emergencies, and would be compensated by time off or
time in lieu. No rate of payment was stipulated. On
weekends and on statutory holidays, as there were only two
officers on duty, the officers were paid for their lunch
breaks as they had to take their breaks on the premises and
to attend to any emergency.
' Page 4 -
Security officers were temporary employees. The
agreement between the Employer and Local 1750 and its
permanent employees contained the agreement: between the
Employer and the Union for the part-time and temporary
employees in Article 22. By specific reference within
Article 22, the agreement also provided the grievors the
right to grieve, and the right to shift premiums, which was
found in the collective agreement between the employer and
the permanent employees. The relevant portions of Article 2'2
state:
ARTICLE 22
PART-TIME AND TEMPORARY EMPLOYEES
Part-time and temporary employees who are
ordinarily required to work more than thirteen (13)
hours per week, and employees who work on a regular
and continuing basis are entitled to the following:
(c) Vacation pay shall be based upon four (4)
percent of total earnings in the twelve
(12) months of employment for which the
vacation is given, or part thereof for
which no vacation pay has previously been
given.
(d) Overtime will be paid for authorized work
performed in excess of thirteen (13)
hours per week or in excess of the
employee's regularly scheduled work week
if this is greater than thirteen (13)
hours.
(j) This Article constitutes the entire
Agreement between the partie~s on thi.s
subject, except for the employee's right
to grieve under Article 2 Grievance
Procedure.
On October 24 1990, the parties ratified the
collective agreement that affected the rights of the employer
and the employees from October 1, 1988 to September 30, 1990.
Page $
There was no change to the wording in the relevant
provisions.
As Article 22, together with the the right to
grieve and the right to shift premiums, constitutes the
entire agreement for the temporary and part-time employees as
stated in Article 22(j), the claim for overtime pay must rest
on the interpretation of "authorized work performed" referred
to in Article 22(d).
Union's counsel submitted that as the officers were
only paid 7.25 h6urs of their eight hour shifts, and yet were
required to be onsite and had continuing responsibilities for
the whole shift, they were under the control of the Employer
during the lunch break. Union's counsel argued that where an
employee remains under the control of the employer during a
break, it has been interpreted by arbitration boards in the
private sector as being "time worked". By application of
this principle to Article 22(d) of the collective agreement,
Union's counsel submitted that the security officers
performed authorized work and were entitled to overtime pay
for their lunch breaks.
The Employer's counsel argued that the security
officers bad no responsibilities during the lunch break and
did not carry out any of their duties during the lunch break.
The Employer's counsel argued that there was no "authorized
work performed" during the lunch perigds, as required by
Article 22(d) of the collective agreement. Furthermore, the
Employer's counsel argued that the nature of .the officers'
work during the lunch breaks was appropriately described by
"standby time" in its collective agreement covering permanent
employees, which the parties did not include in the agreement
for the temporary and part-time employees.
Pa~ ~
We must consider what responsibilities and duties
that the security officers had during lunch breaks, and
whether those duties and responsibilities constituted
"authorized work performed"J
On the facts in this case the: officers did not have
to perform any of their regular duties during the lunch
break. However, they were required to remain on the property
in the event that they were called back to work to attend to
an emergency.
Therefore the issue is whether the mere requirement
to stay on the property and keep oneself available in case of
emergency is "authorized work performed" as stated in Article
22(d) of the collective agreement.
In the private sector, boards of arbitration have
acknowledged that the requirement to stay within the work
premises during a break is "time worked", on the basis that
the employees remained under the control of the employer.
Joseph of ~b" D~o~e~, of ?.ondon. and R~rv~ R~.~ee~' Un{o~
l.oc~l 710. 11 L.A.C. (3d), 151 (Saltman) (upheld on judicial
review), the office and clerical staff~had to remain at the
hospital during their meal breaks, in the event that the
employer had to ask for their assistance to evacuate the
hospital, if necessary. By being confined to the premises,
the employees were not free to utilize the time as they
wished. The employees could not leave at will, as they had
to first ask permission. Therefore, there was no right to
leave the premises. Arbitrator Saltman found that even
though the employees were not performing services during
breaks, the employees were under the care and control of the
employer during which the employees' responsibilities
Page 7
continued. The lunch time was therefore found to be "time
worked" .
In Re: Town of Midland and Ont~r{o ?ub~ic ~ervfce
~m~loyees' Un, on. ~cal 328, 31 L.A.C. (3d), 251 (Saltman)
snow plough operators on the night shift were effectively
confined to their vehicles during breaks due to the
constraints placed on them by the employer. Therefore
although the snow plough operators did not have to perform
any snow plough removal duties during their breaks, the
effect of the snow plough operators remaining under the
employer's control during the breaks, was found to be "time
worked", which then entitled the operators to overtime pay.
In the public sector, .panels of the Grievance
Settlement Board have also distinguished the obligation to
continue to be responsible to the employer from the
obligation to perform duties of the job outside the scheduled
.hours of work. In the OP~U (Add~nn -t ~l.) and Th, Crown
iD Right of th- P~v~nc~ of Ontario {M~n~tr~ of
Servia,s) G.S.B. 1314/85, 1315/85 etc.(M.R.Wright) decision,
the Board considered claims by a number of correctional
officers to overtime pay for meal breaks. Vice-chair Wright,
reviewed decisions of the Grievance Settlement Board to
assess the underlying philosophy of the Board towards time
spent by employees outside their scheduled hours of work. In
several Grievance Settlement Board decisions, (Anwyll G.S.B.
406/83 (Samuels); Marcott-, G.S.B. 54/78, (Samuels); Clements
G.S.B. 370/84 (Samuels), the issue was whether driving or
being a passenger in a Ministry vehicle after work was
considered being at work. The Boards were of the view that
while the employees were in the vehicles they were
essentially not free of their responsibilities and therefore
they were at work. In those cases, being at work attracted
overtime pay. The Board also reviewed
G.S.B. 724/83 (Samuels). The Board considered the position
Page 8
of traffic patrollers during their meal breaks and found that
the traffic patrollers were not responsibility-free during
the breaks. They had to keep the dispatcher informed ,Df
their whereabouts and they considered themselves on call
throughout their shifts. In that regard., the traffic
patrollers were in a similar position to the security
officers. Although the traffic patrollers had been called
upon during their breaks to attend to emergencies, and the
security officers had not, we do not think that it is a
material difference as the principle applied was whether
there was a continuing responsibility to the employer during
the breaks.
Although the Board in Add,son found that the number
of times that the correctional officers were called back to
duty was so infrequent as to be de minimis, we find, the lack
of calls to 'attend emergencies during breaks is not relevant,
as the Employer made it abundantly clear to the officers in
the memorandum that the security officers had a continuing
responsibility to the Centre to be available and to respond
at any time during the shift.
The Add~ ~on decision ultimately found that
correctional officers were not entitled to overtime rates for
their lunch breaks. The facts of the.Addison decision we:ce
not helpful to this Board. The Board found that the evidence
was vague and the evidence of the Union's witnesses and those
of the employer's witnesses conflicted. The Board found on
the evidence before it that the Union was not able to
establish that the Correctional Officers involved had
continuing responsibilities during breaks.
Therefore in both private sector and public sector
decisions, boards have not required the duties of the Job to
be carried out during breaks or outside scheduled hours of
work to constitute work, if the employee continues to have
Page 9
responsibilities. As stated by Vice-chair Verity in OPSEU
{M{tteregger) and The Crown in R{ght of Ontario (M~n{stry of
Correctional Kerv4ces GSB% 481/82(Verity) "the test as to
whether an employee is working or is deemed to be working
during the course of a meal break is whether or not
responsibilities continue during that period. The issue of
continued responsibility during a meal break is a factual
consideration which must be based on the evidence presented."
On the facts in this case the Employer emphasized
the continuing nature of the officers' responsibilities in
the memorandum to the officers on December 9, 1987. The
Employer asked the officers not to leave the premises as the
officers were an "essential service" and it was their
responsibility to attend to any emergency during any break.
Although the memorandum was not framed in a directive manner,
the memorandum conveyed the responsibility of the institution
to provide "protection to the lives and property" on the
institution at all times. Therefore although the security
officers did not have to attend to their job duties during
their breaks, they had a continuing responsibility to be
available at all times and to be responsive.
The responsibilities of the security officers to
the Centre changed on December 1, 1989. Prior to December 1,
1989, the security officers had to ask permission if the
officer wanted to leave the premises. Although permission had
always been granted, there was no right to leave.
The Employer reconsidered the needs of the Centre
and determined that as it was a rehabilitation centre that
was not open to the public, there was a relatively low chance
of an emergency. Management concluded that it was no longer
imperative that the officers remain on the site at all times
during the break when there was coverage. As a result, as of
December 1, 1989, during weekdays, ~'rom December 1, 1989, the
Page 10
officers had the right to leave, and only had to advise the
Security Control Desk on leaving and returning to tlze
premises. After the change in policy in December 1989, the
employees were free of responsibility during their meal
break. Those employees who had to. remain onsite for their
breaks, during weekends and holidays were compensated.
The significance of the requirement to ask for
permission to leave is relevant to the interpretation of
"authorized". The presence of the officer prior to December
1, 1989, during breaks was not only authorized it was
required.
Therefore on the evidence before us we find that
the security officers had a continuing responsibility during
their lunch breaks, and as such remained 'under the care and
control of management until the change in policy in December
1989. The time that the security officers spent on the
premises during their lunch breaks .was "authorized work
performed", as required by Article 22(d) of the collective
agreement for overtime pay. Once the officers had the right
to leave the premises, they were no longer under the care and
control of the employer and they were not at work, and cou'Ld
not be entitled to overtime pay.
The Employer's counsel argued that the nature of
officers' responsibilities were more appropriately described
by "stand-by time" in the agreement with the permanent
employees, which the parties had not included for temporary
or permanent employees.
Standby time was provided for in the agreement
covering the permanent employees, but not in the agreement
covering the security officers. The parties defined "stan~)y
time" as "a period of time that is not a regular working
period during which an employee keeps himself available for
Page 11
immediate recall to work." The inclusion of standby time
would modify the application of overtime for permanent
employees, as it creates another type of work which attracted
a different level of pay. As we are restricted to the
agreement has set out in Article 22, we cannot use standby
time to modify overtime for the security officers. Therefore
the nature of the work that is performed must fall into
either one of two categories, the normal scheduled hours of
work for which the hourly rate is paid or it must fall into
the category of "authorized work performed" outside the
normal hours of work. As the lunch break was beyond the
normal hours of work, and the security officers remained
under the control of the Employer, we found .that the
responsibilities during the lunch breaks to December 1, 1989
constituted "authorized work performed".
The Employer's counsel argued that the Union was
estopped from succeeding on the grievance as the issue had
not been raised in the negotiations of the collective
agreement. We find however, that the principle of estoppel
is not applicable in this case. This case is unlike Re
Taqgart ~rv~ ?.rd, and Un~t~ Food ~nd CQ~m~ra4~l Workers'
Un4QD, I.O~l 7818 6 L.A.C. (4th) 279 (M.G. Picher) in which
the union's acquiesence to the employer's interpretation of
an article in the collective agreement prior to the
negotiations and its continued silence at the bargaining
table estopped the union from succeeding on its claim under
the collective agreement existing at the time of the
grievance. In the Taggar% case, there had been no grievance
filed-by the union to give notice to the employer that it
disagreed with the employer's interpretation of the
collective agreement. In the case before us the grievance
was filed in September 1989, and the employer was aware that
there was an issue over the interpretation of the overtime
provisions as it applied to the grievors' lunch breaks during
the negotiation period. Both parties, by not negotiating the
Page 12
issue, while being aware that the issue existed, by the
grievance filed, left themselves open to the decision of this
board to the interpretation of the collective agreement.
In summary, on the fact before us the security
officers had a continuing responsibility to the Centre during
lunch breaks for which overtime was payable to December 1,
1989.
Although Mr. Stevens raised the issue of the meal
breaks as an individual matter in June 1989, we have no
evidence that the Union raised this issue until this policy
grievance was filed. Therefore compensation shall commence
from 20 days prior to the filing of the grievance and shall
run to November 30, 1989 inclusive. We will remain seized in
the event that there is any difficulty with ti~e
implementation of this decision.
Dated at Toronto, this 4th day of February, 1992.
B.A. Kirkwood, Vice-Chairperson
I. Th~m_96n, Union Member
"! Dissent" (dLssent. at~ached)
D. Clark, Employer :Member
DISSENT
#111/91
The Canadian Union of Public Employees
Local 1750
and The Workers' Compensation Board of Ontario
Union Grievance
I have read the majority decision and find I must, with all due
respect, dissent.
In my opinion, the Security Officers did not remain under the
care and control of management during the lunch breaks and
consequently they should not be entitled to receive overtime pay
in accordance with Article 22Id) of the collective agreement.
Mr. Stevens testified that during the lunch period the Security
Officers did not have any responsibility to carry out their
duties. During cross-examination he agreed that he could do as
he pleased during the lunch period and he was only required to~
inform the "desk" of when he was going to lunch and returning
from lunch. He w~s not even required to inform anyone of where,
on the 65 acre site, he would be during the lunch break. In
other words, during the lunch break the Security Officers were
"responsibility free".
Even though the only restriction placed on these Officers during
the lunch period was that they remain on site, if they wished to
leave the premises, all they had to do was ask. Such permission
had always been granted in the past.
With respect to the memorandum of December 9, 1987, it did
specify that Security Officers were an "essential service" and
it was their responsibility to attend to any emergency 'during
any break. The memorandum also went on to say that if they did
have to attend to an emergency while on their breaks, they would
have the option of being paid time and one-half or taking the
appropriate time off later in their shift.
- 2 -
If the Security Officers were "responsibility free" during their
lunch breaks and if, for example, the' employer did not require
them to attend to any emergency on any specific day but only
remain on the premises, what then does this~ time constitute?
Under normal circumstances it would constitute "stand-by time"
as contemplated by Article 9.03 of the collective agreement.
9.03 Stand-by Time
(a) "Stand-by time" means a period of time that is not
a regular working period during which an employee
keeps himself available for immediate recall to
work.
(b) Stand-by time shall be approved in writing and
such approval shall be given, prior to the time
the employee is required to stand-by.
It would be stand-by time because the two cor~itions would have
been met. The Security Officers were. required to be available
during lunch to attend to any emergencies and the apprbvi~l for
stand-by time was in writing, i.e., the December 9, 1987
memorandum.
However, these are not normal circumstances for Article 9.03
does not apply to part-time and temporary employees (Security
Officers). Because of this, does the Fesponsibility and duty of
a Security Officer during the ~unch break constitute "authorized
work performed"? In my respectful opinion, ii; does not.
Looking briefly at some of the cases cited, in Re: Rel:[~ious
HosDitallers of Hotel-Dieu of St. Joseph of the Diocese of
London and Service Employees' Union, Local 210, 11 L.A.C. (3d),
151 (Saltman), the office and olerical..staff were required to be
available to evacuate patients in the event of a disaster.
Arbitrator Saltman found that the employer's case was "so~aewhat
tenuous in view of the category of employees involved".
Obviously, the duties that they were keeping themselves
available for were totally different from the duties they
normally performed during the remainder of their shift.
- 3 -
Arbitrator Saltman found that the employees' responsibility to
the employer continued during the lunch period and the lunch
period was considered "time worked" for the purposes of the
overtime provisions of the collective agreement. In the instant
case, the Security Officers were "responsibility free" during
their lunch period.
With respect to Town of Midland and Ontario Public Service
Employees Union, Local 328, 31 L.A.C. (3d), 251($altman), the
overtime language in the collective agreement did not refer to
"authorized work performed". It only defined overtime as "all
time worked in excess of a normal eight (8) hour working period"
(Article 22.01). In the instant case, to receive overtime pay
the work performed must be "authorized".
I would submit that Vice-chair Verity's decision in OPSEU
(Mittereg~er) and The Crown in Rieht of Ontario {Ministry of
Correctional Services, GSB #481/82, is directly on point. In
that case the evidence was that the Correctional Officers ate
their meals in the cafeteria or the squad room. During the meal
break they were allowed to eat meals without interruption, free
of responsibility and without supervision. During an emergency,
the Officers were expected to report for duty upon request even
though they were on a meal break.
The overtime language in thmt case referred to an "authorized
period of work" and the Ministry argued that the Correctional
Officers were not in fact working during their meal breaks.
Vice-chair Verity did state 'that "the test as to whether an
employee is working or is deemed to be working during the course
of a meal break is whether or not responsibilities continue
during that period. The issue of continued responsibility
during a meal break is a factual consideration which must be
based on the evidence presented". He then went on to state that
"Also an irrelevant consideration is whether or not a
Correctional Officer is permitted to leave the Institution
during a meal break".
The Board stated that "a Correctional Officer at Millbrook has
no responsibilities during his meal period. On the rare
occasion when there is an emergency during a meal break, a
Correctional Officer is expected to return to work upon request
and is subsequently paid accordingly or alternatively given time
in lieu thereof". The Board then concluded that the grievor was
not under the control of management nor on duty during the meal
break. The grievance was dismissed.
4/...
- 4 -
In the instant ease, the Security Officers had[ no responsibility
during the lunch break. They were not even 'required to inform
anyone of where on the premises they would be during this break.
They could do whatever they wished. If they ~ranted to leave the
premises they had only to ask permission. If they were required
to attend to an emergency during the break they were paid. time
and one-half or given the appropriate time off. The "stand-bY"
language of this collective agreement does not apply to them.
In conclusion, I am not convinced that the mere requirement 'to
stay on the property and be available in case of an emergency is
"authorized work performed". Accordingly, I would have
dismissed the grievance.