HomeMy WebLinkAbout1991-0340.Browarski.93-04-19 O'NTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE L 'ONTARIO
GRIEVANCE C,OMMISSlON DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
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340/91
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARG~%INING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Browarski)
Grievor
- and -
The Crown in Right of Ontario
(Ministry of Community & Social Services)
Employer
BEFORE G. Brandt Vice-Chairperson
J. Carruthers Member
R. Scott Member
FOR THE M. Doyle
GRIEVOR Counsel
Ryder, Whitaker, Wright & Chapman
Barristers & Solicitors
FOR THE S. Mason
RESPONDENT Counsel
Legal Services Branch
Ministry of Community & social Services
HEARING January 14, 1993
AWARD
This is another in a series of cases involving the issue of
the appropriate relief to award where an employee is found to
have been improperly appointed to the unclassified service by a
series of short term contracts.
It is well established in the jurisprudence of the board
that purported limited term appointments to positions that do not
fit into one of the categories set out in Regulation 881(6) under
the Public Service Act are improper and unauthorized under the
Act. (See Beresford/Milley (1972/87, Mitchnick). By an award
dated January 31, 1992 this panel decided that the grievor had
been improperly appointed to the unclassified service. However,
in view of what it considered to be the unique circumstances of
the case it refrained from ordering specific relief. Rather it
issued a general declaration and invited the parties to negotiate
a satisfactory resolution of the question of the consequential
specific relief flowing from that declaration. Further, the
board remained seised of jurisdiction in the event that those
efforts proved unsuccessful.
The issue has now been returned to the board for
determination. The union seeks an order appointing the grievor
to the classified service as well certain other consequential
relief. The employer denies that any relief is appropriate or,
3
if relief is to be awarded, it should be limited to consequential
monetary relief only.
it will be helpful to review briefly the facts as set out by
the board in its first award.
Throughout her tenure with the Ministry the grievor has been
employed as a Nurse 2, General in the Infirmary/Extended Care
Unit at Prince Edward Heights, a facility for the developmentally
handicapped, She was initially appointed in a part time
capacity. However, on November 4, 1987, her appointment was
converted to a full time appointment to run until March 30, 1988.
She was successively reappointed without any interruption in
service on 12 more fixed term contracts varying in duration from
one to four months. On March 12, 1991 she was advised that her
contract, which was to expire on March 30, 1991, would not be
renewed. However, she accepted a part time position for the
period April 1 to September 30, 1991. It is agreed that
throughout this period the grievor continued to perform the same
duties and responsibilities.
In June 1990 the employer posted three vacancies for the
position of Nurse 2 General. In connection with those postings
the employer considered that, having regard to certain of the
duties and responsibilities in the position, it was appropriate
to establish a minimum score of 81 (out of 125 maximum points) as
a cut off point for all applicants. Five people applied for the
position and were all interviewed. The panel determined that the
scores obtained in the interview would be decisive. However, the
scoring system developed allowed for no credit to be given for
experience in the position.
The grievor, who received a score of 70.7, came third in the
competition. However, she was not appointed to one of the three
vacancies as she had not met the minimum threshold of 80.
Instead of filling the vacancy at this time the employer decided
to re post the vacancy and run another competition at a later
date. However, since it remained necessary to ensure 24 hour
coverage in the unit, the employer renewed the grievor's
appointment to the unclassified service. As such the grievor
continued to perform the same duties as had been performed prior
to the competition.
In January 1991 the third vacancy was posted and the same
selection criteria and minimum score established. Nineteen
candidates applied and the grievor, who this time achieved a
score of 80.6, placed sixth in the competition. She was again
denied the position. However, she continued to work, full time,
under contract until April 1, 1991 when the successful candidate
started. Thereafter, as noted, the grievor was re-appointed on a
part time basis.
The employer conceded that, having regard to the
Beresford/Milley line of cases, the appointments up to April 1,
1989 were improper. However, it argued that a change in
Regulation 881 adding a 4th category to the list of "proper"
appointments to the unclassified service, rendered all
appointments made subsequent to April 1, 1989 proper. The board
accepted that argument and found, accordingly, that the grievor
had been improperly appointed to the unclassified service for a
period from November 4, 1987 to April 1, 1989 but that all
subsequent short term appointments were proper. It was this
unique feature of the case that led the board to refrain from
ordering any specific relief.
When the panel reconvened the union asked for an order
appointing the grievor to the classified service and directing
that she be given the rights of employees pursuant to Article 24
of the collective agreement. Further, the union sought an order
directing the employer to pay to the grievor the difference in
wages and benefits (between classified and unclassified
employees) over the period between November 4, 1987 and April 1,
1989.
5
Counsel for the employer argued that in the~circumstances no
relief at all should be ordered as the union has not demonstrated
that any loss has been suffered. In {he alternative it was
argued that, should the board award relief, it ought not to
appoint the grievor to the classified service. Rather, relief
should be limited to an order directing the payment of the value
of any wages and benefits that she would have enjoyed as a
classified employee during the period of her improper
appointment.
We do not accept the submission of the Employer that no
relief at all should be awarded. Counsel relied on Wagner
(351/89, 352/89) where the board affirmed the general remedial
principle that relief should be directed at compensating the
grievor for actual loss or detriment suffered as a result of
unlawful management action; that no relief need be ordered where
the grievor has suffered no loss as a result of the breach. The
board, in Waqner, found it was highly unlikely that the grievor
would have been successful, had the employer acted properly and
posted the position. Consequently, it declined to appoint her to
the classified service and instead directed the employer to post
the position and give the grievor an opportunity to compete.
The employer argues in this case that the evidence is more
compelling than in Wagner since the grievor has twice been given
an opportunity to compete and has twice failed to secure
6
appointment through that process. Thus, it is argued that it is
unlikely that, if the employer had posted the position in
November of 1987 (as it ought to have), the grievor would have
been successful. The board was invited to take the same position
as was taken in Arellano (2401/90, 2401/90) (Fisher) where
appointment to the classified service was held inappropriate for
a grievor who held a number of short term appointments until the
position was posted at which time she competed and was
unsuccessful. The board was not persuaded that in the
circumstances the union had shown that, had the position been
posted earlier, the grievor would have been successful.
We reject this argument for the same reasons that were set
out in the award of J~nuary 31, 1992 where the following appears:
We agree with the submissions of the union in this regard.
In our opinion Wa~ner cannot be read.as establishing a kind of
formula such that failure to succeed in a competition will, for
all purposes, deprive a grievor of a remedy where appropriate.
Nor do we consider Arellano as precluding us from awarding relief
in an appropriate case. In ~rellano the employer acted
immediately following the failure of the grievor in the
competition. It chose not to renew her contract at the first
available opportunity.
In the instant matter, following the grievor's unsuccessful
bid for the position in the June 1990 competition, the employer
nevertheless renewed her contract, with no change in duties, for
a further term from October 1, 1990 to January 31, 1991. Indeed
the evidence is that the employer was prepared to use the
grievor's considerable knowledge and experience so that it could
fill the position on a 24 hour basis until such time as a second
competition could be held. Moreover, after the second
competition in January of 1991, the grievor's contract was again
renewed for a term from February 1, 1991 to April 1, 1991 at
which time the successful candidate in the second competition was
available to begin.
7
In these circumstances we find somewhat hollow the
employer's claim that the results of the competition should be
considered as dispositive of the issue. Consequently, we are
inclined in this case to award relief in respect of that period
of time during which the grievor's appointment to the
unclassified service was admittedly improper.
We turn therefore to the question of the type of relief that
should be granted; viz, whether it should be limited to a
monetary payment for lost wages and benefits (as the employer
submits) or should also include an appointment of the grievor to
the classified service with consequent collective agreement
rights (as the un'ion claims).
Typically in cases of this kind the union asks for an order
that the wrong be remedied through an appointment to the
classified service and on to the surplus list. The jurisdiction
of the board to make such appointments has been confirmed by the
Divisional Court on review of the decision of the board in
Beresford/Millev. The board has also expressed concerns about
the use of this remedy. In Waqner (supra) the board
characterized such an order as one in which the grievor would be
permitted to "jump the queue", similarly, in E1-Korazati (775/88
(Samuels) it was noted that by granting such relief a grievor
would be put into the classified service and have rights to
positions without having had to succeed in a job competition. In
Senior (2184/90 (Roberts) the board identified a number of
considerations that ought to determine the circumstances in which
it would exercise its discretion to award this kind of relief.
8
One such consideration was that the powe~ ought to be kept in
reserve for "extreme cases."
The essence of the union's argument in the matter now before
the board is that the continued use by the employer of the
grievor's services without any alteration in duties qualifies as
a special circumstance that warrants an exercise by the board of
its discretion to award the remedy of appointment to the public
service. It is submitted that, in this respect, this case
differs from E1-Korazati (supra) where there was no apparent
renewal of the contract following the competition and from Senior
(supra) where the grievor's services were terminated immediately
following the failed competition.
It is argued by the union that the board should be guided by
Canete (2192/90 (Simmons); Lavoie (441/91 (Keller); and
Lethbridqe (1739-41/90 (Samuels).
In Canete the grievor had a succession of short term
appointments in which she performed services as a clerk, doing
overflow work to assist secretarial work that was being done. At
some point the employer posted 5 secretarial positions and the
grievor's services became redundant. The grievor did not compete
in any of the posted positions as she was a clerk and not a
secretary. In ordering that the grievor be placed on the surplus
list in the classified service the board noted that there was
9
evidence that the grievor's duties occupied her attention on a
full time basis in the fact that she was reappointed 4 times
following her initial ~ppointment. Although the board could not
order the employer to post the duties she was performing as a
vacancy it felt that the employer "ought not to be able to avoid
posting vacancies in the classified service on the one hand and
use unclassified employees...on the other hand, through not
following their appointments according to the regulations."
In Lavoie the board found that the grievor had been
improperly appointed to the unclassified service and inquired
into the merits of a purported "non-renewal" of his contract with
a view to determining whether it was, in reality, a discharge
without just cause. The evidence indicated that his immediate
supervisor had given him positive performance appraisals and told
him he would recommend him for full time employment.~ However
these performance appraisals from his immediate supervisor were
changed by a more senior management official, ostensibly because
the supervisor was unaware of certain "incidents" that had
occurred. It was further found that there was no evidence that
would support discharge on the basis of those incidents. In the
circumstances the board ordered the grievor appointed to the
classified service since "while in the position he was rated
satisfactorily and before [the supervisor] was told to change his
appraisal..., the grievor was told by...that he was recommending
him for full time employment." The board assumed that, but for
t0
the unlawful non-renewal of the contract, he would have become
entitled to seek full time employment. Consequently, he was
appointed to the classified service and placed on the surplus
list.
In Lethbrid~e the employer converted the grievors, who had
been unclassified, to classified employees by appointing them to
newly created full time classified positions. However, the
positions were not posted in violation of the collective
agreement and, when the employer posted the positions and held a
competition (in response to a grievance from the union), the
grievors were not successful. Accordingly, they were returned to
the unclassified service. The union argued that at the very
least the grievors should have been considered as surplus
employees and treated according to Article 24 of the collective
agreement. The board held that, although the failure to post the
positions may have been a violation of the rights of other
members of the bargaining unit, it did not have the effect of
vitiating the otherwise valid original appointments of the
grievors to the classified service. As such the board held that
the grievors "must be considered to have remained in the
classified service after their failure to get the posted
positions...they became surplus employees and have the rights
provided in Article 24 of the collective agreement."
11
Although in these cases the grievors were appointed to (or
as in Lethbridge held to have remained in) the classified
service, the circumstances were such as to qualify them as
"extreme" cases within the meaning of Senior. The facts in
Lethbridge are obviously quite unique and bear little relation to
those before us. Lavoie is a case in which there appears to have
been some bad faith by the employer in using "non-renewal" where
it was clear that "discharge" was unsupportable. In Canete the
grievor had no opportunity to compete for the position as the
position posted was not the same one that the grievor had
occupied.
The case which appears to be closest to the instant case is
Ryder (2413/87 '(Dissanayake) where the board considered the
appropriate remedy for the grievor who was found in an earlier
decision (Springate) to have been improperly appointed to the
unclassified service. The grievor was employed for approximately
two and a half years under a succession of consecutive fixed term
contracts. He grieved upon the non-renewal of his contract
terminating on December 31, 1987. In the original award the
board noted that during this period the grievor entered
competitions for positions in the classified service but was
aXways ~nsuccessful and that ultimately management concluded that
it was inappropriate to continue to employ him as part of the
unclassified service and directed that his contract not be
renewed.
12
in declining to appoint the grievor to the classified
service the board noted that as "the grievor has had several
opportunities but failed to secure a position in the classified
service through competitions" it would not be appropriate to
appoint him to the classified service or to place him in a
surplus list, "which will confer upon him a classified service
position, without going through the competition process."
Like the instant case the grievor was permitted to continue
on in his duties following his failure in a competition and that
circumstance was not treated as one that would warrant the
granting of what is generally acknowledged to be relief that
should be reserved for extreme cases.
We do not consider this to be a case in which the grievor
should be awarded an appointment to the classified service. The
union's case is based largely On the inferences that can be drawn
from the fact that the employer permitted the grievor to continue
on for some months following her unsuccessful competitions for
the job. While we agree that this is of some relevance it is
important to note that in this case the inference that can be
drawn does not necessarily point to the conclusion that the
employer regarded the grievor as competent in the position as was
the case in Lavoie. In the first competition the employer was
only able to fill 2 of the 3 vacancies and kept the grievor on as
there was still a need for her services. When the third vacancy
13
was posted some 6 months later (and the grievor was again
unsuccessful) the employer extended her appointment until such
time as the successful candidate could start. In neither case
was there any indication or representation to the grievor that
the employer, by its conduct, considered her to be competent or
qualified to fill the position as a classified employee.
Nor can we be confident in concluding that, had the position
been posted in 1987 and the grievor given an opportunity to
compete at that time she would have been successful. The union
submitted that it is possible that a competition held at that
time may not have attracted as many better qualified candidates
than did the competitions in 1990 'and 1991 and that the grievor
would have been successful in the competition. That may or may
not be so. Equally, however, it can be said if the competition
had been held in 1987 when it ought to have been held the grievor
would not have had the experience in the position that she had in
1990 and 1991 and that she would, accordingly, have been
disadvantaged in the competition.
The problem we face is that either conclusion can only be
speculative at best and we are reluctant to enter into that
speculation. In this regard we adopt the approach taken in
McClelland (865/88 (Stewart).
There is, however, another aspect to the matter that
deserves comment. The board has frequently expressed its concern
about permitting employees to enter the classified service
through a process other than by competition. That addresses an
issue of basic fairness between and among the members of the
bargaining unit as reflected explicitly in the conduct of the
employer in Lethbridqe. It is for that reason that the board has
said frequently that this remedy should be reserved for extreme
cases where, on balance, the rights of the individual grievor
ought to prevail over those of other members of the bargaining
unit.
We do not consider this to be an extreme case warranting
extreme remedial action by the board.
The length of the "improper appointment" was of the order of
a year and a half, not uncommon in these cases. (See Senior
where a similar period was found insufficient to warrant
appointment to the classified service). Nor is there anything to
indicate that the employer treated the grievor in an unfair or
unconscionable fashion by, for example, representing to her that
she would be employed in the classified service or inducing her
to give up other opportunities for this position.
What the employer did was to continue to employ the grievor
for a period of time after she had been unsuccessful in the two
15
competitions. The employer might, at that time, have chosen not
to renew the contract having regard to the results of the
competition. However, as it continued to have need for her
services until the vacancies were filled, it renewed her
contract. That was an arrangement that was mutually beneficial.
It extended the grievor's employment while at the same time
permitting the employer to staff the unit until the vacancies
could be filled. We do not consider this act of the employer to
be of the sort that would warrant the ordering of extraordinary
relief.
Finally, when the position was finally posted the grievor
was given full opportunity to apply for and be considered for the
position. As she was unsuccessful on two competitions she cannot
now seek entry into the classified service by board fiat.
Nevertheless the grievor is entitled to some relief. The
employer has effectively deprived her of an opportunity to
compete for a position in the classified service through its
failure to post the position for the period in question. While
we have said that we do not wish to speculate as to the grievor's
chances of success had such a competition been held we do not
believe it is open to the employer, having wrongfully deprived
the grievor of those opportunities, to now argue that she would
not have succeeded in any event.
Accordingly, we grant the relief that is normally granted in
cases of this kind, that is, a direction to the employer to give
the grievor notice of and an opportunity to compete in future
competitions and to consider her application in good faith.
We acknowledge that in recessionary times where government
restraint and job freezing is the order of the day this relief
may be somewhat less than adequate. Short of appointing the
grievor to the classified service the only other effective relief
would be to award her the differences between the wages and
benefits of classified and unclassified employees for the period
from November 1987 to'April 1989. However, to do so would be to
assume that she would have been successful in any competition had
it been held. As indicated that is a very speculative conclusion
and one which is best addressed by the relief herein ordered.
Dated at LONDON, Ont. this 19thday of April, , 1993.
G. J. Brandt, Vice Chairperson
"I Dissent" (dissent attached)
J. Carruthers, Union Member
J. Scott, Employer Member
DISSENT OF J. CARRUTHERS
340/91 OPSEU - BROWARSKI
Having read the decision of the majority in remedy in this case, I find I must disagree in
part. While ~ agree that this is certainly a case in which a remedy is appropriate, I
disagree with the particular remedy which has been chosen by the majority.
I would have granted the same remedy as is found in the Canete case and als0 in Lavoie,
ordering appointment to the classified service. I would also have directed that the grievor
be given the rights of classified employees pursuant to Article 24 of the Collective
Agreement. The Board has jurisdiction to order such an appointment.
I would have found that to have been the appropriate remedy, given the fact that even
after having been unsuccessful in competitions for her job, the grievor was kept on by
the employer, performing exactly the same duties as she wou~d have done, had she won
the competitions. In this respect, I disagree with the majority when they find that these
facts do not permit the inference to be drawn ?[hat the employer regarded the grievor as
competent in the position". I would have found that such an inference can be drawn, and
that the employer clearly saw the grievor as competent in the position.
Given that, as the majority of the Board observes, we are "in recessionary times, where
government restraint and job freezing is the order of the day" the opportunity to compete
in future competitions and to have her application considered in good faith is indeed "less
than adequate". This grievor has served the employer faithfully, has provided service
competent enough to have her continued in employment for a number of years, and has
been deprived of an opportunity to compete for a position in the classified service for a
substantial portion of that period of employment. I would have ordered that she be
appointed to the classified service, given the rights of an employee under Article 24 of the
Collective Agreement and awarded the difference in wages and benefits between
classified and unclassified employees for the period from November 24, 1987 to April 1,
1989.
Carruthers D