HomeMy WebLinkAboutGreenham 16-08-11In the Matter of an Arbitration
Between
United Counties of Leeds & Grenville
Mapleview Lodge
(Hereinafter referred to as "the Employer")
Ontario Public Service Employees Union -- Local 494
(Hereinafter referred to as "the Union")
Regarding:
Sole Arbitrator:
For the Society:
For the Union:
Grievance of April Greenharn
Felicity D. Briggs
Steven Menard, Counsel
Jessica Greenwood, Counsel
April Greenham is a Personal Support Worker ("PSW") with the Lodge who has
been employed since early 2004. In July of 2014 she filed a grievance that alleged
a violation of the Article 19.1 of the Collective Agreement that "stat.credits were
not given to me while on maternity leave that two HR staff informed me I was
entitled to..." She contended that the "stats" were later withdrawn in March of
2014 after she had taken time off relying on these paid lieu days being in her
bank. By way of remedy she requested all lieu days flowing from paid holidays
that fell during her pregnancy leave be placed in her bank.
It is noted that during the course of the evidence and the submissions in this
matter, the parties constantly referred to the issue as "stats" or "stat lieus". To be
clear, the dispute is regarding days in lieu of Paid Holidays.
It was the position of the Union that the grievor was entitled to have all seniority
and service accumulate during the period of her pregnancy leave including the
payment of statutory holidays. In the alternative, certain representations were
made to the grievor that she relied upon and accordingly the holiday pay should
be paid for this period.
It was the Employer's view that the Collective Agreement does not provide an
entitlement to the accumulation of Paid Holiday lieu days during pregnancy or
parental leave. Entitlement to holiday pay is dependent on attendance at work.
Further, there was never a promise to the grievor that would have led her to think
that she was entitled to such a benefit.
The grievor began working with the Lodge in 2004 in a part time capacity. While
working as a part time PSW she took a pregnancy leave. She later became a full
time PSW in 2007. Ms. Greenham encountered complications in her most recent
pregnancy and was ordered by her physician to remain off work. This absence
began on November 19, 2012. When she began her most recent pregnancy leave
on February 25, 2013, she was the first person to take such a leave under the
terms of the current Collective Agreement. She did not return to work until after
the end of her pregnancy leave on March 4, 2014. As the result of a request —
which will be discussed in further detail later — she was absent from the
workplace from March 10th to the 15th 2014. When the grievor received her pay
for this period of time it became clear to her that despite her request, the period
from March 10 to 16, 2014 was considered vacation time and not Paid Holiday
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lieu days. After considerable discussion between the grievor, the Union and the
Employer, the instant grievance was filed.
The relevant provisions of the Collective agreement are as follows:
Article 15 — General Leaves of Absence
15.02 With the exception of Pregnancy/Parental Leave and STD/LTD the
Employer's payments towards all group insurance benefits will be
suspended at the onset of any leave of absence. They will be reinstated
upon the return of the employee to full time duty. While on such leave, life
and health benefits may be continued for up to twelve (12) months.
However, the employee shall be responsible for the payment of the cost of
these group insurance benefits at the current rate of premium. Such
payment will be made to the Employer by post-dated cheques by the
employee dated the first day of every month of leave.
Article 19 — PregnancyLParental Leave
19.01 The leave of absence shall be in accordance with the provisions of the
Employment Standards Act, 2000 as amended.
a) The service requirement will be thirteen (13) weeks of continuous
service.
b) Credits for service and seniority shall accumulate for a period of up
to fifty-two (52) weeks while an employee is on pregnancy & parental
leave.
19.02 In addition to Employment Insurance benefits for fifteen (15) weeks
pregnancy leave subject to approval by Human Resources & Development
Canada, full-time employees eligible for and taking a pregnancy leave for
seventeen (17) weeks will be eligible for a Supplementary Pregnancy
Benefit, payable by the Counties, in accordance with the plan of the
Counties. Such plan provides the full-time employee with seventy-five
(75%) percent of their regular weekly pay immediately prior to their
pregnancy leave to be payable to the employee for the two (2) week period
waiting for Employment Insurance Benefits.
Article 24— Paid Holidays
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24.01 Full-time employees will be entitled to the following holidays:
New Year's Day Canada Day (July 15t)
Family Day
Good Friday
East Sunday
Victoria Day
Boxing Day
Civic Day
Labour Day
Thanksgiving Day
Christmas Day
The above holidays shall be enjoyed on the day they are proclaimed by
Federal, Provincial or Municipal Government. In the event that additional
holidays are proclaimed by government and the total exceeds twelve (12)
days per year, one day that is not covered by the Employment Standards
Act from the list above shall be deleted.
24.02 In addition to the holidays listed above, each full-time employee shall
be allowed two (2) paid holidays ("float .days"). The employee will be
eligible to take the float day between the first day of the first pay
commencing the payroll year and ending the last day of the last pay of the
same payroll year. The date and time for taking the float day shall be
mutually agreed upon by the employee and his/her supervisor giving
consideration to the department's workload and operational requirements.
In no event shall the float day be carried over into the next payroll year.
24.03 a) When any of the above noted holidays fall on an employee's
scheduled day off, the employee shall receive another day off with pay at a
time mutually agreed upon between the Employer and the employee and
shall be arranged at least ten (10) days in advance.
b) The Employer shall pay for the balance of any unused paid holiday lieu
time on the final pay of the payroll year. Any pair[ holiday lieu time earned
in December must be taken by June 30th of the following year.
24.04 Holiday pay will be computed on the basis of the number of hours
the employee would otherwise work had there been no holiday, at his/her
regular hourly rate.
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24.05 a) Where an employee is scheduled to work on a holiday, he/she
shall be paid at the rate of time and one-half (1 %) his/her regular straight
time hourly rate for all hours so worked, and will be given a day off in lieu
without loss of straight time earnings at a mutually convenient time, to be
arranged at least ten (10) days in advance.
b) An Employee who is scheduled to work on a recognized holiday and who
fails to do so shall lose his/her entitlement for the holiday pay and his/her
entitlement for the lieu day with pay.
24.06 The eligibility for and payment of the paid holidays shall be in
accordance with the Employment Standards Act.
24.07 There shall be no pyramiding or duplication of this benefit.
Article 25 —Vacations
25.01 For the purpose of calculating entitlement:
d) Vacation will not accrue during any absence exceeding thirty (30)
continuous calendar days with the exception of maternity/parental leave
and short term disability.
Ms. Greenham testified that around the time her sick leave began in the
November of 2012 she phoned Ms. Lindsay Armstrong, the then current
Employee Services Representative. She had wanted to inquire about the status of
her vacation and paid holidays during and after her pregnancy leave. She was
worried that she might lose her entitlements. It was her evidence that Ms.
Armstrong told her that she would not lose anything. Further, the grievor testified
that Ms. Armstrong revealed during this conversation that she had been on
pregnancy leave recently and she had not lost anything.
The next contact the grievor had with the Employer regarding this matter was in
January of 2014. She testified that she spoke with Ms. Melanie Cook, the
Employee Service Representative who replaced Ms. Armstrong. The grievor asked
for an update on her vacation entitlement because it was her hope to take time
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off during the March break. There was discussion as to whether she could use her
paid holiday lieu days from the year before for her time off during this period. Ms.
Greenham testified that Ms. Cook told her that she could use those lieu days and
as a result she submitted a vacation request form. Her request was granted.
When she received her paystub following the March break she learned that all
days of her absence were treated as vacation days and not Paid Holiday lieu days.
She spoke with her Union representative, Ms. Rhonda Ferguson who handled her
complaint with the Employer.
The grievor received an email from Ms. Cook on April 3, 2014. It said:
I spoke with Human Resources and it was explained to me that while
an employee is on maternity leave, the employee accumulates
vacation and seniority only. I looked at your various banks and I have
the following information for you:
Vacation
2013 — balance forward 112.5 hrs
2014 —allotment 150 hrs
Taken since your return from maternity leave 37.50 hrs.
Total hours remaining: 225.00 hrs
Float Days
You cannot carry floats (sic) days each year
2014 —allotment 15.00 hrs.
Total hours remaining: 15.00 hrs.
Stat Days
2013 — Balance forward 5.00 hrs into your 2014 bank
Taken since your return from maternity leave 7.5 hrs
Total hours remaining 0.50 hrs
Sick Days
You cannot carry over sick days each year
Total sick leave for 2014 52.50 hrs
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Please make sure you check the bottom of your pay slip each
pay to see your balances of your banks (except for sick leave
balance) to ensure you will be covered for any leaves you will
be taking.
In cross examination the grievor conceded the obvious, that is, that she was not
scheduled to work any of the Paid Holidays that fell during her pregnancy leave.
She further agreed that she had not had any scheduled days off during her leave.
Indeed, her name did not even appear on the work schedule. When asked if she
was sure she was told by Ms. Armstrong that she would not lose her lieu days
from Paid Holidays she reiterated that she was told that she would not lose
anything. When her recall was challenged she said that she recalled asking if she
would lose her "stats and floats" and being told that Ms. Armstrong had said that
she had not lost anything when she was on leave. Ms. Greenham was not sure
why she had called her Union Representative immediately following her
telephone conversation with Ms. Armstrong given that there was no dispute at
that point in time.
Ms. Greenham was told in her cross-examination that Ms. Armstrong would
testify that she did not say that she would accumulate stats during her leave. She
was asked her view of that and said that "it would be her word against mine".
The grievor was also cross-examined about her discussion with Ms. Cook held in
January of February of 2014. She agreed that she told Ms. Cook that Ms.
Armstrong told her that her stats would accumulate during her leave. She
testified that she just wanted to "double check" her entitlement before making
her vacation request, "because a lot can happen in a year.
Ms. Greenham said in her cross-examination that the reason she did not file a
grievance immediately upon learning vacation time was utilized for the period of
her March break absence was because she and the Union were in discussions with
the Employer and waiting for a response as to its definition of the word "credits".
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During her cross-examination the grievor was shown the vacation request form
that she submitted for the March break time off. It revealed that she had checked
both the "stat box" and the "vacation box" for utilization for her time off. She was
challenged as to why she would do that if she thought she had many Paid Holiday
Lieu days in the bank. She first said that she "always" filled out her time off
requests in that fashion. She then she stated that she "usually" fills the forms out
with both boxes checked. Finally, when shown some of her other vacation
requests she responded that she "sometimes" fills out the form in this fashion.
Indeed, of the twenty requests disclosed by the Employer, in seventeen she asked
only for one type of leave, either vacation or paid holiday lieu days. The grievor
denied that she checked off both "stats" and "vacation" because she knew that
she did not have sufficient stats in her bank. When she was challenged about this
she said that "it is obvious" and that "you can't rely" on the Employer. It was
noted in re-examination of this area of questioning that a number of the
seventeen requests referred to by the Employer many were requests for single
days off.
Ms. Rhonda Ferguson is a full time Registered Practical Nurse who has been with
the Lodge since 2004. She has been the Union Steward for approximately three
years and handles the majority of grievances filed by membership. She recalled
that the grievor had telephoned her in December of 2013 to relay a recent
conversation she had with Ms. Armstrong wherein she was told that she would
lose no benefits or banks while on pregnancy leave. She also recalled the
telephone conversation wherein the grievor relayed her discussion with Ms. Cook
confirming the information she had earlier been given by Ms. Armstrong. Ms.
Ferguson's next contact was when she received a copy of the email sent to the
grievor by Ms. Cook in April of 2014. She then engaged in discussions with the
Employer to attempt to clarify and resolve that matter. She thought because two
Human Resource representatives "had told the grievor that she could use the
stats for whatever purpose she might want", Ms. Greenham's complaint should
be allowed. During these discussions Ms. Ferguson asked for "the definition of
stat time" or credit. No response to this question was ever provided by the
Employer.
On May 5, 2014 Ms. Ferguson, wrote to Ms. Cook stating:
I understand that April has been on leave. I have not followed up with this
until now due to that leave.
It is my understanding from April that she was told by two HR staff that she
would be credited for the stat days while on mat leave ending in Feb. since
this she has been told that was an error and one will not accrue stat time
on maternity leave. This error may be an issue, as she has already used the
stat days in March.
My only question to this is under Article 19.02 b) it states "Credits for
service and seniority shall accumulate for a period of up to 52 weeks while
an employee is on pregnancy and parental leave".
Is stat and vacation time included in the "credits for service" and what have
we done for mat leave in the past?
At the time Ms. Cook responded that she was unable to access certain
information and once she was able to do that she would respond.
Ms. Ferguson testified that she pointed out in her discussions with the Employer
that stats accrue while employees are absent as the result of disability and so the
same should apply for pregnancy leave. Ms. Cook ultimately replied to this point
in an email dated July 11, 2014. It stated:
The OPSEU collective agreement does not provide paid holidays to April
Greenham that occurred while she was on pregnancy/parental leave from
March 2013 to March 2014.
In cross-examination Ms. Ferguson agreed that the Employer does not continue
salary for employees on pregnancy leave while it does for those on sick leave. She
confirmed that the grievor was the first full time member of the bargaining unit to
take pregnancy leave under this Collective Agreement.
Ms. Ferguson agreed that it is not the expectation of full time employees that
they are entitled to eleven paid holidays at the beginning of each year. Eleven
days are not put in a bank. Indeed, she conceded that they are "earned as the stat
has passed".
Ms. Lindsay Armstrong testified for the Employer. She began her employment in
2008 as Employee Services Representative and has worked in a few different
positions leading to her current Job as Human Resources Coordinator.
Ms. Armstrong recalled her telephone discussion with the grievor in February of
2013. She testified that the grievor called to ask "what would happen with her
banked leave balances". She told the grievor that her vacation bank would remain
as well as her full entitlement for 2013. She explained that if her float days had
not been used by the end of 2012 they would be lost and that she would not
accumulate a float day in 2013. She told Ms. Greenham that any stat days already
accumulated up to the commencement of her pregnancy leave would remain in
her bank but she would not accumulate any additional stat time during the leave.
Ms. Armstrong's evidence was that she did not tell the grievor that she herself
had accumulated stat days while on her own recent pregnancy leave because that
was not the case.
Ms. Armstrong also noted that another employee was on pregnancy leave during
part of this period and did not receive credit for paid holidays during her leave
and no grievance was filed.
In cross-examination Ms. Armstrong conceded this it is possible that the grievor
misunderstood their conversation regarding entitlements although she had no
indication of confusion at the time. She agreed it was her responsibility to be clear
in her communications with employees but stated if an employee needs
clarification it should be sought.
Ms. Melanie Cook also gave evidence in this proceeding. She recalled her
telephone conversation with the grievor in January of 2013. Ms. Greenham had
told her that she had spoken to Ms. Armstrong prior to the commencement of
her leave and was told that stats accumulated during such leaves. Ms. Greenham
asked Ms. Cook if this was still the case. Ms. Cook indicated that she did not see
why the grievor would not accumulate but she would have to check this matter
with Human Resources. Ms. Greenham also told her that she wanted to use paid
holiday time when taking time off over the March break. Ms. Cook replied that
she did not see a problem with that. At the time of this conversation Ms. Cook
was relatively new to the workplace and had not worked in labour relations
previously. She later spoke with a payroll representative who told her that Paid
Holidays do not accumulate during pregnancy leaves. As a result of this
conversation she sent the April 3, 2014 email to the grievor. She also telephoned
the grievor to explain that she did not accumulate paid holidays during her leave.
UNION SUBMISSIONS
Ms. Greenwood, for the Union, contended that according to Article 24 of the
Collective Agreement, all full time employees are entitled to pay for all of the paid
holidays. Any disentitlement from such payment would require clear language
which is not found in the Collective Agreement between these parties. Further,
this provision makes clear that the Employment Standards Act governs the
entitlement to paid holidays.
In the alternative, the grievor took time off in March of 2013 as a direct result of
the information given to her by two separate Human Resource personnel that she
had sufficient Paid Holiday lieu days to cover the absence. In the event the Board
does not agree that Paid Holidays accumulate during pregnancy leave, the grievor
should be given back those days that were deducted from her vacation bank after
her absence in March of 2013 because of the Employer's representations.
IN
According to the Union, as found in many Collective Agreements, members of this
bargaining unit are compensated for Paid Holidays. Full time members of the
bargaining unit are entitled to Paid Holidays in accordance with the ESA while
payment is as set out in the Collective Agreement. if a full time employee works
on a paid holiday they receive time and one half their regular straight time hourly
rate for hours worked and receive a day off in lieu of the holiday. If they are not
scheduled to work on the paid holiday they receive the day off with pay. Further,
those on sick leave or short term disability continue to receive paid holiday pay as
happened when the grievor was absent due to complications prior to her
pregnancy leave commencement.
It is clear in Article 19.01 that credits for service and seniority continue to
accumulate for the first fifty-two weeks of a parental or pregnancy leave. It is the
word "credit" that involved much discussion between the parties throughout this
dispute as heard in the evidence. There can be no doubt, according to the Union,
that credits include the payment of paid holidays during these leaves. There is
certainly nothing in any provision — including Article 24 - Paid Holidays — that
detracts from this benefit.
Turning to the ESA the Union relied upon section 24 through 31, particularly
section 29 which states:
Paid Holiday not ordinarily a working day
29. (1) if a public holiday falls on a day that would not ordinarily be a
working day for an employee or a day on which the employee is on
vacation, the employer shall substitute another day that would ordinarily
be a working day for the employee to take off work and for which he or she
shall be paid public holiday pay as if the substitute day were a public
holiday.
(2) a day that is substituted for a public holiday under subsection (1) shall
be,
(a) a day that is no more than three months after the public holiday; or
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(b) if the employee and the employer agree, a day that is no more than 12
months after the public holiday.
Employee on leave or lay-off
(2.1) If a public holiday falls on a day that would not ordinarily be a working
day for an employee and the employee is on a leave of absence under
section 46 or 48 or on a layoff on that day, the employee is entitled to
public holiday pay for the day but has no entitlement under this Part with
respect to the public holiday.
The Union relied upon Re Toronto Transit Commission and ATU 2013 Carswell Ont
10971, 116 C.L.A.S. 25 (Slotnick); Re FBI Foods Ltd and UFCW Local 1172 -2 -FB!
(1985), 22 L.A.C. (3rd) 157 (Emrich); Re City of Timmins (Golden Manor Home for
the Aged & ONA (1987), 26.L.A.C. (3rd) 444 (Betcherman); and Re Chelsey Park
Oxford & London and District Service Employees Union Local 220 (1959), 8 L.A.C.
(4th) 1 (Mitchnick).
The Union contended that the jurisprudence supports its view that Paid Holiday
pay is an earned benefit which is negotiated as part of the compensation package
that employees receive. If an employee is still "on the books", as the grievor was
during the course of her pregnancy leave, there is a presumption that she is
entitled to various benefits under the Collective Agreement. Article 24 provides
that all full time employees are entitled to Paid Holidays and a scheme is set out
for those working on the holiday and those that are not. There is nothing that
disentitles the grievor to Paid Holiday pay during the period of her pregnancy
leave.
The Union's alternative argument was based on the various discussions Ms.
Greenham had with two separate members of Human Resources. She asked and
was told twice that she had paid holiday pay during her leave. It was certainly
clear to Ms. Cook that the grievor thought she was entitled to paid holiday pay
and she said nothing to dissuade her of her view. With this knowledge the grievor
relied upon the Employer's representation and made a request for time off that
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ultimately cost her vacation time. It was not apparent to the grievor until weeks
after her leave that the Employer disagreed about paid holiday entitlement. At
the very least, the grievor is entitled to have these vacation days restored to her
bank.
EMPLOYER SUBMISSIONS
Mr. Menard, for the Employer, submitted that the onus is on the Union to show
in clear and unequivocal terms that a monetary benefit is part of the employee's
compensation package. No such evidence was provided to this Board.
Turning first to the Union's alternative argument, the Employer suggested that
the allegation of an estoppel is erroneous because an individual employee cannot
enter into a private contract with the Employer if they are a member of a
bargaining unit. Indeed, individual contracts are not enforceable. While this is the
case in any particular unionized environment, in this instance Article 6.01 of the
Collective Agreement between these parties makes it undeniable. That article —
entitled Union Rights and Activities — is a complete response to the Union's
assertion of an estoppel. It states, in part, "The Employer shall not bargain with or
enter into any agreement with an employee or group of employees in the
bargaining unit, with respect to the collective agreement." Surely such a provision
applies to both lesser benefits and greater benefits than those found in the
Collective Agreement, according to the Employer.
Furthermore, the evidence heard in these proceedings also substantiated that no
estoppel has occurred, asserted the Employer. There was no agreement to
provide special accumulation of Paid Holidays to the grievor as attested both
witnesses from Human Resources. It is accurate to say that Ms. Cook did not deny
the accumulation immediately. However, she made clear that she had to check
with Human Resources. Such a response is credible given that she had only
worked for the County for a short time when this conversation took place.
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The Employer questioned the grievor's veracity regarding her discussions about
Paid Holidays with both Ms. Cook and Ms. Armstrong. The grievor could not recall
dates and she took no contemporaneous notes. Further, she called her Union
Steward following these discussions and yet could not explain why such a
conversation might have been necessary. Ms. Greenham was equally equivocal
about the taking of her March break time off. While she testified she submitted
her request because she had all of the Paid Holidays accumulated during her
pregnancy leave, on the actual vacation request form she indicated that the leave
should be both vacation and stat holiday time. If she thought she had over ten
Paid Holidays in the bank, why ask for any vacation time for a one-week absence?
When challenged on her practice of vacation requests, her evidence changed
once it became clear that the Employer had gathered the documents for
admission at this hearing. Simply put, there is no credible evidence that the
grievor would not have taken the time off in March of 2014 if she did not have a
full bank of Paid Holidays. indeed, the only clear evidence before this Board is her
vacation request form which reveals she was content to use both Paid Holidays
and vacation days to manage the request for time off.
The Employer contended that the answer to the issue before this Board is easily
found in the language of the Collective Agreement. Article 19 — Pregnancy and
parental leave is to "be in accordance with the provisions of the Employment
Standards Act." Further, "credits for service and seniority shall accumulate for a
period of up to fifty-two (52) weeks while an employee is on pregnancy &
parental leave." Those two sentences must be read together and it is clear that
the ESA does not provide an employee the right to Paid Holidays while on
pregnancy or parental leave. Further, Paid Holidays are not included in "credits
for seniority and service". Simply put, there is no connection between 19.01 and
Article 24 -- Paid Holidays. Credit for service does not mean that an employee is
treated as if she is actively at work. Entitlement to Paid Holidays is dependent
upon attendance at work at a time proximate to the Holiday itself. If the Union's
view was correct, clear language would have been agreed upon and set out in the
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Collective Agreement. Neither the Collective Agreement nor the ESA provides
such a benefit.
The ESA states, under the section entitled "General Provisions Concerning Leaves"
the following:
51.(1) During any leave under this Part, an employee continues to
participate in each type of benefit plan described in subsection (2) that is
related to his or her employment unless he or she elects in writing not to
do so.
51.(2) Subsections (1) applies with respect to pension plans, insurance
plans, accidental death plans. Extended health plans, dental plans and any
prescribed type of benefit plan.
As noted above, Section 51.(2) sets out the types of benefit plans that continue
while on these leaves and Paid Holidays is not included, according to the
Employer.
Mr. Menard noted that Article 25.01(d) establishes that vacation does not accrue
in leaves exceeding thirty continuous calendar days except for pregnancy leave
and short term disability leaves. If the same was true for Paid Holiday
accumulation, the parties would have and should have made that entitlement
clear.
The Employer submitted that Article 24 sets out that there are two ways an
employee is entitled for a lieu day from a Paid Holiday. The first is if the day fell on
a vacation or regular day off and the second is if the actual Paid Holiday was
worked another day off in lieu is banked. Neither apply in the circumstances of
this case. The grievor did not work on the holidays. Indeed, she was not even on
the work schedule.
The Employer relied upon Re Hotel Dieu Kingston & A.A.H.P.O. (1994), 45 L.A.C.
(Wh) 54 (R. Brown); Re Orillia Soldiers' Memorial Hospital and ONA [1999], 169
D.L.R. (41i') 489; Re Participating Hospitals and ONA (October 30, 1992),
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unreported (Brent); Re Almonte General Hospital and CUPE — Local 3022
(November 25, 2012), unreported (Briggs); Re Health Employers Association of
British Columbia and Hospital Employees, Union — Local 180 (1996), 54 L.A.C. (4th)
35 (Morrison); Re County of Middlesex & CAW Local 302 (2002), 109 L.A.C. (4th)
110 (Lynk); Re Capital Care Group Inc. & United Nurses of Alberta, Local 118
(2007), 157 L.A.C. (4th) 12 (Warren); Re Wiresmith Ltd. And USWA.(1988), 34 L.A.C.
(3d) 104 (Brunner); Re Sealed Power Corp. of Canada Ltd. & UWA Local 569
(1971), 22 L.A.C. 371 (Shime); and Re Participating Hospitals and ONA (May 30,
1989) unreported (Brent).
UNION REPLY SUBMISSIONS
Ms. Greenwood said in her reply that this case is unlike most instances of
estoppel. In this matter the Employer and the employee did not act together to
provide a greater or lesser benefit than is found in the Collective Agreement.
There was no action that was contradictory to the provisions. Indeed, in this case
there was no understanding as to the meaning of the Collective Agreement as the
grievor was the first full time employee to take pregnancy leave.
The Union responded that there is nothing in Article 24 that allows for an
exemption from payment of Paid Holidays in the event of a pregnancy or parental
leave. Where an exception was to be in effect the parties agreed to clear
language. Article 24 is the full answer to the matter of the grievor's eligibility for
Paid Holiday pay.
Finally, the Union noted that the Re Almonte (supra) case can be distinguished on
the basis of the language of that particular Collective Agreement. In the case
before this Board, there is no provision that makes clear that all benefits are
discontinued after thirty days of any unpaid absence. This Board should be guided
by the decision in Re TTC (supra) particularly the finding that there is a
presumption that Paid Holidays is a benefit and part of the compensation
package.
W-1
DECISION
There are two issues in this dispute. The first is whether the grievor should have
accumulated Paid Holiday lieu days during the course of her pregnancy leave. The
second, which is the Union's alternative argument, is whether the grievor should
have the vacation days that she utilized during her March break 2014 absence
returned because of certain representations made to her by the Employer.
I will deal with these issues seriatim. One of the fundamental disputes between
these parties is whether the Paid Holidays under this Collective Agreement are an
earned benefit or, in other words, part of the total compensation package.
Indeed, the Employer suggested that there was an onus on the Union is prove
that Paid Holidays are part of the monetary package enjoyed by members of this
bargaining Union. I cannot agree. There is much jurisprudence on this point and
although there has been some evolution over the years in this regard, I think it is
fair to say that the law is settled on this point. In Re FBI Foods (supra) Arbitrator
Emrich said, in 1985 the following, in part, at paragraph 15 after reviewing a
decision rendered in 1968:
At p. 376, the board distinguishes entitlement of employees laid off from
that of employees on maternity leave on the basis that in the former
situation there is a lack of work available whereas in the latter situation,
work is available, but the employee has requested time away from the job.
In considering the effect of this award, the board notes that since this
award was decided, the arbitral jurisprudence has evolved to favour the
approach that payment for statutory holidays is to be regarded as an
earned benefit for work already performed rather than as an income
protection device: see Brown and Beatty, Canadian Labour Arbitration, 2" d
ed. (1984), para. 8:3110, p. 568, footnote 262, and cases cited therein.
In Re City of Timmins (supra), Arbitrator Betcherman determined in 1987 the
following found at paragraph 7:
��1
It is well established that holiday pay is an earned benefit: Re Galco Food
Products Ltd. and Allied Food Workers (1978), 18 L.A.C. (2d) 220 (Beck). But
unlike wages, which afford direct compensation for work performed
currently, holiday pay is an indirect extra monetary benefit for work
performed in the past. In Re T.C.F. of Canada Ltd and Textile Workers'
Union of America, Local 1332 (1972), 1 L.A.C. (2d) 382 (Adell), which
awarded holiday pay to laid off employees, it was stated [at p. 384] that
holiday pay "is an additional form of payment for work already done, and it
must therefore be viewed not from the vantage point of the holiday itself
but from that of the period of work for which it provides extra
remuneration". Thus holiday pay does not depend on the employee being
at work when the holiday occurs. Moreover, since holiday pay is viewed as
compensation for past work, I cannot accept the distinction drawn by the
employer between employees on lay-off and those on maternity leave.
I agree with those comments. However, like Arbitrator Betcherman, 1 am of the
view that Paid Holidays having the status of an earned benefit is not, in and of
itself, determinative.
The Employer urged that I follow the decision in Re Almonte (supra). In that
decision 1 found that employees on pregnancy leave were not entitled to Paid
Holiday pay. However, as noted by the Union nominee in his dissent, my decision
was based largely on the presence of a Collective Agreement provision which
stated:
During any unpaid absence exceeding thirty (30) continuous calendar days,
credit for service for the purposes of salary increment, vacation, sick leave
and any other benefits under the provisions of the collective agreement or
elsewhere shall be suspended for the period of the absence in excess of
thirty (30) continuous calendar days, the benefits concerned appropriately
reduced on a pro rata basis and the employee's anniversary date adjusted
accordingly. In addition, the employee will become responsible for full
payment of any subsidized employee benefits in which he/she is
participating for the period of the absence, except that the Hospital will
continue to pay its share of the premiums up to thirty (30) months while an
employee is in receipt of WSIB or LTD benefits. Such payment shall also
18
continue while an employee is on sick leave (including the Employment
Insurance Period) to a maximum of thirty (30 months) from the time the
absence commenced.
Notwithstanding this provision, service shall accrue for a period of fifteen
weeks if an employee's absence is due to a disability resulting in WSIB or
LTD benefits.
Not surprisingly, in that dispute much emphasis was placed on the issue of
whether pregnancy leaves are to be considered paid or unpaid leave. After a
review of the jurisprudence to that point, I found that pregnancy leave was to be
considered an unpaid leave. of absence and as a result — given the language of
that Collective Agreement - I found Paid Holiday pay was not owing to the grievor
for the Paid Holidays that occurred after the first thirty days of her pregnancy
leave. It was noted at page 13 of that decision:
It is fair to say that it is now trite law that pregnancy and parental leaves
are to be considered unpaid leaves of absence. in Re Windsor Regional
Hospital and OPSEU, Local 143 (July 5, 2000, unreported (Raymond), the
first question for Arbitrator Raymond was to determine whether pregnancy
and parental leaves are unpaid leaves of absence. He said, at para 9:
In respect of the first question, the Employer relies upon arbitral
jurisprudence in support of its view that the pregnancy and parental
leave is an absence without pay. The collective agreement contains a
provision "topping -up" the Employment Insurance benefits that an
employee receives during a pregnancy or parental leave to eighty-
four percent of the regular weekly earnings. The Employer submits
that even though there is a "top -up" of Employment Insurance
benefits during the pregnancy or parental leave, that leave of
absence is nevertheless a leave of absence without pay. In particular,
the Employer relies upon the decision of Arbitrator Brent in Re ONA
and a Group of Hospitals listed in Appendix A, (unreported, May 30,
1959). In that decision it is found that when an employee receives EI
benefits (then called UI) and a SUB payment (what I have referred to
as "top -up") that those payments are not earnings, in part, because if
the "top -up" was earnings that would reduce the EI benefit. The
Employer argues that even when there is a payment by the Employer
19
to the employee on pregnancy or parental leave by way of topping -
up employment insurance benefits, those payments are not earnings.
Put another way, it is a leave of absence without pay. Other
arbitrations decisions have followed this premise and I was informed
that the counsel for the Employer is not aware of any case that
suggests that when an employee is on EI benefits with an employer
top -up that it is considered to be a leave of absence with pay.
In Re Almonte (supra), as in all disputes, the decision was driven by the terms and
provisions of the Collective Agreement at hand. There is no provision in the
instant Collective Agreement that is akin to Article 9.04 in Re Almonte (supra).
Much of the jurisprudence provided considers employee entitlement to various
provisions — vacation and bereavement leave and paid holidays — when absent
from the workplace due to WSIB, LTD, pregnancy or parental leave, or other paid
and unpaid leaves. Some of the case law is helpful while much is of no assistance
because of the particular provisions of the collective agreement at issue.
The Union contended that Re TTC (supra) is entirely on point. It is an interesting
decision. The issue in the case is whether employees were entitled to "statutory
and other holidays when they have been off work for more than six months while
receiving or claiming workers' compensation benefits." The first arbitration award
regarding this grievance was determined in favour of the Union. In the first
decision it was found at (approximately) page 23:
In my view, there is no ambiguity in Section 14 of the Collective Agreement.
Statutory and designated holidays are payable to all employees covered by
the Collective Agreement and the exclusions or qualifications stipulated in
this section are of no force and effect for the reasons previously stated.
Statutory and designated holiday pay is part of the employment
compensation package that was negotiated between the Commission and
the Union. Active employment prior and post the statutory and designated
holidays (birthday and floater) is no longer a requirement by virtue of
Section 26(2) of the Employment Standards Act, a position that was
accepted by both counsel at the hearing. Although I agree that the
20
Commission's past "practice", namely the payment of statutory and
designated holidays (birthday and floater) for the first six months of
absence on account of a compensable injury by an employee who is either
awaiting the outcome of his/her application or is paid WSIB benefits and
the subsequent "cutoff after the employee is transferred to "inactive
status" is part of the factual matrix, I do not find this of assistance in the
interpretation of what I view to be unambiguous words of Section 14 of the
Collective Agreement.
1, accordingly, hold that all employees of the Commission who are either
awaiting the result of their application or are in receipt of WSIB benefits
whether before or after transfer to inactive status or the inactive payroll
are entitled to statutory and designated holidays with pay.
This decision was referred by the Commission to Divisional Court which
overturned a portion of the award. The Court said, in part:
The Arbitrator held, at page 30, "All employees covered by this grievance
are entitled to statutory and designated holidays under Section 14 of the
Collective Agreement but none of the employees are entitled to
bereavement leave under Section 20 of the Collective Agreement." Earlier
at p.23 he said that employees "who are either awaiting the result of their
application or are in receipt of WSIB benefits whether before or after
transfer to inactive status or the inactive payroll are entitled to statutory
and designated holidays with pay."
It is difficult to determine from the foregoing language whether the
arbitrator intended to award statutory holiday pay on the basis of eight
hours of wages or whether he had declined to deal with quantum at all.
There is no explicit quantification of the benefit, but in the face of s. 24(1)
of the ESA, the payment would be zero under the statutory formula for any
employee who had not worked for at least four weeks before the work
week in which the holiday occurred. What, then, would "entitled to
statutory and designated holidays" mean?
It is uncontroverted that the Commission's argument before the arbitrator
centred on s 24(1) of the ESA. There is no provision in the collective
agreement that provides a formula for the calculation of statutory holiday
pay and as there is no factual finding importing the alleged past practice of
21
paying eight hours into the collective agreement, it is, in our view, not
possible to discern a line of logic that results in an employee being entitled
to payment of money for statutory holidays where he or she has not
worked the four weeks referred to in s. 24(1). The decision does not meet
the standard of reasonableness in Dunsmuir in that it is lacking in
justification and intelligibility.
.....The issue of the relevant employees' entitlement to pay for statutory
holidays and/or designated holidays its referred to a new arbitrator for
determination.
In the hearing held following the Divisional Court decision, chaired by Arbitrator
Slotnick, the Union urged that the original award was overturned because there
was no consideration of whether the averaging formula as set out in s. 24(1) of
the ESA was applicable to TTC employees. For that reason, it proffered evidence
that revealed the Commission had never used the averaging formula and
consequently it did not apply. Employees were always paid eight hours and
should continue to receive that amount, according to the Union, irrespective of
whether they were characterized as active (absent for less than six months) or
inactive (absent for longer than six months). In his decision Arbitrator Slotnick
notes that the issue before him is narrowed to whether employees who have
been off work on WSIB for more than six months are entitled to be paid any
money for holidays. In finding for the Union he said, in part, at paragraph 42:
....The Court, in my opinion, left it to the parties to provide more evidence
and argument on that questions, and to the second arbitrator to decide
whether the formula in the Act governs or whether there are provisions in
the collective agreement that apply. While there is no "formula" in the
collective agreement in the sense of a mathematical calculation as set out
in Section 24 of the Employment Standards Act, 2000, I read the Court
decision as saying it is still possible for an arbitrator to conclude that the
collective agreement mandates eight hours of pay for each holiday for
employees covered by this grievance.
The Arbitrator then notes that there are "numerous" references throughout the
collective agreement to eight hours' pay for holidays. He also rejected the
22
Commission's contention that the eight hours does not apply to those who have
been absent for more than six months — finding that there were not two separate
categories of employees and there was no "cut-off of six months' absence or
reference to inactive status." He then noted, at para 44:
Given the language of the collective agreement — which, it must be
remembered, contains no distinction between active and inactive
employees — and given the practice of paying a full day's holiday pay to
those who are off work for the first six months, I cannot find any basis for
applying the formula in the Employment Standards Act, 2000 simply
because the employee has passed the six-month point of absence from
work. The six-month dividing line does not appear to be anywhere in the
collective agreement.
Finally, at para 55 he found:
In summary, my conclusion is that the collective agreement is consistent in
providing for a regular day's pay for each holiday to employees covered by
this agreement, including those off work due to occupational injury,
whether they have active or inactive status. As confirmed in the case law
cited above, holiday pay is part of the compensation package and there is
nothing inequitable about an employee receiving both holiday pay and
workers' compensation benefits at the same time, since they exist for
separate purposes. Nevertheless, it might seem odd and counterintuitive
that an employee who has been off work for two years, for example, would
still receive holiday pay. Indeed, this result gives me pause, but I have
concluded that the collective agreement — once the qualifiers are
eliminated, as they are agreed to be — mandates it. Should the TTC wish to
make a change, it must bargain it with the Union.
While I take no issue with the decision in Re TTC (supra), I am compelled to
disagree with the Union that it is directly on point with the matter before this
Board. Employees on WSIB, Short Term and Long Term Disability are on paid
leaves of absence while pregnancy leaves are unpaid leaves. For the purposes of
Holiday Ray — this distinction is critical. Further, Arbitrator Slotnick was seized of
an extremely narrow issue in an almost unique fact situation.
23
Generally speaking, there are two components to Holiday entitlement. The first
has to do with payment for the holiday while the other has to do with the time off
for the holiday. I will consider these components separately.
As noted above, Article 24.06 of the Collective Agreement clearly states the
.degree of guidance from the Employment Standards Act. It states:
24.06 The eligibility for and payment of the paid holidays shall be in
accordance with the Employment Standards Act.
Turning first to the ESA environment as if there were no Collective Agreement in
place. Section 24 of the ESA addresses the payment entitlement as follows:
24.(1) An employee's public holiday pay for a given public holiday shall be
equal to,
(a) the total amount of regular wages earned and vacation pay payable to
the employee in the four work weeks before the work week in which the
public holiday occurred, divided by 20; or
(b) if some other manner of calculation is prescribed, the amount
determined using that manner of calculation. 2000, c.41. s.24(1); 2002, c.
18, Sched. J, s. 3 (12).
It is apparent from the above that the ESA at s. 24(1) inserts a formula that
calculates holiday pay based on earnings in the prior four weeks. Accordingly,
someone on an extended leave might be entitled to some Holiday Pay for any
holidays that occurred within the first four weeks of the leave because the
formula includes earnings as far back as four weeks in time. Holidays occurring
beyond the first four weeks of an unpaid leave would result in a zero payment
because the four-week period prior to the holiday would capture no earnings.
Further, after the return to work, if the first holidays occur within the first four
weeks, the four-week period in the formula may capture weeks during the leave
where there were no earnings.
24
As set out above, in s. 24 (1) b of the ESA Holiday Pay might be according to
"some other manner of calculation". In this Collective Agreement the parties have
agreed to some other manner of calculation. It is useful to set out Article 24.04
again. It states:
Holiday pay will be computed on the basis of the number of hours the
employee would otherwise work had there been no holiday, at his/her
regular hourly rate.
Unlike the ESA, this Collective Agreement does not look back to the previous four-
week period. Rather, it considers the number of hours the employee would
otherwise have worked had there been no holiday. During an extended unpaid
leave, there are zero hours being worked during the leave. Therefore, the Holiday
Pay is reduced to zero for any Paid Holidays occurring during the period of the
leave. After the leave is over however, Paid Holiday pay is fully restored because
the Collective Agreement manner of calculation does not look back to the
previous four-week period. As a result, because, during the leave "the number of
hours the employee would otherwise work had there been no holiday" is zero,
there is no Holiday Pay owing to the grievor for the holidays occurring during her
pregnancy leave.
I turn now to the matter of whether the grievor was entitled to lieu time off as a
result of Paid Holidays that occurred during her leave. In cases where the Paid
Holiday occurs during a leave of absence, the ESA is clear. It states:
Employee on leave or lay-off
29 (2.1) If a public holiday falls on a day that would not ordinarily be a
working day for an employee and the employee is on a leave of absence
under section 46 or 48 or on a layoff on that day, the employee is entitled
to public holiday pay for the day but has no entitlement under this Part
with respect to the public holiday,
This section is determinative that there is "no entitlement under this Part with
respect to the public holiday." As a result, the grievor is not entitled to lieu time
off as a result of the Paid Holiday. It should be noted that the words "the
25
employee is entitled to public holiday pay for the day" refers back to the
calculation of Holiday Pay that was set out in section 24. These words are
necessary in the statute and refer to the holiday pay entitlement found in section
24. In some employment settings it could result in a holiday payment based on
the formula that looks back four weeks or perhaps some other agreed manner of
calculation. However, that is not the case in the present instance. As previously
noted, this Collective Agreement calculates Holiday Pay on "the number of hours
the employee would otherwise work had there been no holiday" which, for the
grievor, amounts to zero.
I am buttressed in my view by the fact that the parties specifically addressed
earned benefits that are to continue during pregnancy leave. In Article 25.01(d) it
is said that "vacations will not accrue during any absence exceeding thirty (30)
continuous calendar days with the exception of maternity/parental leave and
short term disability". If the parties intended for Paid Holidays to continue to
accrue during maternity leave they could have made it clear as they did for
vacation entitlement. They did not.
Accordingly, the grievor is not entitled to Holiday Pay or time off for the Paid
Holidays that occurred during her pregnancy leave.
now turn to the Union's alternative argument that the grievor is at least entitled
to have the vacation days she took in March of 2014 returned to her bank. It was
asserted that she took these five days off as a result of being told by the Employer
that she had at her disposal all of the Paid Holidays lieu days that occurred during
her leave. The Union urged that the days should be restored because of this
representation.
The evidence in this regard was not congruent as between the witnesses for
Union and the Employer. It is interesting that in the grievor's evidence in chief she
said that Ms. Armstrong told her that she would not "lose her entitlements." Ms.
Greenham stated that she "wanted to know if she lost stats when on leave — if 1
26
had them when I came back or not and she (Ms. Armstrong) told me 1 would not
lose anything." Ms. Ferguson's evidence was very similar. She testified that the
grievor called her after her discussion with Ms. Armstrong and she was told that
"she would lose no benefits or bank while she was off on maternity leave."
It may very well be that this was the language of that conversation. What is not
clear to me is what was meant by the phrase, "not lose". Did it mean that if the
grievor had any banked Paid Holidays would they still be in her bank when she
returned? That none of her lieu days would be lost? This would have been a
legitimate question given that Article 24.02 states, in part, that "in no event shall
the float day be carried over into the next payroll year" and the grievor had 16
hours of float days banked at the commencement of her pregnancy leave. Or was
the phrase "not lose" meant to convey that she would continue to accumulate
Paid Holidays during her leave? Given the ambiguity of this phrase, I think it is
entirely possible that what Ms. Armstrong said — or meant to say - was not what
Ms. Greenham heard or understood her to say.
I find it interesting that the grievor felt the need to have this conversation again
with the Employer. She called to speak about this matter a second time and spoke
with Ms. Cook. I give little weight to the conversation held between Ms. Cook and
the grievor about Paid Holidays because the discussion began with Ms. Greenham
telling Ms. Cook that Ms. Armstrong had already assured her that she was entitled
continue to accumulate Paid Holidays and so Ms. Cook would have participated in
that conversation accordingly. Further, I accept Ms. Cook's evidence that while
she could not see why the grievor could not use her accumulated Paid Holidays
for a March break vacation, she also said that she had to check with others before
giving a definitive answer because she was relatively new in her position at the
time. However, it is disturbing that this conversation took place in the month
before the grievor's return to work but she did not get a response from Ms. Cook
until April 3, 2014. According to the documents provided it appears that Ms. Cook
knew on January 23, 2014 what the Employer's view of the grievor entitlement to
27
Paid Holiday was but did not convey that information until after the March break
time was taken by the grievor. That delay was unexplained and most unfortunate.
The Employer urged that the grievor knew she was not entitled to accumulate
Paid Holidays because in her time off request she checked off both "vacation" and
"stats" boxes. While I do not think that this fact is — in and of itself -
determinative, I agree that it is odd that if the grievor thought she had a dozen
accumulated Paid Holidays in the bank she would check that vacation time should
be utilized for her time off request.
After considering the inconsistent evidence and the ambiguity of the
conversations held about the grievor's Paid Holiday entitlement and the vacation
request form itself, I am drawn to the conclusion that the Employer did not — as
contended by the Union — make a representation to the grievor that she was
entitled to all of the Paid Holidays that occurred during the course of her
pregnancy leave. Accordingly, the Union's alternative argument fails.
For all of those reasons, the grievance is dismissed.
Dated in Picton, this 11th day of August, 2016.
Felicity D. Briggs
W