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./ ONTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE £ 'ONTARtO
GRIEVANCE COMMISSION DE
SETTLEMENT R GLEMENT
BOARD DES GRIEFS.
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OPSEU# 91E065,91E069,92A372-4,92G$26-34
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
BefOre
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Hyland)
Grievor
· ' - a~d -
The Crown in Right of Ontario
(Ministry of Correctional Services)
Employer
BEFORE J. Roberts Vice-Chairperson
W. Rannachan Member
F. Collict Member
FOR THE 'K. Whitaker
GRIEVOR Counsel
Ryder Whitaker Wright
Barristers & solicitors
FOR THE M. Mously
EMPLOYER Grievance Administration officer
Ministry of Correctional Services
HE~RING October 7 & 12, 1994
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II. THE THREE GRIEVANCES
The three grievances that were the subject of the preliminary objection were presented
to the Board in a package in which they were arranged in descending order, by date. They were
· addressed by counsel in this order, and so it will be convenient for the Board to follow the same
order in describing iheir content.
The first grievance was dated May 20, 1992. In it, the grievor stated, "I grieve that I
have been unjustly penalized financially from a G.S.B. decision from May of 1991 which was
· intended to be in my favour, however it turned against me."
At the hearing, it was indicated by counsel for the Union that if this grievance were heard
on its merits, the argument of the Union would be that one of the factors to be taken into
account in making the grievor whole upon his reinstatement would be to gross-up the payment
of back wages to avoid the unfair tax consequences occasioned by payment of a lump sum. It
was indicated that the payment of a lump sum in a particular taxation year would, in all
likelihood, bump the grievor into a higher tax bracket with a higher marginal tax rate.
The second grievance, was filed on August 28, 1991. In it, the grievor stated, "I grieve
that management of the Toronto jail placed letters and information in my file negative to my
employment."
2
INTERIM AWARD
I. INTRODUCTION
This arbitration arises out of several grievances filed by the grievor, Mr.. Blair Hyland,
subsequent to his reinstatement pursuant to an award issued by the Grievance Settlement Board
in Re: Hyland and Ministry of Correctional Services (May 8, 1991), G.S.B. No. I062/89
(Ratushny). In a preliminary objection in this hearing, counsel for the Employer submitted that
three of the grievances placed before this panel of the Board involved the question whether the
Ministry properly implemented the Ratushny award and should be referred back to the.original
panel, which had remained "seized in the event that there is any difficulty in implementing this
award." Id. at 27. It was 'further submitted by counsel for the Employer that, in any event, the
original 'Ratushny panel was functus officio with respect to two of the these three grievances
because they raised issues that were not raised or argued before the Ratushny panel and so could
not have been the subject of the reservation of jurisdiction by that panel.
For reasons which/bllow, the preliminary objection is allowed, but only upon the first
ground, i.e., that the grievances should be referred back to the Ratushny panel to determine
whether the Ministry properly implemented its award. We decline to make any ruling upon the
issue of functus officio because that, too, would appear to be more appropriately dealt with by
the Ratushny panel.
4
At the hearing, counsel for the Union indicated that this grievance arose out of the
obligation upon theEmployer to place.the grievor in the position that he should have been in had
he never been subjected to the discipline of discharge. Counsel indicated that there remained
in the grievor's file some correspondence regarding the incident leading to the discharge.
Moreover, he said, certain letters of commendation had disappeared from the file and the grievor
wanted them put back.
The third grievance was filed on June 21, 1990. In it, the grievor stated, "I grieve that
the opportunity of applying for all competitions during May 25/89 and.May 25/91 was denied."
Counsel for the Union indicated that this grievance related to the fact that while he was
away from work for two yea[s because of his unjust discharge, the grievor lost ail opportunity .
to apply for transfer and promotion during that two-year period. The grievor was seeking a
remedy for these lost opportunities.
III. REFERRAL BACK TO THE RATUSHNY PANEL
It was common ground between both parties that the above three grievances raised issues
regarding the impiementation of the Ratushn~ award, which reinstated the grievor "with pay
from the date of dismissal and interest" after determining that he had been unjustly discharged.
Counsel for the Employer submitted that because the Ratushny panel expressly stated that it
5
remained seized "in the event that there is any difficulty in implementing this award", these
grievances should be referred back to the original Panel.
Counsel for the Union submitted, on the other hand, that the Grievance Settlement Board
was a single statutory body and as such, there was no legal impediment to bar one panel of'the
Grievance Settlement Board from exercising jurisdiction over implementation issues reserved by
another panel. Moreover, it was submitted, labour relations considerations and the need for
expedition in dealing with the foregoing grievances made it appropriate for this panel to decline
to refer the grievances to the Ratusyny panel and deal with them itself.
In support of this position, counsel for the Union' cited _Re .Angus and Ministry of
Correctional Services (1989), G.S.B. No. 203/84 (Slone). In that case, a new panel of the
Grievance Settlement Board agreed to assert jurisdiction over implementation issues reserved by
another panel. ~. at 6..In that case, however, it was impossible to empanel the previous board
and the only choice left to the parties was either to present the issues to a new panel or agree
that the original vice-chair hear the matter as a single arbitrator. The parties agreed that they
had no objection to the new panel hearing the matter and that the new panel could regard itself
as being in the same position as if it had issued the original award..!_0.
Here, however, the original panel remains available to determine the implementation
issues that were reserved and the parties have not agreed that this panel should hear the matter.
In our view, implementation issues -~ and more particularly, the question whether the panel
6
either expressly or implicitly reserved jurisdiction over particular issues -- are best left to the
original panel if that panel remains available. In our opinion, the best interpreter of an award
is the panel that wrote and issued it. Accordingly, we decline jurisdiction over the grievances
in question and direct that they be referred to the Ratushny panel.
iV. THE OUESTION OF FUNCTUS OFFICIO
In light of the foregoing ruling, it is not necessary for this panel to decide the functus
issue raised by the Ministry to the "gross-up" and "lost opportunity" claims made in grievances
'(I) and (III) above. We would, however, make some preliminary obserafions o'f a strictly obiter
nature.
The submissions of the parties i'egarding the functus issue raised some interesting
questions. Counsel for the Union agreed that it was unlikely that either one of the "grOss-up~
or "lost opportunity" issues was raised or argued before the Ratushny panel. In the submission
of counsel for the Union, this was not a matter for concern so long as the issues Were raised by
the grievor after the compensation and interest negotiations resulting from the original award h~d~
been completed, The issues, it was submitted, remained "live" issues for determination so long
as the original panel did not .turn its mind to them. In this sense, counsel submitted, the work
of the panel had not been completed and remained open for subsequent consideration.
Counsel found support for this unique and intriguing submission in Re Angus, su__p_.~.
7
In that case, the original panel had awarded the remedy of reclassifi6ation in six grievances taken
from a group of one hundred classification grievances that had been filed with the Board. It had
not, however, expressly reserved jurisdiction over any implementation issues arising out of its
disposition of those six grievances. The subsequent panel determined that because the remaining
ninety-four grievances had not been addressed, there was an express reservation of jurisdiction
to continue hearing those grievances. With respect to the. six grievances that had been heard,'
the Board made.the following remarks:
As for the other six, we are of the view that there was an implicit reservation of
jurisdiction. Even though the Brandt panel awarded the remedy of reclassification,
it is obvious from reading the long award that it did not turn its mind to the issues
of retroactivity or interest, both of which would have been logical issues to address.
It simply never got that far. In such a case, it would be harsh and unduly rigid to
suggest that a board cannot be approached to complete what it has started, It would
obviously be different had that board considered the issues and rejected them. The
doctrine of functus officio means that you only get one kick at the can .... Id. at 9.
Because the issues of retroactivity and interest would have been logical issues to address and the
original panel had never gotten far enough to address them, it was concluded that there was an
implicit reservation of jurisdiction.
While we are not called upon to make any determination upon the question whether the
decision in Angus may be extended to create an implicit reservation of jurisdiction over every
"logical" implementation issue left unaddressed in an award, we have some questions regarding
the potential impact of such a broad conclusion. Would it lead to the absence of "closure" in
casals and the advent of inefficient "piecemeal" determinations? Would it absolve counsel from
8
their responsibility to raise alt logical issues, including implementation issues, in a single
proceeding? Would it lead to one party seeking strategic advantage over the other by
intentionally staggering the presentatiOn of such issues? Would it lead to parties seeking to
obtain more than "one kick at the can" by parsing broad issues into several sub-issues and
presenting them one or two at a time, thereby eroding the doctrine of functus officio?
We do not mean to pre-determine the issue. Perhaps the questions that have been posed
may ultimately be found to be easily met. We will await with interest the outcome of any
further proceedings that might be undertaken before the Ratushny panel.
The preliminary objection is sustained and the thr~ grievances in question are referred
to the Ratushny panel.
DATED at London, Ontario, this 22ndday oll)ecemberl994.
~ R.: ~berts, Chairperson
W. S. Rannachan, Union Member
F. T. Collict, Employer Member