HomeMy WebLinkAbout2013-3291.Association.16-09-28 Decision
Crown Employees
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Commission de
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GSB#2013-3291, 2015-1003
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Association of Management, Administrative and
Professional Crown Employees of Ontario
(Association) Association
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The Crown in Right of Ontario
(Treasury Board Secretariat) Employer
BEFORE Nimal Dissanayake Vice-Chair
FOR THE
ASSOCIATION
Marisa Pollock (Counsel)
Ryan Newell (Counsel)
Goldblatt Partners LLP
FOR THE EMPLOYER Stewart McMahon
Treasury Board Secretariat
Labour Practice Group
Counsel
HEARING February 4, 17; March 4, 9; July 11, 2016
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Decision
[1] The Board is seized with two policy disputes relating to the interpretation and
application of the recognition clause, article 1.2 of the collective agreement.
That article is unusually detailed and complex. For purposes of this decision
it suffices to note that one of the exclusions specified therein is “those
employed in HR Ontario including Regional Service Delivery Centres and
Strategic HR units.” (“The HRO exclusion”)
[2] The first dispute (File 2013-3291) claims that the employer violated the
collective agreement when it moved certain individuals, who hitherto had
been included in the bargaining unit, to HRO, and relying on the HRO
exclusion, has treated them as excluded. The parties agreed to defer this
dispute and proceed first with the dispute in file 2015-1003.
[3] In a nut-shell, the dispute in file 2015-1003 is as follows. HRO came into
existence in 2008. At that time, the parties agreed to the HRO exclusion.
That resulted in the exclusion of in excess of one hundred individuals from
the bargaining unit. In 2014 the employer undertook a restructuring of its
human resources function. The Ministry of Government Services (“MGS”)
and HRO were eliminated. The human resources function was now shared
between two newly created ministries, the Ministry of Government and
Consumer Services (“MGCS”), and the Treasury Board Secretariat (“TBS”).
Certain individuals who had been previously excluded under the HRO
exclusion were moved to the TBS. The employer continues to treat those
individuals as excluded from the bargaining unit relying on the HRO exclusion
in the recognition clause, which still continues in the collective agreement.
[4] AMAPCEO takes the position that the individuals in question are no longer
“employed in HR Ontario”. Since HRO no longer exists, no one could be
employed in HRO and there could be no exclusions under the HRO
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exclusion. Any exclusions must be based on the Crown Employees
Collective Bargaining Act or some other exclusion in the recognition clause.
[5] The parties jointly stipulated the following facts:
(1) That during negotiations leading up to the 2014-2018 collective
agreement neither party raised any issue relating to the HRO
exclusion in the recognition clause and there was no discussion
about that exclusion.
(2) That AMAPCEO received the letter of disclosure from the
employer “Re: Establishment of the Treasury Board Secretariat and
the Ministry of Government and Consumer Services”, dated July
14, 2014.
EMPLOYER’S EVIDENCE
[6] As directed by the Board, the employer proceeded first with its evidence. It
called two witnesses, Ms. Janet O’Grady and Ms. Judy Hartman. AMAPCEO
called no evidence. Ms. O’Grady has been employed in the Ontario Public
Service since 1987 in various human resources positions, including the
positions of Director, Employee Health Safety and Wellness, Ministry of
Government and Consumer Services – 2007-2015); and Director, Human
Resource Policy and Planning (Temporary Assignment, TBS -2015- Present)
Ms. Hartman also has been employed in the OPS in a number of
management positions since 1992. In December 2012, she assumed the
position of Director of the Corporate Leadership and Learning Branch at the
Centre of Leadership and Learning, a division of TBS.
[7] Neither of the employer’s two witnesses were involved in the negotiations that
led to the initial inclusion of the HRO exclusion in the 2008 Minutes of
Agreement (“MOA”) or its subsequent inclusion in the 2014-2018 collective
agreement. However, they testified about previous collective agreements and
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the numerous organizational changes that took place over the years since HRO
came into existence as an entity within the organizational structure, and the
impact of the demise of HRO in 2014, with the creation of TBS and MGCS. Ms.
O’Grady testified in great detail over two hearing days about the evolution of the
government organizational structure, particularly as it impacted the human
resources function. She referred to so many documents and organizational
charts, it seemed like a continuous movement of pieces in a massive jigsaw
puzzle. Fortunately, it is not necessary to review that detail. I shall only review
the salient points that came out of her testimony.
[8] From Ms. O’Grady’s testimony it is clear that in the 1980’s the delivery of the
government’s human resources services was largely decentralized, and located
within individual ministries. Only a few HR functions, such as policy and
collective bargaining, were centralized and located in the Ministry of
Government Services. Other services including labour relations, training, payroll
and health and safety were delivered through HR branches within the various
ministries.
[9] The centralized HR services moved from MGS to other ministries as MGS was
replaced by new ministries. By the mid-1990s, MGS was no more, and the
centralized HR services were delivered through a new ministry called
Management Board Secretariat (“MBS”). Ms. O’Grady testified that in March
2005, an initiative called “the HR Service Delivery Transformation Project” was
launched to modernize the government’s approach to HR service delivery. This
included consultations with bargaining agents including AMAPCEO. A report
summarising the results of the project records that “AMAPCEO advocated the
benefits of “centralizing” specialized HR functions”.
[10] The next significant event was the development of a 2005-2008 three year plan
with a new model consisting of three elements for HR service delivery, which
Ms. O’Grady called “the 3 bubbles”, namely, (A) Strategic Ministry HR Services,
(B) Centre for Expertise and (C) Common HR Services. By June 2005 MBS
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was no more, and MGS was back again. Centralized HR Services were again
located in MGS. Ms. O’Grady testified that under this new model, bubble (A)
provided strategic HR support within the MGS. Bubble (B) handled specialist
areas such as labour relations, classification and health and safety. Bubble (C)
provided HR advisory support of a general nature to managers and employees,
with the objective that the advice received was consistent. This new model
envisaged that only the services provided within bubble (A) would remain with
individual ministries, while those in bubbles (B) and (C) would be centralized.
As a result, the HR delivery service component left within individual ministries
became much smaller than it was previously. By May 2007, the changes were
put into place. Four divisions, each with its own Assistant Deputy Minister, were
established under the Centre for Leadership/Human Resources Management of
MGS. The divisions were (1) Centre for Leadership and Learning (2) HR
Management and Corporate Policy (3) Employee Relations (4) HR Service
Delivery.
[11] In July 2008, the four above noted human resources divisions were consolidated
under the umbrella of a unit called “HR Ontario”. This was announced by a
memorandum dated July 9, 2008 from the Deputy Minister for MGS addressed
to all staff. It stated, inter alia:
Within MGS, Angela Coke has been appointed Associate Deputy
Minister for what will be called HR Ontario, a consolidation of the
four Human Resources divisions. The four divisions themselves
will remain unchanged (HR Management & Corporate Policy
Division, Centre for Leadership and Learning, Employee Relations
Division and the HR Service Delivery Division). In addition, the
Modernization Division will be moved into this organization.
[12] Subsequently, more consolidation of HR services within HRO occurred with the
transfer of the services provided by strategic business units to HRO. In the
collective agreement in place at the time, the recognition clause included the
typical exclusion of “persons who exercise managerial functions or who are
employed in a confidential capacity relating to labour relations”. Ms. O’Grady
testified that at this time while all labour relations advisors were excluded from
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the bargaining unit, there was no consistency among ministries in relation to
exclusion of other persons involved in human resources related duties. The
government decided to address that concern. Discussions between AMAPCEO
and the employer took place culminating in the execution on September 10,
2008 of a MOA. Its preamble reads: “Whereas AMAPCEO and the Employer
have engaged in consultations regarding modernizing labour relations in the
Ontario Public Service;”
[13] In section (1) of the MOA, the parties agreed that “the bargaining units should be
reconfigured as follows:” Subsection (1) C recognized AMAPCEO as exclusive
bargaining agent for a bargaining unit described therein. The exclusions were
described as follows:
Save and except persons who exercise managerial functions or
who are employed in a confidential capacity relating to labour
relations, or lawyers and engineers who are employed in their
professional capacity, or those employed in HR Ontario including
Regional Service Delivery Centres and Strategic HR Units, or
persons employed in the Correctional Bargaining Unit or persons
employed at the Ontario Police College, the Ontario Provincial
Police Academy, or under the supervision of the Commissioner of
the OPP or the Chief Firearms Officer for Ontario. (underlining
added)
[14] The execution of this 2008 MOA is fairly described as the genesis of the HRO
exclusion. As a result of the consolidation of HR services under the HRO, the
four Regional HR Service Delivery Centers, including their Recruitment Centres,
which hitherto had been within individual ministries became part of HRO.
Pursuant to the HRO exclusion, individuals who had been previously included in
the bargaining unit within the ministries were excluded from it.
[15] An excerpt from the Annual Report 2009, describes the mission of HRO as
follows:
To ensure the OPS has the right people, in the right place, at the right
time to achieve government priorities and ministry business results by:
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Developing and delivering modern enterprise human
resource strategies, policies, programs and services
that support the OPS as an employer of choice.
Establishing corporate management policies to
ensure an accountable, professional public service
Building OPS transformation capacity and promoting
organizational and service excellence
It describes the composition of HRO as follows:
HR Ontario (HRO) comprises 5 divisions:
Centre for Leadership and Learning
HR Management and Corporate Policy Division
Employee Relations Division
HR Service Delivery Division
Modernization Division
[16] Ms. O’Grady testified that in 2012 further organizational changes were
announced. By memorandum dated October 11, 2012, to all MGS staff, the
MGS Deputy Minister outlined the changes. One of the goals, he stated, was to
bring similar services and functions together, which will help reduce duplication,
simplify processes and offer better services to clients. The changes set out
included the following:
The positions of Associate DM, HROntario, and ADM, Centre for
Organizational Excellence, will be permanently eliminated.
HROntairo will continue as an organization within MGS, and its
ADMs will continue to report directly to me.
With the announcement of Neil Sentance’s retirement, the ADM
position will be eliminated. Green Office staff will join the new
Employee Engagement and Foundation programs Branch in
HROntario in January.
[17] On July 14, 2014, the employer sent a memorandum of disclosure about the
creation of two new ministries, TBS and MGCS. The disclosure delineates the
division of HR services between the two ministries. There is no reference at all
to the HRO in the memorandum, except that it is signed by Mr. Michael
Villenevue, whose title appear as “Director Centre for Employee Relations,
Employee Relations Division, HROntairo, Ministry of Government Services.”
The organizational changes are stated to be effective July 15, 2014. An
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organizational chart dated October 2014 under the heading “Enterprise HR
Community” sets out the components of the TBS and MGCS. The
organizational chart does not depict HRO under either ministry. A subsequent
organizational chart in 2015, also under the title “Enterprise HR Community”,
shows HR function areas reporting to TBS, MGCS, and Ministries. Under it,
Strategic Business Units have a dual reporting, to MGCS as previously, and
also to Ministries. Ms. O’Grady testified that this was the “current”
organizational chart. She testified that following this reorganization, TBS was
responsible for HR policy, while MGCS was responsible for service delivery.
She testified that despite the separation, ie. Three HR divisions going to TBS
and one going to MGCS, all HR divisions continued to work together as before.
There was no significant change in the manner of delivery of HR services, and
the three bubble approach was largely continued.
[18] In cross-examination, Ms. O’Grady reiterated that prior to the creation of HRO,
more HR services were decentralized, but there always were some centralized
functions such as collective bargaining and policy. She agreed that she had no
involvement in the decisions that led to the organizational changes she testified
about, including the creation of the HRO, except that she had a consultative role
in relation to the impact of the changes on her own area, the Centre for
Employee Health Safety and Wellness.
[19] Ms. O’Grady testified that she was unable to speak about consultations that may
have taken place with bargaining agents in relation to the 3 year plan in June
2005, because she had no involvement in that. She agreed that in the
announcement the changes are described as “structural”. Under that plan,
consumer services were carved out and sent to a separate ministry, and MGS
replaced MGCS. The creation of HRO was also announced at that time. She
testified that when HR services were moved into HRO there was no physical
movement of staff. The change was that staff was reporting to a new entity.
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[20] Ms. O’Grady confirmed that she was not involved in any discussions pertaining
to changing the recognition clause in the AMAPCEO collective agreement. She
testified that while some divisions no longer appeared on organizational charts,
the functions largely continued. She confirmed that subsequent to the creation
of the HRO in 2008, organizational changes did not cease. In 2014 a newly
formed cabinet undid the HR structure and created TBS, and MGCS was back
again. The rationale was that the “employer function” would reside in TBS,
while service delivery would be the responsibility of MGCS. She stated that she
had no direct knowledge of the July 14, 2014 disclosure letter to AMAPCEO
announcing the creation of TBS and MGCS. Asked whether she recalled
reading any document announcing that the HRO title is no longer in use or that
HRO is no longer an entity, she replied “no”.
[21] Under questioning, Ms. O’Grady confirmed that following the July 2014
reorganization, the following was true: MGCS had managers who did no HR
duties; AMAPCEO members worked in both TBS and MGCS; TBS was made up
of key functions previously held by other ministries including certain divisions of
MGS and the Ministry of Finance; TBS also included staff from the Ministry of
Economic Development, Employment and Infrastructure; MGCS was made up
of functions previously held by ministries such as MGS and Ministry of
Consumer Services. Ms. O’Grady agreed that in 2008 HRO was formed by
consolidating five HR divisions. Then in 2014 MGS was split up into TBS and
MGCS, and steps were taken to rebrand TBS and MGCS as distinct.
[22] Ms. Judy Hartman, testified that in January 2013, the Employee Engagement
and Foundations Program Branch (“EEFP”) was created. At the time the Centre
for Organizational Excellence (“COE”) was a division of MGS outside HRO, and
included as part of it, the Centre for Employee Engagement and Client
Satisfaction, the Centre for Innovation and Workplace Culture, the Youth and
New Professionals Secretariat (“YNPS”) and the OPS Green Office (“Green
Office”). Most staff from the two first named centres came over to EEFP. Those
positions that did not come over to EEFP went over to the HR Service Delivery
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Division. In addition, a number of positions from the YNPS, as well as all its
staff came over to EEFP. Ms. Hartman testified that at this time COE itself
ceased to exist. Prior to joining EEFP, staff at YNPS had been excluded from
the bargaining unit. However, after joining EEFP all non-management staff was
included in the bargaining units. One position was in the OPSEU unit and the
rest in the AMAPCEO unit.
[23] Ms. Hartman referred to a letter of disclosure to AMAPCEO dated September
26, 2012 from Mr. Michael Villeneuve, Director, Centre for Employee Relations,
Employee Relations Division, HR Ontario, MGS, about the creation of EEFP in
January 2013. It included the following:
As part of the first phase of changes, a new Employee Engagement
and Foundations Program (“EEFP”) Branch in the Centre for
Leadership and Learning will be created effective January 2013 to
streamline culture work being delivered by different program areas
of the ministry. The Ministry of Government Services is responsible
for the development, delivery and oversight of a number of
corporate activities intended to build and promote the OPS as an
employer of choice, and for ensuring the OPS’ corporate values
and behaviours reflect those of the communities we serve. While
this work has continued, it has been delivered through a structure
of separate teams.
The Green Office, along with existing functions responsible for
employee engagement, innovation and spirit, and targeted new
professionals programs, will be merged within the new EEFP
branch. The ministry will be transferring the Green Office functions
and staff to the new EEFP branch effective January 2013.
The transfer of the Green Office will result in reporting relationship
changes for some staff. Details will be disclosed once decisions
are finalized. There will not be any other change in the terms and
working conditions of AMAPCEO-represented staff.
Ms. Hartman commented that by stating that there “will not be any changes in
the terms and working conditions of AMAPCEO represented staff”, the employer
disclosed to AMAPCEO that there would be no change in the exclusions from its
bargaining unit. She testified that the creation of EEFP resulted in a change in
reporting relationships. The management structure changed from two managers
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plus Special Advisor, to one manager. Therefore, all staff now reported to one
manager who reported to her.
[24] In March 2013, EEFP became the Corporate and Leadership Branch. In
October 2013, further organizational changes were implemented, going from
four teams to three, and the Green Office was no more. The letter of disclosure
to AMAPCEO dated September 30, 2013, included the following:
Currently the Branch is comprised of four program-based units, one
of which is the OPS Green Office. As part of the second phase of
structural transformation EEFP completed a review of current
branch structures and functions in an effort to explore opportunities
for greater efficiencies and for the redesign of a more effective,
functionally-based service delivery model to improve client service.
As a result, the four units currently within the Branch will be merged
into three units which will now align with three main functions in
which the Branch specializes: Research and Outreach, Service
Delivery, and Business Intelligence. The Green Office will be
eliminated and the position functions from the Green Office will be
fully integrated with the other functions of the Branch within
HROntario.
The Branch will also change its name to the Corporate Leadership
Branch, which is reflective of the functions for which the Branch
provides leadership across the OPS. As a result of the changes,
the job descriptions for the seven AMAPCEO-represented positions
have been updated to reflect the new structure and integrated
functions of the Branch. Upon evaluation by the Enterprise
Classification Unit (ECU) it has been determined that these
positions are properly within HROntario and therefore excluded
from the bargaining unit and will be reclassified to classifications
falling within the Management Compensation Plan (MCP).
[25] Ms. Hartman confirmed that from October 2013, the Green Office no longer
existed as a team. The staff of the former Green Office went to the Research
and Outreach section and the Business Intelligence Section of the Corporate
Leadership Branch within HRO. She testified that she reviewed and revised the
job descriptions of the positions that came over from the Green Office. As a
result of the revision, the positions were found to be part of HRO, and therefore
excluded from the bargaining unit.
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[26] Ms. Hartman testified that between the reorganization in October 2013, and the
creation of TBS and MGCS in July 2014, two of the three teams in the
Corporate Leadership Branch underwent name changes, but there was no
change in functions. Similarly, following the creation of TBS and MGCS in July
2014 and the transfer of CFLL to TBS, there was no change in the core
functions of the CFLL.
[27] Ms. Hartman testified that following the July 2014 creation of TBS and MGCS,
the HR Service Delivery component went to MGCS, and the other constituent
parts of HRO went to TBS. HRO no longer continued on organizational charts
“as a grouping”. However, she testified that the functions of the constituent
parts of the former HRO did not change. She specifically stated that the fact
that her branch was no longer shown on the organizational chart within a
grouping called HRO did not change the functions of the branch. She stated
that since the creation of TBS and MGCS in July 2014 the name of her branch
changed to Centre for Corporate Leadership and Learning, and there was some
internal reorganization. However, that also did not result in any change in its
functions.
[28] Under cross-examination, Ms. Hartman confirmed her testimony in chief that an
organizational chart is a tool used to communicate to internal and external
parties the work done by various individuals, how that relates to work done by
others, and the link between various positions within the organization. Counsel
referred to the post July 2014 organizational chart, and suggested that the links
between various positions changed as a result of the reorganization. She
replied that the people did not change and that the only change was in who they
reported to. Counsel put to Ms. Hartman that since the organizational chart has
no reference to HRO, it communicates that employees in the Centre for
Corporate Leadership and Learning, which included employees who came over
from HRO, no longer work in HRO. Ms. Hartman agreed that the organizational
chart had the heading “The HR Enterprise Community” rather than “HRO”, but
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added that “what it is called makes no difference”. She testified that there were
still people who refer to “the HR Enterprise Community” as the “HRO”.
[29] In re-direct, Ms. Hartman testified that while the reorganization resulted in
changes in reporting relationships and some changes in the approval protocol,
that had no impact on the responsibilities at the staff level.
SUBMISSIONS
Employer Submissions
[30] Employer counsel submitted that the task of the Board in this dispute is to
interpret the words, “those employed in HR Ontario including Regional Service
Delivery Centres and Strategic HR units”, in the recognition clause. Since the
collective agreement does not set out a definition of “HR Ontario”, and its
meaning is not clearly discernable on the face of the collective agreement, the
Board must interpret the words by applying established principles of collective
agreement interpretation to the facts before it. Counsel referred to the following
excerpt from Brown & Beatty, Canadian Labour Arbitration, at 4:2100:
It has often been stated that the fundamental object in construing
the terms of a collective agreement is to discover the intention of
the parties who agreed to it. As one arbitrator, quoting from
Halsbury’s Laws of England, stated in an early award:
The object of all interpretation of a written instrument
is to discover the intention of the author, the written
declaration of whose mind it is always considered to
be. Consequently, the construction must be as near
to the minds and apparent intention of the parties as
is possible, and as the law will permit.
And further:
But the intention must be gathered from the written
instrument. The function of the Court is to ascertain
what the parties meant by the words they have used;
to declare the meaning of what is written in the
instrument, not of what was intended to have been
written; to give effect to the intention as expressed,
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the expressed meaning being, for the purpose of
interpretation, equivalent to the intention.
A more recent articulation of the proper approach has been as
follows:
The modern Canadian approach to interpreting agreements
(including collective agreements) and legislation is encompassed
by the modern principle of interpretation which, for collective
agreement, is:
In the interpretation of collective agreements, their
words must be read in their entire context, in their
grammatical and ordinary sense, harmoniously with
the scheme of the agreement, its object and the
intention of the parties.
[31] Counsel cited Re AMAPCEO and MGS, 2011-0995 (Dissanayake) where the
Board referred to the above noted excerpt and stated at para. 7:
It follows from the foregoing that there is a presumption that the
parties intend what they have expressed. Where there is no
ambiguity in what the parties have expressed, effect must be given
to that notwithstanding any unfairness or inefficiencies that may
result. A related principle is that in interpreting collective
agreements, it must be presumed that all of the words used are
intended to have some meaning and are not intended to be mere
verbiage without significance. (See generally, Brown Beatty,
Canadian Labour Arbitration, at 4:2000).
He further relied on paragraph 9 of this Board’s decision in Re Amalgamated
Transit Union, Local 1587 and Metrolinx – Go Transit, 2010-2210
(Dissanayake):
Therefore, the Board’s task is to apply the foregoing principles to
ascertain the intention of the parties when they added the words
“as specified in Schedule “A1” and “A2”, or as developed through
the application of Article 9”. In doing so, the language must be
read in its entirety, and must be viewed in its normal and ordinary
sense, unless that leads to an absurdity. Moreover, where there is
no ambiguity in meaning, the language must be given effect to,
regardless of the Board’s opinion on the fairness of the result. The
initial obligation on the Board is to see if meaning could be given to
the expressed language in article 2.1. If that is possible, it must be
assumed that the parties intended what they have agreed to.
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[32] Counsel cited Brown & Beatty (supra) at 4:2250 to the effect, “Where the context
of the agreement or subject matter is sought to be established, extrinsic
evidence may be received for that purpose”. He also relied on the following
excerpt at 4:2300:
In construing collective agreements, arbitrators look to the purpose
of the particular provision in the collective agreement as an aid to
determining the meaning intended by the parties. In this regard,
they have recognized that collective agreements are not negotiated
in a vacuum, but rather are settled in the context of general
industrial relations practices, within a specific negotiating context
and against a vast history of judicial and arbitral jurisprudence
which will affect the parties expectations and understandings. In
the result, arbitrators give effect to this general contextual climate
by requiring clear statements to alter such general expectations.
[33] Finally, counsel brought to the Board’s attention the following statement by the
Ontario Supreme Court in Leitch Gold Mines Ltd. et al. v. Texas Gulf Sulphur
Co. et al [1969] 1 O.R. 409 at p. 524, which was cited with approval in a labour
arbitration context in Re Noranda Metal Industries Ltd, (1983) 440 O.R. (2d) 529
(Ont. C.A.):
Extrinsic evidence may be admitted to disclose a latent ambiguity,
in either the language of the instrument or in its application to the
facts, and also to resolve it, but it is to be noted that the evidence
allowed in to clear up the ambiguity may be more extensive than
that which reveals it. Thus, evidence of relevant surrounding
circumstances can be accepted to ascertain the meaning of the
document and may clarify the meaning by indirectly disclosing the
intention of the parties.
[34] Employer counsel reviewed the detailed testimony of Ms. O’Grady, and pointed
out that from about 1990, the government started a process of centralizing its
human resources functions, and that when reorganizing the structure in order to
achieve this goal various parties, including bargaining agents, were consulted.
He noted particularly that AMAPCEO was in favour of this centralizing initiative.
[35] Counsel referred to a MOU dated March 27, 2007, between the Management
Board of Cabinet and AMAPCEO which included a recognition clause with the
typical exclusion of “persons who exercise managerial functions or who are
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employed in a confidential capacity relating to labour relations”. He contrasted
that clause with the recognition clause in the MOA dated September 10, 2008.
In addition to the “managerial/confidential” exclusions, for the first time it also
excluded “those employed in HR Ontario, including Regional Service Delivery
Centres and Strategic HR units”. Counsel described this HRO exclusion as “an
agreement to exclude anyone involved in the delivery of HR services”, in
addition to those employed in a confidential capacity relating to labour relations.
This new HRO exclusion language was incorporated into the 2012-2014
collective agreement and the new recognition clause was made effective from
October 1, 2013.
[36] Counsel reviewed the evidence relating to organizational changes and name
changes that followed. Then in July 2014, the critical organizational change
occurred. MGS was eliminated. Two new ministries, TBS and MGCS were
created. HR functions were moved to the two new ministries. Counsel
submitted that following this organizational change “HRO no longer existed as
part of the organizational structure”. He stressed that both Ms. O’Grady and Ms.
Hartman testified that following the creation of TBS and MCGS and the
elimination of HRO, there was no change in the way the Centre for Leadership
and Learning or the Corporate Leadership Branch functioned. The only change
was in the reporting relationships and the approval process.
[37] The dispute arose because the HRO exclusion that appeared in the 2012-2014
collective agreement was included in the collective agreement executed on
August 3, 2014. Counsel stated that as of August 3, 2014, HRO had ceased to
exist “in the sense of a consolidation of four divisions”, and was no longer
depicted in organizational charts. AMAPCEO had received disclosure prior to
August 2014 that MGS is dissolved, that TBS and MGCS were created, that
positions in the Employee Relations Division, the Centre for Leadership and
Learning and the HR Policy Division would be transferred to TBS, and that
positions in the HR Service Delivery Division would be transferred to MGCS.
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[38] Counsel stated that it is not known whether or not AMAPCEO was aware at the
time it executed the collective agreement on August 3, 2014, that HRO no
longer existed. AMAPCEO called no evidence in that regard. He invited the
Board to draw an adverse inference against AMAPCEO in the circumstances.
Counsel noted the stipulation by the parties that during negotiations for the
2014-2018 collective agreement there was no reference to or discussion about
the HRO exclusion, or about whether or not HRO continued to exist. However,
he submitted that the evidence indicates that when the HRO exclusion was first
negotiated in 2008, there was an agreement that the typical exclusion language
“persons employed in a confidential capacity relating to labour relations” ought
to be expanded to exclude “anyone engaged in the delivery of HR services”. It
is against that backdrop that the Board must attempt to ascertain what the
parties intended when they continued the HRO exclusion language in the 2014-
2018 collective agreement, although the HRO itself had ceased to exist.
[39] Employer counsel submitted that in circumstances where there is no longer a
HRO, but the HRO exclusion language continues in the collective agreement, it
is appropriate and necessary to resort to extrinsic evidence to ascertain why the
parties did that. He submitted that AMAPCEO’s position that no one is excluded
under the HRO exclusion because no one is employed in HRO, goes against
the cannon of interpretation that requires the Board to presume that all words
and phrases in a collective agreement are intended to have meaning.
AMAPCEO’s interpretation renders the HRO exclusion language in the
collective agreement utterly superfluous. In the words of the Board in Re
AMAPCEO and MGS (supra), it must be presumed that the HRO exclusion
language was “not intended to be mere verbiage without significance”.
[40] Counsel submitted that the only way to give meaning to the HRO exclusion
language in the particular circumstances is to conclude that the parties intended
thereby to “continue the status quo”, which he said, was to exclude anyone
involved in the delivery of HR services. That would result in the exclusion of all
positions within the divisions which had formed part of the former HRO. He
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submitted that accepting AMAPCEO’s position would lead to an absurd
conclusion that without any discussion at all, the parties intended to take away
from the employer the expanded exclusion which was bargained in 2008, and
then was enshrined in later collective agreements.
AMAPCEO Submissions
[41] The submission on behalf of AMAPCEO was divided between Mr. Ryan Newell,
who made submissions based on the evidence, and Ms. Marisa Pollock, who
made the legal submissions. Mr. Newell reviewed the evidence of Ms. O’Grady
and Ms. Hartman. He stated that while much of that evidence is uncontested,
very little of it is of any assistance. Employer counsel on one occasion stated
that after July 2014 HRO did not exist “as an organizational structure”. Later he
stated that it did not exist as “a consolidation of the four divisions”. Mr. Newell
argued that whichever way one looks at it, the point is that after the July 2014
reorganization there was no HRO in existence, and therefore, no one could
possibly be “employed in HRO” to be captured by the HRO exclusion language.
[42] Mr. Newell referred to employer counsel’s submission that when the HRO
exclusion was first negotiated in 2008 the parties intended to exclude “anyone
involved in the delivery of HR services”. Under that interpretation the employer
would be free to unilaterally make organizational changes and exclude
individuals who end up in any future successors to HRO or any of its former
constituent parts, regardless of where they are employed in the OPS. Counsel
submitted that to justify such an interpretation, clear evidence is required on
several fronts. He pointed out that there is no evidence as to what was
discussed during the initial negotiation of the HRO exclusion in 2008. There is
no evidence whatsoever that there was any common understanding that “HRO”
was used as a term of art to refer to anyone involved in the delivery of HR
services, no matter what changes take place in the future in the organizational
structure and the nomenclature used to describe the workplaces they are
located in.
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[43] Mr. Newell submitted that there is also no evidence that in July 2014 AMAPCEO
became aware that HRO had ceased to exist, or that either party was even alive
to the issue. He submitted that the agreement in 2008 was to exclude persons
employed in HRO, and those words are clear. There is no evidence that the
parties intended anything different than what they have stated in the collective
agreement. He argued that the employer counsel’s assertion of a common
understanding that “anyone involved in the delivery of HR services would be
excluded” is nothing more than his assertion. It is not supported by any
evidence.
[44] Counsel submitted that both employer witnesses testified that between 2008
and 2014 there was constant change in the organizational structure and names
of the constituent parts of government. It is very important to keep in mind that
the 2014-2018 collective agreement was concluded in that labour relations
context of constant fluidity and change in the organizational structure. When
seen in that context, it is simply implausible that AMAPCEO would agree to give
the employer complete latitude to define the scope of the bargaining unit by
using its authority to change the organizational structure. That is the necessary
result that flows from the employer’s interpretation.
[45] Mr. Newell stated that the employer attempted to trivialize the organizational
changes in July 2014, as simply a change in reporting relationships and
approval processes. He submitted that to the contrary, the evidence of Ms.
O’Grady was that the abolition of MGS and creation of TBS and MGCS were the
result of a political decision. She testified that TBS was created as a ministry
separate from other ministries to perform particular functions. In the
announcements of the restructuring, it was emphasized that TBS and MGCS
were created to carry out different mandates. The restructuring involved several
ministries. TBS was created out of parts of MGS, the Ministry of Finance and
the Ministry of Economic Development and Trade. MGCS was comprised of
parts of Service Ontario, the Ministry of Consumer Services and MGS. Ms.
O’Grady testified to that effect. The announcement to all MGS staff dated July
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15, 2014 set out the different functions of TBS and MGCS. Thus the
restructuring was of substance and of significant consequences, not a mere
change in reporting relationships and approval processes.
[46] Counsel stated that while AMAPCEO received the July 14, 2014 disclosure
letter, it does not in any way communicate that HRO had ceased to exist. There
is no evidence that such a communication was ever made to AMAPCEO or to
anyone else. In fact, Ms. O’Grady, the employer’s own witness, testified under
cross-examination that even she, as a senior manager, did not recall seeing any
document stating that HRO no longer exists as an entity. Counsel pointed out
that there is no reference whatsoever to “HRO” in the body of the letter of
disclosure to AMAPCEO. The only mention of HRO is in the title of the
signatory to the letter, who is described as “Director, Centre for Employee
Relations, Employee Relations Division, HR Ontario, Ministry of Government
Services”. Counsel argued that this reference to HRO in fact conveys to
AMAPCEO that as of the date of the letter, July 14, 2014, HRO continues to
exist as an organization.
[47] Ms. Pollock stated that while the cannons of interpretation of collective
agreements are well established in applying them it must be kept in mind that
the Board’s jurisdiction is to interpret the language as written by the parties. No
words or concepts not specified in the provision can be inferred, unless there is
compelling evidence that requires the Board to do so. She submitted that there
is no such evidence before the Board. In her view, the only evidence led by the
employer that is useful to the Board in interpreting the relevant language is that
about the context in which it must be interpreted.
[48] Ms. Pollock argued that where fundamental rights are involved, arbitrators have
strictly interpreted collective agreement provisions against the party seeking to
exclude such a right. Reliance was placed on Re Bridgepoint Health, [2003]
119 L.A.C. (4th) 33 (Armstrong). There the employer had moved for dismissal of
a discharge grievance on the grounds that it had not been referred to arbitration
- 21 -
within the time limits in the collective agreement. At paragraph 18, the arbitrator
wrote:
It is my view that a contrary principle of interpretation applies in
these circumstances. One of the core, fundamental principles of
collective bargaining legislation in Ontario – indeed, in all of
Canada – is that there is no right to strike during the operation of a
collective agreement. Instead, the legislature has provided that
disputes under collective agreements shall be decided by final and
binding arbitration, without resort to strikes or lock outs. To be
sure, the right to arbitrate is not absolute and is subject to defeat
under certain circumstances, including, in some cases, the failure
to meet mandatory time limits. But if the right to arbitrate is to be
defeated, without leaving an arbitrator with discretionary power to
relieve against procedural defects, the collective agreement
provision defeating that right must, in my view, permit no other
conclusion.
[49] Counsel relied on Re Queen’s University, [1987] 6 C.L.A.S. 118 (Saltman) as
illustrative of the arbitral approach specifically with respect to exclusions from
the bargaining unit. At para 23 the majority wrote:
In the absence of a reliable past practice or evidence of negotiating
history, the collective agreement must be interpreted on its face.
On its face, the agreement provides that employees whose salary
is “paid primarily from research grants” will be excluded from the
bargaining unit. The Employer takes the position that the term
“research grants” ought to be interpreted to mean all research
funds, including monies received from recovery accounts, whereas
the Union takes the position that the term ought to be narrowly
construed to cover monies received from research grants only. In
our view, as the term “research grants” is used to describe an
exclusion from the bargaining unit, it ought to be strictly construed:
see Halsbury’s Laws of England, 4th ed., Vol 44, para. 882, p. 538.
[50] Ms. Pollock took the primary position that there is no ambiguity in the words
“those employed in HR Ontario including Regional Service Delivery Centres and
Strategic HR units”. However, if the Board finds that the language is not clear, it
must be strictly interpreted against the employer who is seeking to exclude
employees from the bargaining unit, thereby denying them the benefits and
protections under the collective agreement. They would be denied the right to
collective bargaining.
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[51] Counsel urged the Board not to depart from the literal meaning of the parties’
language by inferring language not found in the agreement. The Board was
urged to use its expert knowledge of how parties negotiate exclusions from the
bargaining unit. Re Columbia Forest Products (MacDowell) unreported award
dated January 27, 2009 was cited as an example of arbitrators doing that.
There the policy grievance concerned the calculation of overtime when an
employee is off work on vacation for part of the week in which overtime is
claimed. The collective agreement provided that time off due to holidays shall
be considered as time worked in computing overtime hours in excess of 40
hours. The union argued that the word “holidays” in the provision should be
read elastically so as to include “vacation days off”, and not just the various
holidays set out in the collective agreement. The arbitrator took into account the
context in which the negotiations took place and dismissed the grievance,
stating at pp. 29-30 as follows:
In my view, under this collective agreement, a “vacation” is not
subsumed under the term “holiday”, they are different notions and
constructs; and if the parties had intended vacations to be included
in Article 11.04(a) they would have said so specifically. Put it
differently, I do not think the colloquial meaning of the word
“holiday”, which might include “vacations”, is what was meant when
the word “holidays” was inserted in Article 11.04(a). What the
parties meant by the word “holidays”, was the holidays per Article
7 of the Agreement, and not vacations per Article 6.
Finally, while I reject the Company’s suggestion that the Union’s
proposed interpretation of the agreement is either “absurd” or
“unworkable”, I think that it is mildly unlikely that, in the context of
economic crisis and concession bargaining, the parties would have
agreed to a formula that substantially and quite artificially increases
the Employer’s likelihood of paying overtime premiums, based upon
large periods of vacation time off (as many as 35 or 40 days for
some long service employees) – at least without saying so
specifically.
[52] Counsel urged the Board to follow a similar approach by recognizing that a
union is unlikely to grant an employer the unfettered ability to restrict the scope
of the bargaining unit as it deems fit, by changing the organizational structure.
- 23 -
In the absence of compelling evidence, the Board should not infer that any union
would do that.
[53] Ms. Pollock noted that the employer has explicitly stated that it was not raising
an estoppel argument. Yet, it seeks a result similar to estoppel by asserting that
AMAPCEO was aware when the 2014-2018 collective agreement was signed,
that HRO was no longer in existence. An estoppel would generally last only for
the term of the collective agreement. If the employer’s position is upheld, as
long as the HRO exclusion is in collective agreement, the employer would be
able to control the scope of the bargaining unit by changing the organizational
structure. Intention to create such an unusual result should not be inferred in
the absence of compelling evidence. Reliance was placed on Re Stock
Transportation, 2008 CanLII 87662, (Johnston).
[54] Counsel pointed out that where the parties intended to include or exclude
“similar” positions from the bargaining unit, they have indicated that by including
generic language. Thus, in the same MOA concluded in 2008, which first
inserted the HRO exclusion, at para.1(c), they set out a recognition clause
naming a number of specific classifications which fall within the bargaining unit.
However, at the end of the provision they have used generic language, “and all
employees in any newly established classification that is subsequently agreed,
or determined by the OLRB, to be materially similar to a classification in the
unit”. Counsel submitted that if the parties intended to exclude persons
employed in HRO as well as “anyone involved in the delivery of HR services” as
employer counsel suggests, they would have used some similar generic
language to indicate that intention.
EMPLOYER Reply Submissions
[55] Employer counsel took issue with AMAPCEO’s contention that there is no
evidence of any common understanding about the meaning of “persons
employed in HRO”. He submitted that it ignores the extensive evidence relating
to the history leading up to the execution of the 2008 MOA. The evidence was
- 24 -
that the employer defined HRO as a consolidation of the four divisions, and that
later a fifth division was added. The union called no evidence that it had a
different understanding of what HRO means. Therefore, the Board can fairly
infer that “there was a common understanding that it meant the consolidation of
the four divisions and the Regional Strategic Delivery Centres and the remnants
of the old HR branches in various ministries”. In other words, they were
excluding “anyone engaged in delivery of HR services”.
[56] Counsel reiterated that the term “HRO” was used by the parties as a label to
refer to persons delivering HR services, and not as a reference to a legal entity.
He agreed that where the organization is not static, there is potential for
disputes. However, it does not mean that the employer’s interpretation, if
accepted, would give the employer unfettered power to decide who would be
excluded from the bargaining unit. He pointed to AMAPCEO’s first grievance
which was deferred on agreement, as an example of AMAPCEO challenging the
employer’s ability to move individuals and exclude them under the HRO
exclusion.
[57] Employer counsel submitted that there are only two possibilities as to why the
HRO exclusion was continued when the HRO itself had ceased to exist. The
first is that AMAPCEO was fully aware at the time the 2014-2018 collective
agreement was negotiated that HRO did not exist, and that there would be
consequences flowing from that, but decided to “lay in the weeds”. The second
possibility is that at the time the parties were not alive to the implications of
leaving the HRO exclusion in the collective agreement at a time when HRO itself
did not exist. He submitted that he was not suggesting the first possibility. The
second scenario is what probably happened, he submitted. He submitted that in
those circumstances, the Board is required to give some meaning to the HRO
exclusion language, which still forms part of the recognition clause. He
submitted that the Board should conclude that the parties must have intended
that the “status quo” would continue, namely, all employees who had been
excluded under the HRO exclusion would continue to be excluded.
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[58] Counsel distinguished the decision in Re Simcoe Muskoka District Health Unit
(supra) on the grounds that there the position explicitly excluded, namely
“program manager”, had not ceased to exist, whereas here HRO no longer
exists. He submitted that Re Fairhaven Home for Senior Citizens, (1992) 25
L.A.C. (4th) 345 (Knopf) is more relevant to the present dispute before the
Board. In that case the scope clause excluded from a nursing bargaining unit,
“the Director of Nursing and persons above the rank of Director of Nursing”.
The material facts and the issue for determination is set out at paragraphs 15
and 16:
15. That brings us to the case at hand. The determining facts are
simple. At the time of certification, O.N.A. sought to exclude the
position of the director of nursing and those above that rank. A
certificate was issued on that basis. In the 1980s the director of
nursing was the direct supervisor of nurses and herself performed
several nursing functions, such as filling in for staff nurses on shifts
and attending on doctors’ rounds. With the growth of the home
over the 1980s and increased demands on administration and
nursing staff, the home responded to these needs by creating two
positions of assistant director of nursing. The evidence shows that
these assistant directors of nursing became the first-line
supervisors of the nurses, performed little, if any, direct nursing
care and reported in turn to the director of nursing.
16 The question for this board thus becomes whether the parties’
collective agreement excludes or includes the position of assistant
director of nursing from the bargaining unit. The case is factually
unique from the ones cited to us. No other case deals with the
position that the union admits to be managerial in a labour relations
sense and which would be excluded from the bargaining unit by the
Ontario labour Relations Board at the time of certification because
of a conflict of interest with the rest of the bargaining unit arising out
of the collective bargaining responsibilities on behalf management
and the disciplinary and evaluative responsibilities over what could
be fellow bargaining unit members.
[59] Following a review of the judgement of the Divisional Court in Re Miller and
Algoma Steelworkers Credit Union Ltd. (1974), 53 D.L.R. (3f) 669, arbitrator
Knopf wrote at para. 16 as follows:
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Two important principles emerge from this case. First, the
arbitration board considering a scope clause is not to be governed
by questions of whether or not the incumbents are “employees”
within the meaning of the Labour Relations Act. Indeed, some
collective agreements do accept managerial employees within their
units. But secondly, and more importantly, boards of arbitration are
told to look at the positions and not merely the titles of the positions
to determine whether or not they fall within the exclusions from the
bargaining unit.
[60] Employer counsel stressed the second principle, that is, arbitrators should look
at the positions themselves and not merely at titles. He urged the Board also to
not simply look at the title “HRO”, but focus on the functions performed by the
individuals. He cited the observation by arbitrator Knopf at para.19, that “It is
the essence and the functions of the positions that boards of arbitration should
look at, and not what titles management has decided to apply to the positions”.
AMAPCEO Re-Reply
[61] Ms. Pollock noted that in Re Fairhaven (supra), the position of Director of
Nursing had been excluded on the basis of the exercise of managerial functions.
The issue was whether a newly created position with a different title, but
performing duties substantially similar to duties of the Director of Nursing, would
also be excluded from the unit. In those circumstances, the arbitrator looked not
at the title, but the duties of the new position. The arbitrator was able to
conclude that the parties intended to exclude those exercising management
functions when they excluded the Director of Nursing and those above.
Therefore, she looked at the duties of the new positions, and concluded that
they also exercised management authority, and therefore were also excluded
from the bargaining unit. In contrast, the HRO exclusion is not based on
performance of managerial or confidential duties. It was in addition to the
“managerial and confidential” exclusion, which also was part of the recognition
clause. The HRO exclusion was based on where individuals are employed, and
not dependent on duties they performed. Therefore the reasoning in Re
Fairhaven does not apply here.
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[62] DECISION
In this proceeding the employer took the position that there was a patent
ambiguity in the language to be interpreted. AMAPCEO’s primary position was
that there was no ambiguity in the language. Nevertheless, AMAPCEO counsel
did not object to the use of the extrinsic evidence led by the employer. In fact,
AMAPCEO referred to and relied upon that same evidence during submissions.
In the circumstances, it is not necessary for me to decide whether or not there
was a patent or even latent ambiguity in the language. I have used extrinsic
evidence to the extent it aids in the task the Board has. This is a case where
“the facts” as presented through the witnesses called by the employer, and
contained in the exhibits filed are not in dispute in any significant way. The task
of the Board is to construe the language of the collective agreement as it is
found, giving the words and phrases their plain and ordinary meaning. That is
the fundamental rule which an arbitrator must follow, unless there is compelling
evidence that leads to a conclusion that the parties intended something different
than what the plain meaning of the words convey. The whole exercise is to
discover the intention of the parties when they used the words that appear in the
collective agreement.
[63] AMAPCEO argues that there is nothing ambiguous about the language “those
employed in HRO”. If a person is employed in HRO he or she is excluded. It
follows that a person who is not employed in HRO is not excluded under the
HRO exclusion. From July 2014 HRO itself did not exist. Therefore, no one
could possibly be employed in HRO after that.
[64] The foregoing argument is very logical if the HRO exclusion language is read
literally. However, as employer counsel correctly asserted, collective agreement
language is not to be read in isolation. As stated in Brown & Beatty (see supra
para.30), “In the interpretation of collective agreements, their words must be
read in their entire context, in their grammatical and ordinary sense,
harmoniously with the scheme of the agreement, its object and the intention of
the parties.” Therefore, the Board must consider whether the entire context, the
- 28 -
scheme of the agreement, and its object, would cause it to read the HRO
language differently to indicate something other than what it conveys when read
literally. (See the recent decision of this Board in Re AMAPCEO and TBS, 2015-
1394 (Dissanayake) as an example of the Board refusing to read particular
words in the collective agreement in isolation.
[65] The “context” that caused the Board in Re AMAPCEO and TBS (supra) to
depart from the literal meaning came from other provisions of the agreement
which it found revealed a different intention. In the present case there are no
other provisions in the collective agreement that could possibly shed any light on
the intention of the parties. Neither party suggested otherwise. The “context”
the employer relies on comes from the “extrinsic evidence” adduced through its
two witnesses. Counsel argued that both witnesses testified that they
understood “HRO” to mean “a consolidation of the four divisions”, and that the
HRO exclusion meant that “anyone involved in the delivery of HR services
would be excluded”. He pointed out that AMAPCEO did not call any evidence to
the effect that it had a different understanding. On that basis, the Board was
asked to draw an adverse inference that AMAPCEO also had the same
understanding as employer representatives did.
[66] With respect, that reasoning is fundamentally flawed. In interpreting the
collective agreement the Board’s task is to discover what the two parties
intended the words to mean at the time those words were negotiated and
agreed to. Employer counsel asserted repeatedly that when the HRO exclusion
was agreed to in 2008 the parties intended to exclude anyone involved in the
delivery of HR Services, and that by including the HRO exclusion in the 2014-
2018 collective agreement, the parties intended to continue the “status quo”.
However, there is no evidence to support those assertions. Ms. O’Grady and
Ms. Hartman candidly admitted that they had no involvement in the negotiations
that led to the addition of the HRO exclusion in the 2008 MOA, its subsequent
incorporation in the 2012-2014 collective agreement or the negotiation of the
2014-2018 collective agreement. No one involved in any of those negotiations
- 29 -
testified from either party. The Board also had no relevant documentary
evidence, such as bargaining proposals, notes or minutes on discussions that
took place during negotiations that led to the insertion of the HRO exclusion in
2008. The testimony of the two employer witnesses was only about what they,
as managers, understood the HRO exclusion language in the collective
agreement meant. This evidence, however, is not helpful and is not relevant, in
discovering what the parties intended at the time the language was negotiated.
[67] The employer’s evidence was about the historical context leading up to the 2008
negotiation of the HRO exclusion language. The thrust of it is to the effect that it
was negotiated in a climate of a policy decision by the employer to centralize HR
services, which had previously been largely decentralized within the various
ministries. The goal was to ensure consistency and therefore, more efficient HR
services across the OPS. That policy was supported by bargaining agents
including AMAPCEO. The evidence was also that despite the constant
organizational changes and changes in names, the HR functions of the divisions
and branches did not change.
[68] Employer counsel submitted that the Board should conclude that “employed in
HRO” is not a reference to a legal entity but to a group of people performing
duties related to delivery of HR Services. He urged the Board to have regard to
the purpose of the provision and the extensive extrinsic evidence tendered
through the two management witnesses. He relied on case law as supporting
the proposition that the Board should not focus on the label or title of ‘HRO”, but
should instead look at the functions of the persons who were excluded under the
HRO exclusion.
[69] As already noted, the extrinsic evidence is not useful to the extent that it in no
way speaks to the intention, - a common understanding – of the parties when
they agreed to the HRO exclusion language. As for the purpose of the HRO
exclusion, it can reasonably be inferred from the evidence that there was
agreement that the typical exclusion of “persons employed in a confidential
- 30 -
capacity in relation to labour relations” must be expanded. That typical
“confidential” exclusion had been in the scope clause of collective agreements
prior to the first appearance of the HRO exclusion language and continued
thereafter. The HRO exclusion did not replace the “confidential” exclusion, but
was in addition to it.
[70] In crafting language to expand the exclusions, however, the parties did not
proceed on the basis of duties or functions. Instead, they chose language
based on where persons are employed. In the absence of any evidence, one
can only speculate why they proceeded in that manner. However, it is clear that
in the organizational structure, the HRO was a distinct unit with its own
management and employees. The HRO was clearly depicted in organizational
charts as a separate entity with its own “box” showing who formed part of it, and
the chain of command up to the senior management. There was an identifiable
group of individuals who were “employed in HRO”. The evidence is that those
individuals included some who had been in the AMAPCEO and OPSEU
bargaining units. Therefore, presumably those union members who had not
been excluded pursuant to the “confidential exclusion” based on their job
functions were nevertheless excluded because they were “employed in HRO”.
With the advent of the HRO exclusion, they were excluded regardless of their
job functions, because they were “employed in the HRO”. It may well be that
the agreement was motivated by administrative convenience. That is, rather
than scrutinize the duties and responsibilities of each individual working in HRO,
to exclude everyone employed in HRO, whether or not they would be excluded
under any other exclusionary language in the recognition clause. As noted, we
have no evidence at all as to why the parties chose the particular HRO
exclusion language.
[71] The employer’s interpretation is very broad. It contends that the intention of the
HRO exclusion in the current collective agreement is to exclude anyone involved
in the delivery of HR Services. Such an interpretation has significant
implications. If the employer is correct, every person who is involved in the
- 31 -
delivery of HR services to any degree, and in any manner, would be excluded
no matter where the person is working at any given time. After the dissolution of
the HRO, the reference to “HRO” in the language, as well the words “employed
in” would be rendered redundant because it does not matter where the person is
employed in. What matters is job functions. It would change the exclusion from
one based on work location to one based on job functions, namely “involvement
in delivery of HR services.”
[72] The phrase “anyone involved in the delivery of HR services”, or words to that
effect are not found anywhere in the collective agreement. There is no evidence
whatsoever that there was any discussion, leave alone agreement, that the
language would have such meaning. Employer counsel was advancing that
interpretation based on testimony of two managers as to what they understood
the exclusion to mean after it appeared in the collective agreement. As noted,
that could not, and has nothing to do with, the intention of the parties at the time
the language was negotiated.
[73] In Re. Muskoka District Health Unit, (2009)100 C.L.A.S. 149 ( MacDowell ) at
para.38, the arbitrator wrote “… Where it is said that the words mean something
different than what they seem to mean on the surface … then we think that it is
legitimate to ask whether there is anything in the context (the other words in the
agreement, the bargaining history, the past practice etc.) which indicates that
this is what the parties “must have intended”, even if they have not said so
explicitly.” In the instant case, I have not been directed to any other provision of
the collective agreement indicating that the parties did not mean what the words
say. Indeed, employer counsel did not assert that there was any such provision.
Any evidence of negotiation history, to be of assistance and relevance in the
interpretation, must shed light on what the parties intended at the time the words
at issue were negotiated. There is no such evidence, viva voce or documentary,
before the Board. Similarly, there is no evidence of any past practice relevant to
the intention of the parties when they added the HRO exclusion.
- 32 -
[74] Employer counsel’s reliance on a “functional approach” would be appropriate
where, as in the cases he cited, the exclusion at issue was based on duties and
responsibilities of the individuals. In Simcoe Muskoka District Health Unit
(supra) at para. 248, the Board wrote:
Given the history of the clause, and the way in which it is framed, it
seems to us that it is very difficult to notionally “read in”, by
inference, an additional unmentioned lower level classification,
based upon some synthetic or constructive agreement of the
parties, for which there is no evidence, and which is, intrinsically,
very unlikely. Not to put too fine a point on it: in the absence of any
evidence that additional excluded classifications were ever within
the parties’ contemplation, and in the absence of any determination
that they are “managerial” in a statutory sense, and in the shadow
of Article 9.02 of the Agreement which discourages “inferences”, it
is simply not plausible to read Article 2 as if it contained the phrase
“… or such other equivalent or similar classifications as the
Employer may unilaterally choose to create from time to time,
below the level of program manager”.
Similarly here, it is not plausible to notionally read the recognition clause as if it
contained the phrase “and anyone involved in the delivery of HR Services
wherever in the OPS they may be working in”.
[75] In Re Simcoe Muskoka (supra), at least there was evidence that the Program
Manager exclusion perimeter was based on the exercise of managerial
functions. The employer sought to exclude the new supervisor positions on the
basis that they also had similar managerial duties. In the present case there is
no evidence that the HRO exclusion language was based on an agreement to
exclude anyone involved in the delivery of HR services, as the employer
asserts. Indeed, the evidence is that even after HR services were centralized
within HRO, some HR functions, albeit a small portion, remained outside HRO,
including in various ministries. The HRO exclusion would not have excluded
anyone who at the time was “involved in the delivery of HR services”, but was
not employed in the HRO. It is logical that when the parties crafted the
language “employed in the HRO”, they would not have expected any staff other
than those working in HRO would be excluded under that language. There is no
- 33 -
evidence that anyone employed outside HRO was ever excluded under the
HRO exclusion. On the flip side, those employed in HRO would be excluded
whether or not they were employed in a confidential capacity relating to labour
relations or were involved in the delivery of HR services. That would not have
been the test. The test in the language is, is the person employed in the HRO.
In short, it is not appropriate to interpret the exclusionary language on an
analysis of functions, when the exclusion itself is stated to be based on where
persons are employed, and there is no evidence to indicate that the parties
intended anything different than what the words say. To do so would be to
amend or add to the recognition clause, which the Board is not empowered to
do.
[76] Employer counsel submitted that the Board “must give some meaning” to the
HRO exclusion language still found in the collective agreement, and that it would
be contrary to established cannons of interpretation to treat that language as
mere verbiage without significance. While the presumption is that all words in a
collective agreement are intended to have meaning, here the Board is faced
with a most unique situation where the words refer to “persons employed in
HRO”, but there is no HRO in existence. In the circumstances, the Board must
still determine the probable intention or reason why the language was
continued.
[77] AMAPCEO was notified about the creation of two new ministries and the
transfer of component parts of HRO to the two new ministries. However, there
is no evidence that there was an announcement to AMAPCEO, to staff or even
to management that HRO had ceased to exist, although it was explicitly
disclosed that MGS was no more. While HRO no longer was depicted in the
organizational chart, the Director who signed the letter of disclosure to
AMAPCEO had “HRO” as part of his position title. Even assuming, however,
that both parties were aware at the time the current collective agreement was
executed that HRO had ceased to exist, it is an unreasonable leap to infer from
that knowledge, that the parties, without any discussion, reached a common
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understanding that the HRO exclusion language should be continued and that it
would henceforth mean “anyone involved in the delivery of HR services”.
[78] One possibility is that the parties, at least AMAPCEO, did not consider it
important that the reference to HRO be deleted from the 2014-2018 collective
agreement, because the presence of the HRO exclusion in the clause would no
longer have any practical effect on anyone, since HRO itself did not exist
anymore. The other possibility, the one that necessarily flows from the
employer’s interpretation, is that AMAPCEO and the employer decided to
continue with the HRO exclusion language on the common understanding that,
since HRO was gone, anyone engaged in the delivery of HR services would
now be excluded under the HRO exclusion, regardless of where they work. The
parties have stipulated that during the negotiation of the 2014-2018 collective
agreement, there was no discussion at all about the HRO exclusion or the
recognition clause. It is simply not plausible that with no discussion whatsoever,
the parties would come to a silent understanding that since the HRO had been
dissolved, any individual involved in the delivery of HR services would be
excluded wherever they end up working as the organizational structure is
changed from time to time in the future by the employer’s exercise of its
management rights.
[79] Employer counsel argued that it would be absurd to think that the employer,
without any discussion, would give up the expansion to exclusions it had
obtained when it negotiated the HRO exclusion in 2008. While that argument
makes sense, AMAPCEO’s opposite submission also makes equal sense. As
AMAPCEO counsel argued, it is not conceivable that with no discussion
whatsoever, AMAPCEO would confer on the employer the ability to unilaterally
control exclusions from the bargaining unit through reorganizations of the
workplace. It is indeed very strange that neither party raised the issue of what
happens with the HRO exclusion during the negotiations, because at least the
employer would have been clearly aware that the HRO itself was no more.
However, that is the reality, we are faced with. The Board, nevertheless is
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required to ascertain the intention of the parties, without the aid of any extrinsic
evidence relating to discussions at the bargaining table.
[80]This has been an unusual case and the task of the Board was not easy.
However, in all of the circumstances, the Board is persuaded that there is simply
no evidence, explicit or implicit from the context, that could reasonably lead to a
conclusion that there was a consensus or a common understanding between
the parties that in the current collective agreement the HRO exclusion language
would mean something other than what the words say plainly and literally.
Those words have meaning. They convey that persons to be excluded under it
are “those employed in HR Ontario including Regional Service Delivery Centres
and Strategic HR units”. As long as that exclusion remains in the Collective
Agreement, and there is no HR Ontario, it will be of no practical effect. Any
exclusions from the bargaining unit would have to be under some other
provision in the collective agreement or statute, unless and until the parties
address through negotiation, what appears to be an anomalous situation.
[81]As a result of the foregoing conclusion, the dispute filed by AMAPCEO is
upheld. I remain seized with the dispute in GSB file No. 2013-3291.
Dated at Toronto, Ontario this 28th day of September 2016.
Nimal Dissanayake, Vice Chair