HomeMy WebLinkAbout1992-3364.Claydon&Tate.94-01-10
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ONTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE L'ONTARIO
1111 G~IEVANCE COMMISSION DE
.
.. ,. SETTLEMENT REGLEMENT
.,. BOARD DES GRIEFS
180, DUNDAS STREET WEST SUITE 2100, TQRQNTQ, QNTARIQ M5G lZ8 TELEPHONE/TELEPHONE '(416) 326-1388
180, RUE DUNDAS QUEST BUREAU 2700 TORQNTo. (ONT4.RIO) M5G 7Z8 FACSIMILE ITELECOPIE (416) 326-1396
3364/92
IN THE MATTER OF AN ARBITRATION
Under
r THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Claydon/Tate)
Grievor
- and -
The Crown in Right of ontario
(Ministry of Revenue)
Employer
BEFORE H Finley Vice-Chairperson
W Rannachan Member
J Miles Member
FOR THE M McKinnon
GRIEVOR Counsel
Ryder, Whitaker, Wright
Barristers & Solicitors
FOR THE P Young
EMPLOYER Counsel
Filion, Wakely & Thorup
Barristers & Solicitors
HEARING August 5, 1993
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GSB 3364/92
D E C I S I o N
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The Grievors, Mr Jim Claydon and Mr Paul Tate, are Senior
Property Assessors (PA4s) ~ssigned to Schedule A They work in
the Assessment Department of the Ministry of Finance at its
ottawa location which is one of 32 provincial Assessment Offices
There are approximately 1,000 Pr~perty Assessors working out of
these offices of which about 200 are PA4s According to the
Employer, this group of employees has been assigned to Schedule A
for at least 12 years According to the Union, their work is
normally confined to regular office hours and is within the
office, although they do testify at Assessment Review Board and
Ontario Municipal Board hearings as required and participate in
in-house Open Houses annually and off-site Open Hou~es every 3 or
4 years These are scheduled to run into the evening It was
the overtime at the off-site Open Houses in the latter part of
1992 that triggered the grievances
During the opeQ-house period, employees worked from 1200 to \
2000 hours at the Open Houses and were given the option of
working 0800 to 1200 hours as weIr (a 12 hour day) for the 3 to 4
\ week period Most elected to work the 12 hour day so they could
check the sites to confi~m assessments ~n properties about which
they had received queries on the previous day Under Schedule A,
the Grievors could take the extra hours they had worked as
straight lieu time somet ime before Ma~~h 31, 1993 and they didl
so However, they concluded in December, 1992 that if they were
in Schedule 3 J they could receive overtime under Article
7, that ,
compensation I lieu
13, that is, time and a half, as either or
time
The Grievors contend that they are "improperly placed in
Schedule "A" Ii with respect to their hours of work and ask that
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they be "reslotted" into Schedule 3 7, the same schedule to which
the clerical staff in their division are assigned Further, they
seek compensation for the overtime they claim they worked at Open
Houses in November and December, 1~92 at time and a half with the
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option of either compensation or time off, rather than at
straight time, the rate at which they were compensated
Articles 7, Appendix 3, Schedule A, and Article 13 of the
Collective Agreement are relevant and these follow
ARTICLE 7 - HOURS OF WORK
7 1 SCHEDULE 3 AND 3 7
The normal hours of work for employees on
these schedules shall be thirty-six and one-
quarter (36-1/4) hours per week and seven and
one-quarter (7-1/4) hours per day
7 2 SCHEDULE 4 AND 4 7
The norma.l hours of wor.k for employees on
these schedules shall be forty (40) hours per
week and eight ( 8 ) hours per day !
7 3 SCHEDULE 6 I
Th,e normal hours of work for employees on I
this schedule shall be a minimum of thirty-
six and one-quarter (36-1/4) hours per week
7 4 SCHEDULE A
Averaging of Hours of Work - see .Appendix 3
attached
7 5 Where the Employer adjusts the number of
hours per week on a schedule, the employee" s
weekly salary based on his basic hourly' rate
shall be adjusted accordingly The
adjustment will be discussed with the Union
prior to such adjustment being made
7 6 Where the Employer intends to transfer
employees or an employee from one schedule to
another schedule, the Employer will discuss
the transfer with the Union ~ . to such
prlor
transfer When the transfer occurs, the
employee's weekly salary based on his basic
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hourly rate shall be adjusted accordingly
-/ APPENDIX 3 SCHEDULE A
AVERAGING OF HOURS OF WORK
The number of hours of work per week prescribed shall be
{
computed as a weekly average over one ( 1 ) year, where the
duties of a civil servant require
- that he work more than the number of hours per
week prescribed at regularly recurring time s of
the year, or
- that the number of hours per week be norma lly
irregular
Averaging Period
The averaging period for each class and/or position
- will conform to the twelve (12 ) month calendar
period which reflects the work cycle of that class
and/or position, and
- will be reported to the bargaining agent
Prorating
Per iodsof employment of less than twelve (12) months
in an averaging period (e g , due to appointment,
transfer, separation, etc ) will be prorated
Hours Per Averaging Period
The hours of work required shall correspond to a
thirty-six and one-quarter (36-1/4) hour week or a
forty ( 40) hour week averaged over the twelve (12)
month calendar period
Changes to Hours P~r Averaging Period
If at any time, a ministry requires a d i f fer.ent hours
base for a class or for a position within a class
(e g , equivalent of forty ( 40) hours per week instead
of thirty-six and one-quarter (36-1/4) hours per week),
the ministry must
- alter the affected employees' salaries
proportionately, and
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- -- notify the Employee Relatiol)s Branch, Management
Board Secretariat, and the Union of any 'such J
chang,es
Record of Hours Worked
A :r:e~ord will be maintained for each employee affected
showing a running total of hours worked /
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- on his regular working days, and
- durirtg the av~raging period
Excessive Buildup of Hours Worked
When an employee's buildup of hourp worked is b~coming
excess i ve,. he
- may be required to take time off on an hour-for-
hour basis, in order to bring his hour s
accumulation into line with the hours requirement
for the averaging period, and
"- - will be given reasonable notice, where
circumstances permit, of any such time of(f
Calculation of Hourly Rate
,
In all cases, the basic hourly rate of pay for
employees on averaging is to be determined by dividing
the weekly rate of the class by thirty-six and I one-
quarter (36-1/4) or forty (40 ) as applicable, unless
the basic hoqrly r~te o~ pay already exists
Hours Worked Over Annual Requirement
At: the r end of the averaging per io-d, any excess hours
standing to the employee's credi t over and above~ the
annual hours r e qui r' e men t will be c;onsidered as
overtime
Normally; the employee shall be paid for his overtime
credits Such payment shall be 'based on the basic
~ hourly rate he was receiving on the last day of the
a v eJ: a gin g period Compensating time off may be
substituted for payment of overtime credits as follows ~
(a) Where there is insufficient work for an employee
to the extent that his presence is not required
for a period of time, in which case
- a ministry has the authority to direct that
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the empioyee take time off rather than
receive pay for the overtime credits, and
- such time off must be taken commencing during
the first month of the next averaging period
OR
(b) In circumstances otHer than the above and where
the employee and his supervisor mutually agree to
compensating leave, in which case the time off
will commence
- within the first month of the next averaging
peri9d, or
- at an otherwise mutually satisfactory time
Hours Worked on Holidays or Other Than Regular
Workdays
a) All hours worked on a holiday included under
Article 48 (Holidays) shall be paid at the rate of
two ( 2 ) times the basic hourly rate that the
employee was receiving when the holiday was
worked
b) All hours worked on a day that is not a regular
working day for the employee will be treated as
overtime and based on the rate he was receiving
when the overtime was worked
ARTICLE 13 - OVERTIME
13 3 The overtime tate for the purposes of this
Agreement shall be one and one-half (1-1/2)
time the employee's basic hourly rate
13 2 1 In the assignment of overtime, the Employer
agrees to develop methods of distributing
overtime at the local workplace that are fair
and equitable after having ensured that all
its operational requirements are met
13 2 2 In this ArtiCle, "overtime" means an
authorized period of wor,k calculated to the
nearest half-hour and performed on a
scheduled working day in addition to the
regular working period, or performed on a
scheduled day(s) off
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13 3 1 Employees in Schedules 3 7 and 4 7 who
perform authorized work in excess of seven
and one-quarter (7-1/4) hours or eight ( 8 )
hours as applicable, shall be paid at the
overtime rate
13 3 2 Overtime shall be paid within two ( 2 ) months
of the pay period within which the overtime
was actually worked
13 4 Employees in Schedules 3 and 4 who perform
authorized work in excess of seven and one-
quarter (7-1/4) hours or eight ( 8 ) hours as
applicable, shall receive compensating leave
of one and one-half (1-1/2) hours for each
hour of overtime worked, at a time mutually
agreed upon Failing agreement, the ministry
shall reasonably determine the time of the
I compensating leave
13 5 Where the r'e is mutual agreement, employees
may receive compensating leave in lieu of pay
at the overtime rate or may receive pay at
the overtime rate in lieu of compensating
leave
13 6 Compensating leave accumulated in a calendar
year which is not used before March 31 of the
following year, shall be paid at the rate it
was earned Effective March I, 1978, the
March 31 date may be extended by agreement at
the local o~ ministry level
13 7 1 Employees who are in classifications assigned
to Schedul~ 6 and who are required to work on
a day off, shall receive equivalent time off
13 7 2 Notwithstanding 13 7 1 and Article 19 7
( H 0 1 'i day P a yme n t ) , employees who are in
classifications assigned to Schedule 6 'and
who are assigned to forest fire fighting or
related duties, shall be paid one and .one-
half (1-1/2) times the employee's basic
hourly rate, to be calculated on the basis of
thirty-six and one-quarter (36-1/4) hours per
week, for all such work after eight ( 8 ) hours
in a 24-hour period
As we 11 , Sections 18 and 19(1) of the Crown Employees
Collective Bargaining Act, speak to the assignment of hours of
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work They read as follows'
18 -(1) Every collective agreement shall be 'deemed to
provide that it is the exclusive function of the
employer to manage, which function, without limiting
th~ generality of the foregoing, includes the right to
determine,
(a) employment, appointment, complement,
organization, assiqnment. discipline,
dismissal, s u s pen s io n , work methods and
procedures, kinds and locations of equipment
and classification of positioqs, and
(b) merit s ys t em, training and development,
appraisal and superannuation, the governing
principles of which are subject to review by
the employer with the bargaining agent,
and such matters will not be the subject of collective
bargaining nor come within the jurisdiction of a board.
(Emphasis added)
( 2 ) In addition to any other rights of grievance
under a collective agreement, an embloyee claiming,
(a) that his position has been improperly
classified,
(b) that he has been appraised contrary to the
governing prinCiples and standards; or
(c) that he has been disciplined or dismissed or
suspended from his employment without just
cause,
may process such matter in accordance with the
grievance procedure provided in the collective
agreement, and failing final determination under such
procedure, the matter may be processed in accordance
with the procedure for final determination applicable
under sectidn 19
Section 19 ( 1 ) reads as follows
19 -(1) Every collective agreement shall be deemed to
provide that in the event the parties are unable to
effect a settlement of any differences between them
arising from the interpretation, application,
administration or alleged contravention of the
agreement, including any question as to whether a
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matter is arbitrable, such matter may be referred for
arbitration to the Grievance Settlem~nt Board and the
Board after giving full opportunity to the parties to
present their evidence and to make their submissions,
shall decide the matter and its decision is final and
binding upon the parties and the employees covered by
the agreement
Counsel for the Employ~r, Paul Young, raised a preliminary
obj~ction with respect to the Board's jurisdiction and the
parties agreed that the Board should render a decision on the
preliminary matter before hearing evidence, shc;>uld that be
required, on the substantive issue The Board accepted this \.
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procedure and the parties called no oral evidence but simply
argued the preliminary issue
M:r Young submitted that nothing in the Cr own EmploYees
Collective Barqaining Act, Section 18(2) allows the grievance of
assignment of hours of work, nor does Article 7 of the Collective
Agreement give employees the right to grieve that assignment
The right of assignment is given to the Employer, he submitted,
and the only fetter on this right is that set out i n Ar tic Ie 7 6,
supra, which obliges the Employer to discuss transfers with the
Union Assignment does not requ.i re discussion Mr Young
submitted that the case at hand should not be confused with an
"overtime" case, since "the matter of overtime was an
a.fterthought" and that the main issue is the request for
retroact,ive reassignment or reslotting The case is not, he
maintained, like a classification case which can be dealt with
retr.oact i vely
Mr Young referred the Board to GSB 198-202/82, OPSEU
(Whitehead et all and the Crown in Ri<]ht of Ontario (Ministry of
Natural Resources) (1982), Roberts (Vice-Chair) Mr Young argued
that there is no distinction to be made between the case at hand
and the Whitehead case on the grounds that the instant case deals
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with Schedule A wh i 1 e the Whitehead case deals with Schedule 6
Schedule A is not different from other schedules and should, Mr
Young maintains, be treated like the others He drew the Board's
attention to the Board's determination in the Whitehead case that
i t ~had no jurisdiction to review the "administration" of the
collective Agreement, wi-th respect to the initial assignment of
an employee to an hours-of-work schedule, since this was an
u.n f e t t ere d management right, unlt.mi ted .i n any way by the
Collective Agreement. - He also pointed out that the Board in
Whitehead concluded that
in allocating individual employees to various hour-of-
work schedules, the Employer is not, in fa c t ,
administering the provisions of Article 7 of the
collective agreement
and that
the hours-of-work schedules in the Article [ 7 ) are
descriptive, with no directional cbnte~t whatsoever
[At page 7)
Mr Young urged the Board to follow the decision in Whitehead
Mary Mackinnon, Counsel for the Union, argued that the Board
does have the jurisdi~tion to review the assignment of employees
to certain schedules, or, in the a 1 t ern at i ve , to review the
assignment to Schedule A for the purposes of overtime pay She
acknowledged that Managem~nt has the right to assign employees to
a certain schedule under Section 18 ( 1 ) of the Crown Employees
Collective Barqaininq Act. supra, but submitted that this right
is limited by the Collective Agreement, Append ix 3, Schedule A
which sets out the test for employees whose hours of work are to
be averaged She submitted also that Schedule A is set out very
differently from the others Ms Mackinnon recognized that
~rticle 7 does not explain who will fit into various schedules
(7 1 to 7 3), but, argued that Schedule A sets out the computing
and explains who will fall within the scope of this Schedule
The Union argued that it is wi thin the jurisdiction of the Board
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to see if an employee falls within Schedule A The Board's
jur isdiction, she submi tted, includes the interpretation of the
language of the Collect i ve Agreement concerning the_employee' s
work schedule, and the right to review the allocation for the
purposes of overtime The Union takes the position that
Management's right to allocate to the Schedule is fettered to the
extent that the allocation must be undertaken fairly and that the
Board has the jurisdiction to review the alLocation of the
employee to a schedule on a standard of fairness The Union does
not allege bad faith or discrimination on the part of the
Employer Counse 1 for the Uni on re fer red the Board to GSB
2247/90 OPSEU (Leoaae) and the Crown in Right of Ontario
(Ministry of the Environment) (1991), Verity (Vice Chair) and GSB
541/90,542/90, 543/90 OPSEU (Bousquet) and The Crown in Riqht of
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Ontario (Ministry of Natural. Resource~, 1991, Gorsky (Vice
Chair) She directed the Board to the conclusion in Leoaqe,
wherein the Board ruled that it had jurisdiction "to consider the
interpretation of Schedule A
We agree that it is not the function of the Grievance
Settlement Board to transfer any employee from ~ne
schedule to another Clearly that is within the
jur isdiction of management. We do have jurisdiction,
however, to determine whether the gr ievor is properly
placed within the scope of Schedule A Having
determined that she cannot fit within the language of
that Schedule, then she must be enti tIed to remedy
Accordingly this grievance must succeed
[At pages l2 and 13]
Ms Mackinnon also submitted that a limitation on the rights of
management is implied when another right of the employee would be
limited by management's exercise of its rights She referred to
Bousquet, in this regard, at page 35
'l'hus, the significant fact required to place a
1 imi tation o~ the unfettered ~xercise of a management
right is the existence of a provision in the collective
agreement which would either be negated or unduly
li~ited by a particular application of such right
In the ins tan t cas e , the rig h tis 0 net 0 h-a ve 0 ve r time
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compensated @ 1 5' under Article 13 and this right can be
eliminated by the Employer's right to assign employees to
schedules for this purpose
Decision
The Grievors have grieved that they are "improperly placed
in Schedule "A" with regards to [their] hours of wor~n They
were assigned to this Schedule at least 12 years ago and fr.om the
time of their respective assignments until December, 1992 did not
allege that the assignment was in any way inappropriate They-
have asked for two remedies
(a) "reslotting" (reassignment or transfer) to Schedule 3 7
(b) compensation or time for overtime incurred at Open
Houses in November and December, 1992 to be calculated
@ 1 5 (compensation or time) rather than @ 1
\ Mr Young argued that this was not an "overtime case" but an
"assignment" case Counsel fo.r the Union presented the Union's
position as one of ~eviewing the s cope of the averaging
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application outline in Appendix 3, Schedule A, with respect to
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the Grievors The Boar:d is of the opinion that the Grievors saw
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reallocation as the vehicle for achieving their goals of
increased overtime remuneration, in spite of the way in which the
issue was presented in the originCjil grievances The Board does
not intend to hold the Grievors to a standard of legal
correctness in the framing of their grievances
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Section 18 ( 1 ) of the Crown Emoloyees Collective Barqaininq
Act addresses the Employer's management rights with respect -to
assignment, clearly and unambiguously
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18 -(1) Every cqllective agreement shall be deemed to
provide that it is the exclusive function of the
employer to determine,
" (a) assignment
(b)
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and such matters will not be the
subject of collective barga ining
nor come within the jurisdiction of
a board
It also sets out 3 specified areas of exclusive Management
function which an employee may grieve
( 2 ) In addition to any other rights of ~rievance under
a collective agreement, an employee claiming,
(a) that his position has been improperly
classified,
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(b) that he has been appraised contrary to tl1e
governing principles and standards, or
(c) that he has been disciplined or dismissed or
suspended from his employment without just
cause,
Assignment to a schedule is not amongst these, nor is assignment
to a schedule, a'n item which has been negotiated in the
Collective Agreement The Board has concluded that it has no
jurisdiction to consider the initial or continuing assignment of
the Grievors to Schedule A, in the absence of bad faith, and/or
jeopardy to the integrity of the bargaining unit, neither of
which the Union is alleging This is in line with the finding of
the Board, in Whitehead, suora in which the Board concluded that
Unless fettered by the Collective Agreement the
Employer remains free unilaterally to pe r fo.rm this
allocation 'f unct i on This includes the freedom to
a 1 t e.r its prior practise [sic] with :!:) e s pe c t to
allocation to hours-of-work schedules, so long as it
acts in good faith and does not jeopardize the
integrity of the bargaining unit. There was no
indication that the actions of the Employer with
respect to the grievors herein were taken in bad faith
In arriving at this conclusion, the Board found as well that
no p r o,v i s ion of the Collective Agreement and no
provision of the Crown Employees Collective Bargaining
Act expressly gives an employee the right to grieve a
decision by the Employer to allocate him or his class
to a particular hours-of-work schedule
[At page 9]
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The criteria for allocation of employees to certain h04rs-
of-work schedules are not part of the Collective Agree~ent, this
activity being within the sole purview of the Employer Article
7 4 does not indicate the hours of work of employees which ake to
allocated to ~hiS schedule Further, the Employer, in the Jpaqe
matter, supra, at page 8
ma in ta ins that "averaging of hours of -work" does not
apply to every employee in Schedule A and is simply a
mechanism for those Schedule A employees required to
work in that fashion
This Board would agree that employees may be assigned to sch~dule
A without fitting within the scope outlined in Appendix 3,
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Schedule A and that in order to fit within that scopJ the
employee must meet one nf the two criteria set out This i~, in
the opinion of this Board, distinct from allocation to the
schedule Indeed it occurs after allocation, only to those
individuals assigned by the Employer to Schedule A ~he parties
have agreed in Append ix 3, Schedule A, Averaging of HOU~S of
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Work, on the nature of a Schedule 4 employee's hours of wo,k per
week which will cause that individual's hours of work to be
computed as a weekly average over one year
The number of hours of work per week prescribed shall
be computed as a week ly average over one (1) year)
where the duties -of a civil servant tequire
- tha-t he work more than the number of hour-s
per week prescr i bed at regularly r~c::::urr ing
times of the year, or
- that ~he number of hours per week be normally
irregular
This Board has concluded that it does have the jurisdiction to
review the question of whether or not the Gr ievors' dutie~ meet
the above requirements given that the parties have agreJd, in
their Collective Agreement, on the instances in which the
averaging referred to will apply to Schedule A employees
Therefore, the Board will resume hearing this matter, to
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deal with the substantive i 55 ue , on a date to be determined by
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the Grievance Settlement Board
Dated at Kingston, Ontario this 10th day of January, 1994.
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William S Rannachan, Member
j c]~S~ber
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