HomeMy WebLinkAbout1994-0643HILLIER95_06_08
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ONTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE L'ONTARIO ~ l1\ r
1111 GRIEVANCE COMMISSION DE
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SETTLEMENT REGLEMENT c\ ,(0L~
BOARD DES GRIEFS Iv-\" ;J"
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180 DUNDAS STREET WEST, SUITE 2100, TORONTO ON M5G 1Z8 TELEPHONE/TELEPHONE (416) 326-1388
180, RUE DUNDAS OUEST, BUREAU 2100, TORONTO (ON) M5G 1Z8 FACS/MILE/TELECOPIE (416) 326-1396
GSB # 643/94
OPSEU # 94D699
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLE~ENT BOARD
BETWEEN
OPSEU (Hillier)
Grievor
- and -
The Crown in Right of Ontario
(Ministry of the Attorney General)
Employer
BEFORE S Kaufman Vice-Chairperson
G Majesky Member
M Milich Member
FOR THE L Harmer
GRIEVOR Counsel
Gowling, Strathy & Henderson
Barristers & Solicitors
FOR THE D Strang
EMPLOYER Counsel
Legal Services Branch
Management Board Secretariat
HEARING December 7, 1994
i
1
DECISION
The grievor, David Hillier, is a Sheriff's Officer with
the Ministry of the Attorney-General On November 16, 1991
he unfortunately injured his back while at work, and has not
worked since From early 1992 until a few months before he
filed his grievance, he received Workers' Compensation bene-
fits. He grieves that he has been denied Long Term Income
Protection (LTIP) benefits under Art. 42 of the Collective
-
Agreement, and that the denial of those benefits constitutes
a violation of the Agreement.
The employer's position is that the grievor was not
eligible for LTIP at the time that he i~ured his back and
became disabled and that consequently the collective agree-
ment has not been breached
The history of the status of Sheriff's Officers as
employees of the Ministry of the Attorney General provides
the unusual background to this dispute.
In place of evidence the parties provided the panel with
a book of 15 documents and the following Agreed Statement of
Facts, which is essentially a chronology of the significant
historical events preceding this dispute
1987 - commenced employment with Sheriff's Office as
Sheriff's Officer
20 Dec 89 - Ontario Public Service Labour Relations Tribunal
decision finding Sheriff's Officers (including
grievor) to be employees within the meaning of
s 1(1) (f) of CECBA
17 Sep 90 - Ontario Public Service Labour Relations Tribunal
find the grievor and other employees to be public
servants
16 Nov 91 - date of injury to lower back
18 Nov 91 - medical diagnosis of herniated disc in back by
general practitioner
2
25 Nov 91 - diagnosis of herniated disc confirmed by
specialist
2 Jan 92 - grievor files Worker's Report with W.C B.
6 Jan 92 - Employer Report filed with W C B
10 Jan 92 - W C B. temporary disability claim allowed
Nov 91 to - grievor involved in ongoing medical assessments
present and conservative treatment, physiotherapy,
rehabilitation programmes, etc.
;
9 Apr 92 - Memo of Understanding signed between OPSEU and
Ministry of Attorney General recognizing public
servant status of grievor and other employees,
and agreeing to appoint all full time equivalent
employees to the classified service on a date to
be mutually agreed to M
31 Oct 92 - grievor moves to Alberta
18 Dec 92 - Joint Tribunal Implementation Meeting in which
April 1, 1993 is set as conversion date for
appointment of Sheriff's Officers/Bailiffs to
classified service
1 Apr 93 - Sheriff's Officers converted to classified staff
May 1993 - back surgery ruled out as possible "cure"
Oct 1993 - grievor moves back to Ontario
22 Dec 93 - grievor applies for LTIP under Collective
Agreement
20 Jan 94 - W C.B. terminates temporary benefits on the basis
that grievor is not participating in vocational
rehabilitation program as required
17 Feb 94 - LTIP benefits approved on the basis of total
disability from performing any and every duty of
grievor's normal occupation
Mar 1994 - grievor files complaint regarding the amount of
pre-injury salary used to calculated LTIP
benefit
23 Mar 94 - employer acknowledges receipt of complaint from
grievor in accordance with Article 27 9 2 of the
collective agreement concerning the amount of
LTIP benefit
3
25 Apr 94 - Confederation Life Insurance company advises the
grievor that he is not eligible for LTIP cover-
age, pursuant to eligibility requirements under
the relevant insurance policy, therefore no fur-
ther benefits will be paid
4 May 94 - the Joint Insurance Benefits Review Committee in
considering grievors (sic) complaint under
Article 27 9 2. determines that the grievor is
not eligible for LTIP benefits under the terms of
the insurance policy due to the fact that he was
not actively at work from the date he became a
civil servant on ApriL 1, 1993
16 May 94 - grievor files present grievance under Article 42
of the collective agreement seeking LTIP benefits
7 Nov 94 - employer and OPSEU sign Memorandum of Agreement
dealing with certain outstanding issues regarding
the status of court employees, including retroac-
tive application of severance entitlement calcu-
lations, seniority entitlement, vacation entitle-
ments, and entitlement to statutory holiday and
vacation pay, overtime and retroactive salary and
benefits
The insurance policy defines "employee" as "a civil ser-
vant who is represented by the OPSEU" "Civil servant" is
not defined in the policy.
Elsewhere, under the heading "Eligibility" the Insurance
policy provides:
An employee will become eligible for insurance
under this policy on the date he meets all the
following conditions:
(A) is employed by the Employer on a perma-
nent full time basis.
(B) is compensated by the Employer for servi-
ces rendered in the normal course of the
Employer's business.
(C) has completed the Waiting Period
(D) is actively at work or is on approved
leave of absence and is not disabled
4
The other definitions in the policy's Definitions sec-
tion which pertain to this dispute are "Actively at work",
which is defined as "actually at work for the Employer for
full time and full pay at the employee's customary place of
emploYment" , and "waiting period", which is defined as "a
period of continuous active employment. The Waiting Period
for all employees shall be until the 1st day of the month
-
coincident with or immediately following 2 months of continu-
ous service There shall be no waiting Period for employees
covered on or prior to the effective date". The effective
date is indicated on the first page of the policy as February
1, 1975
On April 25, 1994, the Supervisor of Toronto Group Life
and Disability Claims of Confederation Life Insurance sent a
letter to the grievor, the text of which reads:
The Ministry of the Attorney General has advised
that you became a civil servant effective April 1,
1994(sic) Prior to that date you were a public
servant. As a public servant you were not eligible
for insured benefit coverage
On April 1, 1993, when you became a civil servant,
you were disabled and not actively at work and you
have continued to be absent from work since April
1, 1993, due to your disability. Accordingly you
are not eligible for Long Term Income Protection
coverage, pursuant to eligibility requirements
under policy GH15902.
As you are aware Confederation Life has already
issued payments to you in the amount of $1,570.01
for the period of January 28, 1994 to March 31,
1994 Although these payments were made in error
we will not be requesting reimbursement. However,
since you are not eligible for Long Term Income
Protection coverage under policy GH 15902 no
further payments will be issued
We hope this serves to explain our position to you
and we suggest that you contact Anna De Marchi,
your Benefits Consultant at the Ministry of the
Attorney General with regard to your further ques-
tions or concerns on this matter
...............
5
On May 4, 1994, the Senior Benefits Advisor of the
Compensation & Labour Relations Policy Branch, Benefits &
Pensions Section of Management Board Secretariat wrote the
the grievor and advised him as follows
Your appeal under Article 27.9 2 of the Collective
Agreement in connection with your LTIP claim was
once again reviewed by the Joint Insurance Benefits
Review Committee at its meeting on April 22, 1994.
Your Ministry has advised that you became a civil
servant effective April 1, 1993. Prior to that
date you were a public servant. As a public ser-
vant you were not eligible for insured benefit
coverage You have not been actively at work from
the date you became a civil servant and as a result
you are not eligible for insurance coverage under
the terms of the policy. A
The Committee regrets that we are not in a position
to give a favourable consideration to your case.
The Committee has agreed to remove your case from
the table.
On May 16, 1994, the grievor grieved the denial of his
LTIP claim.
Submissions and Argument of the union:
The grievor began his employment in 1987 as a "fee-for-
service" Sheriff's Officer. His duties included enforcement
of evictions and process service. He performed those duties
until November 16, 1991 when he was injured Between 1987
and 1991 the Union brought applications regarding the status
of court employees, which included court reporters, bailiffs
and Sheriff's Officers Fee-for-service Sheriff's Officers
were found to be employees under s l(l)f of the Crown
Employees' Collective Bargaining Act, 1990 (CECBA, 1990) on
December 20, 1989. However, the status of such employees
remained an issue after that finding On September 17, 1990
the Ontario Public Service Labour Relations Tribunal deter-
mined that fee-for-service Sheriff's Officers were in the
public service After that determination, whether such
6
employees were classified or unclassified, and part-time or
full-time, became an issue. The grievor's back injury occur-
red on November 16, 1991
The grievor claimed Workers' Compensation benefits and
began to receive them in 1992.
On April 9, 1992, OPSEU and the Ministry of the Attorney
General signed a Memorandum of understanding (Tab 8) in which
the Ministry recognized the public- servant status of "persons
referred to as 'fee-for-service' Sheriff's Officers who meet
the definition of ' employee'" under s. l(l)f of CECBA The
Ministry agreed in the Memorandum to "appoint all 'full time
equivalent' employees to the classified service on a date to
be mutually agreed to".
On October 31, 1992 to grievor moved to Alberta and
continued his rehabilitation program
On December 18, 1992, a Joint Tribunal Implementation
Meeting set April 1, 1993 as the date upon which Sheriff's
Officers would be appointed to the classified service
The grievor remained in Alberta In May of 1993 he
found out that back surgery would not help his difficulty.
In October of 1993 the grievor moved back to Ontario,
still receiving Workers' Compensation benefits He contacted
the union and became a classified employee. He received a
memo dated December 15, 1993 from the Ministry regarding
Group Insurance Premiums Due for the period of April 1, 1993
to December 31, 1993 It states
Employees on a Leave of Absence without Pay for a
period in excess of 30 calendar days for Workers'
Compensation injuries, are responsible for their
portion of benefit premiums.
The employer's portion will continue to be paid for
you until you return to work
7
You may elect to maintain all or any of the bene-
fits by remitting the following premiums.
Insurance Mthly Premium Amount Owing Yes or No
. .
LTIP $7.67 x 9 $69 03
Please make cheque payable to the "Minister of
Finance"
The benefits not elected will -be reinstated imme-
diately upon termination of the leave and your re-
turn to duty, unless yo~ indicate your desire to
discontinue the optional benefits
If you should drop your L.T.I P. coverage, you will
not have access to the L.T I P plan at the end of
your leave should you become totally disabled
before your expected return to work
M
Failure to remit the required premium within seven
days of receipt of this advice could result in
cancellation of all coverages.
If you return to work during the month, do not make
paYment, but enter the date of your return to work
in the space provided.
ELECTION I elect to continue my benefits as shown
above
Mr. Hillier signed the signature line beneath the elec-
tion on December 30, 1993. As neither "yes" nor "no" is
indicated in the column beside the $69.03 "amount owing" for
the LTIP premiums, it is unclear from Ex. 4 whether he
elected and remitted the amount owing regarding the LTIP
On January 20, 1994 the Workers' Compensation Board
(WCB) terminated the grievor's temporary benefits He
appealed the decision and has appealed again in order to
participate in a rehabilitation programme
Over this period the insurer, Confederation Life, was
looking at his weB claim records On February 17, 1994, Con-
federation Life approved his application for LTIP until
January 20, 1994, when they were discontinued, his Workers'
8
Compensation benefits were applied against any LTIP entitle-
ment The grievor received cheques for LTIP benefits from
January 20 to February 28, 1994, and for the month of March,
1994 When Sheriff's Officers became classified, their sala-
ries were reduced substantially LTIP benefits are calcula-
ted on gross salary as of the date of disability The grie-
vor disputed the amount of LTIP he was paid, and appealed to
the Joint Benefits Review Committee.
By letter dated April 25, 1994, Confederation Life in-
formed the grievor that because he was a public servant prior
to April 1, 1993, he was not eligible for LTIP coverage The
letter also stated that on April 1, 1993, when he became a
A
civil servant, he was "disabled and not actively at work" and
had "continued to be absent from work since April 1, 1993,
due to [his] disability. Accordingly [he is] not eligible
for Long Term Income Protection coverage, pursuant to
eligibility requirements under policy GH 15902 " On May 4,
1994 the Senior Benefits Advisor wrote to him regarding his
appeal as to the quantum of benefits and again stated that he
was ineligible for benefits under the terms of the policy.
He grieved on May 16, 1994.
On November 7, 1994, the employer, identified as Manage-
ment Board Secretariat and the Ministry of the Attorney Gene-
ral, and OPSEU, identified as "representing Court Employees
impacted by PSLRT decision Sept 17, 1990" entered into a
Memorandum of Agreement (Tab 16) which union counsel advised
she and counsel for the employer understood would cover She-
riff's Officers. Art. 9 of the Memorandum deals with retro-
activity of benefits for some purposes
Paragraph 9 of the Memorandum of Settlement dated
November 7, 1994 states
In full settlement of retroactive entitlement to
statutory holiday and vacation pay, overtime and
retroactive salary and benefits, each converted
9
employee to receive a lump sum settlement of
$5,500 00 by separate cheque.
The grievor's status as an employee has been in flux for
a number of years His disability arose before the final
determination of his status
Art 42 of the collective agreement is comprehensive and
the qualifications for protection under the LTIP are in the
collective agreement and are clear Art 42 requires the em-
ployer to pay 85% of the monthly premiums, and stipulates the
benefit to be 66 2/3 of the employee's salary at the date of
disability, and provides for graduated benefits during the
rehabilitation process The collective agreement does not
"
explicity require the employee to have been actively at work
before becoming eligible for LTIP coverage
Art 39.1 provides
The benefits described in Articles 40 to 57 apply
to all full-time civil servants in the public ser-
vice bargaining unit represented by the Ontario
Public Service Employees Union.
S 45.1 speaks of commencement of coverage after 2
months of continuous service. Therefore, the provisions of
the collective agreement are clear and complete as to eligi-
bility for LTIP Art. 42 is complete and comprehensive You
are entitled to LTIP coverage after being a member of the
civil service for 2 months. provisions outside the collec-
tive agreement which are inconsistent with it can neither
prevail over the collective agreement nor can they be relied
on by the employer to deny benefits under the collective
agreement.
The employer and Confederation Life rely on (D) of the
eligibility provisions in the policy, which requires the em-
ployee to have been "actively at work or on approved
leave of absence and not disabled" The definition "ac-
tively at work" in the Definitions section on page 3 of the
10
policy means the employee must have been actively at work
when s/he became a civil servant. There is an inconsistency
between Art 42 and these terms of the policy The employer
cannot rely on the terms of the policy to avoid its obliga-
tion under the collective agreement.
In British Columbia Rapid Transit co. Ltd. and Office &
Technical Employees Union. Loc. 378 (1989), 6 L.A.C. (4th)
310 (McColl) the grievor was refused on the basis that he was
not an employee when the disability arose and was retroac-
tively reinstated. The policy denied benefits after 24
months for mental or emotional disorder. While the ~ case
dealt with termination of benefits, the ~nstant case deals
with commencment of benefits. There is no difference The
employer iE liable to provide the coverage where the policy
is inconsistent with or conflicts with the collective agree-
ment The provision in the ~ collective agreement respec-
ting coverage fell into Category 2 of the four-fold typology
found in Brown and Beatty, Canadian Labour Arbitration. 2nd
ed (1984), para 4 1400, i.e it provided for certain bene-
fits The provisions for LTIP coverage in the instant col-
lective agreement also fall into Category 2 Therefore the
arbitral reasoning at p. 322 of the B.C case,
There is nothing in my view, inherently inequi-
table, in requiring a party to live up to the spe-
cific terms of an agreement where that party has
willingly entered into that agreement.
.
.the particular facts raised by this case seem
not to have been previously adjudicated. The prin-
ciple however seems to be clear where a collective
agreement provides for a benefit plan to be provid-
ed and it is contemplated (as here) that the plan
will be provided by an insurer, and where the col-
lective agreement specifically provides for certain
benefits which are not provided by the insurer, the
employer (in the absence of other circumstances)
stands as the guarantor of the contractual
benefits
applies to this case
1 1
In Domglas Inc. and united Glass & Ceramic Workers.
Local 201 (1985), 22 L A.C (3d) 355 (A.V M Beattie), the
dispute was with regard to coverage under the drug prescrip-
tion plan. The collective agreement fell in Category 2 of
the Brown and Beatty typology as it specifically provided for
certain benefits. The group policy was not incorporated into
the terms of the collective agreement. The case determined
that the employer was required to cover the cost of certain
prescription drugs which were excluded under the policy.
In R. Angus and I.A.M. Loc. 99 (1992), 30 L A.C. (4th)
169 (McFetridge) active employment was the issue The em-
ployee was terminated and subsequently r~instated. He was
unable to return to work after the suspension period ended.
His claim for short-term disability (STD) benefits was refus-
ed. The employer argued that he was not employed during the
IS-month suspension. The arbitrator found that the provi-
sions for the STD benefits in the collective agreement fell
in Category 2, and that to support the employer's position,
the collective agreement should have been more strictly word-
ed. There was nothing in the collective agreement requiring
the employee to have been at work on the day of or the day
before the claim. Where the collective agreement is silent
on the point relied on to deny the benefit and the policy
conflicts with the silence in the collective agreement, the
collective agreement prevails.
In Somerville Belkin Industries and Energy & Chemical
Workers' Union, Local 30, (1985), 21 LAC. (3d) 358 (Hinne-
gan) the collective agreement provided for increased coverage
for all full-time seniority employees, without restriction on
eligibility The policy provided that only active full-time
employees were entitled to increased coverage. The collec-
tive agreement prevailed over the policy
12
As the provisions of the current collective agreement
spell out specific benefits and entitlements, they fall in
category 2 of the Brown and Beatty typology The employer
cannot derogate from these provisions based on an ancillary
document which is not incorporated into the collective
agreement, inconsistent with the collective agreement and in
conflict with the collective agreement.
On the other hand, Art 40.3 of the collective agreement
discloses a benefit where the parties intended to limit
certain entitlements. It provides that where an employee is
absent due to sickness or disability, the amount of basic
life insurance which would otherwise be adjusted with changes
.
to the employee's salary from the later of the date of the
approval of the increase or the effective date, will be
adjusted only after the employee returns to work for one full
day. Art 41.2 contains a similar provision with respect to
supplementary life insurance. Art 52.2 limits entitlement
to short term sickness benefits to those who have completed
20 consecutive working days There is no limitation on
eligibility in the LTIP provisions.
The requirement of 2 months of continuous service in
Art 45 1 does not stipulate that an employee must be classi-
fied. In Art. 25.1 employees become credited with continuous
service after classification The grievor has had an employ-
ment relationship since 1987 and has been in the public ser-
vice since 1990 His seniority does not start only in 1990
The power of recommendation residing in the Joint Com-
mittee by virtue of Appendix 5 does not mean the union had
any control over the determination.
The employer cannot raise an estoppel regarding the
eligibility requirements in the insurance policy in the
absence of evidence of reliance or acquiescence The union
13
hasn't acquiesced. It has not been in the front of and
foremost in the parties' minds.
Under the current agreement, an employee who is trans-
ferred from unclassified to classified and who becomes
disabled before the transfer takes effect would be covered
Neither MacMillan Bloedel nor North Central Plywood deal
with eligibility. The instant collective agreement sets out
more than the "bare essentials" described in North Central
I
Plywood. Consequently there is no need to go outside the
collective agreement to determine the matter
The premiums and benefits can be dealt with without
finding the provisions to be hybrid. This collective agree-
ment is Category 2, subsuming Category 3.
Subsequent to the hearing, counsel for the union pro-
vided us with Ally 3085/92 (Barrett) and submitted in writing
that this case deals with the very same issue. She submitted
"as there is no provision in the collective agreement which
disentitles a person from benefits because they were not "ac-
tively employed" at the time of the disability or at the time
they would otherwise be entitled to the benefits, the Board
cannot now alter, expand or modify the collective agreement
to incorporate such a provision".
Submissions and Argument of the Employer:
An exclusionary term is not uncommon
LTIP benefits are set out in Art 42 Art 39 1 states
that the Art. 42 to 57 benefits apply to "all full-time civil
servants in the public service bargaining unit" Therefore
the Art 42 LTIP benefits apply to the grievor at least as of
April 1, 1993
14
Art 42.1 provides that the employer will pay 85% of the
premiums. Art. 42 2 1 provides that the benefit is 66 2/3 of
the gross salary on the date of disability. Those benefits
can be reduced by other benefits. They are payable until
recovery or death. Art 42 2 3 indicates that the benefits
commence after 6 months from the date of total disability
Art. 42.2 4 defines total disability Art 42.5 states that
coverage terminates when the employee's status as a civil
servant terminates. -
The grievor was not on a leave of absence without pay
pursuant to Art. 45.2 prior to April 1, 1993 Alternatively,
if he had been on leave of absence without pay, in order to
have been covered for LTIP, he must hav~ arranged to pay
premiums 1 week in advance of each month for which he sought
coverage. He did not pay such premiums over that period He
was therefore not covered for LTIP prior to April 1, 1993.
S 45.1 provides
Employees will be insured for Basic LTIP bene-
fits effective the first of the month immediately
following two (2) months' continuous service.
This describes an insurance program for classified employees
after 2 months of continuous service. The grievor became
classified April 1, 1993. His disability flows from a 1991
injury. If a classified employee is disabled within the
first 2 months of his or her employment, s/he does not have
LTIP coverage. The grievor was injured long before he became
classified He wasn't anywhere near LTIP coverage when he
became disabled If he returned to work one day, the collec-
tive agreement provides for insurance, but the grievor was
injured before his coverage came into effect.
Art 39 1 provides that Arts 42-47 only apply to civil
servants, i.e classified employees. Art. 45 1 states the
requirement of 2 months of continuous service, but does not
state the employee must be classified. The grievor was not
15
classified in November, 1991, his date of disability There
was no question of his eligibility for LTIP on April 1, 1993
One of the documents relied upon by the union says the
grievor will become classified April 1, 1993 On November 7,
1994 management and labour dealt with outstanding benefits
In that document the parties recognized the retroactivity of
certain issues
The grievor had a Workers' Compensation injury and has
received Workers' Compensation coverage, which is on appeal.
If he is in fact injured and unable to work he will win his
Workers' Compensation Appeals Tribunal appeal. His Workers'
Compensation coverage is greater than LTIP coverage Be-
cause of this coverage, there is no reason to mangle the col-
lective agreement to render him eligible for LTIP benefits.
The union's cases determined that the provisions of the
collective agreement prevail in event of a conflict between
them and the policy. This is not at issue The collective
agreement does not contain any provision which contradicts
the eligibility provisions in the policy. Art. 42 does not
speak at all about eligibility. It sets out a requirement to
pay premiums and determines the split of the premiums between
the employer and employees. The collective agreement says
coverage will commence after 1 month after an employee com-
pletes 2 months of consecutive service. The policy is en-
tirely consistent with the collective agreement.
Art 42 is an agreement to pay for insurance, consistent
with Art 45.1, and sets out some characteristics of that
insurance coverage The parties have agreed to a number of
specific terms and failure to provide them puts the employer
at its peril These provisions do not fall in Category 2 of
the Brown and Beatty typology. Category 2 requires that all
benefits be spelled out in the collective agreement. This is
a hybrid situation. It is a matter of interpretation as to
!
16
the parties' intentions with regard to matters not dealt with
in the collective agreement
The contents of the Policy and the collective agreement
were well known to the union The collective agreement has
been negotiated every 2 years The union has a lot more to
do with the LTIP than other unions under other collective
agreements. Art 46 creates a Joint Insurance Benefits Re-
view Committee (JIBRC), whose mandate is set out in Appendix
5 of the collective agreement. The grievor received corres-
pondence from that committee dated March 23, 1994 (Tab 12)
and May 4, 1994 (Tab 14) The decision of the carrier is
ultimately the decision of the employer, but the employer
consider's the JIBRC's submissions. The.carrier has been
under the union's close scrutiny. This grievance is brought
more than 10 years after this policy has been in effect
An employee does not get insurance coverage after the
accident has occurred It is contrary to the notion of in-
surance. The grievor's situation is just not there in Art
45 I. Art. 45.1 would exclude the grievor from coverage
Otherwise, the eligibility requirements must be inferred and
the Insurance Policy must be used as an aid to interpreta-
tion, especially where it's a longstanding policy. Re Mac-
Millan Bloedel Building Materials Ltd. and 1. W . A., Loc. 1-700
(1988) 2 L.A C (4th) 407 (J.B. Rose) indicates that a board
of arbitration can infer that the parties knew the eligibili-
ty requirements in the policy when they negotiated the col-
lective agreement The union's knowledge of the eligibility
requirements is a significant fact, and logic and good labour
relations support application of that fact in determining the
matter in dispute. MacMillan establishes that if a collec-
tive agreement fails to provide for integration of benefits,
the principle that the greater benefit applies where the col-
lective agreement is silent does not always prevail It also
establishes that the policy can be used as an aid to inter-
preting the collective agreement provisions
17
In Re North Central Plywoods and Pulp. Paper & Woodwor-
kers of Canada. Loc. 25, (1990), 13 LAC ( 4th) 264 (Somjen)
the collective agreement was silent on conditions under which
an employee would be disentitled to coverage, and the policy
stipulated that an employee would not receive coverage while
on vacation and prior to seeing a physician The collective
agreement provisions reflected Categorie~ 2 and 3 in the
Brown and Beatty typology It specified some of the terms of
the benefits, and stated an agreement to purchase or provide
certain coverage and the proportion of the premiums payable
by the employer. The instant collective agreement is similar
to the North Central agreement and is therefore a hybrid,
rather than a Category 2 agreement as submitted by the union
"
Outside of Art. 45 1 the collective agreement contains
no details re eligibility. This is a long-standing insu-
rance policy, similar to the situation in MacMillan Bloedel
and North Central Plywoods The policy is not inconsistent
with the collective agreement and should be considered in
compliance with it.
The employer has relied on this policy. The union now
argues it cannot. That must create an estoppel In Johns,
308/90 (Stewart) the union challenged a longstanding employer
policy of deducting time debits against vacation credits
The arbitrator found an estoppel arose from the longstanding
nature of the policy and the absence of prior objection. The
same sort of principles apply here
In Gratton, 572/91 (Kaplan) at p 19 the arbitrator con-
cluded that LTIP benefit calculations are based on the em-
ployee's gross salary on the date of disability The grievor
became disabled in November of 1991 He did not become clas-
sified and have anything to do with this insurance coverage
until April 1, 1993 It would be extraordinary for him to be
entitled to coverage 2 years after the date of disability
18
Although the collective agreement does not state
anything specific regarding eligibility, the collective
agreement does deal with it It indicates an employee
becomes eligible for LTIP coverage when he becomes a
classified employee, and after completion of 2 months of
continuous service, and when he satisfies the definition of
total disability in Art 42.
-
The grievor's Workers' Compensation benefits entitle-
-
ment is entirely irrelevant to this matter.
Counsel for the employer responded in writing to the
union's post-hearing provision of the ~ case (supra) and
written submissions He disputed the he~pfulness of ~ to
the Union's position
Reasons and Decision:
The statements at pp 2-3 in Gratton, supra, indicate
that the unreported decision of the Divisional Court dated
September 9, 1986, and the ~ 1299/89 (Simmons) and Rhodes
866/90 (Dissanayake) decisions have confirmed that the GSB
"has authority to decide grievances relating to the alleged
denial of benefits provided for in the Collective Agreement".
The initial point of departure for resolving this conun-
drum is the parties' collective agreement and their Memoranda
of Settlement, which must be read as a whole to construe the
their intentions.
As one of the issues is whether the purchased plan com-
plies with the terms of the collective agreement, the Policy
may be referred to as an aid to interpretation, if aid is
necessary: Macmillan Bloedel, supra, North Central Ply-
woods, supra
19
Art 45.1 provides
Employees will be insured for Basic .LTIP bene-
fits effective the first of the month immediately
following two (2) months' continuous service
(emphasis added)
Art 39 1 provides:
The benefits described in Articles 40 to 57 apply
to all full-time civil servants in the public ser-
vice bargaining unit represented by the Ontario
Public Service Employees Union
A definition of what the parties meant by "employees" in s.
45.1 would be helpful However, the collective agreement
does not provide a direct definition, and one will have to be
M
inferred from the various provisions.
Art. I.1, recognizes OPSEU as the exclusive collective
bargaining agent for
all public servants other than persons who are not
employees within the meaning of S.l(l)f of CECBA
(emphasis added)
Curiously, s 1 ( 1 ) of CECBA, 1990 does not contain a
subclause ( f ) . However, the sixth definition in s. 1 ( 1 ) of
CECBA, 1990 R.S.O. 1990, c. C.50 is that of "employee" , and
the sixth definition of s. 1(1) in CECBA. 1993, S 0 1993, c
38 is the definition of "Crown employee" This panel finds
it not unreasonable to infer that the parties intended to
incorporate by reference the definitions of "employee" and
"Crown employee" in each successive CECBA into their collec-
tive agreement. While the exclusions differ from 1990 to
1993, the definitions of "employee" and "Crown employee" in
each of these Acts are substantially the same:
a Crown employee as defined in the Public Service
Act, but does not include . .
20
The parties thereby incorporated by reference the fol-
lowing definition of "Crown employee" in s. 1 of the Public
Service Act, R S 0 1990, c P.47
a person employed in the service of the Crown or
any agency of the Crown, but does not include an
employee of Ontario Hydro or the Ontario Northland
Transportation Commission
Therefore, the recognition clause refers to employees falling
within the above definition of Crown employee
The parties further provided in Art. 3 1, which is
headed "Unclassified Employees"
The only terms of this Agreement that apply to em-
ployees who are not civil servants are those that
are set out in this Article "
and they stipulated, in Art 3.16
The following Articles shall also apply to
unclassified staff other than seasonal employees:
Articles A, 1, 4 2, 4 4., 6, 7 7, 9, 11, 12, 15,
16 , 17, 18.5, 21, 22 23, 25, 27, 29, 32, 33, 34,
35, 36 and 86.
Arts 39 1, 42 and 45, which pertain to LTIP coverage
are absent from Art 3.16. It is reasonable to and we infer
that the parties intended to distinguish between classified
and unclassified employees and their respective entitlements
to benefits under the collective agreement, and that unclas-
sified employees do not have the benefit of Arts. 39.1, 42
and 45, the articles which pertain directly to LTIP benefits,
until they become classified
Under the scheme and definitions in the Public Service
Act, (supra) the public service is characterized as having
two divisions, the classified and the unclassified service.
In s 1 of that Act, members of the classified service are
identified as civil servants. Members of the unclassified
service are identified as public servants Although the
grievor's employment status was not clearly defined prior to
the pivotal dates of December 18, 1992 when the conversion
i
21
date was established, and of April 1, 1993, when the grievor
became a member of the classified service, the grievor was
not a civil servant before April 1, 1993
It is clear from the scheme of Arts 39 1, 45 1, 3 1,
3 16 and the Public Service Act that the "employees" referred
to in Art 45 1 are "full-time civil servants" under Art.
39 1, as defined in the Public Service Act.
As the grievor was not a civil servant before April 1,
1993, if he had claimed LTIP for his injury in either 1991 or
1992, his claim would have been denied on the basis of his
non-civil servant status.
.
It is a basic principle of group insurance that in order
to be entitled to benefits a claimant must be a member of the
group insured at the time of loss or injury. The only excep-
tion to that principle would arise where the collective
agreement or the policy clearly stated or the carrier agreed
unilaterally that the benefit would apply retroactively for a
certain defined period of time to former non-group-members,
who would then be permitted to pay the premiums retroactive-
ly. If the loss or injury occurred during or after that
retroactive period, the claim would be honoured. If the loss
or injury occurred before that retroactive period, the claim
would not be honoured.
In the letter to the grievor dated December 15, 1993
(Ex 4), the employer offered a limited window of retroactive
coverage, from April 1 to December 31, 1994 This offer
reflects the principles of the pre-requisite of membership in
the insured group at the time of loss or injury, and the ab-
sence of retroactive coverage in the absence of agreement and
the payment of premiums for that period, and, indirectly,
that retroactivity of claims is limited to the period repre-
sented by the additional premiums
22
The parties appear to have recognized those principles
when, on November 7, 1994, they agreed that in lieu of
"retroactive entitlement to benefits" and other claims,
each "converted"/newly classified employee would receive a
lump sum paYment of $5,500 00 Counsel for each of the par-
ties agreed that the November 7, 1994 Memorandum of Settle-
ment (Tab 15) applied to Sheriff's Offic~rs The parties
agreed that because Sheriff's Officers were not classified
before April 1, 1993, they were disentitled to certain bene-
,
fits under the collective agreement, and incurred certain
losses as a result of that disentitlement. The lump sum pay-
ment was intended to compensate them for those losses In
view of the wording of Arts. 39.1, 3.1 a~d 3.16, LTIP
coverage under Art 42 was one of the benefits for which the
parties intended to compensate the employees covered by the
Memorandum. The grievor was one of those employees.
The principle that a successful claimant must be a mem-
ber of the group insured at the time of loss or injury is
also reflected in Art 45.1 It is significant that Art
45.1 reads prospectively
Employees will be insured . effective the first of
the month immediately following two (2.) months'
continuous service. (emphasis added)
In the absence of clearer language in the collective agree-
ment indicating LTIP coverage will cover injuries or loss
which occurred prior to the date the employee became a full-
time civil servant i e a member of the classified service,
we conclude that the parties did not intend to provide that
coverage in those circumstances
The dispute and argument that the policy did not conform
to the collective agreement and that the terms of the collec-
tive agreement prevail over the terms of the policy appears
to have arisen from the explanation provided in the April 25,
1994 and May 4, 1994 letters from the insurer (Tab 13) and
the employer's Senior Benefits Advisor respectively (Tab 14).
23
In each of the letters, the writers stipulated the require-
ment that the grievor have been actively at work from the
date he became a civil servant in order to be eligible for
insurance coverage, as well as the fact that he was a public
servant prior to April 1, 1993 and therefore ineligible for
coverage The reference to a requirement of being actively
at work (which terms are not in the collective agreement) in
order to be eligible for coverage inadvertently confused and
obscured the operative reason for the denial of this claim---
that the grievor was not a member of the insured group (i e
full-time civil servant) on the date of the injury, or the
date he became totally disabled
We therefore conclude that for the.purpose of this
grievance, the purchased plan conforms with the terms of the
collective agreement.
In view of our findings, the balance of the submissions
need not be addressed
We are not without sympathy for the grievor's situation,
but are restricted in our jurisdiction by the collective
agreement and the statutes which support it
For all the above reasons, the grievance is dismissed.
24
Dated at Toronto this 8th day of June 1995
,
Susan D Kaufma
Vice-Chairman
/4/:CJ /~;;:L~
Michael MiMlich
Employer Nominee
Partial Dissent to Follow
Gary Majesky
Union Nominee