HomeMy WebLinkAbout1994-1129DYER_PAPPLE_SMELTZ2
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OWTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE L'ONrARIO
GRIEVANCE COMMISSION DE
1111 SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 DUNDAS STREET WEST, SUITE 2100, TORONTO ON M5G 1Z8 TELEPHONEITELEPHONE (416) 326-1388
180, RUE DUNDAS OUEST, BUREAU 2100, TORONTO (ON) M5G 1Z8 FACSIMILEITELECOPIE (416) 32(5-1396
GSB # 1129/94, 1180/94, 1191/94
OPSEU # 94E207, 94F208, 94F209
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (DyerjPapple/Smeltzer)
Grievor
- and -
The Crown in Right of ontario
(Ministry of Transportation) Employer
BEFORE: N Dissanayake Vice-Chairperson
M Vorster Member
F Collict Member
FOR THE G Adams
GRIEVOR Grievance Officer
ontario Public Service Employees Union
FOR THE D Costen
EMPLOYER Counsel
Legal Services Branch
Management Board Secretariat
HEARING March 15, 24, 29, 1995
september 21, 1995
October 16, 20, 1995
November 1, 1995
May 22, 27, 1996
August 15, 1996
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DECISION
These are three individual grievances filed by Ms Christine
Dyer, Ms Nicole Papple and Mr Robert Smeltzer respectively, which
were heard together The grievors claim that they were dismissed
without cause
Ms Dyer's seniority date is April 22, 1985 Since February
1986 she was employed with the Ministry in the classified service
as an Inside Examiner From May 30, 1994 until her dismissal on
August 17, 1994 she occupied the position of Driver Examiner on an
acting basis
Ms Papple was a member of the unclassified staff Starting
in May, 1991 she had a number of consecutive contracts and at the
time of her dismissal on August 17, 1994 held the position of
Driver Examiner (Probationary)
Mr Smeltzer, a member of the classified service had a
seniority date June 11, 1990 His "home position" was that of
patrol Foreman, but since May 10, 1993 was on a training assignment
performing the duties of a Driver Examiner He was also dismissed
on August 17, 1994
At the time of their dismissal the 3 grievors were employed at
the Driver and Vehicle Examination Centre in Orangeville, Ontario
The actual conduct that led to their dismissal is not in dispute
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The orangeville Centre is one of 22 Driver and Vehicle Examination
'fl.
Centres coming within the South-West Region Office The
Orangeville Centre was headed by a supervisor, who was a member of
the bargaining unit On a day to day basis the centre was run for
all intents and purposes by this bargaining unit supervisor since
there was no member of management working out of the orangeville
Centre Mr Harold Cavey held the position of supervisor of the
orangeville Centre until his retirement on April 29, 1994 Mr
John Bishop replaced Mr Cavey as supervisor on an acting basis,
starting May 2, 1994
Sometime in early July 1994, Mr Bishop was reviewing a list
of licences recently issued, when he noticed that on his first day
as supervisor, the 3 grievors had received 'M' class (motor cycle)
licences Mr Bishop became suspicious because he could not see
how the three employees could have done a road test that day since
they were very busy He brought this to the attention of Mr Bert
Killian, Regional Manager for the South-West Region Mr Killian
and Mr Bishop discovered that road test score sheets for the 3
employees had been completed, which indicated that they had indeed
taken road tests on May 2, 1994 However Mr Bishop still felt
that it would have been physically impossible for them to have
taken the road test on May 2 Mr Bishop and Mr Killian checked
the vehicle registrations and discovered that the vehicle plate
numbers (of the motor cycles supposedly used for the tests) in each
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of the score sheets were phoney Mr Killian contacted higher
management and an investigation was launched
The score sheet for a road test is an official ministry
document with space for information to be filled in by the
candidate and a number of boxes to be marked by the Driver Examiner
administering the test Ms Dyer's score sheet indicates that she
used a "Harley Davidson" motor cycle for her test, while Ms
Papple's and Mr Smeltzer's indicate "Honda". Each sheet also set
out the plate number of the motor cycle used Each grievor had
signed the sheet containing this information
Thirty skill and knowledge boxes were to be marked by the
driver Examiner as "satisfactory" or "not satisfactory" Each of
the three score sheets had "satisfactory" markings for all but one
of the thirty boxes Mr Smeltzer's "approach position" was marked
"not satisfactory" Ms Papple had the "not satisfactory" box
marked for "speed" and Ms Dyer had the "not satisfactory" box
marked for "lane position" In each sheet the candidate was
marked as "passed" on the overall test Mr Smeltzer signed as
examiner on the tests for Ms Papple and Ms Dyer, while Ms Papple
signed as Mr Smeltzer's examiner
What is beyond a shadow of a doubt is that all of the
information in the score sheets was purely fictional While upon
reading the score sheets, one is led to the clear impression that
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each of the grievors had taken a road test on a specific motor
cycle with a stated plate number, the investigation revealed beyond
any doubt that the motor cycles, and the plate numbers were
imaginary The "not satisfactory" and "satisfactory" marks
assigned to the various aspects of the test were also fictional,
because none of the three grievors ever took a road test All of
the information in the 3 forms was filled out by Mr. Smeltzer
However, there is no doubt that all three grievors were aware of
the false information, when each signed the form
As a result of this false documentation, the three grievors
received 'M' licences When confronted by the investigator, each
grievor admitted that no road test was taken Each grievor, was
suspended with pay for two weeks pending further investigation
Effective August 17, 1994 each of the grievors was dismissed
According to Ministry requirements the first step towards
obtaining a 'M' licence to be eligible to ride a motor cycle was to
pass a written test, which results in the issuance of a temporary
licence for 90 days This licence, known as the 'R' licence,
entitled the candidate to ride a motor cycle with certain
restrictions, and is intended to provide an opportunity to train in
preparation for the mandatory road test which must be passed within
90 days to obtain the regular 'M' licence
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For Ministry employees, the usual procedure was to be road
tested by the supervisor or by a driver examiner from a different
location brought in for that purpose The three grievors did the
written test and obtained legitimate 'R' licences However, they
did not fulfil the rest of the pre-requisites for the licence
They had no training on how to ride a motor cycle Nor did they do
the mandatory road test Yet, they issued themselves 'M' licences,
which for all intents and purposes authorized them to ride motor
cycles on public roads and highways They knowingly circumvented
the road test by filing false documentation
Also significant is the timing of the grievors' actions The
evidence indicates that for sometime the grievors had been aware
that the new "Graduated Licensing System" (GLS) would be coming
into force at the end of June 1994 They knew that under GLS, the
obtaining of most licences, including the 'M' licence, would become
much more difficult in terms of the pre-requisites and the time it
took to complete In order to avoid the impact of the GLS, an
applicant had to complete the road test prior to June 6, 1994 By
issuing themselves 'M' licences in the manner described above, the
grievors beat the deadline for avoiding the GLS
The Board is of the view that on the face of the foregoing,
the grievors' conduct is extremely serious The positions they
occupied as Driver Examiners are very sensitive ones requiring
utmost trustworthiness and integrity They test members of the
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public and authorize them to operate vehicles on public roads
They work completely independently A driver examiner's decision
to issue or not issue a licence is not subject to scrutiny or
review by any supervisor The conduct of the grievors, the issuing
of 'M' licences to themselves based on phoney documentation they
prepared, must necessarily bring into serious question the
integrity and trustworthiness of these employees in the eyes of the
employer
Moreover, by their conduct the grievors created a significant
safety risk. Firstly, they gave themselves licences to ride motor
cycles on public roads, when they had not met the important
prerequisites of training and road testing Furthermore by
creating phoney documents, they qualified themselves to issue 'M'
licences to members of the public Since they themselves were not
qualified to ride a motor cycle, they were not qualified to
properly assess the ability of members of the public There is at
least the risk that they may issue licences to unqualified persons
Given the sensitive nature of the jobs, the employer's
interest in the integrity of the whole vehicle licensing system and
the breach of trust that resulted from the grievor's conduct, the
Board would be inclined to uphold the discharges unless there are
very compelling circumstances which mitigate the seriousness of the
misconduct in a significant way Indeed, the union has raised a
number of factors, which it is argued, do call for mitigation of
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the penalty The union concedes that some discipline is warranted
However, it is submitted that dismissal was an excessively harsh
penalty in the unusual circumstances of this case The union
suggested that a 10 to 20 day suspension without pay would have
been a more appropriate penalty
The Board first turns to the more usual mitigating factors
Ms Dyer and Mr Smeltzer had moderate seniority with approximately
7 years and 5 years respectively Ms Papple was a contract
employee and had no seniority None of the grievors had any prior
discipline on their records Moreover, all of the evidence
indicates that the grievors had been competent and hard working
employees whose performance gave no concerns whatsoever to the
employer
The evidence indicates that the grievors exhibited varying
levels of remorse. The union relies on the fact that when
confronted all 3 grievors admitted to falsifying the score sheets
and to having given themselves 'M' licences without taking the
required test In the Board's view, the employees can hardly claim
any credit for admitting to that wrong-doing, in circumstances
where their misconduct had been exposed beyond doubt In those
circumstances the admission is of little or no significance and is
not by itself indicative of remorse
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When confronted by the employer, Ms Papple openly admitted
that she had not taken the test and that the information on the
score-sheet was false However, she stated that the score sheet
was prepared only for "statistical purposes" and insisted that it
was done on the instructions of Mr Cavey, the supervisor Mr
Papple told the investigator that Mr Cavey was a very strict
supervisor who expected employees to comply with his directions
without asking any questions She was adamant that she did nothing
wrong because she was acting on her supervisor's directions She
gave no apology and even became aggressive when accused of wrong-
doing She put the entire blame on Mr Cavey
During examination in chief, Ms Papple was asked why she
signed Mr Smeltzer's test score sheet as "passed" when she knew
that Mr Smeltzer had not done any road test and that the
information in the score sheet was phoney She replied "Because
Mr Cavey told us to sign on Monday ourselves That was the only
thing left to do to complete the process" Ms Papple testified
that Mr Cavey was fully aware that she did not know how to, and
did not plan to, ride a motor cycle According to her, he
instructed that the 3 employees give themselves a "Ministry
upgrade" 'M' licence, solely for the purpose of being able to do
testing Later on, when asked what the impact of her dismissal was
on her, she related that the emotional suffering was harder than
the financial loss Then she went on "If I could take everything
back I would I made a horrible serious mistake But I hadn't
10
really thought it through properly I am upset with myself for
" that because I am an intelligent woman" She said that she blindly
followed Mr Cavey's instructions and that "if someone tells you to
jump off a cliff you don't I did "
Ms Dyer, when confronted, also admitted that she did not do
a road test and that the information on her score sheet was phoney
She admitted that looking back at what she did, she felt it was
wrong During her testimony Ms Dyer admitted that when the
employer confronted her she realized that what she did was wrong,
although no wrong was intended When asked if she apologized she
said "I said I was sorry That I didn't mean to do anything
wrong"
When confronted by the investigator, Mr Smeltzer admitted
that he knew that what he did was wrong but that it was not
intended to be a fraud At the hearing when asked if he felt he
did anything wrong, Mr Smeltzer replied, "Yes I did wrong I
should have gone up to check whether what I was told to do was the
proper thing I should have questioned higher people"
.
The foregoing evidence on the usual mitigatory factors by
itself would not have persuaded the Board to reduce the penalty
However, the union has led evidence as to some unusual
circumstances, which it claims significantly mitigate the
subjective blameworthiness of the grievors There are two aspects
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to this evidence The Board must examine the evidence and consider
to what extent if any, these circumstances affected the grievors'
conduct which on its face appears to be outright fraud
The ~ractice relating to testing for licences
The evidence is that the official Ministry policy always has
been that no driver examiner is authorized to issue a class of
licence which he/she does not possess This is not surprising
since it is obvious that a person cannot assess an applicant's
abilities in order to be awarded a licence, unless he/she has
attained those abilities by obtaining that same class of licence
However, it is the uncontradicted evidence based on the employer's
own records that this policy was not always followed, at least at
some driver examiner centres, including the Orangeville Driver
Examination Centre
Ms Papple only had the 'G' licence which entitled her to
operate automobiles and small trucks up to 11,000 kg Therefore
she was only qualified to test for 'G' licences However, the
ministry records establish that between July 22, 1991 and June 30,
1994, in addition to issuing 2511 'G' licences, Ms Papple had
issued a number of classes of licences, which she herself did not
possess She had issued 3 'A' licences for tractor-trailers, one
'0 I licence for large trucks, 7 'pI licences for buses up to 24
passengers and ambulances, 22 'M' licences for motor cycles and 2
12
, Z ' air-brake endorsements required to operate air-brake equipped
"" vehicles such as tractor-trailers, large trucks, buses and school
buses The evidence is that Ms Papple did not have any of these
classes of licences and had received no training The evidence is
also uncontradicted that she did this testing for the public on the
directions of Mr Cavey the supervisor, who was fully aware that
Ms Papple only possessed the 'G' licence herself On May 2nd
1994, Mr Bishop's first day as the Acting Supervisor at
Orangeville she did a number of 'M' motor cycle tests While the
documents went to Mr Bishop and he signed those, it is not
evident that he was specifically aware at the time that Ms Papple
did not have a 'M' licence herself
When Mr Smeltzer started his driver examiner duties, he
possessed a "AZ" licence The evidence indicates that he too
issued a number of licences for which he was not qualified
Between May 1993 and March 1994 Mr Smeltzer issued a total of 24
'M' licences for motor cycles eventhough he did not himself possess
that class of licence He testified that he started issuing 'M'
licences while he was employed at the Kitchener Driver Examination
Centre, where none of the four examiners on staff had a 'M'
licence When he was directed to do 'M' tests he told his
supervisor Mr Doug Currie that he did not have a 'M' licence The
supervisor told him that unlike for other licences, for'M' licences
an examiner need not have that class of licence Then after Mr
Smeltzer transferred to orangeville, Mr Cavey assigned him to do
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not only 'M' tests but also 'B' licences for school buses Mr
;-."Y Cavey told him that the fact that he did not have a 'B' licence did
not matter and directed him to do those tests Mr Smeltzer
testified that he did not feel comfortable about it but he
complied He had no training whatsoever to do 'B' tests, but read
ministry material to acquaint himself with the road tests
Subsequently, Mr Smeltzer took the course through a bus company at
his own expense and obtained his 'B' licence in March 1994
Ministry records indicate that in total Mr Smeltzer administered
12 'B' tests, the majority of them at a time when he himself did
not possess that licence
Mr. Cavey's involvement in the grievor's misconduct
Mr Cavey was a bargaining unit employee Nevertheless, he
ran the orangeville Centre for all intents and purposes and the
employees took day to day directions from him The evidence is
that Mr Cavey was a very demanding and authoritarian supervisor,
whose goal was to maximize production even if it meant not
following proper procedures For instance, the Ministry required
that a road test be of a specific duration However, on busy days,
Mr Cavey demanded from the Driver Examiners that they shorten the
tests There is evidence that Mr Cavey was prepared to "cut
corners" in order to maximize the number of tests done
Mr Cavey was not called to testify by either party There is
conflict in the evidence of the grievors as to the exact role he
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played in the grievors' obtaining of their 'M' licences By the
time the situation came to light Mr Cavey had retired After Mr
Cavey's involvement came to light during the interviews of the
grievors as part of the employer's investigation, the employer
interviewed Mr Cavey on July 12, 1994 The investigator's notes
of the interview were filed in evidence The notes, which were
signed by Mr. Cavey, indicate that when asked what he actually told
the grievors about testing for the 'M' licence, Mr Cavey stated
that he told them that if they wanted to upgrade, Monday May 2nd
would be a good day to do it, since it was the first day of motor
cycle testing after the winter The notes indicate that they were
told that they will have to do the road test and that they were not
told to fabricate test information However, Mr Cavey stated that
the grievors may have misconstrued and "taken it as a gift" He
denied that he had instructed the employees to fill out score-
sheets When asked in closing if he had any other information to
add, he stated that "staff May have misconstrued my meaning
regarding upgrading "
Subsequently, Mr Cavey on his own initiative called the
employer and said that his conscience was bothering him, that he
had done something stupid and had not been quite forthright at the
July 12, 1994 interview As a result a second interview with Mr
Cavey was held on July 15, 1994 At this second interview, Mr
Cavey stated that on his last day of work, he was attending a
retirement party held by the staff in his honour and felt
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magnanimous and stupidly told the employees "to commit an act of
fraud" He said that despite knowing that the grievors did not
have motor cycles and did not have any training, he had told them
to give themselves 'M' licences through a Ministry upgrade He did
not however, tell them how exactly they should do it Nor did he
tell them to fabricate documentation He said that he did not
expect the grievors to fill out score sheets or to book their road
tests through the computer system
The testimony of the grievors is not consistent as to what
they were exactly told by Mr Cavey However, based on all of the
evidence, the Board is satisfied that Mr Cavey suggested to them
that they give themselves 'M' licences on the Monday, and gave his
approval for that Mr Cavey was aware that once he left, there
would be no staff qualified with a 'M' licence at the Orangeville
Centre Since Ms Papple and Mr Smeltzer already were doing 'M'
testing to his knowledge, he thought that they may as well give
themselves the colour of right to do so by getting the 'M'
licences The Board is also satisfied that for Mr Cavey this was
also a way of showing gratitude to the grievors, who had been loyal
to him However, the evidence is that Mr Cavey did not instruct
the grievors as to how exactly they were to upgrade themselves
The only evidence is that Mr Cavey understood that the grievors
would subsequently take a motor cycle course including a road test,
thereby giving legitimacy to the licences already received
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What then is the significance of this evidence relating to the
practice of unqualified employees conducting road tests and the
encouragement offered by Mr Cavey to the grievors to upgrade their
licences to a 'M' licence? To say the least, it should be alarming
to any reasonable person, to learn that members of the public have
been tested and issued licences by persons who themselves were
unqualified for the licence in question Ms Papple has for
instance has road tested 3 tractor-trailer licence applicants, and
2 air-brake endorsements, when she herself possessed only the most
basic 'G' licence for operating automobiles Ms Papple and Mr
Smeltzer have issued many 'M' licences for motor cycles under
similar circumstances Ms Papple had never ridden a motor cycle
but was testing members of the public and issuing licences to them
Mr Smeltzer road tested people for school bus licences, eventhough
he himself was not qualified with a 'B' licence There were
indications in the evidence that this dangerous practice may not
have been confined to Ms Papple and Mr Smeltzer or to the
orangeville Centre It is a disturbing thought that there probably
are individuals presently operating tractor-trailers, school buses
and motor cycles on public highways, who have not been road tested
by a qualified driver examiner
While expressing our serious concerns about this situation, it
is not within this Board's powers to address those concerns
Hopefully, the employer, if it has not already done so, would
choose to take remedial steps on its own initiative, now that it
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has come to light The issue for this Board in this proceeding is
'" whether this evidence operates to lessen the culpability of the
grievor's actions
The Board is satisfied that the grievors' immediate purpose in
obtaining the 'M' licence was not to be able to personally ride a
motor cycle but to upgrade their qualifications The grievors were
aware that as a result of the GLS, the employer would be hiring
more full-time driver examiners. The more licences they hold, the
stronger their chances would be in any competition In fact there
is evidence that each of the grievors did apply for a driver
examiner competition setting out their 'M' licences which they had
given themselves without satisfying the pre-requisites The Board
accepts that at the time the grievors embarked on their actions,
they intended, as discussed with Mr Cavey, that they would
legitimize their 'M' licences by subsequently completing a college
course which included a road test However, we are also convinced
that, had the grievors thought the matter through carefully, they
would have realized that in practice that would not have happened
It is inconceivable that the grievors would register and attend a
college course leading to a 'M' licence when the records indicate
that they already possessed that licence Such a step would have
clearly exposed the fact that they had given themselves 'M'
licences without a road test by filing false documentation The
grievors in all probabilities would not have done that In fact,
there is no evidence that between the time they obtained them
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licences on May 2, 1996 until their discharge on August 17, 1996
they took any concrete steps to register for any such course
Whatever their purpose was, there is no doubt that the grievors
should reasonably have known that what they were doing was wrong
While we cannot in any manner excuse their conduct, the Board is
satisfied that in their own minds they would have perceived the
gravity of their actions differently The driver examiner
administering the road test for a 'M' licence did not at any time
have to actually ride a motor cycle The test consisted of two
parts First, the examiner observed from a vantage location the
candidate manoeuvre his cycle around a pylon course set out for him
in a parking lot In this part, the candidate's ability to balance
while taking the turns and his control of the vehicle is assessed
In the second part of the road test the candidate rides the motor
cycle on public roads, while the examiner follows behind in a car,
observing the candidate's control of the motorcycle and the
observance of traffic rules The grievors Papple and Smeltzer had
performed these duties and issued 'M' licences Dyer was aware
that her colleagues who did not possess an 'M' licence issued "M'
licences with the full awareness and indeed under the direction of
the supervisor Since the supervisor did not appear to have any
safety concerns about persons with no 'M' :Licence issuing 'M'
licences, it is believable that the grievors would think that the
supervisor would not have any greater concern about persons with
improperly obtained 'M' licences doing those same functions In
Mr Smeltzer's case two supervisors at different locations had told
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him that since no riding of a motor cycle was involved he could
competently do 'Ml tests despite not having his own 'Ml licence
Given this belief on the part of the supervisors, the grievors may
well have in time believed that in order to do 'M' road tests
competently and without any safety hazards, one need not
necessarily have the demonstrated ability to ride a motorcycle by
possessing a legitimate 'M' licence
with regard to Mr Cavey's role, when he suggested that the
grievors upgrade themselves with a 'M' licence, the grievors saw it
as a parting gift from the retiring supervisor They saw it as an
opportunity to add to their credentials and jumped at the idea
The evidence indicates that neither Mr Cavey nor the grievors took
time to think through how exactly they were going to achieve their
objective. Once the process was launched by completing the
written test and booking a road test, they did not know how to
proceed Mr Cavey had not told them how exactly it could be done
That is when they decided to put through false documentation as the
means of completing the process they had started
The Board is also satisfied that through these events, the
grievors had some guilt - an awareness that they were doing
something wrong These are intelligent people They put down
fictional models of motor cycles and plate numbers on an official
ministry form No reasonable person could have thought that such
conduct was acceptable The Board also does not accept that the
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grievors were merely obeying the directions of Mr Cavey to upgrade
themselves The evidence does not indicate that Mr Cavey gave any
"direction" It was more in the nature of a suggestion or an
offer Even if he did, the grievors had no reason to believe that
failure to comply will result in some sanction since Mr Cavey was
retiring that same day The Board finds that the grievors
foolishly decided to take up Mr Cavey's offer without properly
assessing what it may involve Their culpability lies in the fact
that they did not back off from the process they innocently
started, even after they realized that it cannot be achieved
without being dishonest Instead, they carried on by creating
false documentation and giving themselves the licences and
refrained from discussing this matter at any time with their new
supervisor, Mr Bishop
As the Board has noted the Dr i ver Examiner position is one
requiring utmost trust and integrity Under normal circumstances,
we would have upheld the discharges despite any seniority and
discipline free records However, this misconduct occurred under
unique circumstances We are satisfied that if not for Mr
Cavey's encouragement and ill-advice, the grievors would not have
embarked on their foolish mission
Ms Dyer and Mr Smeltzer were classified employees with
moderate seniority They were very competent and hard-working
employees and had no prior discipline Most importantly, while
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explaining Mr Cavey's role, they accepted blame both during the
investigation and before this Board During their testimony their
demeanour evidenced genuine remorse Despite the seriousness of
their misconduct, the Board is satisfied that the trust that was
lost as a result of their actions can be restored The employer is
directed to reinstate Ms Dyer and Mr Smeltzer forthwith It will
be at the employer's sole discretion as to whether they will be
reinstated to the acting driver examiner positions they held at the
time of their discharge or to their "home positions" considering
the seriousness of their actions, the Board directs that Ms Dyer
and Mr Smeltzer are not entitled to any compensation The time
between their discharge and reinstatement will be recorded as a
period of suspension without pay
Different considerations apply to Ms Papple She was a
contract employee with no seniority under the collective agreement
Before the investigator she admitted to no wrong-doing During her
testimony she expressed regret, but only in the form of self pity
for what she had to endure since her discharge She insisted that
she was merely following Mr Cavey's orders, because he was a
strict supervisor who did not want his staff questioning his
orders The Board did not find that part of her evidence to be
credible She admitted to no wrong-doing and readily put the
entire blame on Mr Cavey She did not show that level of remorse
that can reasonably be expected after such serious misconduct In
all of the circumstances, specially considering that Ms Papple was
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a contract employee with no vested seniority, her grievance is
hereby dismissed
Before leaving this matter, the Board must emphasize that this
decision should not in any way be seen as a signal that the Board
expects the employer to be lenient on dishonest Driver Examiners
The only reason for the reinstatement of Ms Dyer and Mr Smeltzer
is that the Board believes that due to the Ministry's breach of its
own practice and because of the encouragement on the part of the
supervisor, they may not have realized the seriousness of their
conduct Without those exceptional circumstances, their seniority,
discipline-free records nor demonstration of remorse would have
been enough to cause the Board to intervene
The Board remains seized to deal with any difficulties the
parties may have in implementing this decision
Dated this IltIPay of December, 1996 at Hamilton, Ontario
~~-;~
N Dissanayake
Vice-Chairperson
~'-c:v~
M Vorster
Member
;1 1. ~
.~ r L?:McJ 04~
F co't-t-fct
Member
DISSENT
Re Dyer/Papple/Smeltzer, G S B #1129/94, #1180/94, #1191/94
Subsequent to a review of all of the evidence in this case, this Member is in reasonable
agreement with the majority as set out in this case at pages 19 and 20, as follows
"The Board is also satisfied that through these events, the grievors had some
guilt - an awareness that they were doing something wrong These are intelligent
people. They put down fictional models of motorcycles and plate numbers on an official
ministry form No reasonable person could have thought that such conduct was
acceptable. The Board also does not accept that the grievors were merely obeying the
directions of Mr Cavey to upgrade themselves The evidence does not indicate that
Mr Cavey gave any "direction" It was more in the nature of a suggestion or an offer
Even if he did, the grievors had no reason to believe that failure to comply will result in
some sanction since Mr Cavey was retiring that same day The Board finds that the
grievors foolishly decided to take up Mr Cavey's offer without properly assessing what
it may involve Their culpability lies in the fact that they did not back off from the
process they innocently started, even after they realized that it cannot be achieved
without being dishonest. Instead. they carried on by creating false documentation and
giving themselves the licences and refraining from discussing this matter at any time
with their new supervisor, Mr. Bishop."
(p 19, 20 of award, underscoring added)
However, this Member dissents with the majority with reference to the following,
"As the Board has noted the Driver Examiner position is one requiring utmost trust and
integrity Under normal circumstances, we would have upheld the discharges despite
any seniority and discipline free records However, this misconduct occurred under
unique circumstances We are satisfied that if not for Mr Cavey's encouragement and
ill-advice, the grievors would not have embarked on their foolish mission
(p 20 of award)
This Member is not convinced of the above.
The majority award does not reinstate Ms Papple who had been a contract employee
with no seniority However, the award does provide for the reinstatement of both Ms
Dyer and Mr Smeltzer In the view of this Member, the action of termination of these
'1
three people taken by the Employer, should be upheld, for the following reasons
f
The grievors are intelligent people They worked mdependently as Driver/examiners
They had the authority to test and approve a vehicle licence for an applicant. This
authority was unfettered - even by their supervisor That is, the supervisor did not
"second guess" the Driver Examiner with reference to who should be issued a licence
This responsibility rested with the Driver Examiner.
Notwithstanding the above, the grievors did for themselves. that which they would not
do for any member of the public! That is, they misrepresented and falsified documents
which resulted in the issuance to them of M licences
These actions resulted in the termination of the grievors
In the view of this Member, the issue in this case is not the question as to whether or
not.any: of the grievors can be rehabilitated to the point that the trust of the Employer in
the grievors can be restored, or that they can be returned to useful work with the
Employer, as rationalized in the award at page 21
Rather,
The issue in this case is whether or not the employment relationship between the
grievors and the Employer has been so irretrievably broken owing to the violation of
trust demonstrated by the grievors in the performance of their duties, that it can ~ be
restored
It is the position of thiS Member that this employment relationship has been irretrievably
destroyed, and that the Employer's decision to terminate the grievors should stand
As to whether or not any of the gnevors can be rehabilitated, we have only the
3
statement from each of them made at the hearing, that they would not violate the trust
placed in them again This may be so, but in the view of this Member, that is fiQ1 the
question to be answered by this Board
The Board's jurisprudence is reasonably clear on matters associated with trust as
related to the duties and responsibilities of a position As stated in BRADLEY, G S B
#1050/94, 1424/94,
" having worked hard and done a good job (does not) offset the fraud that he
had committed In light of these factors, the Board must conclude that Mr
Bradley's potential for rehabilitation is not good"
(p 32 of award)
Quite unlike BRADLEY, the grievors in this subject case (Dyer/Papple/Smeltzer) have
expressed some remorse associated with their actions - (some months after the
occurrence and investigation interviews) - and have claimed that the fraud or breach of
trust would not happen again However, in the view of this Member, the actions of the
grievors were a "revelation of character" which had to be considered by the Employer
and which weighs heavily as related to the question as to whether or not the Employer
could ever again place the grievors in a position that would require both ~ and
responsibility
The jurisprudence advanced by the Union to support its position of minimal penalty and
the re-instatement of the grievors was very distinguishable from the subject case and
the line of jurisprudence (BRADLEY, DAIN, MCKENNA) advanced by the Employer
For example, the Union presented cases associated with momentary aberrations, (eg
presentation of false documents as in SPIERS, GSB #181/78 and THOMSON GSB
#1794/90) or in cases involving extenuating circumstances (as in PAULEY/BECHARD,
GSB #1171/91, #1172/91)
In fact, the only case on point presented by the Union was MENZIES, G S B #751/91,
4
and this case, a case where an employee was reinstated after engaging in 32 discreet
acts of theft over a period of 12 months - which in the award were improperly (in the
view of this Member), referred to as "aberrations - is manifestly wrong! In this
MENZIES case there was no evidence to support a finding of emotional illness on the
part of the grievor, and the sole witness who came forward to support the rehabilitative
possibility for the grievor was llQ1 a medical or rehabilitative expert, but, rather, was
Miss J Bishop, a student in pastoral counselling She testified, essentially, to the effect
that Ms Menzies had "some stress in her life" (including her recent discharge), and that
she required 'therapeutic dialogue" to enable her to understand her own behaviour
However, the Board, in MENZIES, at no time, " received (any) direct medical
evidence on whether she (the grievor) needs treatment by a licenced specialist at this
time" (p 13 of G S B #751/91 )
By comparison with the above, the jurisprudence in - BRADLEY, G S B #1050/94,
DAIN, G S B #3814/92, and McKENNA, 28 L A.C (2d), P 410 - is on "all fours" with
this DYER/PAPPLE/SMEL TZER case That is, the employees involved in .all of these
cases were in a position of.tru.s.t. The improper actions they engaged in were directly
related to the fundamental nature of their duties and responsibilities. In each case, the
grievors were found to have violated the trust associated with the fundamental and
basic duties associated with their jobs Accordingly, the Employer terminated the
employment relationship and the penalty of discharge was upheld in each of these
cases
The majority in thiS case has held that there were mitigating circumstances in this case
such as, the involvement of Mr Cavey, the apparent but limited inconsistency in the
practices of the Employer relative to the issuance of licences, and so on However, as
stated earlier, the grievors are intelligent people They knowingly, and with intent,
falsified ministry documents for the purpose of having Issued to them, M motocycle
licences They had to determine how to falsify the documents so that the licences
would be issued to them They had the authority to sign the falsified documents - and
5
they did this (All but Ms Dyer - but she knew that her falsely completed document had
been improperly signed and submitted) The grievors did not "come clean with
reference to the licencing information until they were presented with it at the time of the
investigation, many weeks af1e.r the documents had been submitted and licences were
issued, and they used this new licencing information on their letters of application as a
qualification when applying for a full time Driver/Examiner position
In view of all of the above, this Member would conclude that there are no mitigating
circumstances in this case sufficient to justify or ameliorale the actions taken by the
grievors
Finally, an excerpt from the Canada Post case (SHIME), with reference to both the
matters of tr.u.st and the timing of the actions taken by the grievors, are significant, as
follows
"The grievor with full and complete knowledge of the risk he ran chose to engage
in the conduct described - it was not momentary Having courted the
consequences. he must now live with those consequences" (page 4)
(underscoring added)
This Member would conclude that the action of the Employer to terminate all three of
the grievors should have been upheld in this case
F T Collict