HomeMy WebLinkAbout1994-1178GROULX97_08_25
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OIfTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE L'ONTARIO
1111 GRIEVANCE COMMISSION DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 DUNDAS STREETWEST SUITE 600, TORONTO ON M5G 1Z8 TELEPHONErrELEPHONE (416) 326-1388
180, RUE DUNDAS OUEST BUREAU 600, TORONTO (ON) M5G 1Z6 FACS/MILErrELECOPIE (416) 326-13gc
GSB # 1178/94
OPSEU # 94G084
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Groulx)
Grievor
- and -
The Crown in Right of ontario
(Ministry of Community & Social services)
Employer
BEFORE: S L Stewart Vice-Chair
T Browes-Bugden Member
M Milich Member
FOR THE L Harmer
GRIEVOR Counsel
Gowling, Strathy & Henderson
Barristers & Solicitors
FOR THE J smith
EMPLOYER Counsel
Legal Services Branch
Ministry of Community & Social Services
HEARING April 11, 1995
September 14, 1995
February 19, 1996
September 27, 1996
January 8, 9, 15, 27, 1997
February 20, 1997
April 25, 28, 1997
,
DECISION
The grievance before the Board relates to the discharge of
Patricia Groulx Ms Groulx was employed by the Ministry of
Community and Social Services in its Sudbury office as an Income
Maintenance Program Support Clerk It is acknowledged by the
Union that between January 24 and March 14, 1994, Ms Groulx
fraudulently obtained funds in the amount of $15,075 00 from the
Employer In such circumstances discharge is ordinarily the only
appropriate disciplinary response The Union contends, however,
that there are extraordinary mitigating factors in this case,
specifically that Ms Groulx's fraudulent actions were rooted in
a psychiatric condition which has now been identified, treated
and resolved
The Employer does not dispute that Ms Groulx was properly
diagnosed as suffering from a psychiatric condition known as
post-traumatic stress disorder The grievor's contention that
she was a victim of childhood sexual abuse is also not challenged
by the Employer However, the Employer questions whether the
grievor's fraudulent actions were truly rooted in a psychiatric
condition resulting from her childhood sexual abuse
Prior to dealing with the facts relating to Ms Groulx's
psychiatric diagnosis and the details of the fraud it is
appropriate to set out some background facts Ms Groulx
commenced her employment with the Ministry of Community and
Social Services in the Sudbury office in 1990, on a contract
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basis She subsequently obtained a position as an Income
Maintenance Program Support Clerk. The responsibilities of her
position entailed performing clerical duties in relation to
family benefits and general welfare by processing information to
arrange for the issuance of payments to eligible applicants One
of Ms Groulx's performance appraisals was filed with the Board
Ms Harmer characterized the evaluation as "stellar", and in our
view, this is a fair characterization
The spring of 1993 was a time of considerable personal
difficulty for Ms Groulx She experienced the death of her
grandmother, a person with whom she had a close relationship, in
April, 1993 In April, 1993, Ms Groulx was also diagnosed with
a tumour of her thyroid, for which she underwent surgery The
tumour was determined to be benign Ms Groulx was off work for
two weeks recovering from the surgery She testified that
shortly after she had returned to work she visited her mother
Ms Groulx testified that her mother told her about a visit she
had had from the son of Ms Groulx's great uncle Ms Groulx
testified that her mother had told her that she had been told
that her great uncle had sexually abused his own children and
grandchildren Ms Groulx testified that she had spent a good
deal of time with her great uncle when she was a child, a matter
which her mother was aware of Her mother then asked her whether
she had ever been sexually abused by her great uncle Ms Groulx
testified that she did not remember specifically what she said
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but indicated that she did not respond directly to the question
She testified that she immediately left her mother's house Ms
Groulx was asked in the course of her testimony whether she
recalled any abuse at that time and her response was "yes, I did,
but I never thought of it, ever" She testified that after
leaving her mother's house she did not think that she thought
about it Ms Groulx testified that she subsequently began
experiencing very unusual symptoms She testified that she
commenced feeling uncomfortable and uneasy, and that these
feelings intensified She began feeling unable to breathe and
experienced trembling She testified that she felt that she
would suffocate, at which point she called 911 and was taken to
the hospital by ambulance Ms Groulx testified that no cause
for her symptoms could be determined when she was at the
hospital
Ms Groulx testified that she subsequently began
experiencing a lump in her throat She also continued to
experience symptoms of inability to breathe and trembling Once
again, an ambulance was called and she was taken to the hospital
She was prescribed a tranquillizer Ms Groulx testified that
she continued to feel uneasy, however, she made no connection
between her ongoing symptoms and the conversation that she had
had with her mother She testified that she had no further
discussions about the matter The grievor's family doctor
referred her to a surgeon because of the lump in her throat In
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November of 1993 a dilation of Ms Groulx's oesophageal sphincter
was carried out to determine whether there was any physical
reason for her continuing to experience a lump in her throat No
physical reason for her condition was established Ms Groulx
testified that following surgery she experienced excruciating
physical pain and that the lump in her throat worsened She was
off work on sick leave at this time and described herself as
"barely managing to function" She was prescribed anti-
depressants but she testified that she experienced side effects
and that they "made things worse" Ms Groulx remained off work
during November and December, 1993
Ms Groulx testified that on December 17, 1993 she received
a telephone call from her brother who asked her directly if she
had been abused by her great uncle Ms Groulx testified that
she considered lying to him but that she decided that she
"couldn't hide it anymore" The fact that her sister and her
brother had also been sexually abused by the same man was also
discussed Ms Groulx testified that making the admission to her
brother was the first time that she had admitted to the sexual
abuse to herself Ms Groulx testified that two days later she
experienced a very severe panic attack in which she lost
consciousness Again she was rushed to the hospital by ambulance
and again no physical reason for her condition could be found
She testified that she did not make a connection between these
panic attacks and her past history of sexual abuse because she
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felt that she had acknowledged these events and they would no
longer have an effect on her Ms Groulx testified that one of
the doctors in attendance recommended that she speak with a
counsellor at a crisis intervention centre Ms Groulx testified
that she had not mentioned anything about the sexual abuse to the
doctor, however, she suspected that her mother, who had
accompanied her to the hospital, had told the doctor
The following day Ms Groulx saw a counsellor She
testified that speaking about the matter was "difficult and
humiliating" The counsellor provided her with a book to read
and some information about the flashbacks that she had been
experiencing She was referred to the psychology department of
the hospital and was put on a waiting list for therapy Ms
Groulx returned to work in January of 1994 Ms Groulx testified
that she told her team leader about her condition She testified
that she knew that she might experience flashbacks at work and
that she might have to leave work and go home During this time
a co-worker made an offhand and disparaging comment about clients
having flashbacks in her office Ms Groulx testified that she
felt demeaned by the comment She testified that after this
comment she felt very strongly that it was important to keep her
past a secret
On January 19, 1994 Ms Groulx saw a psychiatrist, Dr
Lopez Ms Groulx testified that she was asked to describe in
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detail what had happened to her and that the experience was
"humiliating and nauseating" She testified that she was
extremely upset following this interview She saw the counsellor
at the crisis centre again the next day, however, she testified
that the counsellor told her that she would not be able to
provide her with very much assistance and that Ms Groulx would
receive treatment when her name was reached on the waiting list
It is at this point that Ms Groulx took steps to have a
number of cheques issued in the name of P Groulx On January
24, 1994, a client file in the name of Pat Groulx was established
and documentation was prepared resulting in a cheque being
issued The documentation authorizing the issuance of a cheque
was signed by Ms Groulx Subsequent documentation was prepared
and signed by Ms Groulx, authorizing additional payments
Ultimately the client file was terminated on the basis that the
recipient had moved from the municipality The client file name
was changed from Pat Groulx to Michel P Groulx
Ms Groulx testified that she does not recall very much of
the period in issue She testified that she does remember
"breaking down at work" and going to her supervisor to tell her
that she had to get to the hospital This took place on March
11, 1994 She continued to take Advan and other tranquillizers
She was off work for two weeks on sick leave Ms Groulx
testified that during this period she contemplated suicide She
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saw her family doctor and reported this to him Her doctor
contacted Dr Lopez who saw Ms Groulx again on an emergency
basis Upon Dr Lopez's recommendation Ms Groulx was admitted
as an inpatient to a psychiatric hospital Ms Groulx remained
in the hospital for 17 days At the hospital Ms Groulx received
various types of therapy After her discharge from the Hospital
she remained off work on the instructions of Dr Crosbie, her
treating psychiatrist She attended follow up sessions with Dr
Crosbie and attended counselling sessions As well, Ms Groulx
testified that she utilized the therapeutic approaches that she
had learned on her own Ms Groulx also attended group therapy
and, in a report dated October 2, 1995, Ms N Pilon, a social
worker, indicated that Ms Groulx had been a leader in the group
therapy and that she felt that no further therapy of the kind she
provided was warranted Ms K Charuk indicated that Ms Groulx
responded well to therapy and was managing well at the time that
she was discharged from therapy on August 3, 1994
Ms Groulx testified that her memory about the fraud is
vague She remembered sitting at her desk, typing a cheque, and
experiencing a feeling of relief in doing so Ms Groulx's fraud
was uncovered because of documents that she had left on her desk
The extent of the fraud was not immediately apparent, however
what Ms Groulx had done was uncovered on the basis of the
documentation that she had prepared Ms Groulx has acknowledged
her involvement in the fraud She has pled guilty to criminal
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charges and a conditional discharge with three years probation
was imposed
At the Employer's request, Ms Groulx submitted to an
psychiatric assessment by a psychiatrist of the Employer's
choosing, Dr K S Adam Dr Adam is a professor of psychiatry
at the University of Toronto and has a clinical practice He is
the director of the trauma program at Mount Sinai Hospital and
has published extensively Dr Adam has treated victims of
childhood sexual abuse
In a report dated October 19, 1995, after a review of the
relevant events and Ms Groulx's clinical history, Dr Adam's
report concludes as follows
The clinical history and existing reports in
her notes are all consistent with a diagnosis
of delayed post-traumatic stress disorder
secondary to recovery of memories of
childhood sexual abuse The visits to the
emergency room are documented in Ms Charuk's
and Dr Crosbie's notes as are symptoms of
anxiety, depression and somatic symptoms
sufficient to warrant prescription of
psychotropic medication and a brief
psychiatric hospitalization However, the
account given during my examination differs
from that of previous reports in the extent
of memory disturbance, described both for her
childhood sexual abuse, and the period
surrounding her embezzlement at work She
told me she has great difficulty remembering
much of her childhood before the ages of 11
or 12 and could not remember her first
communion, confirmation or the birthdates of
her siblings The vagueness of her memories
of abuse [is] in contrast with Ms Charuk's
note that she has "always remembered" the
abuse Similarly, the extent of confusion
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and amnesia she reports during the first few
months of 1994 suggest fairly gross
impairment of cognitive functions, yet no
reference to this is made in the reports of
Dr Crosbie or Ms Charuk Indeed neither of
those reports give any indication that she
was amnesic for the stealing, but rather that
it was a understandable response to her rage
towards her uncle to quote "I can't explain
it " It was like a compulsion" "I had
thoughts of taking money" "I wanted revenge
against my uncle but he was dead I was
fearful It was something I had to do " Ms.
Charuk's report states "She believed her
anger towards her uncle was projected onto
her work environment and taking the money was
a way of expressing her rage"
Massive amnesia for childhood abuse does
occur particularly when it has been severe
and prolonged, and subsequent difficulties
with memory and cognition can occur where
abuse has led a major dissociative disorder
However, if this were the case then one would
expect a long prior history of psychiatric
and/or behaviourial disorder and one would
expect a considerable degree of residual
disturbance presently, none of which were
apparent at interview or on the MMPI. If she
indeed were suffering from a major
dissociative disorder, her response to a
relatively brief period of treatment has been
remarkable Furthermore, if she has indeed
recovered throuqh treatment to the extent
that she indicates that she has, then one
wonders why the amnesia for the events
surrounding the period in question has not
lifted as one would expect it would with
successful treatment Finally, while anger
at the perpetrator of abuse and some
disorganization of behaviour around
reactivation of memories of the abuse can
occur, I see no clear link between the abuse
and the nature of her criminal actions
In summary, during a period of 12-15 months from
April 1993 to June 1994 Ms Groulx went through
a period of psychological stress with considerable
turmoil and had symptoms of delayed PTSD However,
inconsistencies in her story and the clinical
course of her condition as described lead me to
seriously question that childhood abuse and PTSD
6
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offer an explanation for her stealing She reports no
history of previous difficulties with the law or
criminal behaviour and denies previous shoplifting
but I have no independent information with respect
to her previous character or work record I cannot
comment on the extent to which these might be
considered as mitigating factors in her case
Ms Groulx was assessed by another psychiatrist, Dr S R
VanderBurgh, at the request of the Union Dr VanderBurgh has
been a practicing psychiatrist since 1983 Dr VanderBurgh
qualified as a psychiatrist after a number of years of general
practice Dr VanderBurgh is a clinical psychiatrist who has
experience in treating victims of childhood sexual abuse in the
course of her practice In a report dated February 26, 1996,
after a review of the relevant matters, Dr VanderBurgh expressed
the following conclusions
The events of 1993 in this woman's life constitute a
constellation of major stressors Her Grandmother's
death and her own thyroid surgery, with complications,
were followed by the initial reminder of the Uncle's
abuse, and her resulting struggle to avoid thinking
about it During her struggle to "not think about it"
she experienced panic attacks and the psychogenic
swallowing difficulty Over a period of the next
several months she also experienced the signs and
symptoms of profound depression She experienced
weight loss, insomnia, crying for no reason at all,
with no energy or motivation to do anything The
surgical intervention for the swallowing problem was,
in my opinion, misguided, and became one more trauma in
this woman's struggle to cope By December, 1994 she
was still unable to work and was dependent on her
family to help her cope with her life, and her family
doctor diagnosed and treated her with anti-depressants
The more open discussion of the sexual abuse did bring
about another stage in her mental status and progress,
but also with a delay in getting the kind of
professional help she needed She and the psychiatrist
had their first discussion about the details of the
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abuse on January 19th and the first cheque-writing
incident was apparently on January 24th Shortly after
this her short relationship with the first crisis
counsellor ended in mid-February and she "felt like she
had lost her life-line" Her symptoms now, were of the
extreme anxiety and flashbacks, along with feelings of
humiliation, guilt and rage The event in the
workplace, of overhearing her colleague's criticism and
disdain for a client with a sexual abuse history,
contributed to her feeling of there being no safe
place, and intensifying her shame and guilt
Her description of corning up with the idea of "getting
back" at her Uncle by stealing, has all the elements of
a childlike, irrational thought, with magical elements
of making everything better again She describes this
period of time, like many others in her life, to be
"like in a fog being outside looking in" She
remembers the idea, and she remembers feeling compelled
to act on it and then a feeling of relief afterwards
She has a belief that she put the money into her bank
and paid bills but no memory of particular spending or
particular purchases In terms of her mental state at
this time, she also describes wishing she had never
talked about the abuse She felt her hatred for her
Uncle to be unmanageable Her feelings were
complicated by unacceptable and intolerable thoughts as
to how her Mother could not have known what was
happening, and failed to protect her She felt
suicidal as she struggled with these awarenesses
Conclusions and Opinion.
Diagnosis The Post-Traumatic stress Disorder diagnosis
made by others holds as a way of understanding the
array of symptoms she experienced, escalating as she
was forced to face undesired memories of the past
abuse However, this woman has a character and
personality that had its own uniqueness and
vulnerabilities, and she had already been experiencing
a series of major life events and stressors, in
addition to and prior to the onslaught of the memories
As her defences crumbled she initially experienced
anxiety and then depression I believe she has
struggled with serious depression, as well as the
P T S D constellation of symptoms with regard to the
question of her vague and inconsistent memories of the
events, especially around the stealing, this is only a
diagnostic issue in my mind if one were to believe that
she was in a dissociative or fugue state at the time
and that this was put forth as an explanation for the
behaviour Much as Ms Groulx has a history of having
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"dissociated" at many times in her life, I see this as
a defence in the face of intolerable or unacceptable
feelings, and not as aDS M diagnosis Her spotty
and inconsistent memory is, in my opinion quite
consistent with P T S D , and with her prolonged state
of anxiety and depression Depression is often
associated with profound difficulties concentrating and
attending to the environment, as well as the specific
symptom of memory disturbance
The meaning of the behaviour and its link to Mental
state Many patients with this history, when first
speaking of the details of the abuse, feel, and are,
seriously suicidal We understand suicidal acts as
both self-destructive, based often on an experience of
self-loathing, and as acts having a goal of relieving
the intolerable pain They may also often have the
less conscious role of achieving something not
imaginable in any other way, such as giving a message
to another significant person In this case I think
there are a number of ways in which the "irrational"
act of stealing, done in a poorly thought out fashion
by a person with no criminal history and no intent to
enjoy or even use the money, can be understood as
having a direct link to her psychological state and
indeed, illness Her conscious thought was that she
was acting out her rage at her Uncle for "stealing her
childhood" This is perhaps a sufficient link to her
situation, understood by many others - her family and
her counsellors I would however add more She is a
woman who had struggled prior to this period of time,
with low self-esteem and a need to please others She
was raised in a Roman Catholic home and knew right from
wrong, but also knew that suicide was an unforgivable
sin Stealing can be seen in her case as a self-
destructive equivalent, and one that perhaps had other
unconscious messages attached to it It did indeed
bring down upon her a very real punishment - the law of
the land and ostracism from the workplace On the
positive side, as an unconscious message to her family
and significant others about how she felt, it was
received and responded to, in a compassionate and
supportive fashion
Prognosis The real issue for this woman continues to
be a healing process She might well be encouraged to
maintain a relationship with a counsellor, not because
she continues to struggle with the unconscious
generated symptoms (flash-backs, fear, and self-
loathing) but because her way of being was for so many
years molded by the huge family secret It is my view
that this woman has come a long way in facing the
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reality of her life both past and present She is not
a thief, and no longer has a need or vulnerability to
acting out her inner psychological conflicts in this
unfortunate and irrational way
Dr Adam took issue with Dr VanderBurgh's conclusions in a
further report dated June 10, 1996, in which he indicated that,
in his view, "the severity of cognitive disturbance she reported
in her interview with me is not consistent with the psychiatric
reports of her mental state at the time" He also referred to
"inconsistency between the extent of cognitive disturbance she
claims at the time and the extent of planning necessary for the
embezzlement". In Dr Adam's view, what he described as "the
elaborate series of transactions", require "careful planning and
co-ordination" Dr Adam was of the view that the grievor's
inability to remember those events were more likely "a deliberate
attempt to conceal the evidence" Dr Adam goes on to
acknowledge that criminal actions do take place during a
disturbed mental state but he indicated that they are "usually
impulsive and unpremeditated" Dr Adam also questioned the
grievor's lack of memory for the actions related to the theft in
contrast to the clarity of her memory of motivation of wanting to
obtain revenge He also questioned why Ms Groulx would have
chosen to steal from her employer As well, Dr Adam questioned
Dr VanderBurgh's theory that the grievor's actions were
indicative of an inner need to be punished on the basis that the
fraud was conducted in such a manner so as to conceal her theft
At the time of his opinion, Dr Adam was not aware that Ms
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Groulx had used her own name in connection with the thefts, nor
that the theft was discovered as a result of Ms Groulx leaving
incriminating material on her desk
We were referred to a number of awards which we have
reviewed We will comment specifically on only two of those
awards, Re Canada Post Corp. and Canadian Union of Postal Workers
(1992) 29 LAC 4th 143 (Picher) and Re Municipalitv of
Metropolitan Toronto and Canadian Union of Public Emplovees,
Local 79 (1992) 31 LAC 4th 79 (Springate) These awards were
reviewed in detail by both counsel and both referred to factual
situations that are somewhat similar to the case at hand. As
well, both decisions contain a thoughtful and thorough analysis
In Re Canada Post, the grievor had stolen a number of credit
cards from the mail and utilized them to purchase items and to
obtain cash advances There were a number of transactions, for
relatively small amounts, totalling about $1,200 00 The Union's
position was that the grievor's actions had their roots in a
post-traumatic stress disorder which stemmed from childhood
sexual abuse as well as adult sexual harassment which she had
experienced during an earlier period of employment with the same
employer There was no dispute as to those events The Board
heard and considered conflicting psychiatric opinions as to
whether the grievor's actions were properly considered to have
been rooted in her psychiatric condition The award in this case
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ultimately preferred the expert opinion advanced by the
I psychiatrist called by the Union
In Re Municipality of Metropolitan Toronto. supra, the
grievor was a welfare visitor who had engaged in the theft of
welfare cheques for a two year period in the amount of
$44,000 00 The Union called evidence from a psychologist, who
expressed the view that the grievor's actions had their roots in
her childhood sexual abuse as well as other difficulties that she
faced and characterized the grievor's thefts as "a cry for help"
The Board noted that the grievor was experiencing financial
difficulties and that also that certain of the stressors on the
grievor that were claimed to have been the cause of her actions
occurred after she had started to defraud the employer The
award ultimately concluded that the evidence before it did not
establish a proper basis for it to conclude that the penalty of
discharge was inappropriate
Counsel were in agreement that the fundamental task before
the Board in this case is to make a determination in relation to
the conflicting expert opinions advanced by Dr Adam and Dr
VanderBurgh as to whether there is a connection between the
grievor's psychiatric condition and her fraudulent actions We
agree with Arbitrator Picher's view that this is a daunting task
for a board of arbitration, particularly in a case like this
where the conflicting opinions were those of eminently qualified
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experts who articulately defended their respective positions
throughout extensive and rigorous cross-examinations
We agree with Mr Smith that it is necessary to examine a
defence such as that being put forward here with careful
scrutiny, given that the obvious inference which arises when an
employee has engaged in a fraud is one of dishonesty The
Employer's vulnerability is such instances, particularly in this
kind of workplace, is extreme In considering such a matter in
light of the inherent difficulties associated with
retrospectively determining the true motivation for a person's
actions, it is our view that contextual corrobrating evidence is
often of a good deal of assistance Indeed, it may be critical
if a board of arbitration is to accept the validity of this kind
of defence
This is not a case where a defence based on a disturbed
emotional condition has been raised after the fact without any
objective corroborating evidence of its existence prior to the
conduct in issue It is apparent from the undisputed evidence
that in 1993, Ms Groulx experienced severe psychological
distress arising from the confrontation of her past history of
childhood sexual abuse This distress was of such significance
that it manifested itself in severe physical symptoms There was
no suggestion from the evidence that these physical symptoms were
in any way contrived Indeed, Ms Groulx even underwent surgery
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for a condition which, in retrospect, appears to be psychogenic
in origin
For a period prior to her fraudulent activities, Ms Groulx
was seeking medical attention and experiencing ongoing
difficulties for which there is no evidence of any explanation
other than emotional trauma associated with the confrontation of
her past sexual abuse Just prior to her first act of fraud, Ms
Groulx had met with a psychiatrist for the first time There is
no evidence to contradict Ms Groulx's assertion that at this
time she was experiencing profound psychological difficulties, to
the extent that she was considering suicide
The Board has reviewed some of the writing that Ms Groulx
produced as part of her therapy This work was undertaken by Ms
Groulx after the fraud and thus does not give us direct insight
as to her psychological condition at the time of those events
However, the poignancy of this work reinforces our view that Ms
Groulx's experienced profound suffering in connection with her
confrontation of her history of past sexual abuse
Of course, post-traumatic stress disorder does not result in
criminal activity in all cases Both Dr Adam and Dr
VanderBurgh were in agreement, however, that in certain cases it
can be concluded that a causal relationship exists As is
indicated in his report and was expanded upon in his testimony,
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aspects of the fraud Ms Groulx engaged in caused Dr Adam to
question whether such a relationship exists here In that
regard, Dr Adam pointed to the ongoing nature and what he viewed
as the complexity of the fraud, as opposed to an impulsive act.
He also questioned the truthfulness of Ms Groulx's reporting of
spotty and inconsistent memories about the matter, as well as her
inability to be able to account for the money that had been
taken As well, he questioned the choice of the Employer as the
target
Dr VanderBurgh did not view any of the matters referred to
by Dr Adam as a basis for departing from her opinion In
particular, she saw nothing surprising or troubling in connection
with Ms Groulx's lack of clear memories about the matter and
felt that given her condition and the medication that she was
taking, Ms Groulx's inability to clearly remember the events is
not at all surprising
with respect to the concerns raised by Dr Adam as to the
nature of the fraud, we note that at the time that he prepared
his initial opinion, Dr Adam was unaware of the fact that Ms
Groulx had used her own name in connection with the fraud
Leaving information on her desk that disclosed the fraud at the
time that she finally left work is more indicative of a confused
mental state than of a careful criminal mind While a single
impulsive act, such as striking someone, is perhaps easier to
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understand as being based in an emotional condition, it does not
seem unlikely that such a condition could manifest itself in
other ways, depending on the circumstances and the individual.
There was no dispute that it was extremely easy for Ms Groulx to
commit the fraud with respect to the choice of the Employer as
the victim, the matter of the comment of the co-worker and the
simple ease and opportunity for the fraud were matters which
factored into Dr VanderBurgh having no difficulty in making a
connection
Most fundamentally, Dr Adam's views raise the issue of Ms
Groulx's credibility It is significant, however, that in his
initial report Dr. Adam adds the caveat that he is unaware of Ms
Groulx's work history, her character and any criminal past The
Board has had an opportunity to hear Ms Groulx testify and, as
well, to review the material contained in her pre-sentence
report All of the evidence indicates that these actions were a
complete aberration in relation to Ms Groulx's past Moreover,
while we think it most appropriate that an inability to remember
events is a matter which must be carefully questioned in relation
to credibility, we agree with Ms Harmer that it is significant
that Ms Groulx does not deny that she engaged in the acts of
fraud with which she is accused Indeed, she has indicated that
she accepts responsibility for her actions both before this Board
and in the criminal courts where she entered a plea of guilty
Ms Groulx has also indicated a willingness to reimburse the
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Employer for the monies taken Notwithstanding her very
difficult financial circumstances, Ms Groulx has made a token
compensatory payment to the Employer
Dr Adam's questioning of whether the grievor in fact
experienced sexual abuse to the extent claimed is also a matter
that relates to her credibility Prior to reaching his
conclusions about this matter Dr Adam did not have the
opportunity that the Board has had, of reviewing the writing that
Ms Groulx carried out as part of her therapy He did review
them subsequently, however, and testified that they did not alter
his view of the matter Whatever the precise extent of Ms
Groulx's sexual abuse, a matter Dr Adam acknowledged he did not
explore, after having viewed this material, as previously noted,
the Board is left with no doubt that Ms Groulx genuinely
experienced real and significant suffering in connection with her
past sexual abuse
While the points raised by Dr Adam are of significance,
they are somewhat overshadowed by the temporal link between the
undisputed low point of Ms Groulx's condition, at the time she
first saw a psychiatrist and was contemplating suicide, and the
commencement of the fraud Indeed, Dr Adam was in agreement
that the timing of the events was a matter of some significance,
however he testified that he was not prepared to speculate that
Ms Groulx would not have engaged in theft but for this matter
,
21
The Board views this temporal link as an extremely significant
matter and, notwithstanding the questions raised by Dr Adams as
to the validity of the link, it is our ultimate assessment of the
evidence that a clear link between the grievor's psychiatric
condition and her involvement in the fraud has been established
As Mr Smith emphasized, however, the establishment of a
link between the grievor's condition and her actions is not
sufficient to fully address the significant interest on the part
of the Employer in connection with matters such as this As Mr
Picher observed at p 159 of Re Canada Post, supra
it is plainly not enough for an employee or a Union
to establish that an act of fraud or theft was caused
by an employee's disturbed emotional condition Before
the employee can gain a right to reinstatement, the
evidence must be such as to support a reasonable
conclusion that the condition that gave rise to the
employee and his social conduct is under control and
will not manifest itself in the future In my view
that factor is especially important as regards to the
reinstatement of an employee in a position which is
trust-sensitive, which would plainly include the
position of an employee who handles the property of
others in a largely unsupervised setting
The foregoing comments are directly applicable to these
circumstances, as the grievor is in a position of trust
Based on their differing views of the matter, Dr
VanderBurgh and Dr Adam had opposing views as to the possibility
of recurrence While Dr VanderBurgh acknowledged that absolute
certainty could not be guaranteed, nor could it be in any case,
she was of the view that given the grievor's treatment, which in
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22
her view had allowed Ms Groulx to understand and deal with her
past, a recurrence of such behaviour was extremely unlikely As
previously noted, Dr Adam's view was based to some extent on
matters of credibility, a matter on which we, as a Board, have
reached a different conclusion based on all of the evidence
before us As the foregoing would suggest, we have ultmately
come to accept Dr VanderBurgh's conclusion as to the likelihood
of recurrence which leads us to accept Ms Harmer's submission
that reinstatement is viable in this instance
However, we also agree with Mr Smith's alternative
submission that Ms Groulx should not be reinstated without
conditions, particularly that Ms Groulx be required to submit to
a periodic assessment in order that the Employer may be assured
that she has not experienced any kind of recurrence which might
put its interests in jeopardy The Union was not opposed to a
periodic review, however it was submitted by Ms Harmer that
given the trust necessary in such a situation, it would be
inappropriate for Ms Groulx to be required to submit to ongoing
assessments by a person not of her choosing In our view, the
interests identified by counsel are both important and they can
be appropriately and properly balanced by a requirement that the
assessor be mutually acceptable to the parties In the unlikely
event that the parties experience any difficulties in this
regard, the Board will remain seized to determine the matter In
the result then, Ms Groulx's reinstatement is subject to the
.
23
condition that she submit to an assessment by a person to be
mutually agreed upon by the Union and the Employer and that she
provide all relevant information to the assessor in order that
this person may render an opinion to the Employer as to the
grievor's status This review is to be conducted twice yearly,
for a period of three years, as requested by the Employer
In our view, it is appropriate that the grievor's
reinstatement be entirely without compensation Ms Harmer,
while recognizing the need for a significant penalty in a case
such as this, argued that the grievor should not simply be
reinstated as of the date of the award, since to do so would
impose all of the delay associated with the hearing process on
her In her submission, Ms Groulx should be compensated
effective the date of Dr Adam's report to the Employer
indicating that the results of the MMPI for Ms Groulx were
essentially normal There is some force to the Union's argument,
however we are of the view that this is not a case for any sort
of compensation to be ordered The resulting penalty that is
imposed is an extremely lengthy suspension and a significant
burden on Ms Groulx, who has experienced a devastating financial
setback However, while we have been persuaded that this is one
of those extremely rare cases in which reinstatement is properly
ordered, we are unable to accept that such reinstatement ought
properly to be coupled with compensation
,
24
As previously noted, Ms Groulx has indicated a willingness
to compensate the Employer We require her to do so and her
reinstatement to employment will give her the opportunity to do
so We leave it to the parties to deal with this matter The
grievance is allowed to the extent and in accordance with the
foregoing The Board will remain seized to deal with any
difficulties that the parties may experience in implementing this
decision
Dated at Toronto, this 25thday of August, 1997
~~ -
{i.JU~
Vice-Chair
,r;
I concur
I concur /LfJ:hliY
M Milich '- Member
~.