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ONT ARIa EMPL OYES DE LA COURONNE
cr?OWN EMPLOYEES Ot CON r ARlO
1111 GRIEVANCE CpMMISSION DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
I ISO DUNDAS STREET WEST SUITE 2100 TORONTO ONTARIO. M5G IZ8 TELEPHONE/TeLePHONE (476) 326-1388
180 RUE DUNDAS OUEST BUREAU 2100, TORONTO (ONTARIO) M5G IZs FACSIMILE ITELECOPIE (416) 326-1396
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, SEP 1 1 '1995 IN THE MATTER OF AN ARBITRATION
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)~i,'-<~ ~ t:' h :'.' _:JrHE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
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Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Beale et al)
Grievor
- and -
The Crown in Right of Ontario
(Ontario Science centre)
Employer
BEFORE W. Kaplan Vice-Chairperson
FOR THE M. Keys
GRIEVOR Grievance Officer
Ontario Public Service Employees Union
FOR THE D Chiro
EMPLOYER Grievance Co-ordinator
Management Board Secretariat
HEARING August 29, 1995
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...
2
Introduction
This case, concerning the social contract grievances of three employees of
the Ontario Science Centre, proceeded to an expedited hearing in Toronto
After hearing evidence and argument, and at the request of the parties given
the urgent nature of this matter, I delivered an oral decision allowing the
grievances and promising, as is customary with expedited hearings at the
Grievance Settlement Board, brief written reasons to follow
In effect the three grievances which proceeded to hearing, namely those of
Ernest Beale, Shari Burnard and Catherine Kling, allege a violation of
Article 4 1 2 of the Sectoral Framework Agreement reached pursuant to the
Social Contract Act. That relevant part of that article provides.
The employer and unions/associations agree that the
following voluntary leaves wrthout pay should be
encouraged and utilized to the extent possible and will
establish procedures under local agreements to
implement the following principles'
(2) The employer agrees to provide extended educational
leave, without accumulation of credits, for periods of a
minimum of one school year The employer will provide
up to a maximum of $5,000 reimbursement for costs
incurred, including tuition, fees, books, travel and living
expenses and related costs, subject to approval by the
employer according to standards developed by each
redeployment committee i
While the local agreement refers to unpaid leaves, it makes no specific
reference to subsection (2)
3
In the aftermath of the reachmg the Sectoral Framework Agreement,
Management Board issued two documents relating to the specific
interpretation of Article 4 12(2) The Operational Policy for Educational
Leave provides in part that "the intent of the policy is to reduce the size of
the civil service and promote savings by providing ready access to unpaid
leaves for employees wishing to pursue an educational goal To maximize
savings, ministries should backfill only if it is operationally
mandatory Courses of study may be directly related to the workplace or
they may be undertaken simply to achieve a personal educational goal"
The Operational Policy for Educational Leave goes on to provide, under the
heading "Approval," that "the Deputy Minister or designee is encouraged to
approve the request for unpaid educational leave Approval of the leave is
consistent with the overall goals of the Social Contract to reduce the size
of the civil service and realize salary savings. Where operational
requirements will be impacted by the employee's absence, the ministry will
make workforce adjustments accordingly, and only backfill if operationally
mandatory "
In a "Question and Answer" document prepared by Management Board, the
following question is asked "ls a ministry's need to backfill an employee
on educational leave sufficient reason to deny the leave since any savings
would be non existent or minimal?" The following answer is given
~
No Where a leave is discretionary, the ministry must
take a number of factors into account in making a
decision, most particularly the spirit of the social
contract One "iron clad" rule for denial is not
appropriate because it does not allow the manager to
consider the individual circumstances of the employee
4
and the workplace and will not withstand a gnevance
The Grievances
The three grievances in this case were fIled following management's
decision to turn down the grievors' applications for leave Each of the
grievors works as a host at the Ontario Science Centre, and each of the
grievors applied in writing for a leave to advance their education. Each of
the applications was rejected by Mr R A. Beninati, the Associate Director,
Community Programs Mr Beninati wrote each of the grievors denying their
applications for a number of reasons including operational needs, and he
referred in his letter to the fact that present government policy "does not
allow us to backfill for leaves. " Mr Beninati testified that in rejecting
these leave requests, he did not consider the merits of the individual
applications, rather, he turned all three down on the basis that operational
and fiscal exigencies precluded any leaves As he testified, his interest
was /10t in the merits of the individual applications, but rather in the
impact of the leave requests on his overall budget and on the operations of
the facility
It should be noted that some equivocal evidence was introduced with
respect to the impact of the leaves, had they been granted, on the
operations of the Science Centre. Suffice it to say, even assuming for the
sake of argument that the employer was precluded from backfilling, the
evidence does not establish that the operations of the institution would be
1
significantly impaired, if at all, by the granting of these leaves
Employer Argument
In the employer's submission, management maintained the discretion under
both the sectoral and local agreements to deny leaves where its operations
5
would be hampered by its doing so In this case, there was evidence, Mr
Chiro argued, suggesting an impact on operations by the granting of these
leaves, and manag~.ment was, therefore, entitled to take that evidence mto
account and deny the leaves. Moreover, there was some doubt, In the
employer's submission, about the benefit to it of granting the leaves given
the chosen fields of educational endeavour The future benefit to the
Science Centre was far from clear This, the employer argued, was another
reason for upholding the employer's decision not to grant the leaves
Finally, turning to the language of the sectoral and local agreements, Mr
Chiro noted that there was nothing requiring the employer to grant leaves.
All that Article 4 12 stated was that leaves were to be "encouraged," and
this encouragement was limited by the words "to the extent possible" The
whole point of the Social Contract Act, and these other agreements was to
reduce costs, and granting these leaves would increase them by creating a
need to backfill Accordingly, Mr Chiro argued that management's actions
should be upheld and the grievances dismissed
Union Argument
Union counsel began her submissions by reviewing the sectoral and local
agreements, not to mention the interpretation documents subsequently
prepared by Management Board, and arguing that the employer did not have
the discretion not to grant a leave applicatipn under Article 4 12(2) In the
alternative, the union took the position that even if leave applications were
subject to managerial discretion, the employer had failed to properly
exercise its discretion in this particular case As I have found, in my
reasons for decision that follow, that the grievances should be allowed on
the basis that the employer failed to properly exercise its dIscretion, it is
6
not necessary to consider Unlon counsel's first argument.
Turning to her second argument, union counsel took the position that the
employer is bound by Kuynties 513/84 (Verity) and other cases to consider
a number of factors when called upon to determine leave applications.
There was no issue in this case about discrimination or bad faith, no
allegation was made to that effect. Rather, the union took the position that
the employer had run afoul of the Kuynties case by applying a rigid policy
rule to the leave applications, instead of genuinely exercising its
discretion, and had, moreover, failed to consider the merits of the
individual applications under review It had also, counsel argued, clouded
its decision by failing to take into account relevant facts and by taking into
account irrelevant facts.
Counsel noted that Mr Beninati admitted that he never considered the
merits of the applications, but rather denied them on the basis that it was
contrary to the operational needs of the institution to grant them. This
constituted, in the union's view, a failure to consider relevant factors
Furthermore, counsel suggested, there was evidence that he took irrelevant
considerations into account in that he purported to base his decision on a
prohibition against backfills, when Management Board documents clearly
indicated that these leaves should be granted, and that backfills were
permissible where operationally required Counsel also took issue with the
employer's claim that there would be a negative operational consequences
from granting the leaves, and referred to some records in support of her
assertion that there was no evidence that the leaves would cause any
impairment whatsoever
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For all of these reasons, counsel asked that the gnevances be allowed, that
I declare that the grievors were entitled to their leaves, and that I direct
that they be compensated according to the established criteria Counsel
concluded by requestmg that I remain seized with respect to the
implementation of my award
Decision
As noted above, following the presentation of evidence and argument, I
allowed the grievances and promised written reasons to follow
In brief, I find that the employer, for whatever reason, failed to properly
exercise its discretion in the consideration of the three leave applications
As is noted in the Management Board documents, an "iron clad" rule is not
likely lito withstand a grievance." In this case, the employer denied the
grievances on the basis of such a rule, and gave no consideration
whatsoever to the individual merits of the applications In addition, the
evidence indicates that the employer based its decision, at least in part, on
irrelevant considerations It stated that it could not backfill for the jobs,
when Management Board documents are quite clearly to the contrary if
operational needs require Moreover, even some of the employer's after the
fact justifications for its decision do not withstand scrutiny Management
Board documents, which must surely provide management with a guide for
the exercise of its discretion, indicate that course of study need not be
.
directly related to the workplace Yet, one of the reasons later advanced in
support for the decision not to grant the leaves was the "questionable"
benefit to the institution Even assuming for the sake of argument that the
benefit was questionable (and having reviewed the applications this is an
assumption I do not share), the Management Board documents indicate that
8
the leave can be for any reason Considered as a whole, one can only
conclude the decision was not, as Management Board has dIrected, in
compliance with "the spirit of the Social Contract Act" and that Article
4 12(2) has been breached I so decla re The leaves must therefore be
granted, and the grievors properly compensated
I remain seized with respect to the implementation of this award
DATED at Toronto this 8th day of September 1995
t / ...___________--
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William Kaplan
Vice-Chairperson
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