HomeMy WebLinkAbout1996-0357KENNEDY96_07_16
ONTARIO EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE L'ONTARIO
1111 GRIEVANCE COMMISSION DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 DUNDAS STREET WEST, SUITE 2100, TORONTO ON M5G 1Z8 TELEPHQN~TELEPHONE (416) 326-1388
180, RUE DUNDAS OUEST, BUREAU 2100, TORONTO (ON) M5G 1Z8 FACSIMILE/TELECOPIE (416) 326-1396
GSB # 357/96
OPSEU # 96El12
IN THE MATTER OF AN ARBITRATION
under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Kennedy)
Grievor
- and -
The Crown in Right of ontario
(Ministry of Health)
Employer
BEFORE F Briggs Vice-Chairperson
FOR THE M. Bevan
GRIEVOR Grievance Officer
Ontario Public Service Employees Union
FOR THE 0 Chiro
EMPLOYER Coordinator, C.A. Negotiation
Management Board Secretariat
HEARING June 27, 1996
When the recent pubhc sector strike recently concluded, the partles sIgned a Back to Work
Protocol. The document, sIgned on March 29, 1996, mcluded the followmg:
100 No Repnsals
10 1 Both parties agree that there will be no repnsals or retahatlOn for any act or mactIon
taken by any employee of the employer ansmg out of participation m the strike. In
adchtIon, both partIes agree that no employee shalllll1tIate or participate m any repnsal,
dlscnmmatlon or retahation for any act or mactIon taken by a manager or excluded
employee durmg the strike,
10.2 It IS agreed that:
(A) there will be no disclpIme taken agaInSt any employee for any act done dunng the strike
up to and mcluchng March 29, 1996,
(B) neIther party willlll1tIate any gnevance or claun m an} court or tribunal for damages
or other rehef, or any other claun, for any matter ansmg dunng the strike, and will
dIscontmue any L.1.at have been lll1tIated;
(C) ill the mterest ofre-estabhshmg a hannomous workplace, both parties will review any
charges that may be outstandIng, and will deterrmne whether there are any m whIch a
recommendatIOn to chscontmue any such charges Ill1ght be made to the appropnate
authontles.
Mr Kennedy, an ambulance attendant, gneves that the Employer Vlolated the Back to Work
Protocol when It Issued a letter of counsellmg regardmg an mCldent wInch occurred on
March 29, 1996 By way of remedy he asked that the letter be removed from any and all
files
In fact, the gnevor was ongmally suspended for three 14 hours sInfts It was agreed at the
heanng, that the gnevor IS a SIxteen year employee WIth no preVlous dIsclplme The Dmon
took the pOSItIon that the gnevor was rmproperly dIscIplmed contrary to the Back to Work
Protocol. The Employer argued that the gnevor was gIVen a letter of counsellmg wInch IS
non-dlsclplmary Therefore the matter m marbltrable
Mr Kennedy was notIfied of the suspensIOn m a letter authored by the RegIOnal Manager,
dated Apnl 10, 1996 wInch stated.
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I am wntmg further to the pre-d.1sclplme heanng conducted on Apnll 0, 1996 at the PeellY ark
and Dlstnct .A.mbulance Service 52 Bramalea Road, Bramalea OntarIo to reVIew an mCIdent
whIch OCClUTed on March 29, 1996 You were represented at tIns meetmg by Michael McPeak
and management was represented by Grace Fowler With Dawn Murray attendIng on behalf on
the Human Resources Branch,
Dunng the course oftlus meetmg, as the Deputy MinIster's DesIgnate, I receIved mformatIOn
from you, your representative and from management regardmg tIns Issue.
ThIS IllcIdent occurred dunng the time the bargaInIng urnt was on strike and the ambulance
station key was m the ambulance as the locks had been changed at the statIOns for secunty
reasons.
TIns ISsue at hand centres around an mCIdent that occurred on March 29, 1996 whIch resulted
III Enc Burgess bemg mJured. Me Burgess was not able to report for work for three shIfts
followmg the mJury
Accordmgto the statements regarding tIns mCIdent you and your partner Michael McPeak (SIC)
amved at the Fire statIon located at W oodbndge and KiplIng A venues at approXImately 18 15
hours to meet yom replacement crew Enc Burgess and Jeff McWilham. Me McPeak went mto
the fire hall on your amval to get the replacement crew at wluch tune he notIced you had
actIvated the warmng lIghts and arr horn mdIcatmg you had receIved a call for servIce from the
ambulance commurncatlons centre. At tIns tune Enc Burgess came out to the ambulance and
ask (SIC) for the statIon key to get mto the ambulance statIon. You md.1cated to Enc that the key
was to remam With velucle.
Enc agaIn asked for the key and reached Into the velucle In an attempt to retrIeve the key At
tIns tune you drove forward Without warmng wluch resulted m Enc bemg mJured.
Me McPeak stated at the meetmg that the call you receIved was a code three (3) call (urgent)
When I attempted to have you clarIfY some of the crrcumstances surroundIng tIns InCIdent both
you and yom representatIVe Me McPeak refused to respond statmg I was to rely on the wntten
statements provided by you m makIng my declSlon.
The relevant Issues oftlus mCIdent are as follows'
- You dId III fact move the ambulance WIth the full knowledge that Me Burgess was
reachIng Into the velucle to retrIeve the statIOn key
- You Violated the Health and Safety of another employee causmg mJury
- Me Burgess sustamed an mJury wluch resulted m hnn not bemg able to report to work to work
for three slufts.
After consIdenng the sIgmficance of your actIOns, wluch lead to the mJury a (SIC) fellow
employee, and the fact that the outcome was totally aVOidable I am hereby advIsmg you that, m
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accordance WIth SectIon 22(2) of the PublIc Service Act R.S 0 1980 cA18 and SectIOn 3-2-14
of the Manual of Corporate PolIcy and Procedure, you are bemg removed from employment
WIthout pay for a penod of three (3) consecutIve fourteen (14) hour slufts commencmg on April
18,1996 and returnmg to work on April 21, 1996 for a total of 42 hours. ThiS IS eqwvalent to
fiye (5) days off WIthout pay recogruzmg that you work on a vanable work hours schedule.
I WIsh to emphasIZe that tlus was an extremely sIgnIficant breach of conduct and had It not been
for your past employment record more severe dtsclplme would have been unposed. I must also
warn you that any further mCldents of tlus nature will result m dtsclplme bemg unposed up to
and mcludmg dtsrmssal.
On May 15, 1996, the same RegIonal Manager sent a letter to the gnevor whIch stated
Enclosed IS a letter of coWlSellmg that replaces the letter of dtsclplme prevIously placed on your
file m regard to tlus mCIdent. Your payroll deductIons will be adjusted to reflect tlus change.
TIns IS no way reduced or changes the seriousness of the offense but does reflect the agreement
reached between the umon and the employer m regard to the return to work protocols after the
strike.
ThIS non-dIsclplmary letter of counsel will be placed on your corporate file.
The attached non-mscIplmary letter of counsel stated.
I am wntmg further to the meetmg conducted on April 10, 1996 at the PeellYork and DIStrIct
Ambulance Service to review an mCldent wluch occurred on March 29, 1996
Tlus IS a non-dtsclplInary letter of counsel regardmg an mCIdent between you and a co-worker
that occurred on March 29, 1996, and to adVIse you of Management's expectatIons should a
sunilar mCldent occur m the future.
Tlus fficldent occurred dunng the tIme the bargammg umt was on strike and because of secunty
reasons the ambulance statIon key was kept m the velucle.
Tlus mCIdent resulted m Eric Burgess being ffiJured, Mr Burgess was not able to report to work
for three slufts followmg the mJury
According to statements regardIng tlus mCldent you and your partner, Michael McPeake, amved
at the Fire StatIOn located at Woodbndge and Ktplmg Avenues at approXImately 18 15 hours
to meet your replacement crew Enc Burgess and Jeff McWillIam. Mr McPeake went mto the
fire hall upon your amval to gt the replacement crew at wluch tune he noticed you had actIvated
the wammg lIghts and arr horn mdicatIng you had received a call for service from the ambulance
commumcatlons centre. At tlus tIme Enc Burgess came out to the ambulance and asked for the
statIon key to get mto the ambulance statIOn. You mdIcated to Enc that they key was to remam
With the vehicle.
Enc agam asked for the key and reached mto the vehicle m an attempt to retneve the key At
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tlus tune you drove forward WIthout warnmg wInch resulted m Enc bemg lll]ured.
Mr McPeake stated at the meetmg that the call you received was a code three (3) call (urgent),
thus allowmg some tune to resolve the key Issue m a professIOnal manner
When I attempted to have you clarIfy some of the CIrcumstances SurrOWldmg tlus mCldent, both
you and your representative refused to respond.
TIns mCldent was of an extremely senous nature and resulted m the mJUIY of a co-worker In
future, I expect you to conduct yourself and operate your ambulance WIth full regard to the
health and safety of your co-workers. A veIncle should not be moved while someone IS reachmg
mSlde.
TIns non-cltsclplmary letter of cOWlsel will be placed on your corporate file
UNION SUBMISSION
Mr Bevan, for the Umon, argued that the gnevor was dIscIplmed m VIolatIon of the Back
to Work Protocol. The Protocol clearly states that employees are not to be dIsclplmed for
mCIdents that occurred dunng the penod that the publIc servIce was on strike There IS no
dIspute that the gnevor was ongmally gIVen a three day suspenSIOn m dIrect contraventIOn
of the Protocol. Tills VIolatIOn was notIced by an Employer representatIve who deCIded to
reduce the dIscIphne to a letter of cOWlsellmg. Tlus substItutIon of penalty must be seen for
what It was, that IS, ail ObVIOUS attempt to CIrcumvent the Protocol and, as such, cannot be
allowed to stand.
The Dmon asserted that the May 15, 1996, letter IS clearly dIscIplmary and the mere fact that
the Employer states that It IS non-dIscIplmary does not magIcally make It so Arguably, the
Employer's own covenng letter buttresses tins VIew It was clearly stated that the suspenSIOn
was reduced m accordance WIth the Back to Work Protocol, not because the Employer was
of the VIew that the three day suspenSIOn was too severe a penalty The Umon relted on Re
The Crown in Right of Ontario (Ministry of Community and Social Services) and
OPSEU (LeClair) (JWle 27, 1991), unreported (Stewart) In that deCISIOn, the Board
reVIewed earher awards wluch consIdered vanous dIscIplmes. It was stated on page 10
5
After revlewmg the approach taken by tlus Board m Cloutier, 20/76, Naik, 108/77 and
ZuibIYckI, 425/81, the Board stated m Hamblm, IDJlllil, as follows.
While the expressIons of view are somewhat disparate, the best view seems to
be as follows.
A. The character of a commurucatlOn cannot be Judged sllllple
by the titled It IS gIven by the Employer The cntIcal
consideratIOn IS the substantive effect of the letter or note.
B A dlsclplmary commurucatlOn IS one winch IS mtended to
purush or chastise the employee for faihrre to perform
properly In a system of progressive dIsclplme, one will
often see a very mmor dlsclplmary response to a failure,
followed by progreSSively more sever responses to the same
of sImilar failures of performance. Thus, the first
dlsclplmary action, though very mild, has slgrufIcance
beyond the ImmedIate purpose, because more severe
disclphne can be built on the frrst or further such failures of
performance.
C A non-disclplmary commurucatlOn may counsel or
recommend certam conduct to the employee, but It has no
SignIficance for future discIplme. In other words, a non-
dIscIplmary commurucatIon cannot prejudIce the employee.
It was later stated on page 11
The commurucatlon was described as a "repnmand" It was clearly mtended to chastise Mr
LeClaIr Whether or not Ms. Craig distmgwshed the verbal repnmand from dIsclplme at the
Apnl 23, 1990 meetmg, she dId state m her June 26, 1990 letter that he was adVised at that
meetIng that further mCldents oflateness "would result m dJsclplmary sanctIOns", llllplymg that
disclphnarv sanctions had not yet been mvoked at the time. Ms. W1nte stated at the heanng that
the Employer was not relymg on the repnmand as dIsClplme. However, as IS noted m the
Hamblm deCISion, IDUllil, the nature of the commurucatlOn IS not determmed by how It IS
charactenzed by the Employer There was a wntten record of the repnmand kept by Ms. Craig,
alblet (SIC) not m Mr LeClaIr's personnel fIle. As eVidenced by the manner m winch IS was
referred to m the disClplmary letter, the repnmand gIven by Ms. Craig was conSidered to be part
ofMr leClaIr'S record With respect to tlus matter and It was relIed on by the Employer m the
llllposltIon of the letter ofwarnmg. Ms. Craig acknowledged that a wntten warnmg would not
have been llllposed If a verbal reprimand had not been prevIOusly Issued. Clearly, the verbal
repnmand prejudIced Mr LeClair m terms of future dJsclplme.
The Dmon urged that even If letters of counsellmg are generally found to be marbltrable, the
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Board can take junsdIctIOn of thIS matter because of the Back to Work Protocol The only
dIfference between the two letters the gnevor was the removal of the suspenSIOn. As such,
It IS clear that, accordmg to the Back to Work Protocol, the gnevance must be upheld.
In the alternatIve, If the Board fmds that the matter IS marbItrable, a further heanng should
be ordered because the gnevor dIsagrees wIth the Employer's verSIOn of the facts and the
record should not be allowed to stand, as IS
EMPLOYER SUBMISSION
Mr Chrro, for the Employer dId not take Issue WIth much of the Dmon's charactenzatIon of
the facts. However, he urged the Board to remember that, while the mCIdent took place on
March 29, 1996, the gnevor was at work as an essentIal worker Therefore, the mCIdent was
not strike related and, accordIngly, the gnevor cannot seek refuge from ArtIcle 10 of the
Back to Work Protocol. Further, ArtIcle 10.2 proVIdes that employees could not be
dIscIplmed for any act done dunng the strike In the mstant matter, the gnevor was not
dIscIplIned. Mr Chrro conceded that he was 1ll1tIally suspended WIthOut pay, but when the
agreement of the partIes became known, the suspensIOn was rescmded and the gnevor was
merely gIVen a letter of counsellmg.
The Employer suggested that the language of the Back to Work Protocol was carefully
crafted and does not state that the Employer IS prohibIted from addressmg mCIdents wmch
occurred. The Employer had a legItunate concern and the gnevor had to be made aware of
those concerns A letter of counsellmg was appropnate m the CIrcumstances
The Employer asserted that the partIes amended the sectIon of the collectIve agreement
regardmg employee files. Now, files shall be automatIcally purged and the Employer must
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dIsclose any documents that It IS mtendmg to rely upon m a proceedmg. Accordmgly, the
letter that the gnevor receIved cannot be used agamst hun m any further matter, nor wIll It
ever be utilized m the consIderatIon of any career opportunIty The letter IS non dlsclplmary
and therefore tins Board IS WithOut the junsdlctIon to order ItS removal. Moreover, m these
CIrcumstances, It would not be appropnate for the letter to be removed.
In reply, Mr Bevan suggested that the amendments to ArtIcle 27 do allow for the purgmg
of dIscIplIne from the gnevor's file However, If the May 15, 1996, letter IS found to be not
dIscIplIne, It could be on the gnevor's file forever and he would have no recourse to have It
removed. Further, It was urged that once the letter IS carefully conSIdered, there can be no
doubt that It IS dlsclplmary m nature and, gIVen the agreement between the parnes m the
Back to Work Protocol, was Issued m bad faIth.
DECISION
The partIes agreed m ArtIcle 10 1 the Back to Work Protocol that there would be no
repnsals, dIscnrnmatIOn or retalIatIOn for strike related actIVIty or mactIVIty It was also
agreed m ArtIcle 1O.2(a) that no dIscIplme would be taken agamst any employee for any act
done dunng the strike Tills proVISIon IS not expressly tied to labour relatIons actiVItIes or
strike related actIVItIes. The Employer suggested that I could only assume junsmctIon m tlns
matter If the gnevor was dlsclplmed and, because the gnevor was Issued a letter of
counsellmg, the matter IS marbItrable
Accordmgly, It IS appropnate to fIrst address whether the letter of May 15, 1996 IS
dISCIplInary It was SaId m Hamblin (supra) that "The character of a commumcatIon cannot
be judged SImply by the title It 15 gIVen by the Employer The cntIcal conSIderation IS the
substantive effect of the letter or note" I agree If that pnnclple 15 applIed to the mstant
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cIrcumstances, there can be no doubt that the letter IS dISCIplmaty m nature and therefore
arbItrable
The Employer suspended the gnevor for forty-eIght hours for the March 29, 1996, mCIdent
whIch resulted m the mJWY of a co-worker A letter was Issued whIch made very clear that
the matter was an "extremely sIgmfi.cant breach of conduct and had It not been for your past
employment record more severe dtscIplme would have been IIDposed." Indeed, dIsnussal was
threatened m the event of the another s1ID1lar mCIdent. The "Non DIscIplmaty Letter of
COlIDsel" that was later Issued to the gnevor stated that the mCIdent was "of an extremely
senous nature" The substance and form of the non dIscIplmaty letter IS VIrtually IdentIcal.
There are some substantIve paragraphs whIch were SImply re-produced. The Employer
cannot Issue a letter of dtscIplme and later fe-Issue VIrtually the same letter, absent any
monetaty penalty and expect a Board of ArbItratIOn to fmd that the letter non dtscIplmaty
The partIes agreed to certam proVISIOns regardmg the return to work of employees after a
strike. That agreement cannot be cIrcumvented by managers or employees because It IS not
to theIr lIkIng. The May 15, 1996, letter does not even suggest that the matter has been
reconsIdered and detennmed to be of lesser concern bnngmg about only a letter of
counsellmg. Indeed, the covenng letter candIdly states that the alteratIon and reductIon to
a letter of counsel was reflectIve of the "agreement reached between the umon and the
employer m regard to the return to work protocols after the strike"
In the Instant cIrcumstances, the Employer Issued a substantIal dIscIplme to the gnevor for
an InCIdent wru.ch occurred on March 29, 1996 However, the suspensIOn was a clear
contraventIon of the Back to Work Protocol and a further letter was Issued. If the facts set
out are accurate, whIch was derued by the gnevor, It IS not surpnsIng that the Employer was
concerned about the InCIdent.
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If no suspensIOn had been 1ll1t1ally gIVen to the gnevor, tlns lllight have been a dIfferent
matter However, I do not have to consIder that argument because I am convmced that the
letter Issued to gnevor on May 15, 1996 IS dIscIplmary m nature and therefore a vIOlatIOn
of the Back to Work Protocol. The mere fact that the Employer has re-Issued the letter wIth
a few alteratIons and labelled the letter "non-dtscIplmary" does not make It so Havmg made
that detennmatIon, It IS not necessary for me to detennme If a letter of counsellmg would be
allowable under the Back to Work Protocol because, as stated above, the May 15, 1996 letter
IS dIscIplme
To allow the letter to stand even wIth the label of "Non DIscIplme" would allow the
Employer to Ignore ItS agreement under the Back to Work Protocol The letter IS to be
removed from any and all files I will remaIn seIzed m the event that there IS dIfficulty
ImplementIng tlns deCISIOn.
Dated m Toronto, tlns 16th day of July, 1996
~ c_ ~.~ ~ ~
'I-AP// /; / I~J'7j
Fehclty D Bnggs ! )L
Vice ChaIr