HomeMy WebLinkAbout1996-0461CONVERSION97_02_10
-
.. ON"",O EMPLOYES DE LA COURONNE
CROWN EMPLOYEES DE L'ONTARIO
11111 GRIEVANCE COMMISSION DE
SETTLEMENT REGLEMENT
BOARD Des GRIEFS
180 DUNDAS STRECTWEST. SUITE 2100, TORONTO ON MSG 1Z8 TELEPHONE/TELEPHONE (416) 326-1388
180. RUE DUNDAS OUEST. BUREAU 2100. TORONTO (ON) M5G 1Z8 FACSIMILE/TEU~COPIE (416) 326-1396
GSB # 461/96, 462/96, 480/92, 520/96, 531/96, 532/96, 533/96,
747/96, 997/96, 1119/96, 1162/96
OPSEU :# 960568, 960569, 960562, 960593, 960590, 960591, 960592,
960713, 96F546, 960839, 960841
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Conversion Grievance)
Grievor
- and -
The Crown in Right of ontario
(Ministry of the Attorney General)
Employer
BEFORE F. Briggs Vice-Chairperson
FOR THE O. Eady
GRIEVOR Counsel
Gowling, Strathy & Henderson
Barristers & Solicitors
FOR THE 0 Holmes
EMPLOYER Counsel
Legal Services Branch
Management Board Secretariat
HEARING January 27, 1997
February 4, 1997
I
"" Subsequent to the rattficatlOn of the new collecttve agreement whIch resulted from a five
week strike, It became apparent, through the filmg of dozens of gnevances, that there was
a fundamental dIspute between the partIes WIth respect to Arttcle 3 15 and Arttcle 3 38
Accordmgly, the partIes agreed that an expedIted process should be agreed upon to deal wIth
the numerous outstandIng gnevances. That agreement stated.
NotWIthstandmg the proviSions of the CollectIve Agreement, the partIes agree to abide by the
followmg procedure m order to effectIvely deal WIth gnevances ansmg out of the apphcatiOn
of ArtIcles 3 15 and 3.38 The partIes further agree that entenng mto tlus procedure does not
COnflIct WIth the prOVISIons of the Collective Agreement.
A) All cases to be mcluded m tlus process will be mutually agreed to by the partIes pnor
to schedulmg the actual heanng.
B) All gnevances that allege than an employee has not been converted in accordance WIth
Art:1cle 3 15 or 338 will be forwarded directly to the DIrector of Human Resources m
the respective ffiilllStry
C) The MinIstry's HR department will direct such mqumes mto the alleged claun by the
gnevor
D) Withm a reasonable time frame, the Mimstry's HR department will forward to OPSEU
Gnevance Department, AttentiOn. Kathleen Lawrence, its response to the gnevance
together with the mfonnation that It relied upon should the gnevance be derued.
Attached WIth the MinIstry's reply to OPSEU will be a copy of the appropnate
gnevance. A copy of the response will be prOVIded to the local Uruon representative.
E) The OPSEU Gnevance Department will consult WIth the grievor based on acts as
presented by the MinIstry
F) Should the matter be resolved at that stage, the MinIstry's HR department will be
advised in writmg WIthm a reasonable tune frame.
G) If the matter 15 not resolved at the OPSEU representative meetmg With a gnevor, there
may be discussions with the Il1llllstry and/or a meetmg if requested.
H) If there IS no dtscussion or meetmg WIth the mmistry, followmg discussiOn WIth the
gnevor, OPSEU will adVIse the ffiilllStry and MBS, Negotiations Secretanat, that the
matter will be scheduled for arbItratIon at pre-agreed upon dates.
I) The partIes agree that m VIew of consolidatmg and centralizmg the handlmg of the
gnevances, the Employer will not rely upon tune lunIts to refer a matter to arbItration
followmg notificatiOn of the MilllStry'S HR department of intentiOn to proceed to
arbitratiOn,
J) The partIes agree that ill VIew of tlus agreed upon expedtted procedure, gnevors will
be allowed a reasonable tune off work WIth no loss of payor cremts to prOVIde
background comment and dIrectIOn to the Uruon should the matter proceed to
arbItratIOn.
K) In VIew of the above paragraph, the parties agree and are commItted to an expedIted
process whereby attendance at arbItratiOn will not be reqUIred for employees unless
mutually agreed upon or ansmg out of exceptIonal CIrcumstances.
L) Should the above paragraph be Invoked, It IS agreed that a mInIStry may not
unreasonably deny a request for attendance at a heanng.
I
2
M) It IS agreed that for purposes of thiS special protocol, OPSEU wIll be entitled to the
followmg With regard to the filmg of a grIevance,
- work lustory of the gnevor
- Iustory of the positIOn
- summary sheet for all conversIOns under Article 3 15 and 3 38 that have been
completed,
For greater certamty, It IS understood that the Union may requIre copies of the gnevors'
contracts as well as positIOn descnptlons. Such mformatlon will be supphed by the
MinIstry's HR department.
N) Mimstnes through theIr Human Resource department Will forward to the OPSEU
Gnevance Department, Attention. Kathleen Lawrence, at the earlIest convernence, a
summary sheet for all conversIOns under Article 3 15 and 3.38 that have been made
dunng the lifetllDe of this CollectIve Agreement.
0) Either party will have the option of wlthdrawmg from tlus gnevance arbitratIOn
process, generally or for mmvldual cases, upon notificatIOn to the other party
That agreement was dated and SIgned January 15, 1997 However, the partIes had been
dIscussmg the process for some tune pnor to the SIgnmg of the above document. Dunng the
course of those dISCUSSIOns It became apparent to the partles that they had a fundamental
dIspute as the apphcatlon of the new language. The new collective agreement was amended
to prOVIde
3 15 1 1 Effecnve upon the date of ranficanon, where the same work has been
performed by an employee m the UnclasSified Service for a penod of at least
two years, except for situatIOns where the unclassified employee is replacmg
a classIfied employee on a leave of absence authonzed by the Employer or as
prOVided for under the collectIve agreement, and where the minIstry has
detennmed that there IS a contmuing need for that work to be performed on a
full-tune basiS, the nunistry shall establish a position witlun the ClaSSified
Service to perform that work.
3 15 1.2 Where the lDIDlStry has determmed that It will convert a pOSitIOn m accordance
With 3 15 1 1, the status of the mcumbent m the posItion will be converted
from unclasSified to claSSified, prOVided that the mcumbent has been m a
pOSition m question for at least two (2) years.
3 15.2 For the purpose of tlus section, "full-time" shall mean a Illll11mum of one
thousand seven hundred and tlurty-two and three quarter (1,732,75) stralght-
time hours or one thousand nme hundred and twelve (1,912) straight-time
hours m each year, as applIcable, mcluding authonzed leaves of absence.
However, all hours worked b} an unclaSSified employee wlule he IS replacmg
a claSSified employee who IS on an authonzed leave of absence shall not be
mcluded ill computmg the annual hours worked by the unclassIfied employee.
The language of the preVIOu.s collectIve agreement stated
-
3
3 15 1 EffectIve Apnl 1, 1991, where the same work has been performed by an
employee 10 the Unclassified Service for a penod of at least two (2)
consecutIve years, and where the nurustry has determ10ed that there IS a
contmu1Og need for that work to be performed on a full-time basis, the
mnustry shall establIsh a pOSitIon WIthrn the ClassIfied Service to perform that
work, and shall post a vacancy m accordance WIth Article 4 (Postmg and
Fill10g of Vacancies or New POSItIons)
3 15.2 For the purpose of tlus section, "full-time" shall mean a nurumum of one
thousand seven hundred and tlurty-two and three quarter (1732.75) stralght-
time hours or one thousand rune hundred and twelve (1912) straIght-tlIDe
hours III each year, as applIcable, mcludmg authonzed leaves of absence.
However, all hours worked by an unclassified employee while he IS replacmg
a classified employee who IS on an authonzed leave of absence shall not be
mcluded 10 computmg the annual hours worked by the unclassIfied employee.
As stated preVIously, dunng the course of dISCUSSIOns between the partIes to establIsh
parameters for tlns procedure, It became apparent that there was, m add1tlon to many
mdIVIdual dIsputes, a fundamental dIsagreement regardmg the new language. Accordmgly,
the partIes agreed to put tlns "polley" Issue before tlns Board m the absence of an actual
gnevance
The partIes are agreed that, If the cntena set out m artlcle 3 15 1 1 are met, mcumbents are
"rolled over" mto a claSSIfied posltlon. That IS to say, If an unclaSSIfied person has been
perfonmng the same work for at least two consecutlve years and that work dId not result
from replacmg a classIfied employee on a leave of absence, and the lllIDlStry detenmnes that
there IS a contmumg need for that work to be perfonned on a full-tune baSIS, that unclassIfied
employee shall be converted mto a classIfied employee and the Job shall not have to be
posted.
The dIspute, SImply put, IS that the Employer takes the posItlon that m the event that there
IS no Incumbent who has been perfonnIng the work for two consecutive years, there IS no
oblIgatIon to convert the pOSItIon to classIfied status The Umon's VIew IS that, In the event
there IS no Incumbent, the Employer IS oblIged to convert the pOSItIOn the classIfied status
-
4
and post the posItIOn m accordance wIth artIcle 6 01 of the collectIve agreement.
The Employer also took the pOSItIOn that the language of the collecove agreement was
latently ambIguous and extrInsIc eVIdence regardmg dIscussIOns that took place dunng
negotIaoons was reqwred to aSSIst the Board m amvrng at an appropnate mterpretaoon. The
Dmon urged the Board to refuse to hear or allow the eVIdence takmg the posloon that the
language of the collective agreement was clear and unambIguous
The Employer requested an adjournment to enable It to have Its WItness available The Dmon
took strong excepoon to the request for an adjournment. The Dmon's major concern about
the adjournment request was that the partIes have estabbshed a oght tIme schedule for
proceedIng WIth these gnevances and a further delay could JeopardIze that schedule Full
argument was heard and the adjournment request was granted and a further heanng date was
arranged Wlthm a week. Moreover, I mstructed the Employer to fully partIculanze the
eVIdence that It mtended to call to enable the Umon to be m a posloon to call whatever
eVIdence It felt necessary on the next scheduled heanng day
EVIdence was called by both the Employer and the Dmon regardIng dIscussIOns that were
held dunng the course of negooatlOns both pnor to and dunng the strike regardmg the Issue
of the converSIOn of unclassIfied posloons.
At the tIme of Its adjournment request, the Employer suggested that, when the proVIsIOn IS
read together WIth other language of the collectIve agreement, an ambIguIty IS dIsclosed. It
was suggested that extrInsIc eVIdence would aSSIst m dlsclosmg the ambIgUIty and further,
that eVIdence would reveal that the language had a "specIal meanmg" that was understood
and agreed by the partIes In the first sentence of artIcle 3 15 1 1 "an employee" IS referred
to It was the pOSItIon of the Employer that eVIdence would reveal that although "an
-.
5
employee" IS a phrase not modIfied, It meant an unclassIfied employee who had peIformed
the work m the same pOSItlon. ThIs IS clanfied by artIcle 3 15 I 2 The artIcles do not stand
alone and must be read together and sequentially
On the second day of the heanng, Ms. Holmes, for the Employer, suggested that the Board
had two Issues to decIde The first 15 whether artIcle 31 15 15 latently ambIguous Second,
If I decIde that there IS ambIgwty, I must decIde If the extrInsIc eVIdence resolves the matter
III favour of the Employer Further It was argued that the mterpretatIon advanced by the
Umon buttresses the presence of an ambIgwty because It leads to a doubtful applIcatIon.
The Employer argued that the three paragraphs of the new prOVISIon must be read m tOtalIty
The first paragraph relates to the "what", the second relates to the "who" and the tlurd
paragraph deals WIth the "how" In other words, artIcle 3 15 1 prOVIdes a tnggenng
mechamsm for the converSIOn of tncwnbents. That 15 to say that a claSSIfied pOSItIon IS
created WIthOut the requrrement to have approvals and WIthout the reqwrement to post the
pOSIllon. The final paragraph defines what a full tune pOSItIon IS The entIre proVISIon relates
to the converSIOn of mcumbents only, not pOSItIons. The exceptIon of replacmg for leaves
of absence buttresses the Employer's VIew, Ms. Holmes asserted. That exceptIon clearly
modIfies the defrmtJ.on of "an employee"
It was the Employer's contentlon that the deletion of any reference to a postIng requIrement
should aSSIst the Board m fmdIng III Its favour The absence of a requrrement to post
converted posIllons must be seen as an mdtcatlon that the partIes agreed that only mcumbents
were to be converted, not the pOSItions. If the partIes agreed to create new pOSItIons, they
would have proVIded a method for dealmg WIth them. There IS no mentIOn of these pOSItIOns
m the proVISIOns regardmg surplus or dIsplacement.
-".-
6
Ms Holmes submItted that the Umon's InterpretatIOn would lead to admInIstratIVe chaos
because of the lack of dIrectIon as to how to deal wIth newly created posItIons Further, It
IS unlikely that the Employer would agree to convet1 posItIons as suggested by the Umon In
these tImes of substantIal downslZIng. The Employer relIed upon Re Maritime Telegraph
& Telephone Co. Ltd. and Telephone Employees' Union (1989), 8 L.A.C (4th) 22
(Archibald)~ Re B.C. Rapid Transit Co. and Office & Technical Employees Union, Local
378 (1988), 1 L.A.C (4th) 328 (McPhillIps), Re Spruce Falls Power and Paper Co. Ltd.
and Lumber & Sawmill Workers' Union, Local 2995 (1990), 13 L.A,C (4th) 372
(Palmer), Re British Columbia Teachers' Federation and British Columbia Teacher's
Federation Administrative Staff Union (1995),47 L.A.C (4th) 221 (Germame), Re Sealy
(Western) Ltd. and Canadian Beddings and Furniture Ltd. and Teamsters' Union, Local
351 (1982),5 L.A.C (3d) 360 (Hope), Re Jasper Trucking Co. Ltd. and United Brewery
Workers, Local 300 (1978), 19 L.A.C (2d) 69 (Hope), Re Wire Rope Industries Ltd. and
United Steelworkers, Local 3910 (1982), 4 L.A.C (3d) 323 (Chertkow) and Re Leitch
Gold Mines Ltd. et al. v Texas Gulf Sulphur Co. (Incorporated) et al. (1968), 3 D.L.R.
(3d) 161 (Gale, C.J 0 )
Mr Eady, for the Umon, took the pOSItIOn that the Board should not hear or conSIder
extnnsIc eVIdence because the language of the collectIve agreement was clear and
unambIguous He stated that, at no tune, dId the Employer pomt out preCIsely where the
ambIgwty he and that IS because no ambIgUIty can be found. Tlus Board must fIrst make a
findmg of ambIgUIty, latent or patent, before It can conSIder extnnsIc eVIdence No such
fmdmg can be made, It was asserted.
The headmg of the artIcle at Issue IS "ConversIOn of UnclaSSIfied POSItIOns to ClassIfied
POSItIons" WhIle It was conceded by the Umon that headIngs alone cannot be relIed upon
for the InterpretatIOn of a collectIve agreement, It should at least be noted that the headmg
-. - /
7
IS completely consIstent WIth the Umon's VIew that It IS posItIOns that are to be converted.
The converSIon process IS five step FIrst, the new proVIsIOn does not begm untIl the date of
ratIficatIOn. Second, the same work must be done Thrrd, the work must have been done for
at least two consecutIve years. Fourth, the two years must be exclUSIve of work resultIng
from leaves of absence FIfth, the Employer must then detenmne that there IS an ongomg
need for the work. Only when all of these tests are met the Employer IS mandated to estabhsh
a pOSItIon m the classIfied seMce Now that there IS a pOSItIon, the next step IS to ascertam
whether there IS an mcwnbent who has been perfonmng the work for two years If so, that
employee IS automatIcally converted mto the pOSItIon as a classIfied employee If not, the
pOSItIon must be posted. And, contrary to the SublDlssIOns of the Employer, there IS clear
dIrectIOn as to how do accomphsh that. At artIcle 4 - POStIng and FIllmg of VacanCIes or
New Posluons - It IS stated.
4 1 When a vacancy occurs m the Classtfied ServIce for a bargammg unit pOSItion or a new
classtfied pOSItion IS created m the bargammg unit, It shall be advertised for at leats ten
(10) workmg days pnor to the estabhshed closmg date when advertIsed Wlthm a
rnmistIy, or It shall be advertIsed for at least fifteen (15) workmg days pnor to the
estabhshed closmg date when advertIsed servIce-Wlde. Where practable, notice of
vacanCIes shall be posted on bulletin boards.
It must be clear, Mr Eady contended, that no adnnmstrauve chaos IS created. The Job IS
eIther gIven to the mcwnbent m the event s!he quahfies or It IS posted m accordance WIth the
collectIve agreement. Fwther, m response to the Employer's assertIon that such a proVISIon
IS mutually exclUSIve WIth ItS goal to substantIally downSIze, the Umon argued that the
Employer has control of the creatIon of new pOSItIons. The cntena that a new pOSItIon be
created IS predIcated on the Employer haVIng deCIded that there IS a contmumg need for the
work to be done If the Employer wants to lllUlt the number of converSIOns, It only has to
dIscontmue the work.
The Umon submItted that the reference In the expIred collectIve agreement to the postIng of
Jobs In accordance WIth ArtIcle 4 was deleted by the partIes because, where pOSSIble, the
~ ,
8
newly created Jobs WIll be assIgned to Incumbents It IS only In the event that there IS no
elIgible Incumbent that the pOSItIOn IS to be posted. Retammg the reference to the postIng
proVisIOn m the mstant artlcle would only lead to confusIOn.
The Dmon proVided some background to the language by way of Re The Crown in Right
of Ontario (Ministry of Correctional Services) and OPSEU (Union Grievances)
(December 19, 1994), DIssanayake (unreported) That dIspute arose out of the language
negotIated mto the most recently exprred collecnve agreement at artlcle 3 15 1 (set out
above). The Employer took the pOSItIon that ill order for a pOSItIon to be converted It had to
be occupIed by only one person for a two year penod. The Employer relled upon the use of
"an employee" as an mmcatIon that only one person could have done the work. The Board
disagreed fmdmg, at page 7 that,
"we prefer the UIllon's mterpretatlOn that "an employee" m article 3 15 1 means, not "the same
employee" but "any employee"
Therefore, Mr Eady contended, the partIes knew clearly what the mterpretatIon of the
expIred collectIve agreement was. It was WIth tlus knowledge that the new collectIve
agreement was executed.
The Dmon urged the Board not to conSIder the extrInsic eVidence because the language of
the collectIve agreement IS clear and unambIguous and, m the absence of an ambIguIty, the
Board cannot rely on such eVidence as an aId to mterpretatIon. It IS not suffiCIent for there
to be a dIspute as to the meanmg of the collectIve agreement. If thIS was the case, extrInsIc
eVidence would be allowed m Virtually all cases
In order to fmd for the Employer, tlus Board must be able to ascertam preCIsely where the
ambIgUIty lIes. If an ambIguIty IS found, the Board must then detenmne whether the extnnslc
eVidence resolves the ambIgUIty m favour of the party assertIng there IS one None of thiS
9
can be done III the present case, Mr Eady urged.
The Umon also relIed upon Re Ottawa-Cornwall Broadcasting Ltd. (CJOH- TV) and
National Association of Broadcast Employees and Technicians (1977), 15 L A.C (2d) 64
(Fraser), Re North Cariboo Forest Labour Relations Association and International
Woodworkers of America, Local 1-424 (1985), 19 L A.C (3d) 115 (Hope), Re University
of Manitoba and Canadian Union of Educational Workers, Local 9 (1990), 11 L A.C
(4th) 353 (Freedman), Re Perth County Board of Educabon and Federation of Women
Teachers' Associations of Ontario & Ontario Public School Men Teachers' Federation
( 1977), 14 L.A.C (2d) 128 (Brandt), Re Canadian National Railway Co.
(Telecommunications Dept.) and Canadian Telecommunications Union (1975), 8 L.A.C
(2d) 256 (H.D Brown), and Re United Steelworkers of America, Local 1005 and Steel
Co. Of Canada Ltd. et aJ. (June 6, 1978),200 R. (2d) 205 (Grange, J)
DECISION
After consIderatIon, I am of the VIew that there is no ambIguIty ill the language of the
collectIve agreement as suggested by the Employer The prOVISIOns are clear and lead me to
fmd for the Dmon.
ArtIcle 3 15 IllS the fIrst step III the converSIOn process. If the same work has been
performed for at least two consecutIve years (excludmg work resultIng from leaves of
absence) the Employer must make a determmatIon as to whether there IS a contmumg need
for the work If there IS such a need, the MImstIy must establIsh "a pOSItIon wItIun the
ClassIfied ServIce to perform that work" Once the pOSItion has been establIshed m
accordance WIth that first step of the process, an mcumbent who has been m that partIcular
pOSItIon for at least two years WIll be converted from unclassIfied to classIfied.
_.
10
The Employer suggested that, where there IS no mcumbent who IS elIgIble to be converted,
there 1S nothIng further to be done. I tlunk not. Such an mterpretatIOn makes no sense and IS
contrary to the clear proVISIOns of the collectIve agreement.
In defendmg Its mterpretatIOn, the Employer argued that there IS no drrectIon as to how to
proceed WIth establIshIng a posItIon m the event there IS no mcumbent. Agam, I dIsagree
The Job postIng proVISIOns apply ArtIcle 4 1 states
4 1 When a vacancy occurs III the classified service for a bargauung urnt pOSition or a new
classified posItion IS created III the bargaimng urnt. (emphasis mme)
The Employer also asserted that admuustratIve chaos WIll result If I fmd for the Umon. Tlus
IS dIfficult to ooderstand. Once a posItIon has been establIshed m accordance WIth artlcle
3 15 1 1, one of two events transprre. EIther an mcumbent meets certam cntena and IS
converted or the posItIon IS posted and filled m accordance WIth ArtIcle 4 of the collectIve
agreement.
The Employer suggested that It was counter-mtUItIve that It would agree to a procedure for
creatmg new posItIons m these tImes of government-wIde downsIzmg. As a matter of
pnncIple, that argument has ment. However, m fact, the Employer still has some level of
control over the establIshment of new pOSItIOnS and the converSIOn of unclassIfied employees
to classIfied status In the event that the stated cntena are met, the Employer has an
opporturuty to determme "that there IS a contmumg need for that work to be performed on
a full tune basIs" Tlus allows the Employer a degree of dIscretIon.
The Umon conceded that, generally speakIng, headmg of artIcles are not, m and of
themselves, detenmnatIve of the mterpretatIon of a clause In the mstant case, the artIcle IS
entItled "ConverSIOn of Unclassified PosItIons to ClassIfied Pos1tIOns" In ArtIcle 3 15 1 1,
there IS reference agam to the mullstry haVIDg to "establIsh a pOSItIon" ArtIcle 3 15 I 2 states
that where a "pOSItIon" has been establIshed It Will be gIven to an mcumbent m cel1am
-
11
cIrcumstances. In order for me to fmd for the Employer, I would have to Ignore or read out
the word "posIllon" m ArtIcle 3 15 1 1 If the partIes had mtended to convert only certam
unclassIfied mcumbents to classIfied status m accordance WIth some set of cntena, they
would have stated so Further, they would not have proVIded, m the detaIl found ill ArtIcle
3 15 1 1, cntena for the establIshment of a pOSItIon and set out further cntena for converSIOn
of an mcumbent as IS found at ArtIcle 3 15 1.2
For all of those reasons, the questIOn IS answered m favour of the Dmon. That IS to say, m
the event that a posItIon IS establIshed m accordance With the cntena m ArtIcle 3 15 1 1, and
there IS no elIgible mcwnbent for the establIshed pOSItIon as per ArtIcle 3 15 1.2, the posItIOn
shall be posted and filled ill accordance WIth the Job Postmg proVIsIOns ill Arttcle 4 of the
collectIve agreement.
Dated at Toronto, tlus lOth day of February, 1997
I
FelICIty D Bnggs
Vice ChaIT