HomeMy WebLinkAbout1996-2779UNION97_04_04
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GRIEVANCE COMMISSION DE
1111 SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 DUNDAS STREET WEST, SUITE 2100, TORONTO ON MSG 1Z8 TELEPHONE/TELEPHONE (41(J) 320-1388
180. RUE DUNDAS OUEST, BUREAU 2100, TORONTO (ON) MSG 1Z8 FACSIMILE/TELECOPIE (410) 320-13~
GSB '# 2779/96
OPSEU # 97U008
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OPSEU (Union Grievance)
GRIEVOR
- and -
the Crown in Right of ontario
(Ministry of community & Social Services)
Employer
BEFORE W Kaplan Vice-Chair
FOR THE G Leeb/J Paul
GRIEVOR Grievance Officers
ontario Public Service Employees Union
FOR THE L Marvy
EMPLOYER Counsel
Legal Services Branch
Management Board Secretariat
HEARING April 1, 1997
~
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Introduction
ThIs matter first came before me on Apnl 1, 1997 at which time the union
presented a motion requestmg, among other things,. an order staying the
Issuing of certain surplus notices which were scheduled for the following
day Given the urgency of the matter, the parties asked me to issue an oral
decIsion which I did following the conclusion of the proceeding On Apnl 2,
1997, the Board issued this order in written form and that order, among
other things, denied the union's request. The .following decision sets out in
more detail the union's request, the submissions of the parties, and the
reasons for my disposition on April 1 , 1997, issued, as just noted, in
writing the following day
It is useful to begin by briefly setting out some of the relevant facts
Prince Edward Heights (hereafter "PEH") is a government-operated facility
located in Picton providing services to adults with developmental
handicaps On July 23, 1996, the Minister of Community and Social Services
announced a four-year plan to move people with developmental disabilities
back into their communities PEH is scheduled for closure by March 31,
1999 Funding for the care of PEH clients is to be redirected to local
community agencies, and a schedule was establIshed for the winding down
of operations On October 23, 1996, the Administrator of PEH, John HeWitt,
Issued an "Update" to all employees indicating that as many as 70 clients of
the facrllty would be transferred to the community by March 31, 1997
Employees were adVised that four areas would be closed down In phase one
They were Fish lake Farm (which was already scheduled for closure under
an eXisting management plan), HrliJer Home, Wellington Home, and Area 0
Fish lake Farm closed on December 31 , 1996 when 7 clients were placed
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with various community agencies Hillier Home stopped operatmg on
December 31, 1996 On January 20, 1997, a union gnevance was filed
allegmg a violation of the collectIve agreement arising out of the closure
of Fish Lake Farm None of the residential counselors assigned to work at
Fish Lake Farm, or who were on leaves of absence from Fish Lake Farm,
received surplus notices
On March 7, 1997, another Update from the Administrator announced that
Wellington Home and Area D would be closed next with their residents being
transferred to other institutions by March 31, 1997 Employees were
advised that further surplusing would occur at PEH on April 2, 1997
Thirty-four employees were scheduled to receive surplus notices on April
2, 1997 Other surplusing was scheduled at other facilities of this Ministry
Of the thirty-four employees scheduled to be surplused, four or five have
received job offers from broader publIc sector organizations, and are using
vacation and other credits to bridge themselves to April 2, 1997 A number
of other employees have also received job offers, but are not scheduled for
surplus on April 2, 1997 These individuals have requested, but have been
denied, unpaid leaves of absence On March 24, 1997, ~ union grievance was
filed alleging that the employer had failed to comply with AppendiX 9 of the
collectNe agreement. Another gnevance has been filed concerning tl~e
employer's refusal to grant employees unpaid leaves of absence
As the foregoing makes clear, some PEH employees have secured jobs with
communIty organIzations as some of the dents were transferred to the
local community The union takes the position that these Jobs were obtained
without the assistance of the employer, that the employer has not made, as
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It IS required to do under Appendix 9 of the collective agreement,
reasonable efforts to assist employees in finding jobs The union, therefore,
takes issue with the employer's refusal to allow those employees who have
secured Jobs to obtain leaves of absence pending their receipt of a surplus
notification thus depnving them of the benefits of the provisions of the
collective agreement when their positions are eventually surplused That is
why the third gnevance was filed
Because of all of these events, the union appeared before a panel of the
Board chaired by Mr R J Roberts on March 25, 1997 requesting, among other
things, that the Board order a stay to the surplusing scheduled for April 2,
1997 It should be noted that the January 20, 1997 and March 24, 1997
grievances in this matter had already, by agreement of the parties, been
scheduled to proceed before a panel chaired by me beginning on April 1 ,
1997, and Mr Roberts was advised of that fact prior to his issuing a Board
Order on March 25, 1997
The text of that order is as follows
The Employer in this case is hereby ordered not to take any further steps
to implement the surplusing of bargaining unit employees at the Prince
Edward Heights facility in Picton, Ontario, until the end of the first day of
hearing upon the merits of this case, which is currently scheduled for
April 1 1997
At any time in the course of the hearing on April 1, 1997, the Union may
request an extension of this order until the final determination of the
merits of the grievances in this matter, and may apply for any further
interim relief that, in its view, may be required.
The January 20 and March 24 1997 grievances that w"ere placed before
me are hereby directed to be consolidated for purposes of hearing and
disposition.
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All other applications for interim relief are hereby dismissed
The Evidence
Mr Carl Yates is the president of the local union and he has considerable
expenence in Job security He testIfied that employees who were surplused
would, more likely than not, move long distances in order to obtain
employment in their chosen field given the absence of opportunities within
a commuting range of PEH A review of the Ministry seniority list indicated
that employees scheduled for surplus who exercised bumping rights would,
in fact, be required to move long distances. Mr Yates also testified that
the union would ask, in monthly ERC meetings, about the employer's efforts
to find employees jobs, and in response it was referred to officials at the
Area Office in Kingston who only provided the local with a copy of a letter
that had been written to a community organization informing it that clients
were being placed in the community and suggesting that it consider hiring
PEH staff According to Mr Yates, he has been advised by at least one local
organization that PEH has done nothing to assist in the placement of PEH
employees On a joint PEH-Iocal union initiative, a job fair was, however,
held
Needless to say, Mr Yates and Mr Robert Cook who also testified on behalf
of the union, were aware that PEH was scheduled for closure on a phased in
basIs, and they were aware of this no later than July 1996 when the
Minister made his announcement. However, what neither Mr Yates nor Mr
Cook knew was the exact tlmmg of the surplusing that would result, and as
Mr Cook testified, It was only In early March 1997 that the unIon and
employees learned what was scheduled for April 2, 1997 Soon thereafter a
grievance was filed Mr Cook noted that when Fish Lake Farm was closed, no
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staff received surplus notices as the affected employees were Integrated
Into ongomg operations
Finally, Mr Hewitt testified on behalf of management. According to Mr
Hewitt it was necessary to surplus employees because the transfer of
numbers of clients to community organizations resulted in a decreased need
for staff If the thirty-four employees scheduled for surplusing were not,
because of a stay, surplused, PEH would have, Mr Hewitt testified,
thirty-four more employees on payroll than it required as there were no
vacancies at PEH This would have negative repercussions from a financial
perspective It could also, Mr Hewitt maintained, detrimentally affect some
employees who had secured employment with a local community
organizations and who were bridging their employment status with PEH
until April 2nd In cross-examination, Mr Hewitt agreed that one likely
result of refusing employees who had secured jobs with other agencies an
unpaid leave of absence, employees who were not now being surplused, was
to require those employees to resign their employment with PEH Should
their positions subsequently be declared surplus, these employees would
miss out on some of the benefits of the collective agreement.
Union Submissions
The union's principal submission was that I should direct that the Order
Issued by Mr Roberts continue until the merits of this matter had been
finally determined Union representatives reviewed a number of authontles
setting out the Board's power to award Interim relief and following that
review took the position that this was an appropnate case In which to do
so Various reasons were given in support of this submission first, It was
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clear that only by staying the Impending surpluslng could the status quo be
preserved so as to ensure an appropnate remedy at the conclusion of the
case A large number of indivIduals were affected, and as those people, and
others also being surplused on April 2nd elsewhere within the Ministry,
exercised their rights, the potential for chaos increased, as did the
difficulty, at the end of the day, should the union prove successful, in
undoing what was already done
In further support of its submissions, the union noted that it acted quickly
upon receiving notification that employees were actually going to lose their
jobs and not only was a grievance filed, so too was an application for
interim relief A stay was, in the union's view, all the more necessary
because the employer had not even come close to meeting its obligations
under Appendix 9 One appropriate remedy, should that conclusion be
reached, was a cessation on surplusing until such reasonable efforts had
been made
QUite clearly, in the union's view, the balance of harm lay with the union
given the consequences that were sure to now be felt by affected
employees, and those consequences to the union and to individual employees
were both significant and compelling On the other hand, the worst case for
management was that it would have some additIonal staff on duty pending
the outcome of the case In balancing these interests, there was, in the
union's View, little contest for it was clear that It was the union and its
members who would face the greatest potential harm and negative
consequences Once again, the only way to avoid those results was to
continue the order given by Mr Roberts, and In that regard reference was
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made to that order, and to two other cases, t::l!.el.d #1 (1471/96) Roberts and
~ #2 (1471/96) McKechnie In ~ #1, the Board granted Interim
relief In ~ #2, another panel of the Board extended that relief without
inquiring again Into the basis upon which it had initially been granted
Those cases were, the union argued, governing and the same process, given
the earlier Roberts decision cited above, should be applied in this case
Employer Submissions
In the employer's submission the Order issued by Mr Roberts, set out above,
provided no relief whatsoever to the union as Mr Roberts was very well
aware when he issued it that the matter was already scheduled to proceed
before me on April 1 , 1997, and that the first round of surplusing would not
begin until April 2, 1997 Accordingly, there was nothing in the order that
could be or should be continued
With respect to the union's principal request, the employer took the
position that it should be denied In support of this position a number of
submissions were made to the effect that the Board should consider
adopting a new test for the granting of interim relief, namely the one set
out in Rp Religious Hospitallers of Hotel-Die of St. Joseph of Diocese of
London and Ontano Nurses Association 48 L.A C (4th) 180 (McLaren) In the
alternative, and applying the Board's traditional test, the employer took the
position that while there was obviously an arguable case, the balance of
potential harm did not reqUire the stay being sought by the union,
particularly since granting that order would deprive some employees of
their co!lectlve agreement rights, and would thus be contrary to the
collective agreement. The employer also argued that there were other less
9
intrusive means available to balance the competing Interests In the
employer's View, If It was determined at the end of the day that reasonable
efforts were not made, that some employees were surplused before they
should have been, or that other breaches had occurred, all of this could be
remedied wIth a compensation order
Indeed, there were additional reasons, employer counsel argued, for not
granting the stay The union knew as early as July 1996 that PEH was being
closed, if it had concerns about reasonable efforts not being made it could
have raised them much earlier than on the eve of the first phase of
surplusing What did not make sense, counsel argued, was to grant a stay in
cases of this kind since it was both obvious and axiomatic that the parties
would, in virtually every instance, disagree about whether reasonable
efforts had been made The provision was, the employer observed, a new
one in the collective agreement and it would, accordingly, take some
considerable time for a jurisprudence to develop In the meantime, counsel
suggested, the only sensible way of proceeding was to adjudicate these
gnevances as they arose and, if and when they were successful, provide
appropnate relief Intenm relief of the kind being sought by the union in
thiS case should, in the employer's submission, be reserved, if at all, only
for the most extraordinary case There was nothing, counsel noted, in
Appendix 9 or elsewhere in the collective agreement that entitled the union
or its members who were being surplused to keep their jobs while
gnevances taking Issue WIth Appendix 9 or any other provIsion of the
collective agreement, were proceedmg to a heanng, or were already at a
hearing before the Board The employer therefore asked that the request be
dismissed
1 0
Order and Reasons for Decision
My order in this matter was released by the Board on Apnl 2, 1997 In
bnef, I dismissed the union's application for a stay on the scheduled
surplusing, I directed the employer to keep careful records of all surplusing
that did occur in order to provide a proper basis for determining appropnate
remedIes should one or more of the gnevances prove successful, I ordered
the employer to make regular reports to the local union on its efforts to
secure employment for PEH employees, I consolidated a third grievance, the
one dealing with the employer's refusal to grant employees unpaid leaves of
absence with the two grievances already before me, and I directed that this
matter proceed in an expedited fashion so that a decision could and would
be issued in advance of the next scheduled surplusing round I also left
open the opportunity for the union to appear before me on an expedited basis
to renew its request for a stay, or to seek such other relief as it then
considered appropriate, should the next, and already scheduled, round of
surplusing be advanced
At the outset of these reasons for decIsIon I must point out that there IS no
evidence whatsoever In thiS case of the union sitting on its rights While It
knew as early as July 1996 that PEH was to be closed, it did not receive any
direct information that bargaining unit members were to be surplused untIl
March 1997 After receiving that mformatlon, a grrevance was filed, and It
IS clear that the union has actively attempted to preserve ItS members'
fig hts Having said that, I must also say that thiS is not, In my View, an
appropriate case to stay the surplus:ng and that IS why I denIed the union's
request on April 1, 1997
1 1
Employer counsel invited me to adopt a new test for the granting of Intenm
relief While each case will obviously have to be cons:dered on its own
facts, I can see no reason, in thIs one, to depart from the Board's
long-established policies and jurisprudence, policies and jurisprudence
which are also found and widely accepted elsewhere in our system of labour
relations That generally accepted jurisprudence sets out a two-fold test
IS there an arguable case, and what is the balance of potential harm or
inconvenience As has been set out by the Board (see, for example, Stewart
1000/94 (Gorsky), the granting of interim relief is not limited to rare or
exceptional circumstances Interim relief will be granted where, applying
the long-established principles set out in the authorities, one party or the
other has made out an appropriate case
In this case, I can only conclude that if the union is successful on one or
more of the grievances that an appropriate remedy can be devised and
implemented that will make individual employees whole For example,
given the order issued on April 1, 1997, it will be possible, should the union
prove successful in one or more of its grievances, to undo what was done
pending the issue of a final award That was not possible, given the time
delay, In Whiteside/Stewart et al 330/92 It should also be noted this case
will be scheduled, heard and decided in an expeditious fashion That was not
the situation in Beatty et a11135/93
Finally, I am of the vIew that the order issued by Mr Roberts on March 25,
1997 expressly reserved to me both the right and the responslbiiJty of
determining whether the scheduled surpluslng should be stayed In that
way, this case IS qUite different from ~ #2, an authority relied on by
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the union which IS, In any event, qUite distinguIshable gIven that NllitQ #1 ,
unlike the Roberts decIsion set out above, was a decIsion, not an order of
the Board Any fair reading of the Roberts order Indicates Its Inherent
limitations and Its express intention that the substance of the Issue,
namely, the request for a stay, be put before me Besides, the Roberts order
is Just that an order It is not a decision and it IS not, accordingly,
governing as per Blake
Accordmgly, and for the foregoing reasons, the union's request for a stay of
the surplusing scheduled for April 2, 1997 was denied
DATED at Toronto this 4th day of April 1997
~11r----
William Kaplan
Vice-Chairperson