HomeMy WebLinkAbout1999-0413.Fogal et al.05-03-16 Decision
Crown Employees Commission de ~~
Grievance Settlement reglement des griefs
Board des employes de la
Couronne
~-,...
Suite 600 Bureau 600 Ontario
180 Dundas Sl. West 180 rue Dundas Ouest
Toronto Ontario M5G 1Z8 Toronto (Ontario) M5G 1Z8
Tel. (416) 326-1388 Tel. (416) 326-1388
Fax (416) 326-1396 Telec. (416) 326-1396
GSB# 1999-0413 1999-0559
UNION# 99U039 1999-0301-0001 [99B618]
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OntarIo PublIc ServIce Employees Umon
(F ogal et al ) Union
- and -
The Crown In RIght of OntarIo
(Mimstry of the Attorney General) Employer
BEFORE FelIcIty D BrIggs Vice-Chair
FOR THE UNION Nelson Roland
BarrIster and SOlICItor
FOR THE EMPLOYER Sean Kearney
Semor Counsel
Management Board SecretarIat
HEARING May 25 June 1 & 11 July 4 12 & 19
September 5 6 & 20 October 17 November
1 2, 13 & 29 December 5 & 19 2001
January 10 & 23 and July 29 2002
November 16 2004
CONFERENCE CALL January 7 2003
2
DeCISIon
DUrIng negotIatIOns for the January 1 1999 to December 31 2001 CollectIve Agreement, the
partIes sIgned a Memorandum of Agreement dated March 18 1999 that stated, In part:
In recogmtIOn that the partIes have reached a tentatIve collectIve agreement, the umon
undertakes that It wIll commumcate to ItS members not to engage In strIke related
actIvIty
The employer undertakes that where strIke related actIvIty occurs It wIll notIfy the Umon
as soon as possIble and the Umon wIll undertake to take the necessary steps to remedy
the problem,
FaIlIng the resolutIOn of the problem, the folloWIng process shall apply
1 MBS wIll be consulted by lIne MimstrIes and/or AgencIes prIor to the ImposItIOn of
any dIscIplIne
2 Any dIscIplInary actIOn taken by the Mimstry and/or Agency as a result of pre-strIke
actIvItIes by an employee shall be placed before a medIator/arbItrator prIor to the
actual dIscIplIne beIng applIed,
On May 3 1999 the Employer sent a letter to the Umon that stated, In part
ThIS IS to Inform you that, as part of non-dIscIplInary actIOn, certaIn OPSEU employees
engaged In Illegal strIke actIvIty dUrIng March 1999 wIll not be paid for the perIod of the
actI VI ty Further as dIscIplInary actIOn under the memorandum, mImstrIeS wIll be
sendIng letters of reprImand to the employees Involved, Attached you wIll find a lIst of
the specIfic employees, theIr mImstry locatIOn and the dates of the Illegal strIke actIvIty
It was the Employer's assertIOn that a large number of employees Improperly faIled to appear for
work as scheduled allegIng Illness As stated In the above letter the Employer dId not pay many
affected employees for the tIme they were away from work. AddItIOnally In some CIrcumstances
employees had been paid for the tIme and the Employer "recovered" those momes
In accordance wIth the Memorandum of Agreement, the partIes asked the Board to
medIate/arbItrate the two Issues In dIspute At the first day of hearIng the partIes agreed that I
would have JUrISdIctIOn over all of the outstandIng matters floWIng from the Memorandum of
Agreement, whether dIrect or IndIrect. The dIspute was fairly substantIal In SIze gIven that there
were In excess of four hundred employees from three mImstrIeS and twenty dIfferent workplaces
Involved,
3
At a hearIng day on September 7 2000 the Employer mformed the Board and the Umon that It
would not proceed wIth the Issue of the ImposItIOn of dIscIplIne Accordmgly no employee was
dIscIplIned for these actIvItIes However that left the Issue of whether sIck leave would be paid
for those employees who dId not attend at work. GIven the vast number of employees mvolved
and the potentIal for lengthy lItIgatIOn, the partIes made submIssIOns about the process that
should be followed for the efficIent management of the outstandmg matters In a decIsIOn Issued
on November 28 2000 I determmed the process to be followed, IndIvIduals who wIshed to
challenge the valIdIty of the Employer's actIOns were mstructed to produce a "wIll-say"
statement contammg the nature of hIs/her Illness, how the Illness precluded hIs/her from
workmg; and the medIcal treatment provIded, In addItIOn, the employees were to have any
supportmg documentatIOn accompany theIr wIll-say statement all of whIch was to be provIded to
the Employer's counsel a week prIor to the hearIng date At page 4 of that decIsIOn I said
In accordance wIth an earlIer rulIng Issued to the partIes m a letter medIcal certIficates
can be proffered mto eVIdence and I wIll determme how much weIght those documents
shall be gIven on a case by case basIs
In accordance wIth that procedure, we scheduled hearIng days at CorrectIOnal facIlItIes and other
locatIOns around the Provmce over the course of many months In large measure, the above
process was followed wIthout mCIdent. NotIce was sent to mdIvIduals mvolved and each was
gIven an opportumty to testIfy as to the reasons for theIr absence A number chose not to avaIl
themselves of these proceedmgs
The actual date(s) of the absences varIed from mstItutIOn to mstItutIOn although all were wIthm a
one week perIod m March of 1999 Some employees were absent from the work place for one
day whIle others were away for two or three days
At each hearIng the Employer provIded statIstIcs regardmg the average number of employees
absent from the workplace due to Illness on any partIcular day At every mstItutIOn for the days
at Issue the number of employees who had eIther called m sIck or faIled to appear for work was
much larger than the average For example, at OCI the average number of employees absent due
to Illness per day IS 6 or 7 On the days at Issue there were 35 employees absent. At Qumte
CorrectIOnal Centre there were 37 CorrectIOnal Officers and 30 of those were absent on one day
4
DUrIng the course of the many days of hearIng I attempted to resolve thIS matter wIthout the need
of a decIsIOn, MultIple attempts were made In thIS regard IncludIng efforts made subsequent to
many days of eVIdence Unfortunately medIatIOn was not successful and final argument was
heard on November 16th 2004
I have no IntentIOn of settIng out the consIderable eVIdence I heard from hundreds of employees
I wIll address some aspects of the eVIdence later However some general comments and
observatIOns are In order at thIS pOInt. The eVIdence dIsclosed that not all management personnel
at every InstItutIOn dealt wIth the large number of absences In the same fashIOn, It IS fair to say
that In large measure employees who had been absent were told to provIde a medIcal note upon
theIr return and that was the extent of the InstructIOn, However some CorrectIOnal Officers
testIfied that they were told that a medIcal note would ensure payment for theIr absence In two
such Instances I heard eVIdence from management wItnesses refutIng those assertIOns I wIll deal
wIth thIS In more detaIl later In thIS decIsIOn, Further two other InstItutIOns Issued wrItten
InstructIOns to employees AgaIn, I wIll return to those Instances later
UNION SUBMISSIONS
Mr Roland, for the Umon, submItted that In thIS matter each member of the bargaInIng umt who
was affected by these proceedIngs should have the facts of theIr own sItuatIOn consIdered on ItS
own merIts ThIS IS not an Instance where there should be some general prIncIple applIed as
suggested by the Employer The Umon conceded that the absences were In the final hours before
a possIble strIke However that does not relIeve thIS Board of ItS duty to consIder each facts
sItuatIOn IndIVIdually In the Instant matter the Board should fact the overarchIng relatIOnshIp
between these partIes Into any analysIs
RegardIng the request for medIcal certIficates, It was the Umon's VIew that the Employer should
be held to a consIstent standard, That IS to say that although the eVIdence was InCOnsIstent
regardIng how medIcal certIficates would be applIed, thIS Board should determIne that anyone
who was ordered to brIng a medIcal certIficate and complIed should be paid for theIr sIck leave
It would be wrong for thIS Board to allow the Employer to InCOnsIstently apply whatever polIcy
It developed regardIng medIcal certIficates Further a hIgh standard of partIcularIty cannot be
applIed for medIcal certIficates In thIS matter gIven the truncated procedure for the lItIgatIOn,
5
The Umon relIed upon Re Domglas Inc. and Aluminium, Brick & Glass Workers
International Union, Local 203G (1988) 33 L.AC (3d) 88 (DIssanayake) Fmally the Umon
suggested that consIderatIOn should be gIven to a potentIal negatIve Impact that mIght be the
result of a findmg m favour of the Employer
EMPLOYER SUBMISSIONS
Mr Kearney for the Employer submItted that thIS matter IS about the Employer's rIght to
questIOn bona fide Illness There can be no doubt that on the days at Issue there was exceSSIve
absenteeIsm around the Provmce m correctIOnal facIlItIes The Employer provIded uncontested
attendance statIstIcs m thIS regard, WhIle the Umon IS urgmg thIS Board to find that the mere
productIOn of a medIcal certIficate however vague, IS sufficIent for sIck leave to be paid, agamst
the backdrop of these facts, It would be Improper to do so Further m cases such as thIS the onus
IS on the grIevor to establIsh that the Illness was bona fide
ArtIcle 44 10 of the CollectIve Agreement states
After five (5) days' absence caused by sIckness no leave wIth pay shall be allowed unless
a certIficate of a legally qualIfied medIcal practItIOner IS forwarded to the employee's
manager certIfymg that the employee IS unable to attend to hIS or her officIal dutIes
NotwIthstandmg thIS provIsIOn, where It IS suspected that there may be an abuse of sIck
leave the employee's manager may reqUIre an employee to submIt a medIcal certIficate
for a perIod of absence of less than five (5) days
The Employer relIed upon The Crown in Right of Ontario (The Ministry of Community and
Social Services) and OPSEU (Dorman) (July 27 21978) unreported (Swmton) wherem It was
stated at page 6
The cases cIted show that the probatIve value of a medIcal certIficate depends m part
on the thoroughness of the dIagnosIs contamed therem and the date of the medIcal
exammatIOn m relatIOn to the date of the Illness An employer IS not reqUIred to accept a
medIcal certIficate whIch IS m a standard form wIth lIttle or no dIagnosIs as proof that the
employee was absent due to Illness Of course, If the employer takes dIscIplInary actIOn
because of doubt as the adequacy of the reason for the absence, It may find ItS
conclusIOns and actIOns challenged at arbItratIOn proceedmgs
In thIS grIevance, the grIevor admIttedly was at home because of a famIly CrISIS and the
medIcal certIficate was obtamed several days after hIS return to work. The medIcal
certIficate whIch he then presented to hIS employer IS one to whIch lIttle weIght can be
gIven, He admIttedly dId not see Dr Barry tIll December 27 Had the dIagnosIs been
6
fuller the delay mIght not have been fatal because of Dorman's long-term famIlIarIty
wIth thIS doctor and Dr Barry's awareness of the prevIOUS famIly problems However
Dr Barry's dIagnosIs or explanatIOn reveals nothIng about an Illness He states that
Dorman "reported problem to me" No further elaboratIOn was obtaIned by Mr Dorman
at any stage In the grIevance procedure, even though the employer rejected the orIgInal
medIcal certIficate The only elaboratIOn of hIS condItIOn IS a letter from Dan DevlIn,
SupervIsor of the ChIldren's AId SocIety In SmIth Falls to the AdmInIstrator of the
Centre dated January 24 1978 (Ex, 21) It states that Mr Dorman was under "a great deal
of stress" due to serIOUS famIly problems In the past several months ThIS IS true but does
not prove that Mr Dorman was III December 19 and 20
The questIOn becomes whether the employer should have asked Mr Dorman for a further
certIficate or reqUIred hIm to undergo a medIcal eXamInatIOn, The onus IS on the grIevor
to show that he was entItled to sIck leave He had ImtIally IndIcated to the employer that
hIS absence was due to famIly problems As a result, he was told to obtaIn a medIcal
certIficate ThIS should have IndIcated the need for a medIcal report from Dr Barry
sufficIent to show that he was III because of these problems Such a report mIght stIll
have been obtaIned dUrIng the grIevance procedure
Mr Kearney submItted that the Board's JUrIsprudence IS clear that the onus IS on the employees
to establIsh the legItImacy of theIr Illness In the matter at hand, most of the medIcal certIficates
were woefully Inadequate eIther because they contaIned lIttle of no InfOrmatIOn or because they
were sought and obtaIned after the absence and therefore were nothIng more than a medIcal
recItatIOn of what the patIent belatedly reported, For those reasons the certIficates should be
gIven lIttle or no weIght by thIS Board,
The Employer also replIed upon Re Gilbarco Canada Ltd. And Canadian Union of Golden
Triangle Workers (1973), 5 L.AC (2d) 205 (O'Shea) Re The Crown in Right of Ontario
(Ministry of Transportation) and OPSEU (Johnson) (September 2, 1992) unreported
(DIssanayake) and Re The Crown in Right of Ontario (Ministry of Health) and OPSEU
(Oltman) (August 30 1990) unreported (Wilson)
DECISION
I begIn by acknowledgIng the Umon's pOInt that harm can be done to the relatIOnshIp between
these partIes If "salt be poured Into thIS old wound" However In my VIew It would be wrong If I
decIded thIS matter on the basIs that potentIal harm mIght occur If there IS a findIng agaInst many
employees workIng predomInantly In the Mimstry responsIble for CorrectIOns The Issues at
hand must be determIned In accordance wIth the usual arbItral practIces WhIle there mIght be
7
some short term attractIOn for the Umon If Its suggested method was applIed In thIS case, that
ImtIal glee would qUIckly be replaced wIth a forebodIng uncertaInty about what other fact
sItuatIOns Vice Chairs mIght thInk approprIate to utIlIze such an approach,
I also acknowledge that there IS concern that the matter has taken a consIderable perIod of tIme
although no one IS at fault for thIS It goes wIthout saYIng that the tIme Involved to VISIt each of
these workplaces and hear the necessary eVIdence Involved many days spread of numerous
months Further as mentIOned earlIer tIme was also taken In varIOUS attempts to resolve the
Issue between the partIes
As IndIcated earlIer I wIll not be settIng out detaIl regardIng the hours and hours of eVIdence I
heard, Employees were gIven notIce of the hearIng and ample opportumty to provIde whatever
documentatIOn they thought Important. In many Instances I was provIded the medIcal certIficate
In advance of the commencement of the hearIng day
I am compelled to say sImply and regrettably that much of the eVIdence I heard was, to say the
least, InSUfficIent for a findIng In favour of many of the bargaInIng umt members On occaSIOn
viva voce eVIdence was dIssImIlar to the InformatIOn provIded on the medIcal certIficate Some
wItnesses were vague whIle others were evaSIve A few wItnesses were almost hostIle At one
InstItutIOn there appeared to be a "collectIve amnesIa" about any detaIls surroundIng the days at
Issue Some wItnesses were able to recall In detaIl who they spoke wIth when they telephoned
the InstItutIOn to report theIr absence IncludIng the substance of that dIscussIOn but were unable
to recall what Illness kept them from workIng, I heard eVIdence from wItnesses regardIng the
"usual" Illness that causes them to be absent from the workplace wIthout any specIfics about the
days at Issue From tIme to tIme the deportment of a wItness led me to belIeve theIr eVIdence was
somethIng less than forthrIght.
In many Instances varIOUS employees told me that they are not abusers of sIck leave I do not
doubt those assertIOns However In the facts of thIS case, on a balance of probabIlItIes, It IS
hIghly unlIkely that on three days In the mIddle of March of 1999 when a strIke date was
loomIng, over four hundred employees at twenty dIfferent InstItutIOns became III at the same
tIme
8
At no pOInt dId I hear eVIdence of a facIlIty-wIde malady nor dId the Umon ever suggest such an
epIdemIc eXIsted, I dId not hear that the absent employees were out of the workplace on the days
at Issue because of, for example, some form of food pOIsomng or twenty-four hour flu, Indeed,
there was no explanatIOn as to how It mIght have happened that such a large number of
employees fell III on the same day
Further and certaInly worthy of note I heard from some wItnesses who clearly and forthrIghtly
dIscussed the "blue flu" Others gave sImIlar eVIdence wIthout USIng that phrase however It was
IndIcatIve of some form of concerted actIvIty regardIng a maSSIve "sIck In"
It happened occasIOnally dUrIng the many days of hearIng that some IndIVIduals attended but
refused to dIsclose the nature of theIr Illness Some suggested that the nature of theIr Illness was
too personal In nature to dISCUSS whIle others candIdly said that It was none of my busIness
When such reluctance occurred, It was acknowledged that non-dIsclosure was wIthIn the rIghts
of the wItness However each was advIsed that a faIlure to provIde eVIdence regardIng theIr
absence from the workplace on the days at Issue would be dIsadvantageous gIven that I could not
assess the merIts of the sItuatIOn, Further IndIVIduals who testIfied were assured that the detaIls
of theIr eVIdence would not be set out In thIS decIsIOn,
The majorIty of the medIcal certIficates are, In large measure, of lIttle assIstance Many revealed
that an OpInIOn was sought of the physIcIan after the IndIVIdual had returned to the workplace A
number of certIficates IndIcated merely what was "reported" to the physIcIan by theIr patIent,
agaIn makIng clear that an eXamInatIOn dId not occur at the salIent tIme I was also provIded wIth
medIcal certIficates that stated only that the employee was now fit to return to work. In thIS
regard, I have been gUIded by the earlIer decIsIOn of thIS Board In Re Dorman (supra) I accept
Vice Chair SWInton's decIsIOn that "an employer IS not reqUIred to accept a medIcal certIficate
whIch IS In a standard form wIth lIttle or not dIagnosIs as proof that the employee was absent due
to Illness" and that "the onus IS on the grIevor to show that he was entItled to sIck leave" SImply
put, I am of the VIew that many wItnesses fell short of dIschargIng that onus
DUrIng the course of the hearIngs, the Employer provIded varIOUS documents touchIng upon the
matters at hand, That InformatIOn has certaInly been taken Into account In arrIVIng at thIS
decIsIOn, The documents Included
9
- AbsenteeIsm statIstIcs for each mstItutIOn that clearly revealed, wIthout exceptIOn,
that the number of employees who absented themselves from the workplace on the
days at Issue were many tImes that of the average day
- Work schedules for the month of March and m some mstances for the months
surroundmg March, ThIS mformatIOn provIded the context of the scheduled and
actual work schedule for each employee as well as the schedule for each mstItutIOn m
ItS entIrety
- An account of the amount of sIck tIme utIlIzed by members of the bargammg umt for
the perIod of tIme ImmedIately surroundmg the days at Issue These revealed that the
number of employees absentmg themselves due to Illness was, by large measure
normal ImmedIately before and after the days at Issue
- Dally duty rosters
- Staff absence reports
- OvertIme records
It was common ground that these absences occurred just prIor to a strIke It IS m thIS overall
context that I am compelled to say I am sceptIcal that all of the grIevors were legItImately III To
be clear had theIr viva voce and documentary eVIdence been convmcmg thIS would have been a
dIfferent matter but most sImply dId not provIde eVIdence that would lead me to a findmg m
theIr favour
Some of the employees have already had sIck leave taken off theIr pay In other mstItutIOns the
Employer agreed to Wait for thIS decIsIOn before takmg any actIOn, Further the length of the
absence varIed from one to three ShIftS I wIll not set out the varIOUS amounts of tIme taken by
dIfferent employees Therefore, I leave It to the partIes to Implement thIS decIsIOn although I
rem am seIzed m the event there are dIfficultIes
I wIll set out each of the mstItutIOns and a lIst of people who should receIve (or should have
receIved) sIck leave Such a findmg IS for the perIod, however long, of theIr absence All others
who gave eVIdence before me are not entItled to sIck leave I wIll not be lIstmg those employees
Attached to the May 3 1999 letter referred to above was a lIst of those employees the Employer
alleged were mvolved, Over tIme, the Employer elected not to challenge the absence of some of
10
those employees I have attempted to capture those employees although the lIst of exemptIOns
mIght not be exhaustIve
Sault Ste. Marie Jail
Exempted Thomsen
MacLeod
Thibodeau
Sleeman
Young
Stevenson
EntItled PandzIc
O'Hara
Leblanc
Pasqua
Quinte Detention Centre
Exempted H. SmIth
EntItled Gora
Payette
Crouse
Cook
McDonald
Northern Treatment Centre
Exempted RevIlle
BIShop
EntItled Cowley
K yner
PIghm
DIckIe
Abner
F ourmer
Lees
Cecil Facer Youth Centre
EntItled Bede
Lessard
11
Sudbury Jail
Exempted Hebert
EntItled Belland
Juhas
Prozel
BIgnucolo
McCausland
Peterborough Jail
EntItled HumphrIs
Porter
Riches
Lindsay Jail
EntItled Keenan
Mimico Detention Centre (March 1 ih only)
Exempted Kopanyshyn
Saldanha
EntItled Troy
Labeau
Kruger
Malcolm
MacInms
Aversa
Thunder Bay Correctional Centre
Exempted Hauth
McNeIl
Robertson
BrewItt
Kostamo
Neverly
Kohut
EntItled Penney
Herchak
Germ am
12
Sarnia Jail
EntItled Wilson
OCI (Brampton)
I was mformed that the local took the posItIOn that an arrangement had been made
between It and the Employer For that reason the Umon was of the VIew that there was no
outstandmg Issue m thIS regard, No one attended to gIve eVIdence at the scheduled
hearIng and so none of the contested employees (if any) are entItled,
Oshawa Office of Attorney General
The Umon raised a prelImmary matter assertmg that I should hold the Employer to a
strIct readmg of the partIcular letter that was sent to employees at thIS office regardmg the
need for medIcal certIficates Employees were gIven a letter that, m the Umon's VIew
gave an express assurance that If a medIcal certIficate was provIded they would be
entItled to sIck leave I concur wIth the Umon's VIew m thIS regard and as a result all
employees who provIded medIcal certIficates are entItled to sIck leave
Stratford Jail
EntItled Buruma
Owen Sound Jail
EntItled Weller
Beckett
Brockville Jail
EntItled Ward
Dyks
Monteith Correctional Complex
Exempted Lefebvre
EntItled Cummmgs
Labelle
GIles Dams
Belair
LavIctOIre
13
Wellington Detention Centre
Exempted ClIve
Lee
Marcotte
Wilson
Jones
Whitby Jail
ThIS IS a sItuatIOn sImIlar to the Oshawa office of the Attorney General The Employer
sent a memo to those who were absent dUrIng thIS perIod, The Umon argued that thIS
memo expressly assured payment of sIck leave upon productIOn of a medIcal certIficate I
am not convInced that the assurance IS express However In my VIew that assurance was
certaInly ImplIed, Therefore In these CIrcumstances I am compelled to find that those
employees who provIded notes are entItled to sIck leave
EntItled LapIerre
Due
Boyd
Tefoglou
PhIllIps
LucIfora
DOIron
Burns
Hamilton Detention Centre
EntItled none
As mentIOned earlIer I have some sympathy for the Umon's VIew that ImplementatIOn of thIS
decIsIOn mIght be counterproductIve to the ongOIng labour relatIOnshIp between these partIes
The Employer's VIew was that actIOns have consequences and It would be wrong to overlook the
events of 1999 I cannot take Issue WIth that VIew HavIng said that, I would hope that the
Employer wIll consIder the Umon's concerns upon receIpt of thIS decISIOn,
Dated In Toronto thIS 16th day of March, 2005
Vice-Chair