HomeMy WebLinkAbout2000-0968.Archer.01-09-24 Decision
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IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
United Steelworkers of Amenca, District 6
(Archer)
Grievor
-and-
The Crown In Right of Ontario
(Ottawa Congress Centre)
Employer
BEFORE Deborah J D Leighton Vice-Chair
FOR THE GRIEVOR Rob Henderson
Staff Representative
United Steelworkers of Amenca, District 6
FOR THE EMPLOYER Jock Cllmle
Counsel
Emond/Harnden
Barristers & Solicitors
HEARING January 30, 2001, May 8, 2001, May 9, 2001
On August 21,2000 Ms Debbie Archer grieved that she had been unfairly
denied a position as a rotational security guard At the time she filed her
grievance Ms Archer was a part-time security guard for the Ottawa Congress
Centre (OCC) In February of 2001, after the first day of hearing on January 30,
2001, she was advanced by entitlement, pursuant to the collective agreement
between the parties, to a full-time non-rotational security guard position
The union took the position that the employer had wrongly denied Ms
Archer the full-time rotational position, when they denied the grlevor an Interview
for the position on the baSIS that she did not meet the educational requirements
for the position The union's position IS that the educational requirement IS not
necessary and that Ms Archer has the skills and ability to do the job
The employer's position IS that the union IS estopped from objecting to the
educational requirements for the position, haVing acquiesced to the standard In
1997 Further, the employer's position IS that It IS within ItS management rights to
determine job requirements, In thiS case amongst other requirements a college
security program or equivalent (such as a related university program), and that
Ms Archer did not have thiS requirement. In addition, the employer took the
position that even If there was no educational requirement, the grlevor did not
possess the necessary skills and abilities to do the job
The Evidence
Much of the eVidence IS not In dispute Both union and employer
witnesses testified to the history of the security service at OCC They agreed
that In the early 1990s security at OCC was slack or slipshod The employer
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hired a consultant, Mr Richard Malloch, to review security and make
recommendations to management to Improve security practices Mr Malloch
made numerous recommendations, which were Implemented, Including
establishing full-time security guards Previously the OCC used only part-time
workers for security These full-time security guards are scheduled on a
rotational baSIS, so that there IS always one rotational guard on duty, except for
12 hours In the week. The system was In place January 1, 1995 when the
parties first collective agreement went Into effect.
Mr Malloch Introduced numerous changes In security procedures, most
are not Important to thiS deCISion Mr Brent Caldwell, a rotational guard and
long-standing employee of the OCC, testified that the changes to security at
OCC Implemented as a result of Mr Malloch's recommendations transformed the
service Into a professional one Ms Fiona LIVingstone, the OCC controller for
the last 11 5 years, testified that the changes restored management's trust In the
security service Before the changes she testified there was a perception by
management that If security guards had keys to a room, the room was not
secure
Amongst Mr Malloch's recommendations to Improve the security at OCC
was the recommendation that all newly hired rotational guards be required to
have post-secondary education, preferably college or university, In law and
security Management's eVidence IS that thiS change Improved the service The
employer recognlses that people With thiS qualification tend to use the placement
at OCC as a stepping stone to a Job In police work or something related and
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therefore do not tend to stay long In the position Ms LIvingstone testified that
this IS a trade-off management IS willing to make In order to have skilled,
educated people working for them as security guards The union witness
disagreed that this education IS required to do the Job Mr Caldwell testified that
It was not necessary Indeed It was his eVidence that people without the
educational qualification were better employees Mr Caldwell's view IS that It was
Mr Malloch's other recommendations that have led to Improved security
practices at OCC Mr Caldwell was hired before the qualification was required
and he does not have the requIsite education EVidence of the employer was Mr
Caldwell had learned on the Job over many years and that he had the skills and
ability to do the Job
The employer and union both provided eVidence of what the Job of a
rotational guard entails For the most part It IS In accord The employer's
eVidence was that security guards operate In a fish bowl, dealing With a variety of
Issues and people from diverse backgrounds Security guards may have to deal
With Violent Incidents such as fights on one end of the spectrum and parking In
fractions on the other end Events at the OCC Include receptions of foreign
dignitaries, often requIring the highest level of security
Mr Paul Keogh, operations manager, testified that a rotational guard must
be someone who can Interact With very different people, qUickly assess and
respect the needs of the client and the security Issue The rotational guard must
use good Judgement In deciding how to exercise hiS or her discretion If thiS IS
not done well It may affect whether a client returns to the OCC Since the OCC
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IS no longer funded by the Ontario government, It IS Imperative that the Centre
operate as a business and make money to survive
Mr Caldwell also testified for the union that a majority of security work at
OCC was public relations Mr Caldwell said that It was the floor officer who had
the most contact with the public The floor officer IS most often a part-time casual
or full-time non-rotational guard He stated that It was the rotational guard
usually assigned to the control booth, and has the ultimate responsibility for how
InCidents are handled, unless the security supervisor or director of operations IS
In the bUilding
Ms Archer testified that she has worked at OCC for approximately 2 5
years She applied for the rotational officer position In April 2000 when a
vacancy occurred before there was a posting She applied again In August when
the position was posted The grlevor testified that she had no response to her
application until August when Mr Keogh told her that she did not have the
required education for the position No other reason for rejecting her application
was given at the time Ms Archer said that before August 2000 she had never
been disciplined nor had management raised performance concerns With her
On cross examination Ms Archer responded to the question of whether
she felt she was qualified for the job by saYing that If she had the law and
security diploma she would not stay In security - she would get a job as a
policewoman She testified that courses In law and security would not help her
do the job, because she was already dOing It.
5
Ms Archer said Initially that the floor guard has the ultimate responsibility
to handle an Incident not the rotational guard on duty Then she stated that she
does not check with the rotational guard If she thinks that she can handle the
situation When pressed on the pOint she acknowledged that If an Incident
Involves a "grey area, then the rotational guard has the final say"
Ms LIVingstone testified for the employer that the vacant rotational guard's
position was first posted In Apnl 2000, but management were not able to finish
the Job competition because of lack of management personnel The Job was
posted again In August 2000 According to Mr Keogh the employer received
twenty resumes Roy Waterman, secunty manager, screened the resumes and
Interviewed the applicants Any applicant without post-secondary education was
automatically screened to part-time causal Mrs Archer did not forward a
resume, but contacted Mr Keogh to see If she could get the Job He testified that
whenever Ms Archer expressed an Interest In the rotational guard position, he
forwarded the request to Ms LIVingstone Ms LIVingstone Indicated to him that
Ms Archer did not meet the education requirement.
Mr Keogh testified that Ms Archer did not have the skills and ability
necessary for the position He stated that the candidates with post-secondary
education showed confidence, good communication skills and ability to problem
solve He acknowledged that Ms Archer had taken on the position briefly when
they were very short staffed and he described her as a good team player
However, It was hiS eVidence that Ms Archer has a tendency to Judge things too
qUickly without enough Information She can be abrupt when she speaks on the
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radio On occasion she has used Inappropnate or unprofessional language as
eVidenced In an e-mail to him on Apnl 3, 2000'
Brent, Mary and myself so far, maybe more security does not have access
to the Incident reports After the computer went titS up last time, we have
no access And nothing was done
Having known Ms Archer for two years, he was of the view that she did not have
the professionalism that was required In the position On cross-examination Mr
Keogh acknowledged that a person With a sociology degree from a university
might not have knowledge of the cnm Inal code or police operations
Decision
The first Issue to be addressed IS whether the union IS estopped from
claiming that the employer cannot require that applicants for the rotational guard
position have the requIsite post-secondary education Counsel for the employer,
Jock Cllmle, argued that all the elements necessary to establish estoppal had
been met. There was a representation by the union that they had accepted the
credential Ms LIVingstone wrote to Mr Rob Henderson, the union representative
on Feb 12, 1997 asking for confirmation of the union's acceptance She had
been Informed by Mr Malloch that the union had agreed to the educational
requirement. However, Mr Henderson did not confirm thiS In writing He did
write to Ms LIVingstone Withdrawing an Individual grievance which raised the
Issue of the education requirement "without prejudice or precedent" HIS silence
was eVidence of acquiescence In counsel's submission The employer relied on
thiS acquiescence to hire many rotational guards since 1997
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I am persuaded by the union's submission on this Issue that the eVidence
does not support a finding that the union IS estopped In grieving this Issue now
The eVidence that the union had agreed to the education requirement was
hearsay Moreover, Ms LIvingstone's eVidence on cross-examination candidly
acknowledged that when she received the letter withdrawing the 1997 grievance
with the words "without prejudice and precedent," she understood that the union
was reserving ItS right to raise the Issue again
The second Issue to be addressed IS whether eVidence given by Mr
Keogh about the employer's view of Ms Archer's skills and abilities should be
considered by the board The union's representative, Mr Henderson, argued
that contrary to the rule In Browne v. Dunn nothing about writing Inappropriate
Interdepartmental memos was put to Ms Archer on cross-examination He
argued further that the grlevor's testimony that she was a good employee and
deserved the promotion was not challenged In her cross-examination Mr
Henderson cited Sunbeam Residential Development Centre and London and
District Service Workers Union, Local 220 54 LAC (4th) 54 (Dlssanayake) In
support of thiS submission Finally, he argued that If Mr Keogh's opinion IS that
Ms Archer's skills and abilities are InsuffiCient, as opinion eVidence It should be
given no weight.
Counsel for the employer argued that the rule In Browne v. Dunn does not
require every element of the employer's case to be put to the grlevor In cross-
examination Further, the union had notice that the Issue of Ms Archer's lack of
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skills and ability to do the Job was central to the employer's case It was clearly
stated In the employer's opening statement.
After reviewing Brown v Dunne and a passage from Gorsky, EVidence and
Procedure In Canadian Arbitration's, In Sunbeam Residential (supra) Arbitrator
Dlssanayake held
the rule requires that unless It IS obvIous to the witness that his
testimony on a particular pOint IS being challenged, the cross-examiner
must Indicate the Intention to challenge the witness' credibility by putting to
the witness some questions As Lord Herschell stated there IS an
obligation "where It IS Intended to suggest that a witness IS not speaking
the truth on a particular pOint, to direct his attention to the fact by some
questions put In cross-examination showing that Imputation IS Intended to
be made, and not to take his eVidence and pass It by as a matter
altogether unchallenged
It IS clear from the emphaslsed portions of the quotations from Browne V
Dunn and from the textbook respectively, that the rule was not Intended to
be an absolute one Where It IS clear to a witness from the nature of the
case Itself or from the nature of the cross-examination that his testimony
on a particular pOint IS being called Into question, the cross-examiner IS
not required to use any specific words to convey that to the witness
After carefully reviewing the submissions and the notes of Ms Archer's cross-
examination, I am satisfied that the rule In Browne V Dunn has not been
offended First, whether Ms Archer has the skill and ability to do this position
was a key Issue between the parties The union's position was that she IS
qualified to do the Job The employer's position IS that she lacks the skills and
ability for the position Further, counsel for the employer specifically stated to
Ms Archer "You believe you are qualified for the Job" Her answer was that If she
had the requIsite education for the Job, she would become a policewoman She
was specifically asked about whether a communications course at a community
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college would Improve her ability to communicate Thus from the nature of the
case and the nature of the cross examination It IS clear that Ms Archer's
eVidence that she had the skills and ability to do the rotational guard position was
gOing to be challenged by the employer's eVidence Finally, Mr Keogh's
eVidence, while contradicting Ms Archer's, does not challenge the truthfulness of
her eVidence It was clear It was her view that she IS a good employee and could
do the Job Mr Keogh's eVidence was otherwise But he did not suggest that
she was a bad employee - only that she was not qualified to do the rotational
guard position
With regard to the union's opinion eVidence argument, I am not persuaded
that the eVidence here should be given no weight. A central Issue between the
parties IS whether Ms Archer has the skills and ability to do the rotational guard
position It IS within the employer's management rights to assess employees'
skills and abilities to do a Job and therefore the board can consider the eVidence
of their opinion here
Submissions on the Merits
There are two central Issues to be decided on the merits of this case The
first IS whether the requirement for applicants for the rotational guard to have
post-secondary education IS necessary to the Job and therefore within
management's rights to require The second Issue IS whether Ms Archer has the
qualifications, skills and ability to do the position
Article 3,01 (d) of the collective agreement between the parties provides
The Union recognlses and acknowledges that subJect to the terms of the
collective agreement, the management and direction of the work force IS
10
reserved to the Employer Including the right to (d) hire, classify,
transfer, promote, demote, layoff, or recall employees or retire employees
In ItS discretion at the retirement age of sixty-five (65)
Article 13 02(a) selection by seniority provides
Vacancies and new positions shall be filled on the basIs of seniority
provided the senior applicant possesses the necessary qualifications, skill
and ability to perform the Job
The union's submission on this Issue was that rotational guards do not
require post-secondary education to do the position, that such education would
be beneficial but It IS not necessary The employer's policy on credentlallsm IS
clear that requIring a credential IS only valid when necessary In the union's
submission security IS not a highly skilled Job - no technical expertise IS
necessary Article 13 02 provides that vacancies go to the most senior person
provided he/she has the necessary qualifications, skills and abilities Mr
Henderson subm Itted that since the qualification IS not necessary and the grlevor
has the necessary skills and abilities she should be awarded the Job and
compensated for lost wages and benefits The union relied on Metropolitan
General HosPital and DNA Loc. 44 17 L.A.C (4th) 57 (Roberts) and Sudbury
General HosPital of Immaculate Heart of Marv and C.U.P.E. Loc. 102316 L.A.C
(4th) 172 (Craven)
Counsel for the employer argued that the employer has the right to
manage and set Job requirements as It sees fit. It IS the employer's submission
that given the seniority clause In the parties' collective agreement the Issue for
the board IS whether the requirement bears a reasonable relationship to the work
to be done Mr Cllmle argued that the eVidence supported a conclusion that
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there IS a rational connection between the education requirement and the Job
Counsel argued further that the employer required the better communication
skills and Judgement that generally comes with post-secondary education
Counsel submitted that rotational guards have greater responsibility than floor
guards and they get paid more as a result.
The employer also took the position that Ms Archer did not have the
requIsite education, skills and ability to do the Job Therefore the employer asked
for the grievance to be dismissed In the alternative, If the board was to find only
that the qualification for post-secondary education was not necessary, counsel
for the employer argued that the grlevor would be entitled to an Interview It
would be up to the employer to assess her skills and ability The employer relied
on Simon Fraser University and C.U.P.E., Loc. 333866 L.AC. (4th) 196 (Moore)
In support of ItS subm Isslon
Decision on the Merits
The first Issue to be addressed IS whether the requirement of post-
secondary education for rotational guard positions IS necessary In order to do the
Job The eVidence IS clear that the employer began In 1995 to make changes to
security at OCC that would make It a professional, effective unit. As part of those
changes the position of fulltlme rotational guard was established This was a
significant change In how the employer provided security The following
requirements for rotational guards were established by the employer'
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Full-time rotational guard requirements
Education - two year college - Law and Security program (or
equivalent, Ie, University Criminology etc)
Experience - minimum of two years experience In a similar service
oriented position
Skills - strong communication ability, effective decIsion making,
ability to provide leadership to part-time guards
Training - card access system, maintenance systems, First Aid, fire
alarm system, among some of the additional training the fulltlme
rotational guards receive
There IS a difference In standard and expectation between the fulltlme
rotational staff and the other security guards With the additional
education, experience, and skills they possess and the additional training
provided, It IS expected that the rotational guards will be able to make
decIsions and provide gUidance to other security guards In absence of the
security supervisor
Of particular note IS the employer's expectation that rotational guards would be
able to "make decIsions and provide gUidance to other security guards" as
required The rotational guards at the OCC have greater responsibility than non-
rotational guards At times, the rotational guard will be the final authority on how
to handle a security Issue Given the potentially serious kinds of security Issues
that may occur at the OCC, It IS reasonable for the employer to want to hire
guards with "strong communication" skills and "effective decIsion making ability"
It was the employer's eVidence that generally candidates with post-secondary
education possess these skills It IS also clear from the eVidence that education
alone IS not enough candidates with education who have Insufficient
communication and decIsion making skills will not be hired Into the rotational
guard position I am persuaded that while education In law and security, or
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equivalent may tend to Indicate candidates with the requIsite skills for the Job, the
requIsite education IS not necessary to be able to do the Job Mr Keogh
acknowledged In cross-examination that a candidate with a sociology degree
would be considered as an applicant, even though the person may have none of
the comparable college courses from law and security For example, the person
may have no education on police methods or the criminal code It IS clear from
the employer's eVidence that It IS good communication skills and good Judgement
that are necessary to the position, not the requIsite education, though It IS also
eVident that this kind of education may help to Identify candidates with superior
communication skills and Judgement.
Arbitrator Teplltsky's, reasoning cited In Metropolitan General HosPital, IS
Instructive
A qualified applicant In my opinion, IS one who IS competent to perform the
work required by the classification Although educational
accomplishments may assist In determining whose qualifications are
superior In the context of the contest which IS established by art. 10, that IS
qUite different from asserting that management can establish some level
of educational attainment as a condition that must be complied with prior
to obtaining a promotion (St Catherine's General HosPital and S.E.U.,
Loc 204, 13 LAC 3d 378)
Arbitrator Teplltsky went on to state that If the collective agreement between the
parties explicitly gave the employer the right to establish qualifications for a
particular Job position then an arbitrator, In the absence of bad faith, could not
overturn the decIsion of management even If the person was capable of
performing the Job There IS no such language In the collective agreement
between the parties before me Indeed the language IS clear that the most senior
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person IS entitled to the Job provided he/she has the "necessary" qualifications,
skill and ability" to do the Job Thus while the requirement of post-secondary
education In law and enforcement or equivalent may assist a candidate In being
successful, It should not be used as a screening device to exclude candidates,
who might otherwise have the skills and ability to do the Job This finding IS also
consistent with the employer's policy on credentlallsm
The second Issue, then, IS whether the grlevor has the skill and ability to
do the Job The employer's eVidence was clear that good communication skills,
and good Judgement were essential to the rotational guard position Further,
rotational guards have greater responsibility and at times are required to
supervise non-rotational and part-time guards It IS well established that the onus
of proving that the grlevor has the requIsite skill and ability rests with the union
Having carefully considered the eVidence on this Issue, I am persuaded
that the union has not shown on the balance of probabilities that Ms Archer has
the skill and ability to do the Job The union's argument on this was chiefly that
Ms Archer was dOing the Job However, that argument seemed to be based on
Ms Archer's view that the Job of the non-rotational officer was essentially the
same as the rotational officer, and that she had filled In for a rotational officer for
a few days when the service was short-handed No eVidence was tendered to
support a finding that Ms Archer has good communication skills and good
Judgement. Without such eVidence I find I must defer to management's view that
Ms Archer was not qualified for the position
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For the reasons noted above the gnevance IS hereby dismissed
Dated at Toronto, this 24th day of September 2001
D J D Leighton, Vice-Chair
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