HomeMy WebLinkAbout2000-1495.Union Grievance.01-12-20 Decision
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Union # 01 U008, 01 U017, 01 U013, 01 U014, 01 F446,
01F447, 01 F0448, 01F449, 01F450, 01F451
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Befo re
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontano PublIc ServIce Employees UnIon
(UnIon Gnevance)
Gnevor
- and -
The Crown In RIght of Ontano
(MInIstry of Health and Long-Tenn Care)
Employer
BEFORE RIchard M. Brown Vice-Chairperson
FOR THE GRIEVOR DavId Wnght
Counsel
Ryder Wnght Blair & Doyle
FOR THE EMPLOYER John SmIth
SenIor Counsel, Legal Services Branch
Management Boar Secretariat
FOR THE HOSPITALS Roy FIlIOn
Counsel
FIlIOn Wakely Thorup AngelettI LLP
HEARING December 3, 2001
DECISION
These gnevances concernIng penSIOns anse out of the recent transfer of
psyclllatnc facIlItIes, complete wIth employees, from the provIncial
government to four hospItals In the broader publIc sector ThIS Interlln
decIsIOn deals exclusIvely wIth the standIng of tlllrd partIes to partIcIpate In
the heanng
I
Psyclllatnc facIlItIes formerly operated by the MInIStry of Health In
London/St Thomas, HamIlton, KIngston and BrockvIlle have been
transferred to St Joseph's Health Centre In London, St Joseph's Health
Care HamIlton, ProvIdence ContInuIng Care Centre In KIngston and Royal
Ottawa Health Care Group respectIvely When the psyclllatnc InstItutIOns
were operated by the MInIstry, employees there were represented by OPSEU
and were members of the OPSEU PenSIOn Trust (OPT) SInce becomIng
employees of the reCeIVIng hospItals, these people have been covered by the
HospItals of OntarIO PenSIOn Plan (HOOPP)
OPSEU contends the Crown, when negotIatIng transfer agreements
wIth the reCeIVIng hospItals, vIOlated the collectIve agreement by not makIng
sufficIent efforts to persuade the reCeIVIng hospItals to leave transferred
employees In OPT, pendIng a detennInatIOn as to whIch bargaInIng agent
would represent them and, for those who contInued to be represented
OPSEU, untIl the UnIon had an opportunIty to negotIate wIth the reCeIVIng
hospItals
2
In partIcular, OPSEU alleges AppendIx 9 and AppendIx 18 reqUIred
the prOVInce to use "reasonable efforts", IncludIng financial IncentIves, to
persuade the reCeIVIng hospItals to keep former crown employees In OPT
OPSEU also contends the prOVInce was reqUIred to use "best efforts" to the
same end by AppendIx 11 whIch Incorporates artIcle 3 3(6) of OPT The
employer denIes the eXIstence of such oblIgatIOns and, In the alternatIve,
contends any such oblIgatIOn was fulfilled.
The remedIes sought by OPSEU, as clanfied In a letter from counsel
dated December 7, 2001, are
1 A declaratIOn that the collectIve agreement was vIOlated In the
manner alleged
2 An order dIrectIng the crown to use "best efforts" and/or
"reasonable efforts" IncludIng financIal IncentIves as
,
contemplated by artIcle 6.2 1 of AppendIx 18, to persuade the
reCeIVIng hospItals to allow former crown employees stIll
represented by OPSEU to partIcIpate In OPT untIl OPSEU has a
chance to negotIate wIth the hospItals about penSIOns
3 CompensatIOn for any losses Incurred by former crown employees
who contInue to be represented by OPSEU Counsel suggested a
nllIng on compensatIOn should be postponed because there may be
no losses If the order sought IS Issued and the crown's efforts at
persuaSIOn are successful
The declaratIOn proposed relates to all former crown employees who
have been transferred to the reCeIVIng hospItals The order and compensatIOn
sought IS lImIted to only those transferred employees who are represented by
OPSEU at the reCeIVIng hospItals ThIS subset IS compnsed of all former
crown employees at both St Joseph's Health Centre In London and
ProvIdence ContInuIng Care Centre In KIngston, paramedIcal staff
3
transferred to St Joseph's Health Care HamIlton, and both paramedIcal and
servIce/clencal staff transferred to Royal Ottawa Health Care Group
OPSEU's request for an order dIrectIng the crown to negotIate wIth
reCeIVIng hospItals about penSIOns has prompted applIcatIOns for thIrd-party
standIng from SIX hospItals fallIng Into two categones The first IS compnsed
of the four hospItals lIsted above, to whIch psychIatnc facIlItIes have already
been transferred, and to whIch the prOVInce would be dIrected to make
proposals about penSIOns If the order sought IS Issued. The second category
of hospItals IS compnsed of two whIch are slated to receIve psychIatnc
facIlItIes In the comIng year, but whIch have not yet negotIated a transfer
agreement wIth the prOVInce They are St Joseph's Care Group Thunder Bay
and Northeast Mental Health Centre In North Bay The CanadIan UnIon of
PublIc Employees also applIed for standIng but later wIthdrew ItS
applIcatIOn All of the outstandIng applIcatIOns for standIng are supported by
the prOVInce but opposed by OPSEU
II
The SIX hospItals want all transferred employees to partIcIpate In HOOPP for
the ObVIOUS reason that It IS the penSIOn plan for the rest of theIr workforce
In relatIOn to the four InstItutIOns whIch have already receIved
psyclllatnc facIlItIes, counsel for the hospItals submItted OPSEU IS
attemptIng to "unscramble the egg" by reopenIng the transfer agreements
between the crown and IllS clIents These agreements specIfy In detail the
terms and condItIons of employment for employees transfernng to the
hospItals The manner In whIch pensIOns are addressed IS Illustrated by
artIcle 14 01 of the transfer agreement between the crown and St Joseph's
Health Centre In London
4
Subject to decIsIOn by the HospItal to become a partIcIpatIng
Employer In the OPSEU PenSIOn Trust Plan, the Crown IS wIllIng to
provIde for the contInued MembershIp [In] the OPSEU PenSIOn Trust
of former PublIc Servants who were employed by the PHs [psychIatnc
hospItals] Immediately pnor to the Changeover Date and whose eXIt
from the Plan MembershIp and from the Ontano PublIc ServIce
occurred as a result of the transfer of the PHs to the HospItal The
HospItal must notIfy the Crown of the electIOn pnor to the effectIve
date of a new CollectIve Agreement covenng former PublIc Servant
employees of the PHs ThIS ArtIcle applIes only If OPSEU becomes
the BargaInIng Agent for the former PublIc Servant employees of the
PHs folloWIng the Changeover Date ThIS ArtIcle does not apply when
a former PublIc Servant's posItIOn IS subsequently transferred to
another employer that IS not the Crown
ThIS provIsIOn allows the hospItal to decIde whether to leave transferred
employees In OPT or to enrol them In HOOPP
If OPSEU succeeds In thIS case, counsel contended the crown would
take the posItIOn that future transfers to the remaInIng two hospItals were
condItIonal upon the partIcIpatIOn of the employees concerned In OPT
As to all SIX hospItals, counsel suggested expenence demonstrates that
the crown sometImes presses ItS "reasonable efforts" oblIgatIOns to the pOInt
of beIng "unreasonable" The prOVInce IS Said to have great leverage when
dealIng wIth hospItals because It provIdes theIr fundIng AccordIng to thIS
lIne of argument, the hospItals wIll not be able to refuse to negotIate wIth the
crown about penSIOns
I was referred to five decIsIOns by counsel for the hospItals
Mumclpalzty of Metropolztan Toronto and Canadwn UnlOn of Puhlzc
Employees (1989), 5 L.A.C (4th) 404 (Stanley), Fanshawe College and
OntarlO Puhlzc ServIce Employees UnlOn (1991), 19 L.A. C (4th) 162
(Brent), Canadwn UnlOn of Puhlzc Employees and Canadwn Broadcastmg
Corp (1990),70 D.L.R. (4th) 175 (Ont C.A) and (1992),91 D.L.R. (4th)
5
767 (S C C ), Workers' CompensatlOn Board and Canadwn UnlOn of Puhlzc
Employees, unreported decIsIOn dated Apnl 20, 1995, GSB No 1029/94
(Kaufman), and Canada Post Corp and ProfesslOnal InstItute of the Puhlzc
ServIce, unreported decIsIOn dated June 28, 1993 In support of the
applIcatIOns for standIng, counsel for the prOVInce cIted one addItIonal
decIsIOn Re Bradley and Ottawa ProfesslOnal FIrefighters (1967), 63
D.L.R. (2d) 376 (Ont C.A.) Counsel for OPSEU relIes upon four cases
MinIstry of Tran'port and OntarlO Puhlzc ServIce Employees UnlOn (1994),
43 L.A.C (4th) 1 (Kaplan), TelecommumcatlOns Workers UnlOn V
Canadwn RadlO-TelevlslOn and TelecommumcatlOns COmllllSSlOn (1995),
125 D.L.R. (4th) 471 (S C C ), Avenor Inc and I WA -Canada (1995), 53
L.A.C (4th) 72 (Bendel), and Consumers Glass Ltd. and Teamsters, [1997]
B C C.A.A.A. No 376 (Chertkow)
III
The nght of a tlllrd party to be notIfied of an arbItratIOn hearIng, and the
nght of such a party to partIcIpate In one, were first consIdered by courts and
arbItrators In the context of an employee whose terms and condItIons of
employment are governed by the collectIve agreement beIng Interpreted and
applIed
In Hoogendoorn and Greemng Metal Products & Screemng
EqUIpment Co (1967), 65 D.L.R. (2d) 641 (S C C ), the arbItrator dIrected
the employer to dIsmIss Hoogendoorn If he contInued to refuse to pay UnIon
dues as reqUIred by the collectIve agreement When he challenged tlllS rulIng
on the ground he had not receIved notIce of the heanng, the Supreme Court
of Canada ruled In IllS favour ChIef JustIce Cartwnght quoted wIth approval
the folloWIng passage from the dIssentIng OpInIOn of Mr JustIce Judson
6
To reqUIre that notIce and the nght to be present be gIven to each
employee on any occaSIOn when a collectIve agreement havIng
general applIcatIOn to all employees was beIng Interpreted would be to
destroy the prIncIple of the bargaInIng agent and vItIate the purposes
of the [Labour RelatlOns] Act (page 642)
AgreeIng an employee IS not entItled to notIce merely because a contractual
prOVISIOn of general applIcatIOn IS beIng Interpreted, the ChIef JustIce
emphasIzed the unusual posItIOn In whIch Hoogendoorn found hImself
The reason that I dIffer from the result at whIch [Mr JustIce Judson]
arrIves IS that I am unable to regard the arbItratIOn whIch was held as
anythIng other than an InqUIry as to a sIngle questIOn, that IS, whether
or not the employer was bound to dIscharge [Hoogendoorn] (page
643)
ChIef JustIce Cartwnght noted employees are not entItled to notIce of an
arbItratIOn merely because It Involves the InterpretatIOn of a contractual
prOVISIOn applYIng to workforce at large, even though such a rulIng may
benefit some members of the bargaInIng UnIt at the expense of others
Hoogendoorn was entItled to notIce because hIS UnIon sought an order
havIng a dIrect and substantIal adverse Impact on hIm alone
In Bradley, the UnIon challenged SIX promotIOns made under a
collectIve agreement reqUInng such appoIntments to be based on the
senIonty and efficIency of candIdates The arbItrator dIrected that five of the
appoIntments be revoked The Ontano Court of Appeal quashed the award
because the employees dIsplaced by It had not receIved formal notIficatIOn
that theIr Jobs were In Jeopardy Mr JustIce LaskIn wrote
A collectIve agreement IS a unzque legal InstltutlOn because, de,'p,te
the generalzty of ItS terms as part of a bargmn made between a
representatIve unlOn and an employer, ItS eXIstence and applzcatlOn
result In personal benefits to the employees who are covered by It
Once It IS accepted, as It must be, that the benefits runnzng to
7
employees may d~frer according to Job class~ficatlOn or senlOrlty
ranking (to take two TllustratlOns), and that the representatIve unlOn IS
put to a chOlce between employees who competed for the same
preferment as to whIch It wTlI support agmnst a d~frerent chOlce made
by the employer, substantIve employment benefits of partIcular
employees are put In Issue and they are entItled to protect them ~r the
unlOn wTlI not
It follows that they are entItled to notIce of arbTtratlOn
proceedings taken to test theIr right to continued enjoyment of the
benefits The fact that partIcular provIsIOn for notIce IS not made eIther
In the statute or In the collectIve agreement IS of no moment The
common law has been specIally sensItIve to depnvatIOn of property or
contractual advantages In proceedIngs of an adJudIcatIve character
wIthout prevIOus notIce thereof to persons lIkely to be dIrectly
affected, unless there IS a clear statutory exclusIOn of such notIce In
the present case, there IS none (pages 381 and 382, emphasIs added)
The essence of the reasonIng In Bradley IS found In the ItalIcIzed
passage and warrants close eXamInatIOn It begIns wIth the premIse that a
collectIve agreement IS a "unIque legal InstItutIOn", negotIated by an
employer and UnIon, but governIng the workIng condItIons of all members
of the bargaInIng UnIt, It goes on to note a unIon sometImes IS "put to a
chOIce between employees" competIng wIth one another, and It leads to the
conclusIOn that an employee IS "entItled to notIce of arbItratIOn" when the
UnIon dIrectly opposes the IndIVIdual's Interests ThIS conclusIOn and the
basIs for It both precede any reference to the common law's protectIOn of
"property or contractual advantages" The common law IS drawn upon for
the sole purpose of rebuttIng the argument that there IS no entItlement to
notIce because It IS not mandated by legIslatIOn In other words, the
InstItutIOnal tool used to supply a reqUIrement of notIce IS the common law
rather than statute, but the reason for reqUInng notIce In the first remaInS the
"unIque" legal character of a collectIve agreement and the posItIOn of a
8
bargaInIng-UnIt employee whose Interests are dIrectly JeopardIzed by a
gnevance The Important pOInt, sometImes glossed over In subsequent cases,
IS that Mr JustIce LaskIn's ratIOnale for demandIng notIce applIes only to
employees governed by a collectIve agreement
The specIfic Issue In Bradley and Hoogendoorn was notIficatIOn of a
heanng, but the nllIngs In these two cases generally have been applIed by
arbItrators as conferrIng upon employees not only an entItlement to be
notIfied of a heanng, but also a nght to partIcIpate In one, In appropnate
cIrcumstances Insofar as employees are concerned, no dIstInctIOn has been
drawn between notIce and partIcIpatIOn ThIS may explaIn why the
dIstInctIOn has not receIved sufficIent attentIOn In some later cases InvolvIng
other types of thIrd partIes
The law relatIng to thIrd-party UnIons developed agaInst the legal
backdrop of Bradley The leadIng decIsIOn IS Canadwn Broadcasting Corp
(CBC) where an arbItrator Interpreted a collectIve agreement between CBC
and IAS TE and ruled stagIng and lIghtIng work should be performed by
employees governed by thIS agreement CBC employees represented by
CUPE were dOIng the stagIng work and employees of the corporatIOn
represented by NABET the lIghtIng work. On JudIcial revIew, the two thIrd-
party UnIons successfully challenged the arbItrator's award because they had
not receIved notIce of the heanng SpeakIng for the Ontano Court of Appeal,
Mr JustIce Carthy wrote
My thinking starts wIth the practIcal common-sense compulslOn to put
all of these partIes In one room, before one tribunal, to obtmn one
ruling on theIr differences Upon analysIs I find that legal precedent
supports that VIew
The practIcal ratIOnale cannot be better put than In the maJonty
decIsIOn In Re Toronto (Mumclpalzty) and C UP E, Local 43 (1989),
5 L.A.C (4th) 404 The gnevance was by Local 43 of CUPE
9
complaInIng that work to whIch they were entItled was beIng assIgned
to Local 79 of CUPE Local 79 wanted status before the arbItratIOn
board and Local 43 obJected. In theIr reasons, the maJonty said pp
410-1
Here we have one employer and two UnIons, each of whIch IS
bound to such a system of dIspute settlement wIth the common
employer It IS academIcally correct, but totally ImpractIcal to
say that In dIsputes such as the one before us, the board should
deny status to the other UnIon HavIng said that, It must also be
said that It IS totally ImpractIcal to say that the IntervenIng
UnIon, havIng sought and been gIven status, IS not bound by the
award of thIS board.
That sort of outcome, as well as beIng ImpractIcal, IS not
fair to Local 43, who InItIated these proceedIngs, and It IS not
fair to the employer who IS bound by our award. If Local 79 IS
not bound, the employer mIght have to go the very same
process In reverse, under the Local 79 collectIve agreement, and
could possibly, although one would hope not, be subJect to a
completely contrary award from another board. Weare bound
by the rules of natural JustIce to gIve the prIncIpal partIes a fair
heanng and to extend to affected partIes a sImIlar nght to be
heard.
It IS our nllIng that Local 79 does have a nght to appear
before us and to have status as a party However, It IS our vIew
that we can Impose, as a condTtlOn to that partlclpatlOn, that
they accept the JUrlSdlctlOn of thIs board over the Issue before
us and SUbllllt to be bound by our declslOn
(pages 177 and 178, emphasIs added)
After quotIng the sentence from Bradley about common law protectIOn of
"property or contractual advantages", Mr JustIce Carthy turned to the facts
at hand and ruled.
In my VIew, It was unfair and constItuted a failure of natural JustIce to
deal wIth the employment opportunItIes of the CUPE and NABET
UnIon members, In the CIrcumstances of thIS case, In the absence of
10
notIce and an opportUnIty to seek Involvement In the decIsIOn-makIng
process (page 181)
The Court of Appeal held the thIrd-party UnIons were entItled to
"notIce and an opportunzty to seek Involvement In the declslOn-maklng
process", even though they would not be bound by an arbItratIOn award
unless they agreed to abIde by It The court dId not say these UnIons, If they
had receIved notIce, would have been entItled to be heard by the board of
arbItratIOn Instead, Mr JustIce Carthy acknowledged a "practIcal common-
sense compulsIOn" to resolve the dIsputes between UnIons by havIng all of
those Involved heard by one tribunal whose nllIng would bInd all of them
ThIS compulsIOn lead hIm to commend the decIsIOn In Metropolztan Toronto
where ArbItrator Stanley granted standIng to a thIrd-party UnIon on the
condItIon that It consent to be bound by hIS award. Mr JustIce Carthy's
endorsement of thIS approach suggests he was of the OpInIOn that a thIrd-
party UnIon would not be entItled to partIcIpate In a heanng unless It agreed
to abIde by the resultIng decIsIOn The court's OpInIOn about partIcIpatIOn at
the heanng IS obTter because the nllIng on notIce was sufficIent to dIspose of
the matter at hand.
The Supreme Court of Canada sustaIned the Judgement below whIch
held the thIrd-party UnIons should have been notIfied of the arbItratIOn The
court went on to say
What transpIres once notIce of the arbItratIOn IS gIven wIll be up to the
partIes For example, they may consent to submIt to the JunsdIctIOn of
the arbItrator so that the JunsdIctIOnal dIsputes of the UnIon can be
resolved AlternatIvely, they may wIsh to take steps to attempt to have
the matter determIned by the Canada Labour RelatIOns Board
Whatever steps may be taken by the partIes, the court cannot, sImply
by ItS order, bestow upon the arbItrator JunsdIctIOn that does not flow
eIther from a statutory prOVISIOn or from the consent of the partIes
11
The Important Issue resolved by thIs appeal IS that those
slgn~cantly affected by the arbTtratlOn should receIve notIce of the
proceedings Fmrness and natural JustIce reqUIre no less No other
Judlcwl dl,'posltlOn should be made at thIs stage (page 768, emphasIs
added)
The ItalIzed passage expressly restncts the nllIng to the Issue of notIce The
court refraIned from expreSSIng any OpInIOn about thIrd-party standIng to
partIcIpate In an arbItratIOn heanng As the court suggested In the first
paragraph quoted, a nght to notIce IS valuable, even wIthout an
accompanYIng nght to standIng, because notIce alone gIves a thIrd-party
UnIon an opportunIty to refer a JunsdIctIOnal dIspute to the labour relatIOns
board or to submIt to the authonty of an arbItrator and then to seek to
partIcIpate In the arbItratIOn on thIS footIng
On the subJect of thIrd partIes beIng bound by an arbItral award, the
Supreme Court said.
In obTter comments the Court of Appeal went on to IndIcate that the
arbItrator heanng the appellant's gnevance would have JunsdIctIOn,
de,'p,te the absence of consent of all partIes concerned, to determIne
the JunsdIctIOnal dIspute InvolvIng the three UnIons The respondents
dId not seek to uphold that portIOn of the reasons of the Court of
Appeal They were nght to take that posItIOn (page 768, emphasIs
added)
In my respectful VIew, thIS passage rests upon a mIslmderstandIng of the
Court of Appeal's obTter remarks Mr JustIce Carthy's comments about the
applIcatIOn of an award to thIrd partIes are quoted above As that quotatIOn
demonstrates, he acknowledged a compulsIOn to fashIOn a process allowIng
all concerned to appear before one decIsIOn-maker empowered to dIspose of
the entIre dIspute, but he never said a thIrd party would be bound by an
award wIthout ItS consent Rather, he endorsed the approach taken In
12
Me tropo lz tan Toronto where the thIrd-party unIon's partI CI patI on at
arbItratIOn was made condItIonal on It abIdIng by the outcome The Supreme
Court offered no OpInIOn on the propnety of treatIng standIng In thIS way
The decIsIOns In Bradley and CBC provIded the legal context for
recent developments In the law relatIng to thIrd-party employers In
Fanshawe College and Canada Post These two cases have much In
common ThIrd-party employers appeared before each board of arbItratIOn
askIng to partIcIpate In the heanng, makIng the Issue one of partIcIpatIOn
rather than notIce In both cases, the gnevance was double pronged. one
prong sought to termInate the employer's contractual relatIOns wIth the thIrd
partIes, and the other prong claimed persons nomInally employed by them
were actually employees of the employer sIgnatory to the collectIve
agreement at Issue In each case, the second prong of the gnevance led the
arbItrator to allow the thIrd-party employers to take part In the heanng
ArbItrator Brent In Fanshawe College suggested Bradley could be
read narrowly or broadly AccordIng to a narrow readIng, the Court of
Appeal's decIsIOn would apply only to employees "In danger of lOSIng a
benefit" under the collectIve agreement If theIr UnIon prevailed at arbItratIOn
(page 166) Based on a broader readIng, apparently denved from Mr JustIce
LaskIn's comments about the common law protectIng "property or
contractual advantages", the nllIng would apply to anyone who "may be
dIrectly affected" by an arbItral award (pages 166-167) In choOSIng between
these dIvergent VIews of standIng, ArbItrator Brent relIed upon the Court of
Appeal decIsIOn In CBC She took from thIS Judgement the proposItIOn that
"standIng IS not restncted to those wIth an Interest under the collectIve
agreement under whIch the gnevance arose" (page 167) ComIng to the same
general conclusIOn about the state of the law, ArbItrator Emnch In Canada
13
Post relIed upon the Supreme Court Judgement In CBC whIch was Issued
after the F anshawe College award, she also adopted a broad applIcatIOn of
Bradley (pages 49 and 50)
By relYIng upon the CBC case to allow thIrd-party employers to
partIcIpate In a heanng, the arbItrators In Fanshawe College and Canada
Post faIled to recognIze the Important dIstInctIOn between notIce and
partIcIpatIOn As the Supreme Court stated In CBC, notIce was the only Issue
In that case reqUInng 'JudIcial dISposItIOn" The court said nothIng about the
nght of a thIrd-party UnIon to take part In a heanng wIthout agreeIng to
abIde by the award. SpeakIng for the Court of Appeal, Mr JustIce Carthy
endorsed the nllIng In MetropolTtan Toronto that a thIrd-party UnIon has no
nght to be heard unless It voluntanly submIts to the authonty of the
arbItrator In short, neIther Judgement In CBC provIdes a foundatIOn for the
proposItIOn that a thIrd party IS entItled to partIcIpate In an arbItratIOn
heanng absent consent to be bound by the resultIng award.
Whatever the ments of the legal reasonIng In Fanshawe College and
Canada Post, the arbItrator In each of these cases clearly stated standIng
would have been denIed to the thIrd-partIes If the bargaInIng agent had
sought only to termInate theIr contractual relatIOns wIth the employer bound
by the collectIve agreement beIng applIed StandIng was granted In these
cases exclusIvely because of the unIon's attempt to treat persons nomInally
employed by the thIrd-partIes as employees governed by ItS collectIve
agreement In Fanshawe College, ArbItrator Brent wrote
rr the only relTef requested were a cease and desIst order [relatIng to
contractIng out] then we would be dl,'posed to agree wIth the unlOn
that the [thIrd-party] hmpltals have no standing In thIs case WhIle IS
true that there IS a contractual relatIOnshIp of some sort between the
college and the hospItals whIch may be affected If a cease and desIst
14
order were granted, an award of thIS board could not affect the legal
relatIOns between the hospItals and the college The employer
cannot rely upon an award of the board of arbItratIOn as a defence to
any SUIt for breach of contract or any actIOn for damages Further, In
the arbItratIOn proceedIngs the Interest of the outsIde contractor and
the employer are IdentIcal because both would only want to see the
collectIve agreement Interpreted to allow contractIng out of the
dIsputed work.
In thIs case though, the unlOn IS not sImply asking for a cease
and desIst order It IS asking for relzef that would affect the contract of
employment whIch we are told eXIsts between the hospItals and the
indIvIduals Such an order, If granted, could potentIally remove
someone from the employ of the hospItal and place that person under
the dIrectIOn and control of another employer, or perhaps create a
sItuatIOn where one employee IS employed by two employers In any
event, It would change eXIstIng employment relatIOnshIps between the
IndIVIduals and the hospItals The nature of the relTef requested
therefore gIves the hmpltals an Interest whIch IS d~frerent from the
college's and whIch cannot reasonably be protected In any another
forum but thIs Therefore we find that, as In C.B C , supra, fairness
and natural JustIce dIctate that the hospItals be recognIzed as partIes to
these proceedIngs (pages 168 and 169)
ThIS passage was quoted wIth approval and applIed by ArbItrator Emnch In
Canada Post (pages 52 and 53)
In saYIng a contractor IS not entItled to standIng at arbItratIOn merely
because a gnevance obJects to tlllS tlllrd party dOIng bargaInIng-unIt work,
the arbItrators In Fanshawe College and Canada Post fell Into step wIth the
approach taken In two cases cIted by counsel for OPSEU In both Avenor
and Consumers Glass, standIng was denIed to a tlllrd-party contractor who
would lose busIness If a contractIng out gnevance was allowed.
In Avenor, one of the reasons gIven by ArbItrator Bendel for denYIng
standIng was that the contractor, Upsala, could pursue a claim agaInst the
employer In court, whereas an employee In a case like Hoogendoorn or
15
Bradley would have had "no effectIve recourse" If barred from arbItratIOn
(page 78) The denIal of standIng was also based on the fact that the
contractor was not attemptIng to defend any legal Interest "grounded In
labour or employment law" (page 77) Here ArbItrator Bendel relIed upon
the Supreme Court's decIsIOn In ( 1anadwn RadlO- TelevlslOn and
TelecommumcatlOns COmllllSSlOn (CRTC) In that case, the CRTC granted
Shaw Cable Systems the nght to Install cables on structures owned by B C
Tel As bargaInIng agent for B C Tel employees, the TWU complaIned It
had not been notIfied of the heanng before the CRTC, even though ItS
collectIve agreement gave UnIon members the nght to perform all work on
the stnlctures In questIOn Madame JustIce L'Heureux-Dube wrote
The CR TC decIsIOn concerned questIOns of telecommUnICatIOns
polIcy The CR TC was reqUIred to decIde on the best way to regulate
a monopoly telephone company In order to preserve the publIc
Interest The purpose behInd the CRTC decIsIOn was totally unrelated
to the "work JunsdIctIOn" of the TWU In fact, such a consIderatIOn
would have been Irrelevant to the CRTC decIsIOn (page 482)
Just as the Supreme Court treated the TWU's entItlement under ItS collectIve
agreement as Irrelevant to the subJect before the CRTC, ArbItrator Bendel
treated Upsala's contract wIth the employer as havIng no bearIng on the
Issue to be arbItrated by hIm
IV
What lessons emerge from tlllS reVIew of the cases about tlllrd-party notIce
and standIng? The most Important lesson IS that not all categones of tlllrd
partIes are the same The dIfferences between one type of tlllrd party and
another should not be Ignored.
16
Employees covered by a collectIve agreement are thIrd partIes In a
sense, because the agreement IS between the employer and the UnIon, but
these employees have a connectIOn to the agreement whIch other thIrd
partIes can never have As emphasIzed by Mr JustIce LaskIn In Bradley, a
collectIve agreement IS "a UnIque legal InstItutIOn", negotIated by
representatIves of labour and management, but establIshIng terms and
condItIons for everyone In the bargaInIng UnIt An employee In the UnIt IS
precluded by statute from negotIatIng and enforcIng a personal contract
whIch IS InCOnsIstent WIth the collectIve agreement Most such agreements
govern all of the Important aspects of the employment relatIOnshIp, leavIng
lIttle room for IndIVIdual dealIngs These features of our statutory regIme of
collectIve bargaInIng underlIe the decIsIOn In Bradley The employees at nsk
of beIng dIsplaced If theIr unIon's argument was accepted by the arbItrator
were entItled to be notIfied of the heanng because arbItratIOn was the only
legal fonlm where they could defend theIr Interest In the contested Jobs
In stark contrast to employees governed by a collectIve agreement,
other thIrd-partIes have the legal capacIty to negotIate and enforce contracts
desIgned to protect Interests whIch mIght be adversely affected by the
outcome of an arbItratIOn As ArbItrator Bendel remarked In Avenor, the
thIrd-party there had access to the courts to uphold any contract already
negotIated wIth the employer party to the collectIve agreement
Just as employees stand In a dIfferent posItIOn than all others, the
remaInIng categones of thIrd partIes also dIffer The posItIOn of a contractor
dealIng wIth an employer bound by a collectIve agreement IS unlIke both the
sItuatIOn of a UnIon Involved In a JunsdIctIOnal dIspute and the sItuatIOn of
an outsIde employer whose nomInal employees are alleged by the gneVIng
UnIon to fall under ItS collectIve agreement ThIS pOInt can be Illustrated by
17
IdentIfYIng the factual sImIlantIes between CBC and F anshawe College and
then contrastIng the scenano In these two cases wIth the settIng In Avenor
In CBC, the gneVIng umon claimed lIghtIng work performed by
members of one thIrd-party umon and stagIng work performed by members
of another As neIther type of work could belong to two bargaInIng agents,
the claim asserted In the gnevance dIrectly contradIcted the one made by
another umon The legal Issues arISIng from each of these competIng claims
were matters of labour law If the JunsdIctIOnal dIspute In CBC was tYPIcal,
each umon relIed upon an ambIguous provIsIOn In ItS agreement, whIch dId
not specIfically mentIOn all of the tasks In dIspute, and could not be
Interpreted properly wIthout resortIng to the hIStOry of members of each
umon dOIng the contested work. If the two umons pursued theIr claims In
separate arbItratIOns, there would be a duplIcatIOn of eVIdence of the
common employer's past practIce In assIgnIng work There also would be a
potentIal for conflIctIng awards, wIth the first arbItrator nllIng future work
should be assIgned to one umon, and the second arbItrator awardIng the very
same work to the other These charactenstIcs of JunsdIctIOnal dIsputes are
the source of the Court of Appeal's "practIcal common sense compulsIOn" to
have the competIng umons and the employer heard by one tribunal whose
decIsIOn would bInd all of them The same charactenstIcs led the Supreme
Court to remark that notIce mIght prompt a thIrd-party umon eIther to refer
ItS JunsdIctIOnal dIsputes to the labour relatIOns board or to submIt
voluntanly to the authonty of the arbItrator heanng another umon's
gnevance
The factual settIng In CBC IS analogous to the sItuatIOn In F anshawe
College In several ways The gnevance In that case alleged certaIn persons,
nomInally In the employ of a thIrd party, actually were employed by the
18
employer bound by a collectIve agreement wIth the gneVIng UnIon As a
person cannot have two employers In relatIOn to the same work, the
employment relatIOnshIp alleged by the UnIon contradIcted the one asserted
by the thIrd-party employer Each of these competIng claims Involved Issues
of labour law The eVIdence relevant to one claim overlapped substantIally
the eVIdence relevant to the other, because the valIdIty of each depended In
large measure upon the context In whIch the contested employees dId the
work In Issue There was also the potentIal for dual legal proceedIngs whIch
would canvass much the same eVIdence and possIbly produce conflIctIng
decIsIOns as to the IdentIty of the tnle employer Each of these features of
Fanshawe College has an analogue In CBC
Almost all of the elements common to F anshawe College and CBC
are mISSIng In Avenor where the UnIon sought only to recover work beIng
performed by a contractor The unIon's contentIOn that ItS collectIve
agreement prohibIted contractIng out would conflIct WIth any contract,
between the employer and the thIrd party, assIgnIng the contested work to It
To the extent the gnevance dId collIde wIth a legal entItlement asserted by
the contractor, the case IS analogous to Fanshawe College and CBC, but the
analogy ends there There are a number of sIgnIficant dIfferences FIrst, as
noted by ArbItrator Bendel In A venor, no Issue of labour law would be posed
by any nght the contractor mIght assert Second, the facts relevant to any
legal claim made by the contractor would not be the same as those pertInent
to the unIon's gnevance ThIrd, there was no chance of IrreconcIlable
decIsIOns about who should do the work In future If the arbItrator nlled that
the dIsputed work could be done only by members of the bargaInIng UnIt,
there would be no nsk of a Judge awardIng such work to the contractor,
because the remedy aVailable In court would be damages rather than specIfic
19
performance These three features dIStIngUISh Avenor from CBC and
F anshawe College The same features also explaIn why contractors have
been treated less favourably In relatIOn to notIce and standIng than have
thIrd-party umons and thIrd-party employers
A contractor seekIng standIng at arbItratIOn has a footIng no more
secure than the umon demed notIce of a regulatory heanng by the Supreme
Court In CRTC NeIther of these thIrd partIes have a legal claim whIch IS
germane to the Issue beIng adJudIcated. They do have a financial stake In the
outcome of the adJudIcatIOn, but thIS sort of Interest does not confer an
entItlement to be notIfied of a heanng or to partIcIpate In one
V
How do the general prIncIples establIshed by the case law apply to the
applIcants for standIng here? If tlllS board grants the relIef requested, the
prOVInce would be ordered to use "best efforts and/or reasonable efforts" to
persuade four hospItals to enrol In OPT fonner crown employees represented
by OPSEU, pendIng the negotIatIOn of a collectIve agreement None of the
remedIes sought would apply dIrectly to the other two hospItals, but the
grantIng of any relIef In tlllS case would establIsh a precedent unfavourable
to them
The temporary enrolment of employees In OPT would entaIl
admInIstratIve costs for the hospItals It mIght also assIst OPSEU In
subsequent negotIatIOns over whIch pensIOn plan would apply In the long-
term If some employees remaIn In OPT pennanently, the hospItals would be
faced wIth the contInuIng expense of admInIstenng two penSIOn plans These
are the ways In whIch the hospItals stand to lose, If the provInce's leverage
as theIr fundIng agency leads them to agree to temporary enrolment, wIthout
20
them recovenng from the prOVInce full compensatIOn for all of the resultIng
costs In short, the rulIng In thIS case could have sIgmficant financial
reperCUSSIOns for the applIcants
The hospItals obvIOusly are In a dIfferent posItIOn than an employee
governed by a collectIve agreement who IS entItled to standIng In some
CIrcumstances An employee IS bound by the agreement beIng arbItrated and
lacks the legal capacIty to engage In dealIngs InCOnsIstent WIth It If barred
from arbItratIOn, an employee has no legal recourse to protect Interests
whIch mIght be abrogated by an award. The hospItals do have the legal
capacIty, If not the financial resources, to negotIate and enforce a contract
wIth the prOVInce desIgned to protect theIr Interests relatIng to the subJect
matter of these gnevances
The posItIOn of the hospItals also dIffers from the sItuatIOn of the
thIrd-party umons In CBC and the thIrd-party employers In Fanshawe
College, all of whom were held to be entItled to eIther notIce or standIng In
each of those cases, the thIrd partIes asserted a legal claim whIch dIrectly
contradIcted the claim made In the gnevance Those thIrd-party claims raised
Issues of labour law InvolvIng facts also relevant to the gnevance There was
a potentIal for dual proceedIngs whIch would canvass the same facts and
possibly produce dIvergent decIsIOns that could not be reconcIled. All of
these features dIStIngUISh those cases from the one at hand where the
hospItals assert no legal claim conflIctIng WIth the one advanced by OPSEU
The financIal stake of the hospItals In thIS case IS analogous to the
Interest of a thIrd-party contractor whose busIness IS put at nsk by a
gnevance When an arbItrator concludes work has been contracted out In
contraventIOn of a collectIve agreement, thIS rulIng may substantIally harm
the contractor by dIsruptIng ItS commercIal relatIOns wIth the employer
21
bound by the agreement If the employer breaches an eXIstIng contract In
order to comply wIth the arbItral award, the contractor would be able to
obtaIn compensatIOn for any resultIng loss through the courts, but law SUItS
entaIl theIr own costs some of whIch are not recoverable And the courts
would award no compensatIOn for the loss of future busIness whIch had not
yet been secured by a formal contract DespIte havIng a sIgnIficant pecunIary
Interest In the outcome of arbItratIOn, a contractor IS not entItled to standIng
I was not referred to a sIngle case suggestIng otherwIse
In summary, the case law concernIng thIrd-party partIcIpatIOn at
arbItratIOn does not favour the applIcants The Supreme Court of Canada's
decIsIOn In CRTC places another maJor obstacle In front of them The
economIC Interest of the hospItals In thIS proceedIng IS analogous to the
financial stake of the UnIon In CRTC, an Interest whIch the court held dId not
confer an entItlement to notIce
ThIS analysIs leads me to conclude the applIcatIOns for standIng
should be denIed.
Dated at Toronto, thIS 20th day of December 2001
RIchard M. Brown, VIce-Chairperson
22