HomeMy WebLinkAbout2000-1495.Union Grievance.04-06-23 Decision
Crown Employees Commission de ~~
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Board des employes de la
Couronne
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GSB#2000-1495 2000-1569 2000-1609 2000-1614 2001-0376
UNION#0IU008 01U017 0IU013 01U014 01F446
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontano PublIc ServIce Employees Umon
(Umon Gnevance) Grievor
- and -
The Crown In RIght of Ontano
(Mimstry of Health and Long-Term Care) Employer
BEFORE Richard Brown Vice-Chair
FOR THE UNION DavId Wnght
Counsel
Ryder Wnght Blair & Doyle
FOR THE EMPLOYER Fateh SalIm
Counsel
Management Board Secretanat
HEARING May 31 2004
2
DeCISIon
These gnevances concernIng pensIOns anse out of the transfer of psychIatnc facIlItIes from the
provIncIal government to hospItals In the broader publIc sector ThIS Intenm decIsIOn deals wIth
three matters (1) the meamng of artIcle 2 1 of AppendIx 18 to the collectIve agreement; (2)
whether artIcle 3 3(6) of the OPSEU PensIOn Plan was Incorporated Into the collectIve agreement
at the relevant tIme so as to confer upon thIS board JunsdIctIOn to Interpret the plan, and (3) If
there was such an InCorporatIOn, the meamng of artIcle 3 3(6) of the pensIOn plan.
The gnevances Involve psychIatnc facIlItIes formerly operated by the Mimstry of Health
at four locatIOns, but the current dIspute concerns only the InstItutIOns In London/St Thomas and
BrockvIlle They were transferred to St. Joseph's Health Centre In London and the Royal Ottawa
Health Care Group respectIvely The dIspute Involves all employees who were formerly
employed by the proVInce and represented by the umon at these sItes, except nurses In BrockvIlle
who now have a dIfferent bargaInIng agent.
When psychIatnc facIlItIes were operated by the Mimstry employees there were
represented by the umon and were members of the OPSEU PenSIOn Plan. SInce becomIng
employees of the reCeIVIng hospItals, they have been covered by the HospItals of Ontano
PenSIOn Plan. The umon contends the Crown, when negotIatIng transfer agreements wIth the
reCeIVIng hospItals, vIOlated the collectIve agreement by not makIng sufficIent efforts to
persuade them to leave transferred employees In the OPSEU PenSIOn Plan, pendIng a
determInatIOn as to whIch bargaInIng agent would represent them and, for those who contInued
to be represented by OPSEU untIl the umon had an opportumty to negotIate WIth the reCeIVIng
hospItals The employer contends ItS was not oblIged to make any such efforts
The umon ongInally alleged not only a breach of artIcle 3 3(6) of the OPSEU PensIOn
Plan and artIcle 2 1 of AppendIx 18-the provIsIOns now under consIderatIOn-but also a
contraventIOn of artIcle 6 of AppendIx 18 In a decIsIOn dated January 24 2002 I dIsmIssed the
allegatIOn relatIng to artIcle 6 as untImely
3
I
ArtIcle 2 1 of AppendIx 18 states
Pursuant to paragraph 40 of the SponsorshIp Agreement between OPSEU and Ontano
dated Apnl 18 1994 OPSEU and the Crown agree to amend the OPSEU PenSIOn Plan to
provIde for contInued membershIp In the Plan of former publIc servants for employment
wIth an employer ("Employer") who IS not the Crown or a Crown agency In the
folloWIng CIrcumstances
(a) The member of the OPSEU PenSIOn Plan was a former publIc servant In one
of the SIX publIc servIce bargaInIng umts represented by OPSEU under the
Crown Employees Collective Bargaining Act, 1993 ImmedIately pnor to
termInatIng hIS or her publIc servIce employment,
(b) The Plan member was employed at a psychIatnc hospItal operated by the
Mimstry of Health or employed In the Property Assessment DIvIsIOn of the
Mimstry of FInance ImmedIately pnor to termInatIng hIS or her publIc
servIce employment,
(c) The operatIOns of a psychIatnc hospItal or the Property Assessment DIvIsIOn
are transferred from the Crown to a reCeIVIng employer
(d) The eXIt of the Plan member from the OPS occurred as the result of the
transfer of operatIOns,
(e) The reCeIVIng employer employs the member In the provIsIOn of those
transferred operatIOns,
(0 The reCeIVIng employer agrees, pnor to sIgmng a first collectIve agreement
WIth OPSEU after the transfer to become a PartIcIpatIng Employer In the
Plan In respect of some or all of the class of members to whIch
subparagraph (e) applIes,
(g) The former publIc servant does not become a member of a bargaInIng umt
whIch IS covered by another penSIOn plan/retIrement arrangement, and,
(h) The former cIvIl servant's posItIOn IS not subsequently transferred to another
employer that IS not the Crown.
Umon counsel contends the only way "to gIve substance" to paragraph (0 IS to read It as
requmng the Crown to use reasonable efforts to persuade a reCeIVIng hospItal to leave employees
In the OPSEU PenSIOn Plan untIl the questIOn of whether the umon wIll contInue to represent
them has been resolved. Employer counsel submIts the Crown's only oblIgatIOn under artIcle 2 1
IS to amend the penSIOn plan In the manner descnbed.
4
I am persuaded by the employer's argument. The opemng words of artIcle 2 1 record an
agreement between the partIes to amend the penSIOn plan to allow contInued partIcIpatIOn by
former crown employees In certaIn CIrcumstances Paragraph (f) does no more than descnbe one
of those CIrcumstances The wordIng of that paragraph does not expressly place any oblIgatIOn
on the employer In ItS dealIngs wIth reCeIVIng hospItals No such oblIgatIOn need to be ImplIed to
gIve real meamng to the precedIng undertakIng to amend the penSIOn plan. In short, artIcle 2 1
does not regulate the employer's dealIngs wIth reCeIVIng hospItals What the employer IS oblIged
to do In that context IS specIfied In artIcle 6 0 of AppendIx 18
II
The partIes agree the JunsdIctIOn of thIS board to Interpret and apply the OPSEU PenSIOn
Plan depends upon whether It was Incorporated by the collectIve agreement at the relevant tIme
The relatIOnshIp between these two documents was consIdered by the courts In response to an
applIcatIOn by the umon, agaInst the Crown and the Royal Ottawa Health Care Group prompted
by the then ImpendIng transfer of the BrockvIlle InstItutIOn, one of the very transfers Involved In
the case at hand. In thIS applIcatIOn, dated October 23 2000 the umon relIed upon "the
reasonable effort provIsIOns" In AppendIx 9 and AppendIx 18 to the collectIve agreement as well
as artIcle 33(6) of the pensIOn plan. (See paragraphs 12,14 and 24)
The posItIOn then taken by the employer IS recorded In the Judgement of Madame JustIce
KIteley dated November 28 2000 where she notes the employer argued "thIS matter ought not
to be entertaIned by the court because the dIspute, vIewed wIth an eye to ItS essentIal
character anses from the collectIve agreement and the exclusIve JunsdIctIOn lay wIth the labour
tribunal" (paragraph 62) Madame JustIce KIteley reJected thIS argument and made a findIng of
"probable Irreparable harm" In favour of the umon. She Issued an Intenm declaratIOn agaInst the
employer and an Intenm InJunctIOn agaInst the Royal Ottawa Health Care Group Both of these
partIes appealed her rulIng.
The decIsIOn of the DIvIsIOnal Court, reported as Ontario Public Service Employees
Union and Royal Ottffit,a Health Care Group [2002] 0 J No 446 was delIvered orally by two
members of the bench and later reduced to wntIng. SpeakIng first, Mr JustIce O'Leary quashed
the Intenm remedIes granted below because there was no basIs for a findIng of probable
Irreparable harm As to the maIn applIcatIOn, he noted the JunsdIctIOnalIssue of whether the
OPSEU PenSIOn Plan was Incorporated Into the collectIve agreement, saYIng
5
17 But there IS another Issue we must address, namely whether the court has the
JunsdIctIOn to entertaIn the maIn applIcatIOn for If the court IS wIthout JunsdIctIOn,
not Just the Intenm InJunctIOn must fall, but the maIn applIcatIOn as well
18 The appellants argue that the maIn applIcatIOn IS sImply a dIspute ansIng out of a
collectIve agreement and so the court IS wIthout JunsdIctIOn to deal wIth the maIn
applIcatIOn and lIkewIse wIth the request for an Intenm InJunctIOn. OPSEU argues
that, the OPSEU PenSIOn Plan IS not part of the collectIve agreement and so any Issue
over a breach of ItS terms may be brought to the court.
19 We deal firstly wIth the OPSEU PenSIOn Plan on the basIs that It IS dIStInct from the
collectIve agreement. OPSEU says that the Crown dId not make ItS best effort to
have Royal Ottawa adopt the OPSEU PenSIOn Plan, relYIng on sub-paragraph 3 3(6)
of the Plan. [The court then quoted thIS sub-paragraph and dIscussed ItS meamng.
ThIS portIOn of the Judgement IS reproduced below]
21 But IS the OPSEU penSIOn plan dIStInct from the collectIve agreement?
HavIng flagged the questIOn of whether the penSIOn plan was Incorporated by the collectIve
agreement, Mr JustIce O'Leary left thIS questIOn unanswered.
The answer IS found In the ImmedIately folloWIng comments ofMr JustIce Cosgrove
who said
22 Ms Ursel argued that, the O.P T IS not Incorporated Into the collectIve agreement and
therefore not subJect to arbItratIOn.
23 We do not agree wIth thIS submIssIOn. In our VIew the O.P T IS Incorporated and
closely Integrated wIth the collectIve agreement for the folloWIng reasons
1 In AppendIx 11 to the collectIve agreement the employer agrees to be bound
by the O.P T and to negotIate any changes to It.
2 AppendIx 18 to the collectIve agreement Introduces amendments to the O.P T
respectIng penSIOns
3 AppendIx 9 to the collectIve agreement, paragraphs 2(a) and (b) and 4
Introduce amendments to the O.P T by relatIng provIsIOns of the agreement,
specIfically ArtIcles 53 and 78 to the O.P T relevant provIsIOns
4 The foregoIng amendments to the O.P T Incorporated by way of AppendIx to
the agreement are referenced and cross-coordInated In subsequent amendment
No 6 to the O.P T through the folloWIng Introductory paragraph
"And whereas Ontano and OPSEU have entered Into a CollectIve
Agreement on March 27 1999 whIch reqUIres that the OPSEU PenSIOn
Plan be amended "
6
24 In our VIew the InCorporatIOn by reference of the O.P T In the collectIve agreement
and the dIspute between the partIes whIch forms the subJect of the decIsIOn under
appeal (KIteley J 's decIsIOn of November 28) connected thereto are Issues ansIng
from the applIcatIOn and admInIstratIOn of the collectIve agreement between the
partIes and are subJect to bIndIng arbItratIOn, pursuant to subsectIOn 7(3) of the
Crown Employees CollectIve BargaInIng Act, 1993
25 The words of the Supreme Court in Weber v Ontario Hydro (1995) 125 D.L.R. (4th)
583 at pages 603 and 604 In our VIew govern the sItuatIOn gIVIng nse to the dIspute
hereIn
[54] [D]Isputes whIch expressly or InferentIally anse out of the collectIve
agreement are foreclosed to the courts
[58] To summanze, the exclusIve JunsdIctIOn model gIves full credIt to the
language of s 45(1) of the Labour RelatIOns Act. It accords wIth thIS court's
approach In St. Anne-NackawIc It satIsfies the concern that the dIspute
resolutIOn process whIch the vanous labour statutes of thIS country have
establIshed should not be duplIcated and undermIned by concurrent actIOns It
conforms to a pattern of groWIng JudIcIal deference for the arbItratIOn and
gnevance process and correlatIve restnctIOns on the nghts of partIes to proceed
wIth parallel or overlappIng lItIgatIOn In the courts
26 How can It be maIntaIned In the face of the documented agreements that the Issue of
the alleged breach of duty of best efforts or reasonable efforts, whether as a breach of
contract or of a fiducIary responsIbIlIty do not eIther expressly or InferentIally anse
out of the collectIve agreement between the partIes WIth the attendant complIcatIOns?
27 Moreover we are of the VIew that the Issues raised by KIteley J In paragraphs [62]
[63] and [64] or her decIsIOn are InSUfficIent reasons to remove the dIspute Issue
from arbItratIOn, especIally In lIght of examples of resolutIOn/dIspute arbItratIOn
offered by Mr FilIon at Tabs 4 5 and 6 of hIS Book of AuthontIes In argument,
whIch In essence deal wIth the exact Issues (breach of best efforts or undertakIngs by
the employer) In sItuatIOns InvolVIng or affectIng thIrd party consIderatIOns In our
VIew these decIsIOns amply demonstrate that the Gnevance Settlement Board has the
expertIse and has been able fairly and competently to address Issues comparable to
those In dIspute at bar
These comments are the only ones delIvered by the court on the matter of IncorporatIOn and they
are the sole basIs for the court refusIng to entertaIn the umon' s arguments based upon artIcle
3 3(6) of the pensIOn plan.
Mr JustIce O'Leary then spoke agaIn, addressIng first the "reasonable efforts" provIsIOns
found In appendIces to the collectIve agreement and then two labour adJustment agreements As
to the appendIces to the collectIve agreement, he said
7
29 So far as the complaInt based on AppendIx 9 and AppendIx 18 of the collectIve
agreement IS concerned, such must be dealt wIth by the arbItratIOn process contaIned
In the collectIve agreement. [The court quoted from these two appendIces]
32 As to whether the Crown has fulfilled ItS oblIgatIOns under the above mentIOned
provIsIOns of AppendIx 9 and AppendIx 18 IS somethIng that can be and must be
decIded by an arbItrator
33 We reJect the argument that the arbItrator would not be able to take Into account the
role that Royal Ottawa played In the decIsIOn not to adopt the OPSEU penSIOn plan.
Witnesses from Royal Ottawa could be called to testIfy and to the extent that the
arbItrator decIded the Crown was entenng Into a transfer that breached any fiducIary
or other duty that the Crown or Royal Ottawa owed or would owe to the BPH
employees, the arbItrator could have stayed the transfer to Royal Ottawa untIl such
was corrected.
TurnIng to the two labour adJustment agreements, bIndIng on both the Crown and the Royal
Ottawa Health Care Group he went on to say
35 Further OPSEU could have sought arbItratIOn under the Labour AdJustment
Agreements If It felt the Crown or Royal Ottawa or both had broken theIr oblIgatIOns
under eIther Agreement. [The court quoted provIsIOns from these two agreements
relatIng to pensIOns]
40 WhIle one mIght wonder how OPSEU could agree In the Labour AdJustment
Agreements that "for servIce after transfer the PenSIOn Plan of the reCeIVIng
employer/hospItal wIll be the operatIve plan" and then after the transfer takes place,
allege that Royal Ottawa, by selectIng HOOPP whIch had been ItS plan for years, was
In breach of ItS fiducIary duty towards the BPH employees Nevertheless, the
Important fact IS that OPSEU must take the allegatIOn to arbItratIOn, not to the court.
41 Just because a party IS bound by a collectIve agreement and two contracts that reqUIre
any dIspute to be resolved by arbItratIOn does not mean that the court becomes the
proper forum to resolve the dIspute common to both the collectIve agreement and
those contracts, sImply to aVOId the party havIng to go through several arbItratIOn
processes
42 We conclude that OPSEU IS bound by the collectIve agreement and the two Labour
AdJustments Agreements to take to arbItratIOn the Issues It raises In the applIcatIOn
brought to the court, namely whether the Crown or Royal Ottawa has faIled In theIr
oblIgatIOns to the employees represented by OPSEU and In partIcular whether they
have faIled to fulfill any fiducIary dutIes owed to those employees ThIS means the
court IS wIthout JunsdIctIOn In thIS matter and so not only IS the InJunctIOn
dIssolved, but the applIcatIOn Itself IS dIsmIssed.
Madame JustIce Dunnet concurred In the comments made by each of her fellow Judges It
IS Important to note that the comments ofMr JustIce O'Leary deal wIth dIfferent matters than
those addressed by Mr JustIce Cosgrove
8
For example, only the former dealt wIth the two appendIces to the collectIve agreement
and only the latter wIth the IncorporatIOn of the penSIOn plan Into the agreement. NeIther of them
dIsagreed wIth anythIng said by the other As noted by umon counsel, each of them made rulIngs
USIng the plural pronoun "we" wIthout any lImItatIOn. These observatIOns lead me to conclude
the court rendered a unammous Judgement on all Issues, wIth Mr JustIce O'Leary speakIng to
some and Mr JustIce Cosgrove to the rest. ThIS explaIns why the former ended hIS ImtIaI
remarks by pOSIng the IncorporatIOn questIOn and then left It to be answered by the latter On thIS
readIng of the decIsIOn, Mr JustIce Cosgrove's rulIng, that the OPSEU PenSIOn Plan was
Incorporated by the collectIve agreement, IS the unammous holdIng of the court. At a mImmum,
he IS JOIned In thIS rulIng by Madame JustIce Dunnet and the two of them constItute a maJonty
on thIS pOInt.
III
Counsel for the umon contends the employer IS barred from relItIgatIng the Issue of
whether the OPSEU PenSIOn Plan IS Incorporated by the collectIve agreement, because the matter
already has been decIded by the DIvIsIOnal Court. ThIS bar IS Said to anse from the law relatIng
to Issue estoppel and abuse of process as recounted by the Supreme Court of Canada In City of
Toronto and Canadian Union of Public Employees [2003] S C C 63
SpeakIng for the maJonty In that case, Madame JustIce Arbour lIsted the three elements
reqUIred for the successful InVOcatIOn of Issue estoppel
Issue estoppel IS a branch of res judicata (the other branch beIng cause of actIOn
estoppel) whIch precludes the relItIgatIOn of Issues prevIOusly decIded In court In another
proceedIng. For Issue estoppel to be successfully Invoked, three precondItIOns must be
met (1) the Issue must be the same as the one decIded In the pnor decIsIOn, (2) the pnor
JudIcIal decIsIOn must have been final and (3) the partIes to both proceedIngs must be the
same, or theIr pnvIes (pages 94 and 95)
Here the Issue relatIng to the IncorporatIOn of the OPSEU PenSIOn Plan Into the collectIve
agreement IS a questIOn decIded by the DIvIsIOnal Court, the court's decIsIOn became final when
It was not appealed and both of the partIes before thIS board were also partIes to the court
proceedIng. In other words, the three pre-condItIOns lIsted by the Supreme Court In City of
Toronto are met In the Instant case
The employer relIes upon the decIsIOn In OPSEU and Ministry of Community Family
and Children s Services (Ashley) decIsIOn dated November 5 2003 GSB No 2001-1700
(Abramsky) In that case, havIng ruled the collectIve agreement dId not Incorporate the OPSEU
PenSIOn Plan,
9
thIS board held It had no JunsdIctIOn to entertaIn a gnevance concermng the employer's faIlure to
Inform employees about 'theIr opportumty to "buy-back" servIce for whIch no pensIOn
contnbutIOns had been made dunng the 1989-91 "buy-back" WIndow' (page 1 ) The facts In that
case are readIly dIstIngUIshable from those at hand as they relate to the matter of InCorporatIOn.
Vice-Chair Abramsky was dealIng wIth a claim about a penod whIch predates the addItIOn to the
collectIve agreement of the three appendIces-9 11 and 18-upon whIch the DIvIsIOnal Court
relIed In concludIng the agreement Incorporated the penSIOn plan. UnlIke her I am faced wIth the
same penod as the court consIdered and wIth two transfers made dunng that penod, IncludIng
the very one contested before the court.
Vice-Chair Abramsky had good reason not to apply the DIvIsIOnal Court's decISIOn,
because It was based upon appendIces added to the collectIve agreement after the events gIVIng
nse to the gnevance before her AccordIngly she was not reqUIred to comment on the court's
rulIng. Nonetheless, she wrote
Although there IS language In the oral decIsIOn of JustIce Cosgrove to that effect [i e that
the OPSEU PenSIOn Plan was Incorporated In the collectIve agreement] the decIsIOn of
JustIce O'Leary appears to be more lImIted. The broader pronouncement of JustIce
Cosgrove IS, In my VIew dIcta. (Page 10 and 11)
I respectfully dIsagree wIth the charactenzatIOn of thIS pronouncement as dicta The
court's dIsmIssal of the maIn applIcatIOn turned In part upon ItS conclusIOn that the collectIve
agreement Incorporated artIcle 3 3(6) of the OPSEU PensIOn Plan. ThIS conclusIOn was the
reason why the Judges declIned to entertaIn the umon' s argument based upon the plan. In other
words, the pronouncement IS not obiter dicta because It IS central to the court's dIsmIssal of the
umon's applIcatIOn on JunsdIctIOnal grounds
SInce the transfer of the two psychIatnc hospItals In questIOn, the collectIve agreement
has been amended by the addItIOn of AppendIx 20 statIng the penSIOn plan does not form part of
the agreement. ThIS amendment cannot alter the conclusIOn reached by the DIvIsIOnal Court
about the state of affairs when the dIsputed transfer agreements were negotIated.
The foregoIng analysIs leads me to conclude the employer IS estopped from relItIgatIng
the questIOn of whether the collectIve agreement Incorporated artIcle 3 3(6) of the pensIOn plan
at the relevant tIme ThIS board IS bound by the court's affirmatIve answer to that questIOn. (I
make no determInatIOn as to whether the collectIve agreement Incorporated provIsIOns In the
penSIOn plan other than artIcle 3 3(6) whIch was the only provIsIOn In play before the court.)
10
HavIng ruled In the umon' s favour In relatIOn to Issue estoppel, I need not address the alternatIve
argument about abuse of process
Employer counsel submIts the exclusIve forum for any dIsputes ansIng out of the pensIOn
plan IS arbItratIOn under the artIcle 65 of the SponsorshIp Agreement, dated Apnl18 1994
under whIch the plan was created. As applIed to the current dIspute, thIS argument flIes In the
face of the DIvIsIOnal Court's decIsIOn. The court's rulIng, that artIcle 3 3(6) of the OPSEU
PensIOn Plan IS Incorporated Into the collectIve agreement, means thIS board has JunsdIctIOn to
Interpret and apply thIS artIcle, Just as It has JunsdIctIOn to Interpret and apply any provIsIOn In
the agreement.
Counsel for the employer also submIts the DIvIsIOnal Court ruled "OPSEU was bound by
the Labour AdJustment Agreements to take to arbItratIOn [under those agreements] the Issues
presently before the GSB " The court's comment on thIS matter are found at paragraph 35 of the
Judgement and reproduced above The court said dIsputes ansIng under the labour adJustment
agreements could be submItted to the arbItratIOn process created by them. ThIS comment has no
applIcatIOn to the Instant dIspute whIch anses under artIcle 3 3(6) of the pensIOn plan, not under
the labour adJustment agreements
IV
I now turn to the InterpretatIOn of artIcle 3 3(6) of the OPSEU PensIOn Plan whIch states
DespIte subsectIOn (1), In the event that OPSEU has bargaInIng nghts wIth respect to
employees of an orgamzatIOn that IS not a Crown Agency and such orgamzatIOn IS a
successor employer to the Crown or a Crown Agency wIthIn the meamng of the Labour
Relations Act, as modIfied by sectIOn 10 of the CroJ1,n Employees Collective Bargaining
Act, 1993 and the employees were members of the Plan ImmedIately pnor to theIr
transfer to the successor employer and the transfer to the successor employer occurred on
or after January 1 1995 OPSEU may notIfy the Crown that the employees In the
bargaInIng umt shall contInue as members of the OPSEU Plan untIl the expIry of the
CollectIve Agreement whIch governed such employees as employees of the Crown or
Crown Agency or the SubstItutIOn of a new CollectIve Agreement between the successor
employer and OPSEU whIchever occurs first, and
a) the Crown shall use ItS best effort to have the successor employer execute a
partIcIpatIOn agreement In a form set by the Board for a penod whIch shall
termInate on the expIry or SubstItutIOn of the CollectIve Agreement or on the
date whIch IS agreed to by OPSEU and the successor employer whIchever
occurs first (emphasIs added)
The umon and employer take dIffenng VIews as to precIsely whIch statutory provIsIOns
are referenced In thIS artIcle
11
The umon contends the reference IS to the legIslatIOn In force at the tIme artIcle 3 3(6) was added
to the penSIOn plan, whereas the employer submIts the reference IS to the legIslatIOn as It stood at
the tIme of the alleged vIOlatIOn gIVIng nse to the gnevance When artIcle 3 3(6) came Into
beIng, the provIsIOns In the Labour Relations Act relatIng to the "sale of a busIness" were
adopted by the Crown Employees Collective Bargaining Act, 1993 wIth only mInor
modIficatIOns not here relevant. However by the tIme the transfer agreements relatIng to
psychIatnc hospItals were negotIated, the Crown Employees Collective Bargaining Act had been
amended to render these provIsIOns In the Labour Relations Act InapplIcable to crown transfers
With thIS backdrop In mInd, the partIes agree the reCeIVIng hospItals would be successor
employers wIthIn the meamng of the old legIslatIOn but not the new
As to the proper InterpretatIOn of the statutory reference In artIcle 3 3(6), umon counsel
relIes upon the decIsIOn In Bulk Carriers Ltd and General Truck Drivers Union (1973) 2 L.A.C
(2d) 413 (Egan) The collectIve agreement In that case was sIgned In June of 1971 remaIned In
force untIl October of 1974 and contaIned the folloWIng artIcles
26 The hours of work and overtIme condItIOns shall be In accordance wIth the Canada
Labour Standards Code
71 1 In the event oflegIslatIOn beIng enacted subsequent to the sIgmng of thIS
Agreement, InvalIdatIng the applIcatIOn of any ArtIcle of AppendIx hereto the
relatIve sectIOn only on thIS Agreement shall be nullIfied.
When new regulatIOns under the Code came Into effect In January of 1973 the partIes dIsagreed
as to whether these amendments became part of theIr agreement. EmbracIng a statIc readIng of
artIcle 26 the maJonty of the board held
It IS plaIn to us that, gIven theIr plaIn and ordInary meamng, the words of art. 26 can only
be Interpreted as IndIcatIve of the Intent of the partIes to embody Into the collectIve
agreement the Code and ItS regulatIOns as they stood at the date the agreement was made
It IS ObVIOUS that In order to provIde for the InclUSIOn of such amendments or alteratIOns
to the regulatIOns as mIght be occur from tIme to tIme In the future, appropnate addItIOnal
language would be reqUIred and could have been used by the partIes If such had been
theIr Intent.
To repeat then, we find that art. 26 Imports Into the collectIve agreement the
regulatIOns only as they stood at June 22, 1971 and not as they mIght become (Page
415)
HavIng determIned artIcle 26 dId not Incorporate any changes to the regulatIOns, the maJonty
went on to rule artIcle 71 1 nullIfied artIcle 26 as soon as the new regulatIOns came Into force
allowIng them to prevaIl In other words, the maJonty adopted a statIc InterpretatIOn of a
12
legIslatIve reference In one artIcle, then applIed another artIcle to VOId the first, and arnved at a
dynamIc result In the end.
DId those who drafted artIcle 3 3(6) of the pensIOn plan Intend the ImplementatIOn of thIS
artIcle to reflect the legIslatIve backdrop eXIstIng when It was created, even If the cIted statutes
changed, or was theIr IntentIOn to have any subsequent changes In legIslatIOn reflected In the way
the artIcle would be Implemented? In my VIew the answer to thIS questIOn IS found In the
wordIng of artIcle 3 3(6)
Two thIngs should be noted about the language used. The opemng words make the
eXIstence of any oblIgatIOn on the Crown contIngent upon the eXIstence of the folloWIng
CIrcumstances "OPSEU has bargaInIng nghts wIth respect to employees of an orgamzatIOn that
IS a successor to the Crown and the employees were members of the Plan ImmedIately
pnor to theIr transfer to the successor employer " In other words, the oblIgatIOn IS contIngent,
not only upon the there beIng a successor employer but also upon OPSEU havIng bargaInIng
nghts for transferrIng employees as part of the successor's workforce In addItIOn, artIcle 3 3(6)
defines the term of the partIcIpatIOn agreement based upon the assumptIOn that the successor
employer would be bound by the collectIve agreement "whIch governed such employees as
employees of the Crown." In these two ways, artIcle 3 3(6) was bUIlt upon the potentIal legal
consequences of beIng a successor to the Crown under the old legal regIme When a crown
enterpnse was transferred, the successor employer stood to Inhent from ItS predecessor both the
bargaInIng agent representIng the workforce and the collectIve agreement In force There IS no
such Inhentance under the new legal regIme The transfer of psychIatnc facIlItIes dId not subJ ect
the reCeIVIng hospItals to any bargaInIng nghts held by OPSEU In relatIOn to transfernng
employees Moreover the hospItals were not bound by the collectIve agreement OPSEU
negotIated wIth the Crown. The manner In whIch the employer's oblIgatIOn under artIcle 3 3(6)
IS tIed to the old statutory regIme leads me to conclude that oblIgatIOn ceased to eXIst when the
Crown Employee s Collective Bargaining Act, 1993 was amended to exclude crown transfers
from the provIsIOns In the Labour Relations Act relatIng to the sale of a busIness
I dIgress to note thIS constructIOn of artIcle 3 3(6) accords wIth the comments made about
It by Mr JustIce O'Leary
20 It IS ObVIOUS that the oblIgatIOn on the Crown to use ItS best effort to have a successor
employer execute a partIcIpatIOn agreement IS predIcated on there beIng such a thIng
as a successor employer WhIle such eXIsted at one tIme, It no longer eXIsts because
the successor nghts provIsIOns have been removed from both the Labour RelatIOns
Act and the Crown Employees CollectIve BargaInIng Act, 1993
13
21 Therefore, there IS no remaInIng oblIgatIOn under sub-paragraph 3 3 (6) and no longer
any basIs for bnngIng to the court an argument based on that sub-paragraph.
These remarks relate to a matter over whIch at least a maJonty of the court subsequently ruled It
had no JunsdIctIOn-I e the meamng of a provIsIOn Incorporated Into a collectIve agreement.
ThIS board IS not bound by the DIvIsIOnal Court's InterpretatIOn, because It was made wIthout
JunsdIctIOn, but the court's comments buttress my confidence In the InterpretatIOn at whIch I
have arnved Independently
V
In summary I have concluded
1 ArtIcle 2 1 dId not Impose any oblIgatIOn on the employer In ItS dealIngs wIth the
reCeIVIng hospItals
2 ThIS board IS bound by the DIvIsIOnal Court's decIsIOn that artIcle 3 3(6) of the OPSEU
PensIOn Plan IS Incorporated Into the collectIve agreement; and
3 ArtIcle 3 3(6) does not apply to the dIsputed transfers of psychIatnc hospItals
Dated at Toronto thIS 23rd day of June 2004
b~
Richard Brown
Vice Chair