HomeMy WebLinkAbout2001-0385.Brennan.02-02-27 Decision
~~~ om~o EA1PLOYES DE L4 COURONNE
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COMMISSION DE
REGLEMENT
~_II'" BOARD DES GRIEFS
Ontario
180 DUNDAS STREET WEST SUITE 600 TORONTO ON M5G 128 TELEPHONEITELEPHONE. (416) 326-1388
180 RUE DUNDAS OUEST BUREAU 600 TORONTO (ON) M5G 128 FA CSIMI LEITELECOPI E. (416) 326-1396
GSB# 0385/01, 0386/01
UNION# OLB155/01, OLB15601
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Befo re
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
OntarIO LIquor Boards Employees' Umon
(Brennan)
Gnevor
- and -
The Crown m RIght of Ontano
(LIquor Control Board of Ontano)
Employer
BEFORE RIchard M. Brown Vice-Chairperson
FOR THE GRIEVOR Glen Chochla
Cousnel
Carolme Engelman Gotthell
BarrIsters & SohcItors
FOR THE EMPLOYER Ahson Renton
Counsel
LIquor Control Board of OntarIO
HEARING DATES September 4,2001, February 1 and 4,2002
DECISION
These two gnevances by Aaron Brennan anse from two suspenSIOns
receIved by hun for alleged mIsconduct on Apnl 5,2001 as a casual
employee at the Ottawa warehouse The first suspenSIOn was served on Apnl
19 and 20 and the second on Apnl 23 and 24
I
The grounds for the suspenSIOn served first are stated m a dIscIplmary letter
dated Apn118, 2001
On Apnl 5th you faIled to follow a dIrect request from your
supervIsor In the presence of fellow employees you dIsplayed a
complete lack of respect for Ius authonty by refusmg to begm
assembhng another order wlule waItmg for the addItIonal BRI pallets
reqUIred to complete your current order
On Apnl 5, Mr Brennan was workmg m the basement of the
warehouse where Mike Sabounn was the foreman on duty Like all foremen,
Mr Sabounn IS a member of the bargammg umt wIth no authonty to Impose
dIscIplme
Mr Sabounn testIfied he observed the gnevor sIttmg on Ius maclune,
near the basement office, and asked what he was domg When Mr Brennan
rephed he was waItmg for a beer pallet to assemble an order, Mr Sabounn
said he should take a dIfferent type of pallet and do another order Asked m
exammatIOn-cluef exactly what words he had used at tlus pomt, Mr
Sabounn answered "Could you put that one back and do another one?"
Asked agam m cross-exammatIOn about Ius words, Mr Sabounn testIfied he
had said. "Do tlus one mstead of that one" Whatever Mr Sabounn's preCIse
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words, he testIfied the gnevor dId not comply Accordmg to the foreman,
thIS mCldent happened m the presence of other employees, but he could
recall only one of them, Steve Pavlakovlc, a fork-11ft operator
Mr Sabounn testIfied the gnevor was stIll waItmg for a beer pallet ten
or fifteen mmutes later The foreman testIfied. "I told hIm agam and he
refused agam " Accordmg to thIS account, beer pallets arnved by elevator
soon after
At 11 15 a.m on Apnl 5, Mr Sabounn sent the followmg e-mail to
John CnlpI, the operatIOns manager
ThIS mornmg when I came back to my office I notIced Aaron sIttmg
down I asked hIm what he was domg and he said he was waItmg for a
beer pallet I told hIm there was no more and they would be commg
down later I gave hIm another pallet to assemble that dId not reqUIre a
bn pallet he refused
After recelvmg thIS e-mail, Mr CnlpI encountered Steve Pavlakovlc The
operatIOns manager testIfied that the fork-11ft dnver said Mr Brennan was
makmg hIS foreman look like a fool by refusmg to do what he said. I
sustamed the umon's ObjectIOn to the admIssIOn of thIS hearsay eVIdence
Mr Brennan offered a very dIfferent account of the beer-pallet
mCldent Accordmg to the gnevor, he spent only 3 or 4 mmutes waItmg for a
pallet on Apnl 5 Mr Brennan testIfied Steve Pavlakovlc was present but
Mr Sabounn was nowhere m sIght
In a notIce of mtended dIscIplIne, dated Apnl 6, Mr CnlpI asked the
gnevor to submIt wlthm three days a wntten explanatIOn for "the mCldent of
Thursday, Apnl 5 at whIch tIme you faIled to follow routme dIrectIOn from
your supervIsor" Mr Brennan dId not respond m wntmg He testIfied he
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told Mr CnlpI that he dId not understand the letter and would be seekmg
advIce about It
II
The grounds for the suspenSIOn served second are stated m another
dIscIplmary letter, also dated Apn118, 2001
In the mCIdent of Apnl 5th, you left work early wIthout completmg
and returnmg the proper Early Departure Request form as requested
by your superVIsor You also faIled to advIse your supervIsor of your
mtentIOn to leave two hours earher than ongmally requested.
ThIS letter sets out two mdependent grounds for dIscIphne (1) not
"completmg and returnmg" an early departure form "as requested" by the
foreman, and (2) faIhng to "advIse" the foreman of the departure tIme
The day ShIft on Apnl 5 ran from 8 00 to 4 00 p.m and had a half-
hour lunch break startmg at 12 00 Mr Brennan worked untIl noon and left
the warehouse a few mmutes after 12 30 He qUIt work early m order to
travel to Sudbury to partIcIpate m an LCBO hockey tournament the next
day
On March 2, the gnevor submItted to the employer a form askmg to
be absent from work on Apnl6, the day of the tournament He testIfied that
also on March 2 he submItted another form askmg to leave work at 3 00 p.m
on Apnl 5 to travel to the tournament The employer IS unable to locate such
a form and contends It was never submItted.
Accordmg to Mr Brennan, sometIme m the week of Monday, Apnl
2, he learned hIS game was scheduled to begm at 7 00 a.m on Apnl6 GIven
thIS start tIme and the length of the dnve to Sudbury, he decIded to leave
before 3 00 p.m on Apnl 5 He testIfied that he spoke to Mr CnlpI once or
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tWIce that week, pnor to Apnl 5, about leavIng ear her than he had InItIally
requested When testIfYIng, Mr CrupI was not asked about any
conversatIOns wIth Mr Brennan before Apnl 5
In examInatIOn-In-chIef, Mr Sabounn candIdly admItted that he could
not recall whether the gnevor on Apnl 5 had said when he would be leavIng
In cross-eXamInatIOn, the foreman expressed the same lack of recall He also
conceded that he could not dIspute that the gnevor had commumcated hIS
IntentIOn to work only untIl the lunch break. Mr Brennan testIfied that,
when he arnved at work that day, he Informed Mr Sabounn that he would
be leavIng at noon
Mr Sabounn gave Mr Brennan an early departure form on Apnl 5,
but the gnevor dId not fill out the form Immediately upon reCeIVIng It They
offered conflIctIng accounts of what each of them said to the other about the
form The foreman testIfied that he said "fill It out and bnng It back to me,"
and that, when he later asked for the form, the gnevor said he would return It
"when he was good and ready" AccordIng to the gnevor, he was first told to
"fill out" a form and subsequently was gIven one, whereupon he agreed to
fill It out "when he had a chance"
John CnlpI testIfied Mr Brennan spoke to hIm tWIce on the mornIng
of Apnl 5 AccordIng to the operatIOns manager, the gnevor first said he
would be leavIng at 2 00 p.m , but later said he mIght not have to leave early
at all Mr Brennan testIfied he had a "hard tIme" recalhng any conversatIOns
wIth Mr CrupI on Apnl 5 relatIng to hIS departure tIme
Dunng the lunch break, Mr Sabounn told Mr CnlpI that the gnevor
had not returned the early departure form, even though he had plugged In hIS
machIne so as to IndIcate he was fimshed for the day Mr Brennan was
5
paged to report to the front office He heard the page as he emerged from the
lunch-room, havIng showered and changed Into street clothes On the way to
the front office, he passed Mr CnlpI and Mr Sabounn, but nothIng was said
by any of them Laune Hope-Floyd, one of the front office clerks, asked the
gnevor for hIS early departure form He gave her a form requestIng
permISSIOn to leave at 12 00 and beanng hIS sIgnature
The early departure form submItted by the gnevor on Apnl 5 had not
been sIgned by eIther hIS foreman or the operatIOns manager, even though It
has spaces for sIgnatures by both The umon placed In eVIdence thIrty-five
other forms prevIOusly submItted by the gnevor NIneteen of these forms
lack the sIgnature of both the foreman and the operatIOns manage (Some
such forms do not have spaces for one or both of these sIgnatures) In VIew
of these documents, the employer does not contend the sIgnatures mISSIng
from the Apnl 5 form provIde any basIs for dIscIphne
Mr CrupI In cross-eXamInatIOn conceded early departure forms are
sometImes returned to Laune Hope-Floyd and not to a foreman He also
admItted employees sometImes submIt such forms after the date of theIr
early departure, because they forget do so before, and they are not
dISCIplIned as a result
III
The umon led eVIdence of a complaInt made by Mr Brennan about
comments made by Mr Sabounn In early October of2000, when the gnevor
was WaitIng for the forkhft operator to lower some empty pallets from the
top of a pIle AccordIng to a note wntten by the gnevor and sIgned by a
fellow employee who was present, the foreman pulled a pallet down from
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the pIle, asked the gnevor If he was" a member of the mJured club" and said
hIS daily output of 500 cases dIdn't "mean ShIt anyway" The gnevor
dehvered hIS note about thIS mCIdent to Mr CnlpI who told Mr Sabounn
that hIS comments were mappropnate and dIrected hIm to apologIze Mr
Brennan testIfied no apology was receIved, but he conceded the foreman had
acknowledged actmg mappropnately The gnevor subsequently told the
operatIOns manager that the Issue had been resolved.
IV
DId Mr Brennan dIsobey a dIrectIOn from Mr Sabounn whIle waItmg for a
beer pallet on Apnl 5?
Counsel for the umon argued the employer's failure to call Mr
PavlakovIc as a wItness should lead me to draw an "adverse mference" that
hIS testImony would not assIst management In support of thIS argument,
counsel rehes upon the decIsIOn m Great Canadzan Od Sand~,' Ltd. and
McMurray Independent Od Workers (1973),3 L.A.C (2d) 245 (Sychuk)
where an mference unfavourable to the umon was drawn because the gnevor
dId not testIfy
The subject of adverse mferences IS revIewed m Sopmka, Lederman
and Bryant, The Law ofEvldence zn (1anada (2nd ed.)
In cIvIl cases, an unfavourable mference can be drawn when, m the
absence of an explanatIOn, a party lztlgant does not testrIY, or falls to
provIde affidavIt eVIdence on an apphcatIOn, orfads to call a wltness
who would have knowledge of the facts and would be assumed to be
wlllzng to asslst that party In the same vem, an adverse mference may
be drawn agamst a party who does not call a matenal wltness over
whom he or she has excluslve control and does not explam It away
Such a failure amounts to an Imphed admISSIOn that the eVIdence of
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the absent wItness would be contrary to the party's case, or at least
would not support It (page 297, emphasIs added)
ThIS recItatIOn of the law of eVIdence supports the decIsIOn m Great
Canadzan Od Sand~,' The gnevor who dId not testIfy m that case mIght be
consIdered a party htIgant At the very least, he was a wItness wIlhng to
assIst the umon or one over whom the umon had exclusIve control In thIS
case, Mr PavlakovIc clearly IS not a party htIgant As a member of the
bargammg umt, he IS not a wItness who would be more wIllmg to assIst the
employer than the umon or one whom the employer controls to the exclusIOn
of the umon Accordmgly, I draw no adverse mference from the fact he dId
not testIfy On the other hand, as already noted, I have rejected as hearsay
Mr CrupI's testImony concernmg Mr PavlakovIc' s comment that the
gnevor had made a fool of the foreman
I determme, on the balance of probabIhtIes, that the foreman dId speak
to the gnevor when he was waItmg for a beer pallet on Apnl5, even though
he claims the foreman was not present Mr Brennan's earher complamt
about Mr Sabounn does not lead me to conclude the foreman mvented a
story about what the gnevor dId on Apnl 5 The e-mail sent by Mr Sabounn
to Mr CrupI on Apnl 5 shows the foreman's testImony IS not the product of
a memory dImmed by the passage of tIme between the mCIdent and the
heanng When Mr Brennan receIved the notIce of mtended dIscIphne
allegmg he had dIsobeyed a dIrectIOn, he dId not claim no dIrectIOn had been
gIven, as he now asserts HIS delay m makmg thIS claim undercuts ItS
credIbIhty
Counsel for the umon contends the foreman's own account of what
transpIred demonstrates that he faIled to gIve the sort of "clear order" whIch,
8
If not obeyed, would warrant dIscIphne for msubordmatIOn Counsel cItes
Hunter Rose Co and Graphlc Arts InternatlOnal UnlOn (1980),27 L.A.C
(2d) 338 (McLaren) as authonty for the proposItIOn that a 'clear order" IS a
prereqUIsIte for msubordmatIOn In that case, no such order was gIven The
supervIsor made a smgle "plea" for assIstance, and the gnevor's failure to
assIst was held not to constItute msubordmatIOn
Mr Sabounn's testImony mdIcates he began by askmg Mr Brennan If
he could do another pallet The foreman's words were more m the nature of
a questIOn than an order If Mr Sabounn had said no more, there would have
been no msubordmatIOn on the part of the gnevor However, the foreman
agam spoke to the gnevor several mmutes later, telhng hIm to do another
pallet At thIS stage, It should have been abundantly clear to the gnevor that
he was expected to load another pallet and that he was not bemg gIven a
chOIce between domg that and domg nothmg By contmumg to Wait for a
beer pallet, he dIrectly challenged the foreman's authonty m an
msubordmate manner
The dIscIplmary letter refers to a wntten warnmg, dated June 8, 2000,
receIved by the gnevor for not followmg dIrectIOns relatmg to pIckmg
orders By movmg dIrectly from a wntten warnmg to a two-day suspenSIOn,
the employer skIpped a step m the progressIOn of dIscIphne The events of
Apnl 5 do not provIde any JustIficatIOn for bypassmg a one-day suspenSIOn,
and I determme that to be the appropnate penalty
As the gnevor served a two-day suspenSIOn on Thursday, Apnl19 and
Fnday, Apn120, I dIrect that he be paid for Apnl20 Due do hIS suspensIOn,
he was not called mto work on Saturday Apnl 21 At the heanng, the
employer undertook to pay hIm, at the regularly hourly rate, for seven and
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one-half hours of work on Apnl21 ThIS undertakIng was made on the
understandIng that such payment would be "wIthout prejUdICe and
precedent"
V
Is the gnevor gUIlty of faIhng to "advIse" hIS foreman of hIS departure tIme?
Mr Brennan testIfied he told hIS foreman when he would be leavIng, and
Mr Sabounn dId not deny reCeIVIng thIS InfOrmatIOn The fatal weakness In
the employer's case resIdes In the foreman's admIssIOn that he cannot recall
whether he was told by the gnevor when he would be leavIng GIven thIS
admISSIOn, I must conclude the employer has not proven that the gnevor
faIled to advIse hIS foreman of hIS departure tIme The only wItness called by
management on thIS pOInt cannot remember what happened!
Is the gnevor gUIlty of not "completIng and returnIng" the proper form
as dIrected by hIS foreman? The completed form was returned to the office
before Mr Brennan left the premIses and wIthIn mInutes of the resumptIOn
of work after the lunch break. Even If Mr Sabounn asked for the completed
form ear her that mornIng, he dId not gIve any clear dIrectIOn as to when It
should be returned. The foreman testIfied he dId tell the gnevor to return the
form to hIm Mr Brennan dId not mentIOn thIS InstnlctIOn In hIS testImony,
but he dId not deny reCeIVIng It In the absence of such a demal, I conclude
the dIrectIOn was gIven The InstnlctIOn to return the form to Mr Sabounn
was not obeyed. To thIS extent, and only to thIS extent, the gnevor dId not
complete and return the early departure form as dIrected.
If the gnevor returned the form to the office Inadvertently, hIS failure
to dehver It to hIS foreman as dIrected mIght not be very Important,
10
especIally gIven Mr CnlpI' S eVIdence that such forms are sometImes
returned to the office However, the eVIdence leads me to conclude Mr
Brennan's failure to return the form to hIS foreman resulted from hIS
uncooperatIve attItude
In partIcular, I accept Mr Sabounns' testImony that he asked for the
form sometIme after provIdIng It and the gnevor rephed he would return It
"when good and ready" Mr Brennan's earher complaInt about Mr
Sabounn does not lead me to conclude the foreman Invented a story about
what the gnevor said on Apnl 5 Mr Sabounn's eVIdence about the
gnevor's comment IS supported by a contemporaneous record, made by Ms
Hope- Floyd, of the comment as reported to her by the foreman ThIS record
shows that Mr Sabounn' s testImony on thIS pOInt IS not the product of a
poor memory Almost ten months elapsed before the gnevor testIfied, and
there IS no contemporaneous record to support hIS verSIOn of what he said
about returnIng the form For thIS reason, I conclude Mr Brennan dId say he
would return the form "when good and ready" ThIS Insolent comment IS
IndIcatIve of an attItude whIch explaIns the gnevor's failure to comply wIth
hIS foreman's dIrectIOn to return the form to hIm
Mr Brennan IS gUIlty of some, but not all, of the mIsconduct alleged
In the dIscIphnary letter That letter refers to a wntten warnIng, dated
Febnmry 16,2001, receIved by the gnevor for refusIng to complete an early
departure form when requested to do so Beanng In mInd thIS warnIng, I
determIne the appropnate penalty for the gnevor's mIsconduct on Apnl 5 IS
a one-day suspenSIOn, not the two-day suspenSIOn levIed by the employer
As Mr Brennan was suspended wIthout pay on Apnl23 and 24, I
dIrect that he be paid for Apnl 24 As agreed by the partIes on the last day of
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the heanng, such a dIrectIOn means that Mr Brennan IS entItled, not only to
straight-tIme pay for seven and one-half hours on Apn124, but also to over-
tIme pay for four hours on the same day
Dated at Toronto, thIS 2ih day of Febnmry, 2002
RIchard M. Brown, VIce-Chair
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