HomeMy WebLinkAbout2001-1093.Group Grievance Andersen et al.02-11-12 Decision
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IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontano PublIc ServIce Employees Umon
(Group Gnevance Andersen et al)
Grievor
-and-
The Crown In RIght of Ontano
(Mimstry of CorrectIOnal ServIces)
Employer
BEFORE RIchard Brown Vice-Chair
FOR THE UNION Susan Ballantyne
BarrIster and SOlICItor
Raven, Allen, Cameron & Ballantyne
FOR THE EMPLOYER F enna MUIJ 1
Counsel
Management Board Secretanat
HEARING October 29 2002
2
DECISION
The dIspute underlYIng the gnevance at hand IS descnbed In my Intenm
deCISIOn, dated June 27, 2002
ThIS group gnevance was filed on behalf of seven correctIOnal
officers employed at the RIdeau CorrectIOnal Centre The gnevors
claimed compensatIOn for vandahsm to theIr vehIcles whIch occurred
In the parkIng lot at theIr workplace The umon contended that the
damage was done by persons lOItenng In the parkIng lot whIle
aWaitIng admIssIOn to serve IntermIttent sentences AccordIng to thIS
hne of argument, the employer dId not take reasonable precautIOns to
protect the automobIles In the lot (page 2)
In the Intenm award, I upheld the employer's prehmInary obJectIOn that the
facts alleged by the gnevors would not constItute a vIOlatIOn of the
collectIve agreement
In summary, the facts alleged would not constItute a vIOlatIOn of
eIther artIcle 2 1 or artIcle 9 1 NeIther of those artIcles confers upon
me the JunsdlctIOn to grant the rehef sought by the umon It remaInS
to be determIned whether such JunsdlctIOn flows from the prIncIples
enunciated by the Supreme Court of Canada In Weber V OntarlO
Hydro, [1995] 2 S C.R. 929 (page 2)
ThIS decIsIOn addresses the apphcatIOn of Weber to the facts alleged by the
umon
I
The scenano In Weber IS SUCCInctly summanzed In the Judgement of the
Supreme Court
3
Mr Weber was employed by Ontano Hydro As a result of back
problems, he took an extended leave of absence Hydro paid hlln the
sIck benefits stIpulated by the collectIve agreement As tllne passed,
Hydro began to suspect that Mr Weber was mahngenng It lured
pnvate InvestIgators to InvestIgate ItS concerns The InvestIgators
came on Mr Weber's property PretendIng they were someone else,
they gaIned entry to Ius home As a result of the InfOnnatIOn It
obtaIned, Hydro suspended Mr Weber for abusIng Ius sIck leave
benefits
Mr Weber responded by takIng the matter to Ius umon, whIch
filed gnevances agaInst Hydro on August 28, 1989 One of the
gnevances alleged that Hydro's lunng of the pnvate InvestIgators
vIOlated the terms of the collectIve agreement Among other tlungs,
the umon asked the arbItrator to reqUIre Hydro to gIve an undertakIng
to dIscontInue USIng pnvate secunty finns to momtor health absences,
and to pay Mr Weber and Ius faInIly damages for mental angUIsh and
suffenng anSIng out of the surveIllance The arbItratIOn commenced
on March 8, 1990, and was subsequently settled.
In the meantIme, on December 27, 1989, Mr Weber
commenced a court actIOn based on tort and breach of Ius Charter
nghts, clallnIng damages for the surveIllance The torts alleged were
trespass, nUIsance, deceIt, and InVaSIOn of pnvacy Weber's claims
under the Canadzan Charter of Rlghts and Freedoms were for
breaches of Ius nghts under ss 7 and 8 (page 949)
OntarIO Hydro contended the courts could not hear Weber's SUIt because the
matters about whIch he complaIned fell wltlun the JunsdlctIOn of an
arbItrator
SpeakIng for the Court, Madame JustIce McLachlIn consIdered the
sorts of dIsputes whIch only an arbItrator may adJudIcate She quoted wIth
approval the folloWIng passage from the Judgement of Mr JustIce Estey In
St Anne Nackawlc Pulp & Paper Co v Canadzan Paper Workers UnlOn,
[1986] 1 S C.R. 704
The collectIve agreement estabhshes the broad parameters of the
relatIOnslup between the employer and Ius employees ThIS
4
relatIOnslup IS properly regulated through arbItratIOn and It would, In
general, subvert both the relatIOnslup and the statutory scheme under
whIch It anses to hold that matters addressed and governed by the
collectlve agreement may nevertheless be the subJect of actIOns In the
courts at common law The more modern approach IS to consIder
that labour relatIOns legIslatIOn provIdes a code governIng all aspects
of labour relatIOns, and that It would offend the legIslatIve scheme to
pennlt the partIes to a collectIve agreement, or the employees on
whose behalf It was negotIated, to have recourse to the ordInary courts
whIch are In the CIrcumstances a duphcatIve forum to whIch the
legIslature has not assIgned these tasks (page 718-719, emphasIs
added)
AccordIng to tlus ruhng, matters "addressed and governed" by a collectIve
agreement" fall exclusIvely wltlun the scope of arbItratIOn
As In St Ann Nackawlc, the Supreme Court In Weber based ItS
decIsIOn on the legIslatIve reqUIrement that dIsputes ansIng under a
collectIve agreement be resolved by arbItratIOn
SectIOn 45( 1) of the OntarlO Labour RelatlOns Act, hke the [statutory]
prOVISIOn under consIderatIOn In St Anne Nackawlc, refers to "all
dIfferences between the partIes ansIng from the InterpretatIOn,
apphcatIOn, admInIstratIOn or alleged vIOlatIOn of the agreement" The
OntarIO statute makes arbItratIOn the only aVailable remedy for such
dIfferences
It IS Important that dIsputes be resolved qUIckly and
economIcally, WIth a mInllnUm of dIsruptIOn to the partIes and the
economy To pennlt concurrent court actIOns whenever It can be said
that the cause of actIOn stands Independent of the collectIve agreement
undennInes tlus goal, as tlus Court noted In St Anne Nackawlc (page
954, emphasIs added)
ElaboratIng on the test to be apphed In detennInIng whether a
partIcular controversy IS wltlun the sole JunsdlctIOn of arbItratIOn, the
Supreme Court stated.
5
[T]he analysIs of whether a matter falls wltlun the exclusIve
arbItratIOn clause must proceed on the baSlS of the facts surroundzng
the dlspute between the partles, not on the baSlS of the legallssues
whlch may be framed. The Issue IS not whether the actIOn, defined
legally, IS Independent of the collectIve agreement, but rather whether
the dIspute IS one "ansIng under [the]collectIve agreement" (page
953, emphasIs added)
HavIng emphasIzed what matters IS the factual basIs of a conflIct, not the
legal labels apphed to It, the Court went on to address the proper way to
determIne whether a dIspute belongs In arbItratIOn
ThIS approach does not preclude all actIOns In the courts between
employer and employee Only d,5,putes whlch expressly or
znferentzally arzse out of the collectlve agreement are foreclosed to the
courts
ThlS does not mean that the arbltrator wlll conslder separate
"cases" of tort, contract or (1harter Rather, In deahng wIth the
dIspute under the collectIve agreement and fasluonIng an appropnate
remedy, the arbltrator wlll have regard to whether the breach of the
collectlve agreement also constltutes a breach of a common law duty,
or of the Charter (pages 756-758)
The Court dIrected labour arbItrators to adJudIcate controverSIes "whIch
expressly or InferentIally arIse out of the collectIve agreement" and to
consIder "whether the breach of the collectIve agreement also constItutes a
breach of a common law duty, or of the Charter" ArbItrators were told not
to "consIder separate 'cases' of tort, contract or (1harter "
The Supreme Court released ItS decISIOn In Weber on the same day as
ItS nllIng In 0 'Leary v The Queen zn Rlght of New Brunswlck [1995] 2
S C.R. 967 The Court In 0 'Leary adopted and apphed ItS nllIng In Weber
6
II
In the case at hand, counsel for the umon submIts the dIspute about property
damage arIses "InferentIally" from artIcles 2 1 and 9 1 of the collectIve
agreement, wltlun the meanIng of the rulIng In Weber, notwIthstandIng the
Interlln award holdIng the facts alleged would not constItute a breach of the
agreement As to artIcle 2 1 deahng wIth management nghts, counsel
submIts the damage to the gnevors' velucles resulted from the employer's
Improper decIsIOns about staffing levels and the kInds and locatIOn of
secunty eqUIpment and from management's failure to enforce rules
concernIng the consumptIOn of alcohol by Inmates and where they park theIr
own velucles Counsel also argues the same Improper decIsIOns and failures
on the part of management lead to the conclusIOn that the dIspute anses
InferentIally under artIcle 9 1 deahng wIth health and safety
Based on a dIfferent understandIng of Weber, employer counsel
contends the Interlln ruhng leads Inexorably to the conclusIOn that the
gnevors' claim IS not arbItrable AccordIng to tlus hne of argument, by
saYIng arbItral JunsdlctIOn encompasses matters whIch "expressly or
znferentzally" anse under a collectIve agreement, the Supreme Court hmlted
the scope of arbItratIOn to matters governed by the express or Imphed terms
of such an agreement
III
Counsel for the employer rehes upon Abbott Laboratorzes Ltd. and Retazl,
Wholesale Canada (1998),74 L.A.C (4th) 331 (R.M. Brown) where I
commented on the meanIng of the phrase "expressly or InferentIally" In
Weber
7
[T]he Supreme Court said the JunsdlctIOn of an arbItrator
encompasses dIsputes arISIng from the express or lmplzed terms of a
collectIve agreement ThIS IS how the Court's reference to "expressly
or InferentIally" was Interpreted by Mr Hope In Canada Safeway I
agree wIth Ius InterpretatIOn (page 347, emphasIs added)
ThIS understandIng of Weber subsequently was adopted by the
Supreme Court of Canada as well as by the Ontano Court of Appeal Mr
JustIce Bastarache spoke for the Supreme Court In Board ofCommlsslOners
of the Clty of Regzna v Regzna Polzce AssoczatlOn Inc , [2000] 1 S C.R. 360
SImply, the decIsIOn-maker must detennIne whether, havIng examIned
the factual context of the dIspute, ItS essentIal character concerns a
subJect matter that IS covered by the collectlve agreement It IS
clear that the collectIve agreement need not provIde for the subJect
matter of the dIspute exphcltly If the essentIal character of the dIspute
anses elther explzcltly, or lmplzcltly, from the InterpretatIOn,
apphcatIOn, admInIstratIOn or vIOlatIOn of the collectIve agreement,
the dIspute IS wltlun the sole JunsdlctIOn of an arbItrator to decIde
(page 373)
To say that the subJect of a dIspute IS "covered by the collectIve agreement"
and anses from It "eIther exphcltly or llnphcltly" IS another way of saYIng
the matter IS governed by an express or Imphed term of that agreement
In London Life Insurance Co v Dubreuzl Brothers Employees Assoc
(2000),49 O.R. (3d) 766, the Court of Appeal explaIned the rulIng In Weber
by USIng the preCIse tennInology of Imphed nghts under a collectIve
agreement Mr JustIce Goudge wrote
Both Weber and Regzna Polzce AssoczatlOn Inc provIde that the
arbItrator's exclusIve JunsdlctIOn extends to dIsputes that anse not Just
expressly, but also znferentzally out of the collectIve agreement. Those
that arzse lmplzcltly must, nonetheless, be rooted zn that agreement
New Brunswlck v 0 'Leary, [1995] 2 S.R.C 967 IS such a case There,
McLachhn J found that the collectIve agreement conferred an Imphed
nght on the employer to claim for breach of the employee's express
8
obhgatIOn to ensure the safety and dependablhty of the employer's
property and eqUIpment Hence, where the essence of the dIspute was
the employee's failure to preserve the employer's property and
eqUIpment, It was found to fall wltlun the exclusIve JunsdlctIOn of the
arbItrator It was the lmplzed rzght of the employer contaIned In the
collectIve agreement that made the jurzsdlctlOnal difference (page
773, emphasIs added)
The Court of Appeal hmlted arbItral JunsdlctIOn to matters governed by the
express or Imphed terms of a collectIve agreement and stated tlus lllnltatIOn
IS consIstent WIth the outcome In 0 'Leary
ThIS conceptIOn of the role of arbItratIOn IS also consIstent WIth the
outcome In Weber AddressIng the facts In that case, Madame JustIce
McLachhn wrote
The [employer's] act oflunng pnvate InvestIgators who used
deceptIOn to enter [Weber's] famIly home and report on hlln does not,
he contends, relate to the InterpretatIOn, apphcatIOn or admInIstratIOn
of the collectIve agreement
Isolated from the collectIve agreement, the conduct complaIned
of In tlus case mIght well be argued to fall outsIde the nonnal scope of
employer-employee relatIOns However, placed In the context of that
agreement, the pIcture changes The prOVISIOns of the agreement are
broad, and expressly purport to regulate the conduct at the heart of
tlus dIspute
ArtIcle 2 2 of the collectIve agreement extends the gnevance
procedure to "[a]ny allegatIOn that an employee has been subJected to
unfair treatment or any dIspute ansIng out of the content of tlus
Agreement " The dIspute In tlus case arose out of the content of the
Agreement Item 13 0 of Part A of the Agreement provIdes that the
"benefits of the Ontano Hydro SIck Leave Plan shall be consIdered
as part of tlus Agreement" Under the plan, Hydro had the nght to
decIde what benefits the employee would receIve, subJect to the
employee's nght to gneve the decIsIOn In the course of makIng such a
decIsIOn, Hydro IS alleged to have acted Improperly That allegatIOn
would appear to fall wltlun the phrase "unfair treatment or any dIspute
9
anSIng out of the content of [the] Agreement" wltlun ArtIcle 2 2
(page 963-965, emphasIs added)
In short, the Supreme Court charactenzed management's Impugned
treatment of Mr Weber as beIng "expressly" regulated by specIfic artIcles In
the collectIve agreement Based upon tlus charactenzatIOn, the Court held
Weber's claim fell wltlun the exclusIve JunsdlctIOn of an arbItrator (For
present purposes, the vahdlty of the Court's charactenzatIOn of the dIspute
In Weber, as beIng governed by the collectIve agreement, IS not relevant
The accuracy of tlus charactenzatIOn IS challenged In M. Plcher, "DefinIng
the Scope of ArbItratIOn The Impact of Weber" [1999-2000] Labour
ArbItratIOn Yearbook 99 )
IV
The foregoIng reVIew of the case law leads me to conclude that the exclusIve
JunsdlctIOn of arbItratIOn Includes all controverSIes WIth a factual basIs
governed by the express or Imphed terms of a collectIve agreement but
extends no further
The Supreme Court's decIsIOn In Weber dId not broaden the range of
dIsputes comIng wltlun the scope of arbItratIOn, even though the Court
curtailed the range of dIsputes Judges may decIde ThIS pOInt can be
Illustrated by consldenng two types of conflIcts between an employer and
employees governed by a collectIve agreement In the first, the factual basIs
of the dIspute gIves nse to an alleged vIOlatIOn of some common-law nght
but not to any allegatIOn that the collectIve agreement has been breached.
The courts had exclusIve JunsdlctIOn over matters of tlus sort before Weber
and contInue to have It after The Supreme Court's decIsIOn does not gIve
10
arbItrators any role In tlus context The Impact of Weber IS hmlted to another
sort of controversy, one where the factual basIs of the dIspute gIves nse to
both an alleged contraventIOn of the collectIve agreement and an allegatIOn
of some common-law wrong In tlus scenano before Weber, an arbItrator
had authonty to Interpret and apply the express and Imphed tenns of the
agreement, and a court could entertaIn an actIOn at common law based on the
same facts The Supreme Court's decIsIOn precludes aJudge from plaYIng
any part In the resolutIOn of such a conflIct and relegates It to the exclusIve
JunsdlctIOn of arbItratIOn Now all legal Issues arISIng from a common set of
facts must be adJudIcated In the sIngle forum of arbItratIOn
Weber does not wIden the range of dIsputes whIch may be arbItrated,
but It does alter In two ways the role of arbItrators when deahng wIth the
sorts of controverSIes WIth whIch they always have dealt The Supreme
Court's decIsIOn gIves arbItrators a larger set of legal tools to use In
fasluonIng resolutIOns to these problems For example, an arbItrator may
award damages for defamatIOn based upon facts whIch also constItute a
vIOlatIOn of a collectIve agreement (See Bhadurza and Toronto Board of
EducatlOn, [1999] O.J 582 (C A.) holdIng only an arbItrator could entertaIn
a claim for defamatIOn based upon allegatIOns whIch resulted In a teacher's
tennInatIOn ) The second Impact of Weber on the role of arbItrators IS less
ObVIOUS than the first but Just as sIgmficant By empowenng arbItrators to
apply the common law, the Court assIgned to them the task of detennInIng to
what extent tlus Judge-made law has been dIsplaced or modIfied by a
collectIve agreement In a case hke 0 'Leary, an arbItrator wIll be the one to
decIde whether a contractual prohibItIon agaInst dlsclphne wIthout Just cause
11
modIfies or negates an employer's common law nght to be compensated for
a loss caused by the neghgence of an employee
V
As noted above, the Intenm award held the facts alleged would not
constItute a breach of the collectIve agreement The relevant portIOn of that
award states
I begIn my analysIs wIth artIcle 2 1 entItled "Management RIghts"
The relevant portIOn states
F or the purpose of tlus Central CollectIve Agreement and any
other CollectIve agreement to whIch the partIes are subJect, the
nght and authonty to manage the busIness and dIrect the
workforce, IncludIng the nght to make reasonable rules and
regulatIOns shall be vested exclusIvely In the Employer It IS
agreed that these nghts are subJect only to the prOVISIOns of tlus
Central CollectIve Agreement and any other CollectIve
agreement to whIch the partIes are subJect
Counsel for the umon submItted the employer contravened tlus
artIcle by faIhng to enforce eXIstIng "rules and regulatIOns" In a
manner whIch would have prevented the property damage for whIch
compensatIOn IS claimed. ArtIcle 2 1 was mentIOned by counsel
dunng her opemng statement but she dId not return to It In argument
The essence of the management nghts artIcle IS an
acknowledgement that "the nght and authonty" to do certaIn tlungs IS
"vested exclusIvely" In the employer, so long as the dOIng of these
tlungs does not vIOlate any other prOVISIOn of the collectIve
agreement In my VIew, there IS notlung In the language of tlus artIcle
to suggest It places the employer under any sort of posItIve obhgatIOn
to protect the property of employees
The umon rehes prllnanly upon artIcle 9 1 deahng wIth health
and safety whIch states
The employer shall contInue to make reasonable prOVISIOns for
the safety and health of ItS employees dunng the hours of theIr
12
employment It IS agreed that both the Employer and the Umon
shall co-operate to the fullest extent possible In the preventIOn
of accIdents and In the reasonable promotIOn of safety and
health of all employees
ThIS artIcle IS IdentIcal to the contract prOVISIOn apphed In two
deCISIOns oftlus Board upon whIch the umon rehes OPSEU
(Gonneau) and Mlnlstry of Attorney General, FIle 227/81, decIsIOn
dated February 1, 1982, (Tephtsky), and OPSEU (Kelly) and Mlnlstry
of Cor rectlOna I Servlces, FIle 371/84, decIsIOn dated Apnll9, 1987
(Saltman)
In short, as noted by counsel for the employer In her wntten
submIssIOn, compensatIOn for property damage was awarded In
Gonneau and Kelly because It flowed dIrectly from carelessness whIch
vIOlated the collectIve agreement by placIng the gnevor at nsk of
bodIly InJury
The language of artIcle 9 1 leaves no doubt that It creates an
obhgatIOn to protect employees The absence of any reference to
property IndIcates tlus artIcle does not place the employer under an
Independent obhgatIOn to protect theIr belongIngs To recover
compensatIOn for damage to an employee's property, the umon must
demonstrate the loss resulted from carelessness whIch contravened the
agreement by placIng the employee In penl In a scenarIO of tlus sort,
artIcle 9 1 IS vIOlated and, accordIng to the decIsIOns In Gonneau and
Kelly, the employee IS entItled to compensatIOn for property damage
floWIng dIrectly from such a vIOlatIOn
TurnIng to the case at hand, I agree wIth counsel for the
employer that the facts alleged are sIgmficantly dIfferent than the
scenano addressed In Gonneau and Kelly Here the umon dId not
suggest the seven gnevors themselves were endangered by any failure
on the employer's part to take reasonable precautIOns In the parkIng
lot Indeed, there was no suggestIOn that any employee was In the
vlclmty of the lot when the vandals were there Rather, the umon
alleges only that adequate measures were not Implemented to protect
the gnevors' automobIles Any failure to provIde appropnate
safeguards for property, standIng alone, could not constItute a
vIOlatIOn of artIcle 9 1 (pages 3 to 6)
VI
13
My JunsdlctIOn does not extend beyond controverSIes WIth a factual basIs
governed by the express or Imphed tenns of the collectIve agreement As the
Interlln award held the facts alleged by the gnevors would not constItute a
breach of the agreement, I aIn wIthout JunsdlctIOn to entertaIn theIr
gnevance It IS dIsmIssed.
Dated at Toronto tlus lih day of November, 2002
RIchard Brown
VIce-Chair