HomeMy WebLinkAbout2002-0161.Union Grievance.05-05-19 Decision
Crown Employees Commission de ~~
Grievance Settlement reglement des griefs
Board des employes de la
Couronne
~-,...
Suite 600 Bureau 600 Ontario
180 Dundas Sl. West 180 rue Dundas Ouest
Toronto Ontario M5G 1Z8 Toronto (Ontario) M5G 1Z8
Tel. (416) 326-1388 Tel. (416) 326-1388
Fax (416) 326-1396 Telec. (416) 326-1396
GSB# 2002-0161
UNION# 2002-0530-0004
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontano PublIc ServIce Employees Umon
(Umon Gnevance) Union
- and -
The Crown In RIght of Ontano
(Mimstry ofCommumty Safety and CorrectIOnal ServIces) Employer
BEFORE Owen V Gray Vice-Chair
FOR THE UNION John BrewIn
Ryder Wnght Blair & Holmes LLP
Bamsters and SOlICItorS
FOR THE EMPLOYER DavId Strang
Deputy DIrector Labour PractIce Group
Management Board Secretanat
HEARING November 27 2002 Apnl22 and 25 May 6
June 2, 3 and 5 and September 17 2003
January 14 May 3 7 19 20 2004
2
DeCISIon
[1] The umon filed thIS grIevance m July 2001, allegmg that the Employer had
vIOlated ArtIcle 9 1 of the CollectIve Agreement because staff shortages and mmate
overcrowdmg at the Toronto JaIl had made It a "hazardous workplace" ArtIcle 9 1 of
the collectIve agreement provIdes that
9 1 The Employer shall contmue to make reasonable prOVISIOns for the safety and
health of ItS employees durmg the hours of theIr employment It IS agreed that
both the Employer and the Umon shall co operate to the fullest extent possIble m
the preventIOn of accIdents and m the reasonable promotIOn of safety and health
of all employees
The relIef sought m the grIevance was that staff levels be restored to full complIment,
whIch was alleged to be 141 classIfied correctIOnal officers ("COs") and approxImately
40 casual COs, and that staff be paId compensatIOn "for the addItIonal stress and
hazards encountered."
[2] The first hearmg date m thIS matter was November 27, 2002 On that day there
was agreement that the umon would provIde partIculars of ItS grIevance and that the
employer would produce certam documents There was also agreement that the partIes
would meet m an attempt to address the ongomg concerns that had led to the filmg of
the grIevance Those (and subsequent) dIscussIOns dId not result m a settlement of thIS
grIevance The umon then engaged Dr Wayne Lewchuk, who dId a study of the Toronto
Jml on whIch he reported m AprIl 2003 The umon delIvered partIculars that referred
to and relIed on that study A core theme of the partIculars was that overcrowdmg and
understaffing had led to exceSSIVe overtIme that had, m turn, created health hazards
The hearmg of eVIdence began m AprIl 2003, almost two years after the grIevance was
filed. By August 2003, mmate overcrowdmg at the Toronto JaIl had been elImmated
and by December 2003 the staff vacanCIes, If any then remamed, were no longer
causmg any sIgmficant resort to overtIme The hearmgs ended m late May 2004
3
The Issues
[3] The umon delIvered the followmg partIculars of thIS gnevance m Apnl2003
1 ThIs gnevance IS agamst the f31lure of the Employer to make reasonable
prOVISIOns for the health and safety of ItS employees contrary to ItS obhgatIOn as set
out m ArtIcle 9 1 of the CollectIve Agreement.
2. SpecIfically the Umon WIll show that at the Toronto J31l. the Employer IS
managmg the J31l m a way that unnecessanly Imposes hIgh levels of Job stram
effort/reward Imbalance and/or stress on the employees workmg at the J 311.
partIcularly on the front Ime correctIOnal officers Poor 31r quahty and hghtmg also
contnbute to unreasonable health nsks
'3 The det31ls of the Umon s pOSItIon are set out m the attached report by Dr
Wayne Lewchuk. The Umon wIlllead eVIdence from Dr Lewchuk as set out m hIs
report. We WIll also lead eVIdence to prove the factual elements on whIch Dr
Lewchuk s opmIOns are based.
4. The way In whIch the Employer has managed the workplace also has
sIgnIficantly mcreased nsks to secunty The det31ls of thIS are descnbed m Dr
Lewchuk s report.
5 There are a number of reasonable steps the Employer could take to reduce the Job
stram and/or stress levels and the nsks to secunty mcludmg assIgnmg more staff.
fillmg vacanCIes reducmg the number of mmates and/or restormg mmate programs
6 Smce 1996 the number of mmates at the J31l has mcreased from about 525 on a
d31ly basIs to between 625 and 700 d31ly Most ranges even WIth double bunkmg are
desIgned to house a maXImum of 79 mmates Recent counts are runnmg at 99
mmates on each range WIth frequent tnple bunkmg EIght mmates are In
segregatIOn umts desIgned to hold a maXImum of five
7 At the same tIme the Employer has f31led to fill vacanCIes No Jobs have been
posted at the Toronto J31l for many months The staff complement IS now short 29
full tIme staff and eleven casuals or unclassIfied staff.
8 As a result many staff are workmg exceSSIVe overtIme some reachmg 16 hours a
day for seven days a week. The det31ls are m the matenal prOVIded by the Employer
and are set out m Dr Lewchuk s report Staff are exhausted. fallmg asleep at theIr
posts durmg lunch breaks mdeed at every av31lable opportumty Mental fatIgue IS
takmg ItS toll m mIstakes mcreased SIck tIme and heIghtened tenSIOns on and off the
Job
9 The Employer IS m breach of the prOVISIOns of the Emplovment Standard... Act
respectmg hours of work (SectIOn 18) These prOVISIOns do not chrectly apply to the
Employer (the Crown) but we WIll submIt estabhsh reasonable pubhc pohcy
standards for the apphcatIOn of ArtIcle 9 1 of the CollectIve Agreement
10 As well, the Employer has cut programs m an effort to free staff to cover the
umts Inmates are gettmg less exerCIse for example because there Isn t the staff to
supervIse them. NOIse levels have mcreased. Because of a lack of staff, the Employer
has often had to lock down mmates m theIr cells All of thIS has senously eroded
conchtIOns at the J31l for the mmates addmg m turn to tenSIOn amongst the mmates
and potentIal and expenenced dIfficultIes for the staff.
11 The Local Umon has frequently r31sed thIS WIth the Employer but so far no
actIOn has been taken. In fact the SItuatIOn has gotten worse over the past number of
months
4
12. The Umon seeks a declaratIOn from the Board that the Employer IS m breach of
ArtIcle 9 and an order chrectmg the Employer to take remechal actIOn wIthm
specIfied tIme lImIts The Umon also seeks compensatIOn for the staff for the
mcreased nsks and damage to theIr health and secunty
[4] The employer does not dIspute that the Toronto JaIl had staff vacanCIes and hIgh
mmate counts at the tIme thIS gnevance was filed, and afterwards The JaIl's
management responded to the staffing needs that those and other CIrcumstances
created by offermg a substantIal amount of addItIonal work to the JaIl's staff COs on an
overtIme baSIS When there were msufficIent volunteers for overtIme, It took measures
that temporanly reduced the numbers of correctIOnal officers needed, by cancellmg
mmate programs or lockmg down parts of the JaIl, for example OccasIOnally It ordered
staff to perform overtIme
[5] The employer demes that any of thIS created an mcreased nsk to the safety or
health of the JaIl's employees or, If It dId, that there was any reasonable prOVISIOn It
could have made that would have reduced that nsk. It demes that correctIOnal officers
who performed overtIme fell asleep at theIr posts or otherwIse created secunty nsks,
and says that m any event no such problems were ever reported to It by the umon or by
any employee It also demes that there was any reasonable prOVISIOn that It had faIled
to make m relatIOn to aIr qualIty or lIghtmg or the Impact of eIther on the health and
safety of employees of the Toronto JaIl.
[6] From the outset, and untIl the very last day of the hearmg, the umon took the
pOSItIOn that the employer's alleged breaches of ArtIcle 9 1 had caused health problems
actually expenenced by employees at the Toronto JaIl. It WIll not be necessary for me to
reVIew the eVIdence offered m support of thIS allegatIOn, nor to comment m any detaIl
on the cogency of that eVIdence as proof of the allegatIOn. At the end of the hearmg,
durmg argument, the umon abandoned ItS claIm for compensatIOn for any mJury or loss
allegedly expenenced by any employee of the Toronto JaIl up to that pomt m tIme I
was not asked to find that the III health of any employee of the Toronto JaIl was caused,
m whole or m part, by any of the matters complamed of m these proceedmgs
[7] The umon contmued to mamtam, however, that COs employed at the Toronto
JaIl had been exposed to an mcreased risk of adverse health outcomes as a result of the
employer's alleged breaches of ArtIcle 9 1, and that the employer should compensate
5
those employees for theIr havmg been exposed to that mcreased nsk. In addItIon to a
declaratIOn that the employer had breached ArtIcle 9 1 and an award of compensatIOn
for exposure to nsk, the umon asked that I dIrect the partIes to put m place measures
to ensure that the sort of condItIons that led to thIS gnevance are amelIorated qUIckly
and appropnately If and when they anse agam, and that the Impact of the condItIons to
whIch employees were exposed be studIed over the rest of the employees' lIves so that
somethmg IS learned that IS of value m future, all at the expense of the employer and
under the superVISIOn of thIS Board by way of my remammg seIsed wIth any Issue that
mIght anse concermng the ImplementatIOn of those dIrectIOns
Evidence
[8] The umon called SIX wItnesses Dr Wayne Lewchuk testIfied durmg the umon's
case m chIef and m reply Dr Wayne Lewchuk IS a Professor m the Department of
EconomIcs and the Labour StudIes Programme at McMaster UmversIty He has been
the DIrector of the Labour StudIes Programme smce 1998 He has been mvolved m
studymg the lmk between work orgamzatIOn and health outcomes HIS report refers to
the lIterature on that subJect, offers a descnptIOn of the workplace and of the results of
mtervIews of several correctIOnal officers, describes the nature and results of a survey
of correctIOnal officers that he conducted and sets out hIS conclusIOns Umon counsel
acknowledged at the outset that the report's recItal of statements by COs about matters
m dIspute could not serve as proof of the truth of those statements m thIS proceedmg
[9] The umon also called Chns CrOlsIer, Barry Scanlon and three of the COs who
had been mtervIewed by Dr Lewchuk. Mr CrOlsIer IS the PresIdent of the umon local
at the Toronto JaIl. Mr Scanlon IS the umon Co ChaIr of the CorrectIOns MmIstry's
Employee RelatIOns CommIttee ("MERC") The other three employee wItnesses wIll be
referred to here, as they were m Dr Lewchuk's report, as officer #1, officer #6 and
officer # 10
[10] The employer called Dr WIllIam Gnam to respond to Dr Lewchuk's report Dr
Gnam IS a psychIatnst who also has a graduate degree m clImcal epIdemIOlogy and
health care research. He IS a Staff PsychIatnst and SCIentIst at the Centre for
AddIctIOn and Mental Health and a staff SCIentIst at The InstItute For Work & Health
m Toronto He IS also a Ph. D candIdate m health economICS at Harvard UmversIty
6
[11] The employer also called the current Supermtendent of the Toronto JaIl, Anna
GulbmskI, as well as the JaIl's actmg mamtenance coordmator Ms GulbmskI became
Supermtendent m October 2002 PrIor to that she had been Deputy RegIOnal DIrector
for Central RegIOn, whIch mcludes the Toronto JaIl, smce September 2001 She was
Deputy Supermtendent, AdmmIstratIOn at the Toronto JaIl from August 2000 to June
2001, and also worked at the JaIl durmg the perIod of the 2002 strIke She was a Staff
RelatIOns officer m the MmIstry for 10 years prIor to August 2000
The Toronto Jail
[12] The Toronto JaIl, sometImes referred to m the eVIdence as the Don JaIl, was
bUIlt m the 1958 to replace the nearby and much older Don JaIl. All but a small
percentage of the mmates mcarcerated at the Toronto JaIl are mdIvIduals aWaItmg
trIal or bemg trIed m Toronto courts The JaIl has 504 general populatIOn beds and 57
specIal needs beds Each of the JaIl's general populatIOn ranges has 36 cells wIth two
beds each, and a common area contammg tables, televIsIOn sets, telephones and a
shower area. The common area of a range IS enclosed by bars COs posted to the range
are ordmarIly statIOned outsIde the bars It was the umon's unchallenged eVIdence that,
by comparIson wIth other correctIOnal mstItutIOns m the provmce, the Toronto JaIl IS a
partIcularly nOISY, smelly, dreary and otherwIse unpleasant place to work, even when It
IS not overcrowded or understaffed.
[13] The core functIOns of correctIOnal officers mvolve care and custody of mmates
Most work as general duty staff on ranges, m segregatIOn areas or m A & D (admIttmg
and dIscharge), some work m the control room or as drIvers or laundry superVISIOn. The
ranges (A & C ranges) and segregatIOn areas (B landmgs) are where the mmates are
housed, fed and spend most of theIr tIme One range (5A) IS a medIcal range where
mmates wIth specIal medIcal needs are housed and where mmates needmg medIcal
treatment can be attended to by a doctor or nurse before returmng to the regular
ranges There IS also a specIal needs umt that houses mmates wIth mental health
problems
[14] A post audIt conducted at some tIme m the late 1990s determmed that the JaIl
needed a staff of 141 full tIme, classIfied correctIOnal officers In addItIon, the JaIl has
casual, unclassIfied correctIOnal officers to backfill permanent posItIOns when the
7
mcumbents are absent due to Illness, mJury, vacatIOn and so on. It IS no eVIdence that
the post audIt or any other MmIstry or local management rule specIfies that the
Toronto JaIl should have any partIcular number of unclassIfied COs on contract at any
tIme
[15] The number of full tIme posItIOns provIded for m the post audIt complement IS a
functIOn of the "budgeted" needs of the mstItutIOn. Some needs are not "budgeted" For
example, when an mmate has to go to a hospItal, he must be escorted by two specIally
tramed COs That need IS not budgeted. When It arIses, It can only be filled by
dIvertmg COs from budgeted needs - by cancellmg yard tIme or mmate programs for
whIch CO supervIsIOn would otherwIse be necessary, for example - or by havmg the
work performed on overtIme by staff members who would otherwIse be off duty
[16] The post audIt contemplated that two COs would be assIgned to each 36 cell
range durmg the day, when mmates are out of theIr cells, and one CO when the
mmates are locked m theIr cells at mght Once the populatIOn of a range exceeds 72,
some mmates have to be housed three to a cell, wIth one of the three sleepmg on a
mattress on the floor The JaIl's practIce IS that when the mmate populatIOn m a range
exceeds 79, an addItIonal CO IS assIgned to that range both day and mght, and that no
more than 99 mmates are housed m a range It IS the umon's belIef that thIS practIce IS
a result of an agreement reached durmg negotIatIOns m late 1989 or early 1990 Mr
Scanlon testIfied that those negotIatIOns followed protests about overcrowdmg at that
tIme at the Toronto JaIl and at other correctIOnal mstItutIOns (I note that reference to
those protests appears at page 4 of the Board's decIsIOn m Ulllon Gnevance, 582/90
(Kennedy), to whIch employer counsel referred m argument for other reasons) NeIther
party could locate any documentary eVIdence of such an agreement, however
[17] Whatever ItS orIgm may be, the JaIl's practIce creates a need for addItIonal posts
when mmate counts rIse above the threshold WhIle there IS no eVIdence of how those
posts were bemg filled when the grIevance was filled m 2001, It seems reasonable to
assume that the approach to staffing then was the same IS It was later, after Ms
GulbmskI became Supermtendent She testIfied that the need for those addItIonal posts
was not "budgeted," and that the posts were filled by paymg eXIstmg CO staff to do the
work on overtIme She noted that casuals are there to backfill for regular posts She
8
stated m cross exammatIOn that whIle "techmcally" she could hIre casuals on straIght
tIme to fill these addItIonal posts, "that IS not contemplated" No elaboratIOn or
explanatIOn of that statement was sought or offered.
The Infrastructure Renewal Project
[18] In 1996 the then MmIster announced that a number of the smaller or older
correctIOnal mstItutIOns m the provmce would be closed and theIr capacIty replaced
wIth new constructIOn. ThIs was the MmIstry's Infrastructure Renewal ProJect The
new constructIOn was to mclude a maJor expanSIOn of the Maplehurst facIlIty at MIlton
and two new "super JaIls", one to the east and one to the west of the Greater Toronto
Area at locatIOns that had not yet been determmed The Toronto JaIl was IdentIfied m
the announcement as one of the mstItutIOns that would be closed. Although no specIfic
closmg date was announced for the Toronto JaIl, Mr Scanlon testIfied that the tIme
frame the umon was gIven at the tIme of the announcement was 36 to 48 months
[19] At the tIme of that 1996 announcement and afterwards, the umon agreed that
older facIlItIes should be closed and replaced wIth new constructIOn, but questIOned the
strategy of replacmg them wIth superJaIls, partIcularly superJaIls located at a dIstance
from the Toronto area. Mr Scanlon testIfied that the MmIstry's plan was described to
the umon as a "bed neutral exercIse" m whIch the total number of mmate beds m the
provmce would not change ThIs would necessarIly result m a net decrease m the
number of beds wIthm easy drIvmg dIstance of Toronto courts For that and other
reasons, the umon's VIew was that more beds would be needed m the Toronto area than
the government planned to have WhIle sentenced mmates could be housed anywhere,
remanded mmates generally had to be housed wIthm a reasonable drIvmg dIstance
from the courts m whIch they were scheduled to appear Most of the populatIOn at the
Toronto JaIl were remanded mmates Beds located well outsIde the Toronto area were
not gomg to reduce the demand for remand beds wIthm the Toronto area. The umon's
VIew was that even If the remand populatIOn dId not mcrease, the employer could not
close the Toronto JaIl wIthout replacmg It WIth new beds m the Toronto area.
[20] The MmIstry's plan gave rIse to concerns about the redeployment rIghts of staff
at mstItutIOns scheduled to close That became the subJect of negotIatIOns between
umon and employer representatIves at the MmIstry Employment RelatIOns CommIttee
9
("MERC") Those negotIatIOns led to several complex agreements, one of whIch
provIded, among other thmgs, that staff at mstItutIOns wIth announced closmg dates
would have the opportumty to transfer to vacant posItIOns at mstItutIOns that were not
closmg or, m the case of the Toronto JaIl, not yet scheduled to close
Understaffing
[21] The 1996 announcement created Job securIty concerns for COs who worked at
mstItutIOns IdentIfied for closure, mcludmg those at the Toronto JaIl. Some officers at
the Toronto JaIl obtamed employment elsewhere, transferred to other mstItutIOns, qUIt,
retIred, or took a leave of absence wIthout pay to keep theIr optIOns open whIle
pursumg employment outsIde the OntarIO PublIc ServIce Mr CrOlsIer testIfied that
"qUIte a few" left, and that (as of June 2003) there had not been a full staff complement
at the JaIl smce 1997 When thIS grIevance was filed m July 2001 there were 11
acknowledged vacanCIes m the JaIl's complement of classIfied COs In addItIon, some of
the mcumbents of posItIOns not consIdered vacant were on leaves of one kmd or another
or had work restrIctIOns that the employer was accommodatmg
[22] Employer counsel put It to Mr Scanlon m cross exammatIOn that the MERC
agreements had affected the abIlIty of the Toronto JaIl to post and fill vacanCIes Mr
Scanlon acknowledged that the first MERC agreement made vacanCIes avaIlable first to
staff at closmg mstItutIOns on a lateral transfer basIs That agreement was fully
Implemented by the end of June 2001, he saId, and was not an ImpedIment to the fillmg
of vacanCIes thereafter That eVIdence was not contradIcted. No more than one of the 11
vacanCIes at the Toronto JaIl was filled pursuant to that agreement The eVIdence
before me IS that the number of unfilled vacanCIes mcreased thereafter In hIS
testImony Mr CrozIer noted wIthout challenge that at one pomt after July 2001 there
had been 36 vacanCIes m the complement.
[23] Mr CrOlsIer described the MmIstry's polIcy on fillmg vacanCIes as a "mysterIous
subJect." Apart from vacanCIes, some permanent COs had been on LTIP, or short term
sIckness, or other forms of leave, and the JaIl's management had also drawn on the CO
complement to fill actmg posItIOns m the first level of management, all of whIch had
reduced the number of COs aVaIlable to perform work m the JaIl. He also testIfied that
the number of casuals avaIlable to the Toronto JaIl had dwmdled when they could see
10
no path to long term employment at the mstItutIOn, that mstItutIOns not destmed to
close were more attractIve to new recrUIts He belIeved that new recrUIts had been
actIvely dIscouraged from gomg to mstItutIOns destmed to close, but the umon
presented no dIrect eVIdence of thIS
Inmate OvercrowdIng
[24] Ms GulbmskI was a member of the commIttee that had developed the
Infrastructure Renewal ProJect m the mId 1990s She testIfied that the commIttee and
ItS advIsors dId not predIct or antIcIpate that the remanded mmate populatIOn would
mcrease thereafter, nor that voluntary eXIt optIOns would be taken by as many
correctIOnal staff as actually dId so followmg the 1996 announcement I am not called
upon to assess whether those expectatIOns were reasonable havmg regard to the
mformatIOn avaIlable to the commIttee at the tIme
[25] In fact, the number of remanded mmates bemg tned m Toronto area courts rose
steadIly after 1996 Ms GulbmskI testIfied that It seemed to Mmlstry officIals, at least
m retrospect, that the causes of the mcreased numbers of remanded mmates mcluded
mcreases m the tIme taken to process ball applIcatIOns and complete tnals, and
government polIcIes lImltmg prosecutonal dIscretIOn to consent to ball for persons
accused of certam cnmes, whIch had the foreseeable effect of mcreasmg the number of
remanded accuseds who were mcarcerated pendmg tnal. The mcreased amount of JaIl
tIme per remanded mmate mcreased the number of such mmates m the JaIl at anyone
tIme Because Judges tend to gIve credIt for tIme served when Imposmg sentences, the
mcreased pre-tnal tIme served led to decreased perIOds of post convIctIOn mcarceratIOn,
further mcreasmg the ratIO of remanded mmates to sentenced mmates and addmg to
the pressure on mstItutIOns lIke the Toronto JaIl that acted pnmanly as detentIOn
centres for remanded or unsentenced mmates
[26] By the end of 2000, the mmate populatIOn at the Toronto Jml had reached about
575 In early 2001 It mcreased rapIdly to between 630 and 640 By the tIme thIS
gnevance was filed It had reached 650 The other two detentIOn centres m the Toronto
area (Toronto East DetentIOn Centre and Toronto West DetentIOn Centre) had also had
populatIOn mcreases, and could not relIeve the overcrowdmg at the Toronto JaIl.
11
[27] The steady mcrease m mmate populatIOn at detentIOn centres, partIcularly m
the Toronto RegIOn, was documented by the StatIstIcal ServIces branch of the
Mmlstry's CorrectIOnal ServIces DIVISIOn m October 2002 m a report entItled "Adult
CorrectIOnal InstItutIOns Court ACtIVIty Related to Remands 1995/96 - 2001/02" In
partIcular, It noted that from 1995/95 to 2001/2002, the average remand populatIOn at
the Toronto JaIl had mcreased 356 percent, the average length of tIme on remand had
mcreased 14 7 percent, and the utIlIzatIOn rate had mcreased from 1068 percent to
127 5 percent. From the yearly figures shown m that report, the fallacy of ItS 1996
assumptIOn that the provmce's remanded mmate populatIOn would not mcrease
thereafter must have been apparent to the Mmlstry well before 2001
[28] As a result of the planned constructIOn at Maplehurst, by Apnl or May of 2001
there were more beds at that facIlIty than were needed for ItS eXlstmg mmate
populatIOn. The Mmlstry's ongmal plan had been that once those extra beds were
avaIlable at Maplehurst It would close the Cambndge Waterloo DetentIOn Centre and
the Wellmgton DetentIOn Centre and transfer the mmates m those mstItutIOns to
Maplehurst. Mr Scanlon testIfied that m early 2001 the umon proposed to the
employer that It delay the closure of the Waterloo and Wellmgton facIlItIes, and use the
addItIonal Maplehurst beds to deal wIth the overcrowdmg at the three detentIOn
centres m Toronto The mformatIOn that the umon had been gIven by the employer at
the tIme was that the Wellmgton DetentIOn Centre was m good condItIon, and that the
only mechamcal or structural Issue at the Cambndge Waterloo DetentIOn Centre was
an HVAC problem that could be repaIred for $10,000 The employer dId not do as the
umon suggested, however It closed the Cambndge Waterloo DetentIOn Centre and the
Wellmgton DetentIOn Centre and transfer the mmates there to Maplehurst And the
mmate populatIOn at the understaffed Toronto JaIl contmued to nse
[29] It was put to Mr Scanlon m cross exammatIOn that the staff of the Wellmgton
and Waterloo mstItutIOns was needed at Maplehurst m order to staff the new beds
there Mr Scanlon responded that whIle the Cambndge Waterloo DetentIOn Centre and
the Wellmgton DetentIOn Centre were both closed m July 2001, almost none of the staff
at those mstItutIOns actually started at Maplehurst untIl the followmg May Durmg the
mtervenmg 10 months they were deployed to other mstItutIOns m the Western RegIOn.
He saId that durmg that 10 month perIOd Maplehurst was operated usmg the staff It
12
had had before the addItIonal beds were avmlable there HIS testImony m that regard
was uncontradIcted.
[30] Respondmg to Ms GulbmskI's testImony that the overcrowdmg and
understaffing at the Toronto JaIl m 2001 had not been somethmg the Mmlstry had
antIcIpated before 1996 when It announced ItS plan, umon counsel put It to her m cross
exammatIOn that "you could have changed the plan." She answered "I'm not at that
level." No one from "that level" testIfied m thIS proceedmg There IS no eVIdence before
me to explam why the government faIled to adJust the ImplementatIOn of the
Infrastructure Renewal ProJect when It became apparent that central assumptIOns of
the ongmal plan were mcorrect and that thIS was creatmg adverse consequences for the
Toronto JaIl, mcludmg very substantIal overtIme usage at premIUm rates
The Sabotage Report
[31] In Apnl 2001 the umon publIshed a report entItled "Sabotage How Harns
government polIcIes have mcreased the use of sIck tIme by OntarIO correctIOnal
officers" The report was a response to statements by the then Mmlster that the use of
sIck tIme by correctIOnal officers was "too hIgh", and that If sIck tIme was not reduced
the government would take correctIve actIOn, such as pnvatIzatIOn of pnsons In late
February 2001 CBC RadIO had asked the Mmlster what he thought was causmg the
hIgh sIck tIme use, and he had replIed that he dId not know WIth reference to the
questIOn that the Mmlster had been asked, the umon's Sabotage report saId that
ThIS report provIdes the answer Followmg Sterlmg s comments the OntarIo Pubhc
ServIce Employees Umon surveyed umon locals m 44 OntarIo correctIOnal facIhtIes
(see AppendIx) Survey results confirm that sIck tIme use IS chrectly Imked to pohcy
decIsIOns of the MmIstry of CorrectIOns
. Chromc overcrowdmg 61 per cent of mstItutIOns surveyed were operatmg
over capacIty l.e. WIth more mmates than beds on a regular or dmly
basIs
. Overcrowdmg has led to mcreased tenSIOn behmd bars resultmg m mcreased
threats and vIOlence to staff. 86 per cent of facIhtIes reported an mcrease m
threats to staff by mmates 80 per cent reported an mcrease m assaults on
staff by mmates ActIve mmate gangs were reported m '39 per cent of
facIhtIes
. 77 per cent reported an mcrease m the number of contraband Items bemg
found m searches 64 per cent reported findmg kmves and shIvs 89 per cent
reported fmdmg drugs
13
. Detenoratmg hygIene as a result of cuts to cleamng and mamtenance poses a
senous health hazard m the mstItutIOns 45 per cent of umon locals rated
hygIene at theIr mstItutIOns as eIther poor or very poor
. DIrty overcrowded conchtIOns mean many staff have been hIt by mfectIOus
chseases runnmg rampant m the mstItutIOns 65 per cent reported outbreaks
of commumcable chseases such as tuberculosIs hepatItIs menmgItIs and
scabIes Staff have been mfected through contact WIth mmates m 44 per cent
of mstItutIOns
. Cuts to health and SOCIal programs m the commumty have resulted m an
mcreased number of hIgh mamtenance mmates such as those WIth
psychIatnc problems or developmental chsabIhtIes 100 per cent of
mstItutIOns reported an mcrease m the number of these mmates bemg
mcarcerated. Only 2'3 per cent of mstItutIOns have a specIal needs umt for
housmg these mmates
. Trammg standards for new (contract) employees are m dIsarray 61 per cent
of facIhtIes saId new correctIOnal officers are never evaluated after theIr
onentatIOn penod.
. 95 per cent of mstItutIOns reported mcreasedlevels of psychologIcal chstress
among staff. resultmg m frequent Illness depressIOn. famIly and mantal
problems substance abuse anger pamc attacks and. as a result mcreased
absence from work.
The mexcusable conchtIOns found m Ontano correctIOnal facIhtIes are the dIrect
result of pohcy deCISIOns of the MmIstry of CorrectIOns Staff do not cause the
overcrowdmg that leads to mcreased tenSIOn. Staff are not responsIble for the
program cuts mSIde the facIhtIes Nor are they responsIble for program cuts m the
commumty that put more hIgh mamtenance mchvIduals behmd bars Staff chd not
cut cleanmg and mamtenance of the mstItutIOns Staff have not reduced officer
trammg standards
Staff do however have to bear the consequences of these dangerous pohcIes The
mformatIOn summanzed here draws a gnm pIcture of the hfe of an Ontano
correctIOnal officer It tells the truth about the awful deCISIOns that have
systematIcally dnven up SIck tIme use m correctIOnal facIhtIes
In cross exammatIOn, Mr Scanlon acknowledged that the Sabotage report dId not
IdentIfy correctIOnal officers' workmg large numbers of overtIme hour as a health
problem.
Local Health and Safety ComplaInts
[32] A MmIstry of Labour document dated February 21, 2001 refers to a work refusal
by someone at the Toronto JaIl relatmg m some way to "aIr qualIty" The document IS
marked as bemg the first of three pages NeIther of the partIes was able to locate the
other two pages The document records that "The aIr qualIty Issue m the mstItutIOn"
was to be addressed as a concern by the mstItutIOn's Jomt Health and Safety
CommIttee ("JHSC")
14
[33] In late Apnl 2001, Mr CrOlsler contacted the OccupatIOnal Health and Safety
Branch of the Mmlstry of Labour concermng management's response to earlIer
complamts and requests for documentatIOn that he had made The contemporaneous
notes of Dan Stevens, the JaIl's Deputy Supermtendent, descnbe those complamts as
"relatmg to staff shortages, exceSSIve overtIme and overcrowdmg and theIr effect on
health and safety" A document Issued Apn126, 2001 by Mr McNamara, the health and
safety officer who mvestIgated the matter, recorded that at that pomt Mr CrOlsler was
concerned about management's faIlure to provIde hIm wIth "reports or mformatIOn on
staffing and mmate populatIOn and agreements" and that "thIS Issue" "was the cause of
a recent work refusal." Apparently the employer's mltIal response to Mr CrOlsler's
requests for mformatIOn had been that whIle the mformatIOn would be made avmlable
to the JHSC, Mr CrOlsler would have to file a Freedom of InformatIOn request to obtam
It Mr McNamara's document stated that management had apparently been unaware
that Mr CrOlsler was a member of the JHSC, and when thIS was venfied management
had agreed to provIde the requested mformatIOn, and to mclude "mformatIOn on Issues
of overtIme whIch may contribute to potentIal fatIgue sItuatIOns" The document stated
that m addressmg the staffing Issues the partIes should address certam questIOns,
mcludmg whether a supposed wntten agreement dated November 27, 1989 remamed m
effect
[34] Deputy Supermtendent Stevens responded as follows by letter dated May 23,
2001
Dear Mr McNamara
I am wntmg m response to your report Issued on the 26 of Apnl 2001 concermng
staffing Issues at the Toronto JaIl.
In your report you have stated,
'In addressmg the staffing Issues the partIes shall address adchtIOnalItems such as
A) Are the Employer s best practIces bemg currently met
B) Comphmentmg task s through the Employer s Pohcy and Procedures
C) Has the ratIO of guards to mmate populatIOn changed recently or sIgmficantly
D) Vacant staff posItIons that rem am unfilled.
E) DIscussed the correspondence dated November 27 1998 [SIc] m whIch
staffing concerns are to be addressed mternally Please confirm If thIs wntten
agreement remams m effect or not
After havmg consulted WIth Mr CrOlsIer on the Issues of the report I offer the
followmg as the Employer s response to each
15
A) Yes the employer s best practIces are currently bemg met to every extent
possIble
B) Management contmues to evaluate the extent to whIch they can offer
programs based on staffing levels and to ensure to the extent possIble Its
pohcIes and procedures are bemg mamtamed and enforced.
C) The Mimstry does not staff Its InstItutIOns based on ratIO of mmates to
correctIOnal officers The InstItutIOns complement IS determmed through
Mimstry approved post allocatIOns
D) Management recogmzes and contmues to address the staffing needs of the
mstItutIOn m accordance wIth the Mimstry s staffing pohcIes and procedures
The Employer and the Umon, through the MmIstry ERC (MERC) have
negotIated an agreement whIch currently precludes the mstItutIOn from
fillmg ItS vacanCIes (see attached) Staff has been kept appraIsed of Issues
related to thIS area of concern. (see attached)
E) You have IdentIfied through your own sources a document dated November
27 1989 whIch the employer does not have m ItS possessIOn. A letter dated
May 8 2001 was forwarded to Mr J Goverde Umon Co-ChaIr on the Jomt
Health & Safety CommIttee requestmg productIOn of the saId document. (see
attached) To date none has been forthcommg.
In the absence of the November 27 1989 document that you have made
reference to the employer confirms that the past practIce of havmg an
adchtIOnal staff member assIgned to the hvmg umts whenever the mmate
umt count goes beyond a count of seventy-mne (79) WIll contmue.
[35] A MmIstry of Labour document dated May 29, 2001 refers to a work refusal by
Mr CrOlsIer concermng fire fightmg eqUIpment, temperature control and ventIlatIOn
problems Concerns IdentIfied m the health and safety officer's report mclude the
condItIon of two fire extmgUIshers, fluctuatmg temperatures, and an allegatIOn that the
ventIlatIOn system had not been mamtamed to provIde a safe, clean or adequate supply
of aIr "for the overcrowdmg condItIon." Mr CrOlsIer had apparently alleged that the
ductmg was partIally plugged and was "Inadequate for the bUIldmg because of
overcrowdmg" Management was asked to provIde documentatIOn on the mamtenance
of the system and have It mspected "for SIgns of exceSSIve bUIld up, pluggmg or mold"
[36] Mmutes of the June 21,2001 meetmg of JHSC record the followmg
RevIew of Work Refusals
RevIew of work refusals dated Apn12 '3 G 21 May 9 25 and June 19 2001
Issues of concern AIr Quahty TB and Staffing levels
As the aIr hancllmg system IS currently bemg worked on. It was agreed that upon the
completIOn of the repaIrs a report would be requested to IdentIfy the status of the AJT
Hancllmg System. In the mtenm Mamtenance WIll be addressmg the cleanmg of the
vents (surface) throughout the InstItutIOn. The cleamng of the complete aIr handlmg
system was completed (December 1999) wIthm the recommended three ('3) year
penod.
16
Current Mimstry PolIcy addresses the Issue of Inmates who are suspected of bemg a
carner of a commumcable chsease the CommIttee recommends that the Health Care
Staff contmue to IdentIfy the potentIal mmates at nsk and follow the establIshed
gmdelmes It IS further recommended. that a member of the Health Care Team
prOVIde a seSSIOn to staff on commumcable chseases durmg CPR and FIrst ",lid
Courses
Management recogmzes and contmues to address the staffing needs of the mstItutIOn
m accordance WIth the Mimstry s staffing polICIes and procedures The Employer and
the Umon, through the MmIstry ERC (MERC) have negotIated an agreement whIch
currently precludes the mstItutIOn from fillmg ItS vacanCIes We WIll contmue to
appraIse staff on Issues related to thIS area of concern.
[37] A subsequent MmIstry of Labour report dated July 25, 2001 deals WIth
management's alleged fmlure to do as the report of AprIl 26, 2001 had contemplated
The employer was formally ordered to have a qualIfied hygIemst conduct an mr qualIty
assessment of the facIlItIes' ventIlatIOn system to determme whether It "IS adequate for
the current populatIOn and VISItors therem," and prOVIde that report to the MmIstry of
Labour by September 2001 The reqUIred testmg was done by a thIrd party consultant
m August 2001 The consultant's report was delIvered to the MmIstry of Labour m
early September, under cover of a letter mdIcatmg that It was management's mtentIOn
to comply WIth the recommendatIOns m the report
[38] The consultant's report noted mInor defiCIenCIes and Issues that needed
addressmg, but overall concluded that the ventIlatIOn system was generally m good
condItIon and was supplymg adequate ventIlatIOn for the then current level of
occupancy The report made these findmgs
WhIle the quantIty of aIr supplIed to a work area IS vItal for chlutmg odours and
other contammants IAQ complamts may be related to comfort rather than
contammant levels Temperature and relatIve humIdIty can play a role m how people
perceIVe theIr enVIronment. Thermal comfort as defined earlIer IS a functIOn of
temperature humlChty and aIr motIon.
Overall, temperature readmgs were measured to be pnmanly wIthm the ASHRAE
recommended comfort range of 22.5 to 26 ODC for summer months RelatIve humIchty
was also measured to be wIthm recommended comfort lImIts Under these conchtIOns
the maJonty of bmldmg occupants should feel comfortable
The determmatIOn of C02 levels serves as a useful mdex of the degree of exchange of
outSIde aIr WIth bmldmg aIr Although the TWAEV for C02 IS 5 000 ppm and the
ALTER for C02 IS ::; '3 500 ppm It has been suggested that mdoor aIr havmg CO2
concentratIOns above 800 ppm can lead to occupant chscomfort (such as the onset of
headaches or fatIgue) espeCIally at elevated temperatures When the mdoor
envIronmental concentratIOn reaches 800-1 000 ppm complamts may escalate As
the carbon choxIde levels mcrease further the number of complamts WIll mcrease
sIgmficantly
17
Carbon choxIde concentratIOns were noted to shghtly exceed recommended ASHRAE
gmdelmes m only a few Cells Areas and Guard StatIOns durmg peak usage tImes
Most of the areas whIch had readmgs exceedmg 800 ppm of C02 were 10cated m the
basement and on the second floor of the bmldmg In all other areas tested. CO2
concentratIOns remamed below 800 ppm for most of the tIme samples were taken.
Thus our samplmg results suggested that the HVAC systems servmg the office
pubhc and general areas were supplymg adequate amounts of fresh mr to maJonty of
areas tested gIVen current occupancy conchtIOns (1.e to satIsfy a mmImum of 20
CFM/person of fresh outsIde mr)
In the Cells areas where C02 concentratIOns exceeded 800 ppm and Guard StatIOns
whIch had C02 concentratIOns above 1 000 ppm a thorough reVIew and mspectIOn of
the HVAC chstnbutlOn system should be performed and re-balancmg may be
reqmred m these areas to ensure that enough fresh mr IS actually reachmg these
areas durmg maxImum/peak occupancy reqmrements/conchtIOns
Although some areas were noted to exceed ASHRAE gmdelmes durmg peak
occupancy penods C02 concentratIOns remamed well below Health Canada s
recommended ALTER of::; '3500 ppm. Thus It should be emphasIzed that the CO2
concentratIOns measured m these areas may represent a comfort concern and are not
a chrect mchcatIOn of potentIal health concerns
A.lr flow measurements appeared to mchcate that the mam ABUs are performmg
close to theIr mtended deSIgn. Measurements also mchcate that gIVen current
capaCIty there should be ample quantItIes of outdoor mr supphed to all the occupIed
spaces Thus any area where shghtly elevated C02 concentratIOns were detected,
may reqmre some mochficatIOns an/or mamtenance to the HVAC systems to ensure
that there are no blocked, leakmg or damaged supply ducts Improper supply mr
balancmg or short cIrcmtmg
Mr CrOlsIer testIfied that the employer had done what the order reqUIred He
complamed that although the ducts were cleaned at that tIme, they had not been
cleaned smce He acknowledged that at the tIme of hIS testImony there was no
outstandmg order reqUIrmg that the employer do that, "yet"
[39] Mmutes of the September 25, 2001 meetmg of the JHSC record as follows
The meetmg was called to dISCUSS a number of Issues brought forward by Mr Chns
CrOlsIer durmg a work refusal on Saturday September 22 2001
2. HIgh Count of mmates m the Toronto Jml. as IdentIfied m the FIre Safety
PIan CnsIs Management pIan and the CorrectIOnal FacIhty Profile
'3 Staffing shortages mcluchng managers
It was agreed that the commIttee would dISCUSS each pomt separately The followmg
are the responses to each pomt.
2. HIgh counts Employee s pOSItIon IS that three separate IdentIfied counts for
the Toronto Jml. The first IS found m the FIre Safety PIan whIch IdentIfies
the count as approxImately 640 the CnsIs Management PIan whIch states
18
wIthm the descnptIOn of the bmldmg an operatIOnal capacIty of 561 and the
CorrectIOnal FacIhty Profile has the count as 560
The commIttees do not agree on thIs Issue referred to the ProvmcIal Health
& Safety CommIttee
'3 Staffing shortages mcludmg managers IS not the responsIbIhty of the Jomt
Health & Safety CommIttee The operatlOnal manager m consultatlOn the
[SIc] On call AdmmIstrator WIll determme based on staffing the extent to
whIch we can offer any programs ThIS m no way prohIbIts staff from
exercIsmg theIr ntes [SIc] under the Health & Safety Act
There IS no eVIdence about the outcome (If any) of the referral of Item 2 to the
ProvmcIaI Health and Safety CommIttee
Overtrme Work
[40] OvertIme opportumtIes at the Toronto JaIl are allocated m accordance WIth a
protocol agreed upon by the umon and the employer Officers sIgn a sheet mdlcatmg
the shIfts when they WIll be avaIlable to perform overtIme durmg the followmg month.
When an overtIme opportumty arIses and more than one officer has sIgned as avaIlable
for that shIft, the opportumty IS offered to the avaIlable classIfied CO WIth the lowest
number of overtIme hours worked that month, or to the most semor of such officers
when two or more have the same number of overtIme hours worked m the month. If the
offer IS declmed, the opportumty IS then offered to the next of the avaIlable classIfied
officers m accordance WIth thIS least hours/semorIty test. If none of the avmlable
classIfied officers agrees to work the overtIme, It IS then offered to any casual COs who
have mdlcated that they would be avaIlable
[41] If there IS stIll overtIme work to be assIgned after thIS protocol IS exhausted, the
employer canvasses COs who have not mdlcated that they would be avmlable The
employer has the rIght to reqUIre officers to work overtIme If there are msufficlent
volunteers, but that rIght was seldom exercIsed, eIther before or after the grIevance was
filed, and never after Ms GulbmskI became Supermtendent When the number of COs
avaIlable on regular hours or voluntary overtIme was not enough to staff all the
reqUIred posts, the JaIl's management preferred to adJust the operatIOn of the JaIl to
reduce the number of staff reqUIred
[42] Mr CrOlsler testIfied that when the employer could not fill posts m the day shIft,
It would first cancel the two yard officers and the program officer who transport
mmates to the yard or to programs (educatIOn, AlcoholIcs and NarcotIcs Anonymous,
19
John Howard, SalvatIOn Army, church and clergy groups, and so on) m the fifth floor
programs area. WIthout officers for those posts, the mmates' yard tIme and programs
would be cancelled If there were stIll not enough officers to fill the remammg posItIOns,
the employer would start lockmg down ranges - lockmg mmates m theIr cells and
puttmg the range mto "mght" mode, whIch elImmated the need for one officer on each
locked down range If some of the needed overtIme work mvolved hospItal escort dutIes,
arrangements were made to hand over custodIal responsibIlIty for the escorted mmates
to off-duty Toronto polIce officers (paId by the Mmlstry) at the hospItal.
[43] The JaIl has always had overtIme work and a group of officers who were eager to
perform It Mr CrOlsler testIfied that there was a core group of about ten officers who
worked most of the avaIlable overtIme m the 1990s As the number of avaIlable
overtIme hours mcreased, more classIfied staff began workmg substantIal numbers of
overtIme hours Officers were workmg 70 or 80 hours per week m some cases In 2001,
four or five officers at the Toronto Jml earned over $100,000 dollars each as a result of
theIr performmg substantIal amounts of overtIme In 2002, eIght officers earned over
$100,000 despIte bemg off work for several weeks as a result of the strIke that year In
Mr CrOlsler's VIew, some officers could handle that amount of work well, but most
could not.
[44] Some correctIOnal officers at the Toronto Jml worked no overtIme Mr CrOlsler
testIfied that "the half' who worked no overtIme had to work wIth those who dId He
saId that those who dId work overtIme were often lazy, lethargIc, and tIred at work,
complamed of aches and pams and headaches, and would sleep durmg theIr breaks and
take breaks of up to two hours Some staff would come m for a 12 hour shIft and
arrange wIth theIr partners to alternately work two hours and take two hours off.
SupervIsors were glad to have staff come m, so those bemg asked to work overtIme
could pIck where, when and how long they worked Mr CrOlsler saId that superVIsors
and schedulmg officers also used "gUIlt trIpS" to mduce reluctant officers to work
overtIme for example, they would tell an officer that "the guy you work wIth today
won't get breaks tomorrow" unless the officer volunteered to work overtIme In cross
exammatIOn he acknowledged that the two mdlvlduals who generally arranged for
overtIme were employees m the bargammg umt domg what would otherwIse be a
management Job
20
[45] Mr CrOlsler testIfied that staff members were frustrated by theIr partners'
sleepmg Verbal altercatIOns between officers were a regular occurrence He had even
wItnessed a physIcal altercatIOn among staff m the staff lounge over a staff member's
faIlure to respond to a code
[46] Mr CrOlsler saId hIS own expenence was that when he worked overtIme he was
tIred, dId not get enough fresh aIr, dId not eat well and started lettmg thmgs go ThIs
led to secunty lapses, he saId leavmg doors open when they should have been closed,
for example He saId he dId not know why he had accepted so much overtIme, he later
saId that loss of mcome durmg the stnke was part of It HIS belIef was that the motIves
of other officers for workmg overtIme were complex, and mcluded "greed" He doubted
that the officers who worked a lot of overtIme worned about the health consequences
He felt that those who worked overtIme were Jeopardlzmg the secunty of the
mstItutIOn, and stated that there were secunty lapses dally Apart from the references
to doors bemg left open, he gave no examples of thIS Nor was there any eVIdence that
he had reported any of these alleged breaches of secunty to management
[47] Mr CrOlsler testIfied that m the perIOd pnor to the filmg of the gnevance and
afterwards he had felt frustrated by management's mactIon concermng vacanCIes and
overcrowdmg, and frustrated by management's faIlure to take hIS concerns serIOusly
He saId staff had not felt supported m theIr Jobs by management. He observed that as
of June 2003, when he testIfied, thmgs had greatly Improved m terms of support at the
level of the mstItutIOn as a result of Ms GulbmskI's appomtment as Supermtendent,
but remamed ummproved at hIgher levels m the Mmlstry
[48] Officer #10 has been a correctIOnal officer smce February 1989 She had not
sought or worked overtIme She had been asked to work overtIme, and had sometImes
been told by a Captam or the general duty manager "your partner wIll be workmg
alone" If she dId not work overtIme StIll, she had not worked overtIme She saId that
durmg the 2000 - 2001 perIOd she was often workmg alone or wIth a partner who was
"too tIred" from workmg overtIme The partner would want to work at the desk whIle
she dId the "runmng around." She found her work more exhaustmg as a result She
testIfied that on more than one occaSIOn her partner had fallen asleep sIttmg besIde her
for "maybe Just a few mmutes," and she had had to nudge hIm awake In cross
21
exammatIOn she could not gIve specIfic dates for these fallmg asleep mCldents She saId
that the last occaSIOn was m the prevIOUS two weeks and that It had not caused any
partIcular problem. She stated that she found thIS embarrassmg when It occurred m
the presence of other, non custodIal JaIl staff. She added that she also "felt unsafe" She
complamed that superVIsors were not domg as many tours of the floors as they used to
do, were not supervlsmg, were not dealmg wIth COs who took breaks of more than an
hour She thought that superVIsors are aware of what was gomg on, and felt that It
should not be her Job to tell co. workers that what they were domg was wrong She
acknowledged that she had not reported any of her concerns to management, and could
not recall any occaSIOn when a superVIsor had seen her partner asleep at hIS or her
post.
[49] Officer #10 testIfied that the mstItutIOn was dIrtIer and nOISIer than It had been
when she started. Those who worked overtIme were generally IrrItable, she saId, and It
was hard to get the work done when there IS fightmg over who wIll do what. She
acknowledged havmg saId the thmgs attributed to "#10" m the Lewchuk report These
mcluded a deSCrIptIOn of an mCldent m whIch she was asked by a manager to deal wIth
a lawyer VISIt and she responded that she was alone There are supposed to be two
officers present when an mmate IS out of the cells She saId the manager offered to
come and SIt WIth her m a few mmutes If she would handle the VISIt, and then had
never shown up Officer #10 dId not claIm that thIS or any other alleged transgressIOn
by a superVIsor had been the subJect of complamt to management
[50] Officer # 10 referred to officers "cuttmg corners" and superVIsors Ignormg the
fact She acknowledged that officers had dIscretIOn as to how they dId theIr work, as
long as they "followed the rules" or stayed "wlthm parameter" She dId not expressly
claIm to have seen a co. worker fall to follow the rules or stay wlthm the parameters,
nor that she had reported to a superVIsor or seen a superVIsor Ignore a co.worker's
havmg done so She answered "yes" to the questIOn whether managers had overlooked
her domg thmgs she was not supposed to do, thmgs outsIde her normal dIscretIOn. She
was not asked to elaborate on those answers, however, and It IS not apparent that these
mCldents, whatever they were, mvolved securIty breaches or resulted m some way from
understaffing, overcrowdmg or relIance on overtIme
22
[51] Officer #1 has been a correctIOnal officer for 14 years He dId not work overtIme
As Mr CrOlsler and Officer #10 had done, he testIfied about officers' sleepmg m the
guard room or staff lounge and takmg long breaks When It was put to hIm m cross
exammatIOn that he had not reported to a superVIsor that someone had "deserted hIS
post" by takmg a break that was too long, he replIed that he had done so He saId that
the supervIsor's response to hIS report was "your partner fucked you over" He dId not
know whether the superVIsor had spoken to hIS partner as a result, but answered "yes"
when asked whether hIS partner seemed aware that the wItness had spoken to the
superVIsor about hIm. Officer #1 also referred to an mCldent m whIch hIS backup "fell
asleep on hIS feet" whIle the wItness was supervlsmg showers He acknowledged that
he dId not know how much overtIme, If any, that CO had been workmg m the penod
pnor to the mCldent, but he assumed that he had been workmg overtIme He dId not
claIm to have reported thIS or any other sImIlar mCldent to management.
[52] Officer #1 testIfied that he had saId the thmgs attributed to hIm m the Lewchuk
report, mcludmg thIS observatIOn
In the current clImate everybody IS needed, so If you are casual and you don't want to
work or you Just want to screw around all day long well you can get away wIth It
Because they have no means of dealmg wIth It now
He also testIfied that he had observed co-workers paymg no attentIOn to temporary
superVIsors from the bargammg umt who (m hIS VIew) would not know how to Impose
dlsclplme and, If they dId, would be chastIsed for domg so when they returned to the
bargammg umt He observed that the level of conflIct between officers had gone up as
the amount of overtIme worked went up He saId that verbal confrontatIOns between
officers were a regular occurrence and that he had had to step m between officers to
prevent a phYSIcal altercatIOn. He dId not elaborate on the apparent causes of the
confrontatIOns, or suggest that they had been wItnessed by or reported to management.
[53] Officer #6 IS one of the small number of classIfied COs who have always worked
consIderable amounts of overtIme When he started as a part-tIme CO he worked two
Jobs After he became a full-tIme CO m 1994 he worked an extra shIft of 10 to 12 hours
weekly As tIme went on thIS mcreased to two or three overtIme shIfts a week, even
before there was any overcrowdmg or sIgmficant staff shortage HIS regular work
schedule IS a combmatIOn of 8 and 12 hour shIfts In addItIon to workmg shIfts on hIS
23
scheduled days off, he has also worked "doubles" - 16 hours at a tIme a regularly
scheduled 8 hour shIft ImmedIately followed or proceeded by and 8 hour overtIme shIft.
ThIs officer testIfied that he had often worked three to five doubles m a row, and had
once worked 18 doubles m a row He saId he worked at least 60 hours a week every
week. He explamed that he was domg It for money, because the JaIl was closmg he
mIght not have a Job later, so he felt he had to make money now He also mentIOned
that sometImes he decIded whether to stay based on how badly they need hIm at the
JaIl, that he felt an oblIgatIOn to coworkers In cross examInatIOn, Officer #6
acknowledged that when he completes the forms for the overtIme protocol he shows
that he IS avmlable for every shIft for whIch he IS not already scheduled, and he rarely
refuses an opportumty to work overtIme He too testIfied that those workmg overtIme
were tIred, sleepy and confrontatIOnal.
[54] Mr CrOlsler and officers #1 and #6 all testIfied that by 2000 or so the workmg of
overtIme had become competItIve among certam officers, that they compared the
number of hours worked and the figures mcome reported annually for CIVIl servants
earmng over $100,000 dollars and tned to outdo one another m numbers of hours
worked and amounts of mcome earned
[55] Mr Scanlon agreed m cross exammatIOn that nearly all correctIOnal mstItutIOns
have a protocol wIth respect to the allocatIOn of overtIme opportumtIes He conceded
that a CO who was not offered an overtIme opportumty to whIch he or she was entItled
under the applIcable protocol would have the nght to gneve, and that there are qUIte a
few gnevances about allocatIOn of overtIme across the system. When asked whether the
umon would obJect If an officer was refused an overtIme opportumty because the
employer thought s/he had already worked too many hours, he replIed that It would
depend on the mdlvldual cIrcumstances, mcludmg whether there had been complamts
that the person was not functIOnmg He agreed that management would have to pomt
to eVIdence that the person was not capable of performmg the Job He noted that he had
made a health and safety complamt and had someone sent home who was scheduled to
work 32 hours m a 36 hour perIOd He saId that there IS a practIce that someone should
not work more than 16 hours at a stretch, wIth 8 hour breaks before and after
24
[56] The JaIl keeps records of the numbers of hours of overtIme pmd for correctIOnal
and custodIal overtIme and the reasons that the overtIme was needed In July 2001, the
month m whIch thIS grIevance was filed, the JaIl pmd for 6386 hours of overtIme Of
those hours, 2128 were saId to relate to addItIonal posts, 1098 to vacanCIes, 558 to
hospItal and other escorts and 271 to trammg Illness, holIday lIeu tIme, vacatIOn,
accommodatIOn, WSIB, secondments, temporary assIgnments, matermty leave and
other forms of leave accounted for all but 98 hours of the balance The total overtIme
hours worked m each of the prevIOUS SIX months (January through June 2001) ranged
between 5947 and 6529 hours
[57] The followmg annual figures show the trends m pertment categorIes of overtIme
use
Hours referable to
Total overtIme adchtlOnal hospItal and
FIscal vear hours posts vacanCIes other escorts
Apr 1999- 50946 9018 2724 18 505
Mar 2000
Apr 2000 - 71 045 16977 10554 9926
Mar 2001
Apr 2001- 72,718 25 730 12,183 6592
Mar 2002
Apr 2002 - 81 493 29 188 23 050 6,355
Mar 200:3
Apr 2008 - 80 049 11 986 7811 13,267
Mar 2004
[58] There was a substantIal change m the overtIme pIcture m 2003 In and after
August 2003, there were almost no hours of overtIme attributable to addItIonal posts
Inmate overcrowdmg had been elImmated by then, as a result of the Adult Male
Remand PopulatIOn ProJect announced m mId May 2003 That proJect mvolved the
reallocatIOn of mmates among Toronto mstItutIOns and from Toronto mstItutIOns to
Maplehurst and from Maplehurst to other more dIstant mstItutIOns Although the
eVIdence before me does not reveal how It came about, the overtIme data also shows
25
that the hours of overtIme attributed to vacanCIes fell below 200 per month m and after
December 2003
[59] DespIte the elImmatIOn of overcrowdmg and vacanCIes as causes for overtIme,
the monthly overtIme figures contmued to range between 5448 and 7260 hours per
month m the penod from August 2003 to Apnl 2004 As Ms GulbmskI testIfied, It
appears from the data that thIS was largely the result of mcreased use of correctIOnal
officer overtIme for escort work. EarlIer, when more correctIOnal officer overtIme had
been needed m the mstItutIOn, most escort work had been performed by off-duty
Toronto polIce officers When the need for officers to cover addItIonal posts and
vacanCIes on overtIme decreased, more escort work was offered on overtIme and
accepted on a voluntary basIs by correctIOnal officers at the Toronto JaIl As employer
counsel noted, there was no supposed adverse consequence to others If officers declmed
thIS work, yet It was accepted m almost the same volume as overtIme work wIthm the
mstItutIOn had been accepted earlIer - Illustratmg, m hIS submIssIOn, that the earlIer
work was truly voluntary
The Issue of AIr Quahty and LIghting
[60] The employee wItnesses, partIcularly Mr CrOlsIer, commented on the absence of
outsIde lIght wIthm the mstItutIOn. That charactenstIc of the mstItutIOn contributes to
ItS dreary mtenor appearance, but despIte the bald assertIOns of the umon and Dr
Lewchuk m thIS regard there IS no actual eVIdence before me that the bUIldmg's
lIghtmg creates a nsk to health or safety
[61] The bUIldmg's HV AC system was retrofitted m the penod 1996 98 The bUIldmg
went "smoke free" m 2000/2001 All wItnesses WIth whom that change was raIsed
conceded that aIr qualIty seemed better thereafter Mr CrOlsIer testIfied about seemg
dust m the vents, and that there were complamts about vanatIOns m temperature
Officer #10 claImed to have seen both dust and mold m the vents, but It IS not clear
when or where The consultant's report referred to earlIer at paragraph [38] contams
the only quantItatIve assessment of aIr qualIty Issues m the eVIdence before me
[62] Maunce Anderson has been the mstItutIOn's mamtenance coordmator smce
September of 2002, and m that capacIty has access to mamtenance records for earlIer
penods Those records show that mamtenance was regularly performed, mcludmg
26
replacement of vent filters and pressure testmg He noted that there are complamts
about temperature from tIme to tIme, but he has had the expenence of havmg one staff
member saymg that a partIcular area IS too hot when another complams that the same
area at the same tIme IS too cold
The Lewchuk Study
[63] Professor Lewchuk's formal post secondary educatIOn was m economICS HIS
graduate work was m economIC hIstory In the course of that work he became mterested
m the evolutIOn of work orgamzatIOn m the auto mdustry HIS doctoral thesIs focused
on the mtroductIOn of the Ford assembly lme mto the BntIsh auto mdustry Smce then
he has contmued to study work orgamzatIOn Issues m the auto mdustry and other
workplaces ThIs work brought hIm mto contact wIth medIcal researchers Peter Schnall
and Paul LandsbergIs, who were studymg the Impact of psycho SOCIal aspects of work
orgamzatIon on wor kers' heal th outcomes and partIcularly the mCIdence of
cardIOvascular dIsease They formed a research team to explore lmks between work
orgamzatIOn and health outcomes m Ontano auto plants Dr Lewchuk has also
collaborated wIth researchers at York UmversIty studymg the lmk between work
orgamzatIOn and health outcomes of those engaged m part-tIme, temporary and self-
employed contract work. He describes hIS specIalty as drawmg out from workers theIr
expenence of the work process
[64] The nature of the study undertaken by Dr Lewchuk m thIS matter IS described
m the IntroductIOn to hIS Apnl2003 report
ThIs assessment was prepared for the Ontano Pubhc ServIce Employees Umon. It
exammes the conchtIOns of work at the Don JaIl. I was asked by the Umon to assess
whether under-staffing and the resultmg levels of overtIme represented a health nsk
and to offer recommendatIOns If any ansmg out of my assessment. The assessment
provIdes eVIdence m support of the umon s claIm that long hours of work represent a
potentIal health nsk to the staff of the Don JaIl.
The assessment IS based on
. A reVIew of the key hterature on long hours of work and health and the
hterature on work orgamzatIOn and health.
. Documents provIded by management on staff shortages and the prevalence of
overtIme worked at JaIl durmg 2001 & 2002
. Eleven mtervIews WIth correctIOnal officers at the Don JaIl conducted by the
author durmg February of 2008 The sample was constructed to represent the
three mam areas of the JaIl. the ranges admIssIOns & chscharges and
medIcal. It also represented officers workmg dIfferent levels of overtIme Four
27
of the eleven worked fewer than 12 hours of overtIme each week. The
remamder worked 12 or more hours
. Two mtervIews wIth the local umon presIdent and a phone mtervIew wIth the
person responsIble for schedulmg at the JaIl.
. A short survey chstnbuted to all permanent correctIOns officers wIth theIr
Februarv pay cheques The survey mcluded the 14 questIOn Karasek Job
Content QuestIOnnaIre (JCQ) and the 17 questIOns that make up the effort
reward Imbalance scale developed bv SIegnst (See appenchx one) Nmetv
surveys were chstnbuted and 52 were returned for a response rate of 58%.
The eleven mtervIewees were selected for Dr Lewchuk by the umon. The survey
referred to m the last bullet pomt also contamed questIOns about current health status
Karasek and SIegrIst are the prmcIpal authors of studIes concermng the measurement
of psychoSOCIal Job characterIstIcs and assessment of (among other thmgs) the
relatIOnshIp between chromc workplace stressors and adverse health outcomes such as
heart dIsease
[65] In a sectIOn of hIS report entItled "Long Hours and Health", Dr Lewchuk stated
that
Long hours may affect health outcomes m two chfferent ways Long hours or work
may Itself be stressful. leadmg to maladaptIve behaVIOrs such as smokmg over-
eatmg lack of exerCIse and drug use Workmg long hours may also extend the
duratIOn of exposure to other work related health nsks mcludmg ergonomIc nsks
chemIcal toxms work related fatIgue Job stram effort reward Imbalance and other
stressor [SIc] resultmg from the orgamzatIOn of work.
He cIted a study that found a relatIOnshIp between hours of work and reductIOn m
subJectIve qualIty of lIfe, mcreases m weIght, body mass mdex and WaIst cIrcumference,
mcreases m smokmg, alcohol consumptIOn and depressIOn. He also cIted a study that
found that overtIme mcreased blood pressure and heart rate, and studIes that found a
relatIOnshIp between hours worked and mCIdence of acute myocardIal mfarctIOn. He
noted that one study found that long hours had no effect on blood pressure
[66] In a sectIOn called "Work OrgamzatIOn and Health Outcomes", Dr Lewchuk
described the concepts of "Job stram" and "effort reward Imbalance" as havmg arIsen
out of attempts to explam observed dIfferences m the rates of death and Illness of
people m dIfferent Jobs when those dIfferences m rates of death and Illness cannot be
explamed by dIfferences m the degrees of rIsk arIsmg from dangerous substances or
bIOmechamcal hazards
28
Karasek and Theorell developed what IS known as the Job Demand Control (JD-C)
model. They pomted to Job stram defined as the combmatIOn of hIgh psychologIcal
workload demands and low decIsIOn latItude or control as a key health rIsk.
PsychologIcal demands are measured by questIOns askmg Is work excessIVe? Are
there conflIctmg demands? Is there tIme for work? Is It too fast or too hard? DeCISIOn
latItude IS measured by questIOns askmg Can employees make theIr own deCISIOns?
Can they choose how to do theIr Job? Do they have a say on the Job? Do they take part
m deCISIOns? Researchers usmg the JD-C model have shown that a varIety of health
problems mcludmg hIgh blood pressure and carchovascular chsease are more
common where employees are exposed to Job stram For mstance heart chsease IS
more common amongst overworked cashIers and Ime workers than amongst
overworked executIves
SIegrIst argues that an Imbalance between costs and gams at work (1.e hIgh
effort/low reward conchtIOn) results m a state of emotIOnal chstress WIth specwl
propensIty to autonomIC arousal and assocIated stram reactIOns The ERI model does
not abandon the earher focus on control at work or workload. Rather It places control
and workload m the context of a broader and deeper set of SOCIa 1 forces and It
mtroduces rewards as a key factor determmmg levels of stress In the ERI model,
effort at work IS vIewed as part of a SOCIally orgamzed exchange WIth workers
receIVmg rewards from SOCIety Those rewards mclude money esteem and status
control. When effort and rewards are Imbalanced, the mchvIdualIs stressed and m
the long-run IS more hkely to experIence negatIve health outcomes
In the orIgmal study usmg thIs model. SIegrIst (1996) showed that the rIsk of
acute myocarchal mfarctIOn sudden cardIaC death. and coronary heart chsease was
most elevated m those WIth at least one mchcator of hIgh effort and at least one
mchcator of low reward~) 34) More recently the WhItehall II study has uncovered a
sIgmficant relatIOnshIp between effort reward Imbalance and mcreased rIsk of
alcohol dependence psychIatrIC dIsorder long spells of SIckness absence and poor
health functIOnmg.
[67] Followmg hIS lIterature survey, Dr Lewchuk's report prOVIded a deSCrIptIOn of
the workplace and of the Issues that emerged from hIS mtervIews of correctIOnal
officers, Illustrated by quotes from the mtervIews As I noted earlIer, the umon agreed
that the quotes were not eVIdence of the truth of theIr contents m respect of any
matters m dIspute
[68] Dr Lewchuk prepared and admmIstered a survey that described m hIS report as
follows
The survey mcluded the 14 questIOns from the JCQ questIOnmre used by Karasek to
calculate Job stram. It mcluded 17 questIOns used by SIegrIst to calculate effort
reward Imbalance A number of health questIOns were added mcludmg the self rated
health questIOn used m the NatIOnal PopulatIOn Health Survey and questIOns on
hypertensIOn, exhaustIOn pam and sleep problems
29
[69] The survey document Itself began wIth thIS explanatIOn
ThIS survey IS bemg done by researchers at McMaster UmversIty at the request of
your umon OPSEU We are lookmg at workmg conchtIOns and health at the Don JaIl.
All responses WIll be treated confidentIally Surveys WIll be coded and analyzed at
McMaster Reports WIll be based on summary data. not mchvIdual data. If you choose
to complete thIS survey you are consentmg to the use of your responses many
reports PartIcIpatIOn IS voluntary
PartIcIpants were asked to WrIte m theIr Job tItle, age, sex and number of years worked
at the JaIl They were not asked about the number of hours they had worked. In a
sectIOn entItled "Workload and control", partIcIpants were asked whether they "strongly
agree", "agree", "dIsagree" or "strongly dIsagree" WIth each of the followmg questIOns
1 My Job reqUIres that I learn new thmgs
2. My Job mvolves a lot of repetItIve work.
'3 My Job reqUIres me to be creatIve
4. My Job allows me to make a lot of deCISIOns on my own.
5 My Job reqUIres a hIgh level of skIll.
G On my Job I have very httle freedom to decIde how I do my work.
7 I get to do a vanety of dIfferent thmgs on my Job
8 I have a lot of say about what happens on my Job
9 I have an opportumty to develop my own specwl abIhtIes
10 My Job reqUIres workmg very fast.
11 My Job reqUIres workmg very hard.
12. I am not asked to do an exceSSIVe amount of work.
1'3 I have enough tIme to get the Job done
14. I am free from conflIctmg demands others make
The next sectIOn of the survey, entItled "Effort and Rewards," contamed two sets of
questIOns WIth whIch the partIcIpant was asked to agree or dIsagree When they
answered "dIsagree" m answer to any of the first seven questIOns or "agree" m answer
to any of the last ten, they were also asked mdIcate whether they were "not at all
dIstressed", "somewhat dIstressed", "dIstressed" or "very dIstressed" by the SItuatIOn
1 I receIVe the respect I deserve from my supenors
2. I receIVe the respect I deserve from my colleagues
'3 I expenence adequate support m dIfficult SItuatIOns
4. My current occupatIOnal pOSItIon adequately reflects my educatIon and trammg
5 ConsIdermg all my efforts and achIevements I receIVe the respect and prestIge I
deserve at work.
30
G Comndermg all my efforts and achIevements my work prospects are adequate
7 Consldermg all my efforts and achIevements my salary/income IS adequate
1 I have constant tIme pressure due to a heavy work load.
2. I have many mterruptIOns and chsturbances m my Job
'3 I have a lot of responslblhty m my Job
4. I am often pressured to work overtIme
5 My Job IS physIcally demandmg
G Over the past few years my Job has become more and more demanchng.
7 I am treated faIrly at work.
8 I have expenenced or I expect to expenence an undesIrable change m my work
sItuatIOn.
9 My Job promotIOn prospects are poor
10 My Job secunty IS poor
The answers to these questIOns were used to calculate JCQ control and workload
figures and ERI ratIO m accordance wIth formulas apparently deVIsed by the ongmal
authors of the survey questIOns
[70] Dr Lewchuk's report saId thIS about the survey and ItS results
Job stram denved from the Karasek Job Demand Control model was mtroduced m
SectIOn One Job stram IS used extensIVely to predIct the health effects of work
orgamzatIOn. The core prechctIOn IS that as control falls and workload mcreases
health nsks mcrease Responses to a senes of questIOns are used to calculate a
workload mdex and a control mdex. These are then used to chvlde the sample mto
four quadrants A hIgh stram quadrant where workload IS above average and control
below average an actIve quadrant where both workload and control are above
average a low stram quadrant where control IS above average and workload below
average and a paSSIVe quadrant where both workload and control are below average
Followmg a number of other studIes we use the mechan values from the Cornell
HypertensIOn study as our cut pomts for above and below average scores on the two
mchces
The hIghest health nsks are prechcted m the High Stram quadrant where control IS
low and workload IS hIgh. There IS some debate about whIch quadrant has the least
nsks Those m the ActIve quadrant benefit from a posItIve work expenence and
actIve learmng whIle those m the 'Low Stram quadrant enJoy a relaxed work
enVIronment. Both enJoy below average health nsks Those m the PassIVe quadrant
suffer from a gradual atrophymg of learned skIlls and ablhtIes and a lack of
motIvatIOn. Health nsks are hkely to be average
FIgure Two presents results from the survey responses at the Don JaIl for
correctIOnal officers and compares them wIth Job stram measures from a number of
other work sItes mcludmg a large pubhc sector office settmg and a large
manufacturmg settmg. CorrectIOnal officers (C02) were located m the hIgh stram
quadrant of the figure They enjoyed about the same level of control as pubhc sector
workers m an office settmg less than skIlled trades and techmcal, office and
professIOnal workers m a manufacturmg settmg and more than assemblers m a
31
manufacturmg settmg. TheIr workload was hIgher than all of the Job classIficatIOns
m the manufacturmg settmg and less than publIc sector office workers
These results suggest that correctIOnal officers are exposed to Job stram wIth the
assocIated mcreased nsk of va no us stress related Illnesses
[71] The Lewchuk report arnved the followmg conclusIOns and recommendatIOns
Havmg exammed the mtervlews analyzed the survey data and agam revIewed the
lIterature mcluchng my own studIes m the field, I have concluded the followmg
. CorrectIOnal officers report below average health status and hIgh levels of
hypertensIOn and sleep chsorders
. The average correctIOnal officer IS workmg over GO hours a week. \Vork weeks
of 80 hours per week and more are common.
. There IS a hIgh probabIlIty that the relIance on overtIme at thIs workplace IS
affectmg the health of correctIOnal officers
. Long hours of work are affectmg the health of those who work long hours as
well as those who contmue to work normal hours
. The physIcal conchtIOns of the Job aIr qualIty and lIghtmg are not conducIVe
good health.
. The orgamzatIOn of work has led to both Job stram and effort reward
Imbalance
. The culture at thIs workplace IS such that It cannot be left to the staff to
refuse workmg long hours ThIs wIll only be done by the employer mcreasmg
staff that all posts m the JaIl can be filled wIthout recourse to overtIme
Accordmgly I recommend that the employer
. Increase staffing levels so that the Don JaIl IS m complIance wIth the Ontano
Employment Standards Act.
. In partIcular the employer should mcrease staffing levels to be m complIance
wIth sectIOns 18(1) 18(3) and 18(4) of the act as follows
. 18(1) An employee must have at least 11 consecutIve hours free from
performmg work m each day
. 18(3) An employee must also have at least eIght consecutIve hours free
from performmg work m between shIfts
. 18(4) An employee must also receIVe at least 24 consecutIve hours off
work m each work week. or 48 consecutIve hours off work m every two
consecutIve work weeks
. As staffing levels mcrease Job stram wIll fall and fewer staff wIll face effort
reward Imbalance To speed thIs process the employer should create a Jom
labour management commIttee to evaluate managenal practIces at the JaIl
wIth the obJectIve of ensurmg that eXlstmg standard orders are followed and
that steps are taken to ensure staff are supported m theIr relatIOns wIth
mmates
. Steps should be taken to Improve aIr lIghtmg and nOIse levels at the JaIl.
SpecIal emphasIs should be gIVen to lImltmg mmates dIrect access to
correctIOns officers
32
Dr Gnam's CrItique of the Lewchuk Report
[72] As noted earher m paragraph [10], Dr WIlham Gnam IS a psychIatnst and
chmcal epIdemIOlogIst. The employer engaged Dr Gnam to evaluate Dr Lewchuk's
report Dr Gnam provIded a wntten evaluatIOn, whIch he explamed m hIS testImony
He agreed that
The Karasek model, the effort reward Imbalance model, and theIr respectIve
measures (the JCQ and the ERI questIOnnaIre) represent establIshed and valIdated
models III re,'-;earch '-;ettlllf.?" for measurmg charactenstIcs of work orgamzatIOn whIch
are nsk factors for (assocIated wIth) a vanety of adverse health outcomes
(emphasIs added) He noted, however, that the aSSOCIatIOn most clearly estabhshed m
the hterature was between the control dImensIOn of the JCQ and nsk of cardIOvascular
dIsease, fewer than 40% of studIes had found aSSOCIatIOn between cardIOvascular
dIsease and the Job demand dImensIOn, and aSSOCIatIOns between JCQ and other health
nsks were also less clearly demonstrated He noted that the ERI had been employed m
fewer studIes, and that the WhItehall II study had found that the mcreased nsks
assocIated wIth ERI were relatIvely small. He felt It was also Important to note that Job
stram was only one of several factors known to mfluence the nsk of cardIOvascular
dIsease
[73] As for long hours of work, Dr Gnam's opmIOn was that "Dr Lewchuk's report
overstates the strength of the sCIentIfic eVIdence demonstratmg an aSSOCIatIOn (or
causal relatIOnshIp) between long work hours and adverse health outcomes" Dr Gnam
noted that the eXlstmg studIes m thIS area suffered from methodologIcal hmltatIOns of
one sort or another that affected the rehablhty of theIr results, and that apart from
methodologIcal hmltatIOns, the pubhshed eVIdence m thIS area does not consIstently
demonstrate a relatIOnshIp between long work hours and adverse health outcomes, as
Dr Lewchuk's report acknowledged. He had thIS to say about Dr Lewchuk's attempt to
lmk long hours of work and work orgamzatIOn
Dr Lewchuk concludes 'TheIr work alerts us to the need to consIder both hours of
work and the context under whIch those hours are worked to understand work
related health. WhIle thIs statement appears to Imply that (long) work hours and
work orgamzatIOn may be related m some manner the report does not develop thIs
argument further Dr Lewchuk does not for mstance assert that long work hours
may have greater adverse health effects If they occur m the context of Job stram or
ERr. The report provIdes no eVIdence that meanmgfully aSSOCIates work hours wIth
work orgamzatIOn measures for example no data are presented whIch establIsh that
workers who reported Job stram or ERI tended to have longer work hours To my
33
knowledge there are no publIshed studIes whIch measure work hours m conJunctIOn
wIth Job stram and/or ERI and demonstrate a relatIOnshIp between these factors and
health outcomes
ThIs cntIque of eXlstmg studIes does not Imply that there IS no eVIdence relatmg long
work hours to III health. What It does establIsh IS that the strength of eVIdence
relatmg long work hours to ill health IS much weaker than that relatmg work
orgamzatIOn to adverse health outcomes In adchtIOn the mtenslty and duratIOn of
long work hours necessary to cause III health has not been establIshed sCIentIfically
WhIle not acceptmg Dr Lewchuk's VIew of the matter, Dr Gnam dId state m hIS report
and m hIS testImony that
It IS also my opmIOn (based predommantly on clImcal Judgment and expenence)
that extreme work hours (defined as workmg 80 hours or more per week on a
consIstent basIs over several months) would lIkely result m decreases m health
status such as reduced sleep hours and daytIme somnolence However these health
status changes would be reversIble upon the resumptIOn of normal (or near-normal)
work hours
[74] Dr Gnam was cntIcal of the methodology by whIch Dr Lewchuk came to hIS
concluSIOns, partIcularly the conclusIOn that health problems reported by correctIOnal
officers at the Toronto JaIl were the result of theIr workmg there
The most Important flaw m Dr Lewchuk s methods IS that he only consIders
occupatIOnal exposures as a potentIal determmant of correctIOnal officers health.
ThIs represents a form of reductIOmsm that almost no clImcIan or health researcher
would accept Health status IS determmed by numerous factors mcludmg genetIc
endowment pennatal and chIldhood exposures lIfestyle habIts SOCIal networks
famIly neIghborhood and commumty factors and health servIce utIlIzatIOn.
OccupatIOnal exposures represent only one category of many health determmants In
order to demonstrate that health problems suffered by correctIOnal officers are
caused by or matenally related to workplace exposures Dr Lewchuk would have to
explIcItly consIder and control for the effects of other health determmants In hIs
report however there IS no effort to do so
The most relevant questIOn for Dr Lewchuk to address related to the correctIOnal
officers health status IS the followmg what was the health status of correctIOnal
officers at the Don JaIl who had certam occupatIOnal exposures (long work hours and
alleged ERI and Job stram) compared to the health status the officers would have
had wIthout such exposures? However m order to Isolate the (causal) effect of
occupatIOnal exposures It would clearly have been necessary to IdentIfy and control
for other determmants of health.
There are many feasIble methods by whIch an mvestIgator can attempt to control for
multIple health determmants whIle Isolatmg and measurmg the effect of the
exposure (m thIs case the occupatIOnal exposure) of mterest. Almost all such
methods use a control or companson group For example m studymg the relatIOnshIp
between occupatIOnal exposures and health status Dr Lewchuk could have
compared the health status of correctIOnal officers at Don JaIl to a comparable group
of correctIOnal officers at another work sIte
Dr Gnam also noted that
34
persons may have nsks for adverse health outcomes but never expenence such
outcomes For Dr Lewchuk s study the dIrect ImplIcatIOn IS that m order to
demonstrate that adverse health outcomes related to Job stram and ERI occurred, It
IS not sufficIent to show that Job stram and ERI prevaIled among correctIOnal officers
[75] As I noted earher, at the very end of the hearmg the umon abandoned the claIm
that health problems actually expenenced by correctIOnal officers at the Toronto Jml
had resulted from theIr workmg there I wIll say no more about Dr Gnam's cntIclsms of
Dr Lewchuk's methodology and conclusIOns m that regard, except when they also bear
on the umon's remammg claIm that correctIOnal officers at the Toronto Jml were
exposed to health nsks I wIll say, however, that the eXIstence of the deficIencIes that
Dr Gnam IdentIfied m hIS analysIs of the Lewchuk report's support for the now
abandoned claIm casts doubt on the ngorousness of the approach Dr Lewchuk took m
arnvmg at all of the conclusIOns m hIS report
[76] Dr Gnam's observatIOns about reportmg bIas and selectIOn bIas are of partIcular
Importance m assessmg Dr Lewchuk's conclusIOn that the survey results showed that
the correctIOnal officer populatIOn at the Toronto JaIl were exposed to Job stram and
effort reward Imbalance
PotentIal reportmg bIas
Another Important lImItatIOn m the method used by Dr Lewchuk IS that both the
JCQ and the ERI questIOnnaIreS were employed m a settmg that dIffered from
typIcal research settmgs m Important respects A key feature of many health
research studIes (and partIcularly of those mvolvmg subJectIve self report measures
such as the JCQ and ERI) IS that study partIcIpants are belIeved to provIde answers
whIch are unbIased and accurate based upon the premIse that theIr responses are
confidentIal and wIll not have matenal effects on theIr lIves In other words m most
formal research studIes there IS an absence of mcentIves whIch mIght bIas the
answers provIded by respondents
In my opmIOn there are no grounds to assume that the CIrcumstances at the Don JaIl
durmg the tIme that Dr Lewchuk was admmlstermg the JCQ and ERI resembled
those of a formal research study m thIs respect. Umon members may have felt that
they had an mterest m the outcome of the study whIch may have bIased some or all
of theIr answers ThIs represents a senous problem when a measurement tool
developed for research settmgs IS applIed outsIde of that context. WhIle Dr Lewchuk
does not provIde any descnptIOn of the knowledge that Umon members mIght have
had about the potentIal uses or Importance of the survey It IS reasonable to assume
that at least some Umon members were aware that It was m theIr mterest to report
adverse health low Job control, hIgh stram, and ERr.
The potentIal for reportmg bIas IS taken senously m many areas of health
measurement For example some health measurement scales have explIcIt
components whIch are mtended to detect and measure bIased reportmg. The
Minnesota MultIphasIc PersonalIty Inventory (MM pI) a self admmlstered measure
of personalIty and psychIatnc symptoms mcorporates valIchty scales that are
mtended to detect over and under-reportmg of symptoms The JCQ and ERI were not
35
developed to be employed outsIde of research settmgs and have no valIchty
components
The low survey response rate
Another threat to the accuracy and valIchty of Dr Lewchuk s findmgs IS the low
survey response rate of 58%. (Out of 90 questIOnnaIreS whIch Dr Lewchuk
chstnbuted, apparently only 52 were completed and returned,) The low response rate
would not be a problem If the 58% that chd respond were representatIve of the entIre
populatIOn of correctIOnal officers However there IS no reason to belIeve that thIs
was the case Response rates thIs low raIse senous concerns that the results reported
are not truly representatIve of the entIre populatIOn of correctIOnal officers When
survey respondents dIffer from the non respondents In ways that affect the
phenomena measured, selectIOn bIas occurs whIch m turn bIases the results For
example one reasonable hypothesIs IS that correctIOnal officers wIth worse health
status (or hIgher perceIVed personal gam from partIclpatmg m the study and
reportmg hIgh degrees of adverse workmg conchtIOns or poor health status)
preferentIally responded to the survey leadmg to an over-representatIOn of officers
wIth worse health status SelectIOn bIas can senously dIstort the statIstIcs reported,
and the conclusIOns drawn related to the entIre populatIOn of correctIOnal officers
There are methods by whIch Dr Lewchuk could have provIded mSlght mto the
lIkelIhood that selectIOn bIas had occurred. For example the report could have
conducted statIstIcal tests comparmg respondents and non respondents on certam
charactenstIcs that were known or observed for both groups (such as age and
possIbly work hours) from other data sources Upon thIs Issue however Dr
Lewchuk s report IS sIlent.
Umon counsel challenged Dr Gram's testImony that the response rate was a concern by
confrontmg hIm wIth a volume of studIes saId to reflect or support Dr Lewchuk's VIew
that drawmg conclusIOns about a populatIOn based on the responses of 58 percent of
that populatIOn was an accepted sCIentIfic approach. After spendmg only a few mmutes
revlewmg those studIes, Dr Gram was able to demonstrate convmcmgly that they dId
not support Dr Lewchuk's VIew
[77] Dr Gnam also commented on Dr Lewchuk's conclusIOns about the voluntarmess
of the overtIme performed at the JaIl
SectIOn '3 of Dr Lewchuk s report provIdes mformatIOn based upon narratIves from
mtervlews wIth correctIOnal officers suggestmg that some correctIOnal officers felt
compelled to work overtIme The narratIves suggest that correctIonal officers felt
oblIgated to offer overtIme m order to reduce the nsk that coworkers would face
adverse workmg conchtIOns (such as under-staffed shIfts) whIch could have resulted
m mJury I agree wIth Dr Lewchuk s assertIOn that understandmg the psychology
and motIvatIOns underlymg correctIOnal officers work hours IS complIcated. In thIs
respect I find the chscussIOn wlthm the report to be mcomplete The report notes but
does not consIder the fact that some correctIOnal officers eIther chd not work overtIme
hours or worked fewer overtIme hours If workers felt compelled to work overtIme
hours why chd not all officers do so? ThIS chscrepancy suggests that the explanatIOn
of the motIvatIOns and pressures for long work hours IS mcomplete To more fully
understand the motIves of the officers It would have been helpful to mtervlew and
mclude the narratIves of correctIOnal officers who chd not work overtIme hours In
a dcht IOn It IS possIble that the report understates the mcentIve effects of hIgher
36
overtIme wages (and mcreased mcomes) on the decIsIOns of officers to take overtIme
hours
[78] At the end of hIS evaluatIOn, Dr Gnam commented on each of the conclusIOns
expressed m the Lewchuk report In so far as the conclusIOns on whIch he commented
were concerned wIth the eXIstence of nsks to health as opposed to causes of eXlstmg
health problems, Dr Gnam's comments were as follows
The phv""lcal condltlon.... of the .Job mr qualltv and llf.?htlllf.? are not conduciVe to f.?ood
health. ThIs assertIOn IS not supported by any systematIc eVIdence provIded m the
report beyond opmIOns expressed m the narratIves No obJectIve measures of aIr and
lIghtmg qualIty were mcluded. WhIle the absence of walls separatmg officers from
pnsoners could represent a safety nsk, no eVIdence was presented to suggest that
compared to other facIlItIes the rates of mJury to officers caused by pnsoners was
hIgher
The orga1l1Zatlon oI rvork ha.... led to both .Job ...'tralll and effort rervard 1mbalance. I
find no eVIdence to suggest that the JCQ and the ERI were not correctly
admmlstered and reported. However the low response rates the absence of
mformatIOn on selectIOn bIas and the potentIal for respondent bIas (based upon the
presence of mcentIves for reportmg m a certam manner) are senous weaknesses m
the work orgamzatIOn data analyzed by Dr Lewchuk. A further lImItatIOn m the
work orgamzatIOn data IS that the duratIOn of exposure to potentIal ERI and Job
stram IS unknown, because the JCQ and ERI scales were admmlstered on only one
occaSIOn. Based upon these weaknesses It IS my opmIOn that Dr Lewchuk has faIled
to establIsh that correctIOnal officers worked under conchtIOns of ERI and Job stram.
Even If one assumes that Dr Lewchuk s assertIOn IS correct the findmg would
support an mcreased nsk of adverse health outcomes wIthout demonstratmg that m
fact such outcomes had occurred. If workplace changes later led to a reductIOn m Job
stram and effort reward Imbalance the aVaIlable emplncal eVIdence suggests that
the mcreases m health nsks revert rapIdly to normal - certamly m no more than
three years
Argument
[79] In hIS closmg argument, umon counsel acknowledged that ArtIcle 9 1 IS not a
guarantee of health and safety but, rather, an obhgatIOn to make reasonable prOVISIOns
for health and safety He observed that m cases allegmg breach of that obhgatIOn the
Board has reqUIred that the umon obJectIvely demonstrate a nsk to the health of the
employee that IS real and sIgmficant, and that the degree of nsk wIll be balanced
agamst the employer's operatIonal obhgatIOns and reqUIrements In determmmg
whether reasonable prOVISIOn has been made He noted that the umon does not have to
show that actual harm, Illness or damage has been suffered It IS sufficIent for the
umon to show a senous nsk, and the onus then shIfts to the employer to demonstrate
that the nsk IS necessary Reference was made to the decIsIOns m Baron et a1., 2968/91
37
(Kaplan), Fernll et aI., 1665/90 (Kaplan), Taylor-Baptiste, 469/88 (Dlssanayake),
Stewart et aI., 1916/93 (Kaplan), Wa tts/lVng, 1367/90 (Kaplan), UniOn Gnevance,
1190/89 (Stewart), Balll et aI., 1102/87 (Ratushny), Sl111, 256/88 (Watters), Ethier,
959/87 (Wnght) and WIlson, 2855/91 (Gray)
[80] Umon counsel described Dr Lewchuk's analysIs as bemg that If a workplace
exhibIts Job stram, effort/reward Imbalance, lack of control and hIgh Job demand
mcludmg hIgh overtIme, then negatIve health outcomes would follow He submItted
that Dr Gnam had agreed wIth thIS m hIS report, and that Dr Gnam's only challenge
was to the methodology of the survey and whether the case was proven.
[81] Umon counsel submItted that the Toronto JaIl IS a notorIOusly bad place to work
or be mcarcerated, and that the eVIdence connects the condItIons there wIth serIOUS
nsks to the health of employees He asserted that Judges and others had commented on
the mappropnateness of Imposmg those condItIons on mmates He argued that the
overcrowdmg at the Toronto JaIl was a result of gross neghgence of the Government of
OntarIO m permlttmg the overcrowdmg to occur RIght from the begmnmg there had
been a maJor mIscalculatIOn by the government m the desIgn of the Infrastructure
Renewal ProJect, he saId, a mIscalculatIOn wIth whIch the umon had taken Issue early
on. He noted that there had been no eVIdence from the employer of any steps taken to
deal wIth thIS mIscalculatIOn untIl recently, and that ItS approach had sImply been to
contmue wIth the 1996 plan untIl ItS completIOn eventually eased the sItuatIOn. He
observed that the need for overtIme at the Toronto JaIl was not the result of an
emergency, It was an ongomg sItuatIOn to whIch the employer had chosen not to
respond by ensurmg that adequate numbers of staff were avaIlable He submItted that
the motIves of the staff for workmg overtIme were Irrelevant to the questIOn I have to
decIde The exceSSIve overtIme had created health nsks, he submItted, and was
contrary to the standard set m the El11ploYl11ent Standards Act whIch, although not
legally apphcable to thIS workplace, nevertheless reflected a standard whIch he
suggested was based on health and safety consIderatIOns
[82] As for the concern about aIr quahty, umon counsel argued that the concerns
expressed by employees In theIr mtervlews wIth Dr Lewchuk had not been
contradIcted, and there was no eVIdence that anythmg was done about aIr quahty
38
concerns pnor to the summer of 2001 when the gnevance was filed. He acknowledged
that the subJectIve concerns expressed by the employees and by the umon concermng
aIr quahty was not eVIdence that there was a problem, but submItted that It was
nevertheless "supportmg eVIdence" that there was a problem, and that m the absence of
eVIdence to the contrary I could therefore accept that there were problems of aIr
quahty
[83] Employer counsel noted that the umon had based Its case on allegatIOns that
there IS effort/reward Imbalance and Job stram m the workplace and people workmg
long hours and that these condItIons caused health problems or nsks of health
problems He submItted that the umon was obhged not only to prove that these
condItIons eXIsted and that they created a sIgmficant nsk but also that there was a
reasonable precautIOn that was not taken wIth respect to that nsk. He argued that
none of those thmgs had been proven. He noted that Dr Lewchuk could not IdentIfy
what It was that caused the Job stram and effort reward Imbalance that hIS survey
purported to demonstrate Indeed, Dr Lewchuk had acknowledged that he could not
say that long hours of work mcreased effort reward Imbalance, and that It could have
had the OpposIte effect Accordmgly, the umon had not demonstrated any sIgmficant
nsk that any reasonable measure could have substantIally reduced
[84] As for the proposItIOn that the workmg of long hours alone created a nsk to
health, employer counsel mVlted me to accept Dr Gnam's opmIOn that the current
hterature an msufficlent basIs for such a conclusIOn. He submItted that the prOVISIOns
of the El11ploYl11ent Standards Act to whIch umon counsel referred m argument
estabhsh quahty of hfe standards, not health and safety standards He observed that
the OccupatiOnal Health and Safety Act addresses condItIons, hke hazardous
substances, that create health nsks for those exposed to them, and that that Act does
not set a standard for maXImum hours of work.
[85] Employer counsel submItted that the collectIve agreement makes express
prOVISIOn for the workmg of overtIme and sets the negotIated compensatIOn to be paId
to those who work overtIme The local protocol negotIated between the employer and
the umon determmes the allocatIOn of overtIme A cap on the amount of overtIme
allocated to anyone employee was a matter for negotIatIOn, he submItted, and the
39
absence of such a hmlt m overtIme protocol amounted to agreement that long hours
were not a vIOlatIOn of the health and safety prOVISIOns of the collectIve agreement He
submItted that the eVIdence shows that the workmg of overtIme was voluntary In that
regard there was the eVIdence that classIfied officers as a group worked more overtIme
(as a percentage of regular hours) that unclassIfied officers, somethmg one would not
have expected to result from the operatIOn of the overtIme protocol If the classIfied
officers dId not want to work overtIme There was also the eVIdence that after the
overcrowdmg Issue had been dealt wIth, the level of overtIme worked remamed hIgh as
officers took over the hospItal escort work that would otherwIse have been contracted
out to pohce officers
[86] Employer counsel submItted that If correctIOnal officers had been fallmg asleep
on duty, there was no eVIdence that thIS had ever been brought to the attentIOn of
operatIOnal managers by any adversely affected employee or that management had
otherwIse been aware of It He argued that the umon cannot rely on ItS own or ItS
members' faIlures to brmg such matters to the attentIOn of management m support of a
claIm that the employer had breached artIcle 9 1 He cIted the decIsIOn m Ulllon
Gnevance, 1929/91 (Barrett), where the Board stated that correctIOnal officers have a
duty to report a faIlure by another officer to properly provIde backup, and observed (at
p 10) that
ArtIcle 18 1 of the collectIve agreement reqUIres the employer and the umon to co
operate to the fullest extent possIble m the preventIOn of accIdents and m the
reasonable promotIOn of safety and health of all employees Unreported vIOlatIOns of
standmg orders would appear to contravene the umon s oblIgatIOn m thIs regard In
saymg thIs we make the assumptIOn that If these occasIOnal vIOlatIOns of standmg
orders had been reported to management management would have taken steps to
ensure there would be no recurrence
[87] As regards aIr quahty, employer counsel noted that aIr quahty had Improved as
a result of the no smokmg pohcy mtroduced m 2000, that there were no outstandmg
orders, and that deficIencIes were fixed as they were IdentIfied
Analysis
[88] When thIS gnevance was filed the Toronto JaIl's needs for correctIOnal officers'
work were well m excess of the regular hours of work aVaIlable from correctIOnal
40
officers then on staff. There were at least three maJor reasons for thIS One was that the
mstItutIOn was chromcally overcrowded It had more mmates than It was mtended to
accommodate That created a need for addItIonal correctIOnal officer posts on the
ranges, posts that were not provIded for m the regular, budgeted complement Another
maJor reason for the need for overtIme was that the JaIl was understaffed, a term used
m thIS proceedmg to describe the fact that there were vacanCIes m the "post audIt"
complement of permanent posItIOns for whIch the mstItutIOn was budgeted. A thIrd
reason for the need for overtIme was that needs that could and dId anse regularly, hke
hospItal escort duty and trammg tIme for example, were also not covered by the post
audIt complement Even If there had been a full complement of correctIOnal officers
(eIther classIfied mcumbents or unclassIfied officers backfillmg absent mcumbents) and
no addItIonal need ansmg from overcrowdmg, when these other unbudgeted needs
arose they could only have been met by temporanly removmg officers from budgeted
posts, when that was possible, or by havmg the work performed on overtIme
[89] The excess work was offered as overtIme opportumtIes to eXlstmg staff m
accordance wIth the local overtIme protocol. There was a lot of overtIme work. As a
result, a lot of the staff worked a lot of overtIme for premIUm pay Nearly all of thIS was
"voluntary," m the sense that officers were seldom actually ordered to work overtIme
The work was not evenly dIstributed among the correctIOnal officer populatIOn. Some
classIfied officers regularly worked as many as 80 hours a week, and occasIOnally more,
whIle other officers worked httle or no overtIme Whatever the dIstributIOn of work may
have been, there IS a clear sense from the testImony of those who worked at the JaIl at
that there were two dlstmct groups of officers those that worked a lot of overtIme and
those worked httle or no overtIme
[90] Dr Lewchuk's VIew was that thIS overtIme was not truly voluntary, that
employees were under pressure to agree to work overtIme and that "[t]he culture at thIS
workplace IS such that It cannot be left to the staff to refuse workmg long hours" As Dr
Gnam observed, however, the fact that some officers worked no overtIme IS mconslstent
WIth the notIOn that officers were compelled, m effect, to work overtIme All of the
wItnesses, mcludmg Dr Lewchuk, acknowledged that the motIvatIOn of those who
worked overtIme was complex, and that the addItIonal compensatIOn they receIved for
workmg overtIme was hkely to be at least one of the reasons why employees chose to do
41
so The economIC benefit was clearly the pnme motIvator for the one employee wItness
who had worked substantIal overtIme hours No employee testIfied that s/he had felt
compelled to work overtIme
[91] Those who worked substantIal overtIme tended to be tIred, cranky and Irntable
at work. Those who dId not work much (or any) overtIme generally had to work wIth
others who dId. The two wItnesses who dId not work overtIme testIfied that when they
were partnered wIth officers who had been workmg overtIme, theIr partners tended to
ask for the more sedentary tasks, leavmg them to do the "runmng around." They saId
that these tIred partners tended to take overly long breaks, fell asleep whIle on break
and even fell asleep whIle at theIr posts, and that the condItIon of theIr partners led
them to be concerned about whether they would provIded proper back up All thIS IS
uncontradIcted These officers clearly resented that they had to carry and cover for
partners who mIght be earmng as much as two and a half tImes what they earned. It IS
probably that they were not the only employees who had these expenences or felt as
they dId about the sItuatIOn.
[92] The CIrcumstances created by overcrowdmg and understaffing were bound to
breed employee conflIct conflIct WIth other employees and conflIct WIth supervIsIOn.
There was mcreased verbal aggressIOn and even some physIcal aggressIOn between
officers, sparked by such concerns as the faIlure of an officer to respond to a code It IS
not at all surpnsmg that the local umon felt these condItIons were not m the mterests
of ItS membershIp, notwlthstandmg that they resulted m mcreased earnmgs for some
members Nor IS It surpnsmg that the umon saw a return to full complement and
ehmmatIOn of overcrowdmg as a means of advancmg the mterests of ItS membershIp by
ehmmatmg or reducmg some of the causes of conflIct
[93] On the uncontradIcted eVIdence of Mr Scanlon, the employer could have
allevIated overcrowdmg at thIS JaIl m 2001 by keepmg some other mstItutIOns open
longer than ongmally planned. Instead, the employer sImply stuck to a five year old
plan that had been based on expectatIOns that expenence had smce proven to be wrong
WhIle a MERC agreement reserved the JaIl's eleven acknowledged vacanCIes for
possible transfers from (other) closmg mstItutIOns untIl the end of June 2001, the
faIlure to fill the vacanCIes that remamed or arose thereafter was left entIrely
42
unexplamed m thIS proceedmg In the course of hIS argument, employer counsel
asserted that the employer's problem had been that It could not get tramed officers
There was no eVIdence of that, however There was no testImony to explam why the
employer made the chOIces that led to and contmued the sustamed overcrowdmg and
understaffing at the Toronto JaIl
[94] The Issue before me IS not whether the local umon or ItS membershIp had a
legItImate mterest m the filmg of vacanCIes and ehmmatIOn of overcrowdmg, however
Nor IS It whether the employer's response to those Issues was unwIse from a labour
relatIOns (or any other) perspectIve The Issue before me IS only whether the employer
faIled to dIscharge ItS obhgatIOns under ArtIcle 9 1 and, If so, whether the remedy
(whIch m other respects would first be a matter for resolutIOn by the partIes) should
mclude compensatIOn for past exposure to the nsks to whIch the umon alleged that
they had been exposed.
Article 9 1
[95] Agam, ArtIcle 9 1 of the collectIve agreement provIdes that
9 1 The Employer shall contmue to make reasonable prOVISIOns for the safety and
health of ItS employees durmg the hours of theIr employment It IS agreed that
both the Employer and the Umon shall co operate to the fullest extent possIble m
the preventIOn of accIdents and m the reasonable promotIOn of safety and health
of all employees
ThIs language has appeared m the partIes' collectIve agreement for a number of years,
and ItS apphcatIOn to correctIOnal mstItutIOns and correctIOnal officers has been the
subJect of numerous decIsIOns of thIS Board
[96] It IS well settled that the obhgatIOn to make "reasonable provIsIOns" for the
safety and health of employees does not reqUIre the ehmmatIOn of all possible nsks to
health or safety Some nsks may be necessanly mherent m the work or the workplace
In Ulllon Gnevance 69/84 (Samuels) the Board observed (at pp 6 8) that
ArtIcle 18 1 speaks of reasonable prOVISIOns for the safety and health of the
employees And thIs IS echoed m sectIOn 14(2)(g) of the OccupatIOnal Health and
Safety Act whIch Imposes a duty on an employer to take every precautIOn
reasonable m the CIrcumstances for the protectIOn of a worker There IS no
oblIgatIOn to guarantee an employees safety agamst every possIble nsk. no matter
how remote the possIbIlIty that It WIll occur The collectIve agreement and the
legIslatIOn contemplate reasonable precautIOn It IS necessary to balance the
safety of the employees agamst the need for care and custody of the mmates and the
43
purposes of the mstItutIOn. Proper plannmg can reduce the potentIal or lIkelIhood of
mCldents but It IS not possIble to elImmate all conceIvable nsks
[97] ArtIcle 9 1 reqUIres that the employer not expose a correctIOnal officer to
"unnecessary," "unreasonable" or "excessIve" nsks Stockwell, 1764/87 (WIlson), at p
14, Watts/lVng, 1367/90 (Kaplan), at p 27, Stewart et aI., 1916/93, (Kaplan) at pp 25
26, Taylor-Baptiste, 469/88 (Dlssanayake), at p 20 In Balll et aI., 1102/87, (Ratushny),
the gnevors alleged that the way m whIch theIr shIfts were scheduled had a
detnmental effect on theIr health and therefore vIOlated what IS now ArtIcle 9 1 In that
context, the Board observed (at p 9) that
where there IS a factor or where there are factors whIch generate the antIcIpatIOn
of nsk to the health and safety of employees the employer must act reasonably m all
of the CIrcumstances to reduce such nsk. That clearly does not mean that all nsk
must be elImmated. In the gnevances before us the eVIdence clearly establIshed that
all shIft work almost mevltably has an adverse effect on sleep patterns and that
health problems may occur as a result ObvIOusly thIs does not mean that shIft work
must be abolIshed. On the other hand, where there IS a clearly IdentIfiable factor
whIch, on balance mcreases the nsk to health bv more than a marglllal degree, the
Employer should be reqUIred to take steps to elImmate or neutralIze that factor
provIded that It IS reasonable to do so
(emphasIs added) On the eVIdence before It m that case, the Board found that the umon
had not dIscharged the onus on It to estabhsh on a balance of probablhtIes that the
work schedule m questIOn there had "mcreased the nsk to health by a sIgmficant
degree"
[98] In Fernll et aI., 1665/90 (Kaplan), the Board observed (at p 22) that the
prOVISIOns of the collectIve agreement are among the matters to be weIghed m
balancmg the mterests of employees and employer when determmmg whether work
arrangements create unreasonable nsk. In that case the umon sought the ehmmatIOn
of standby shIfts for ambulance officers, argumg that the combmatIOn of theIr regular
hours of work wIth the standby shIfts that followed them had an adverse Impact on
theIr sleep and thence on theIr health. The employer revIsed the work schedule,
concedmg that a schedule that mIght reqUIre an officer to be eIther on duty or on
standby for 32 consecutIve hours was mappropnate What remamed m Issue thereafter
was the umon's challenge to the revIsed schedule, m whIch an officer would at tImes be
at work for an eIght hour shIft followed by an eIght hour standby shIft durmg whIch
s/he mIght also be reqUIred to work, followed by a duty free perIOd of at least eIght
hours The umon's posItIOn was that an officer should not be reqUIred to work more
44
than twelve hours and should have a duty free perIOd of at least 12 hours between
shIfts In that context the Board made the followmg observatIOns at pp 22 25
ObvIOusly the fact that no employees have been mJured or have submItted
compensable claIms IS not determmatIve of thIs case It IS a factor that can be
consIdered, but the absence of mJury IS not probatIve of anythmg other than that
partIcular fact. The eVIdence m the mstant case IS uncontradIcted that the gnevors
feel less alert whIle on standby duty and that the nsks of the Job mcrease at mght
and on weekends Matenals from the CanadIan Centre for OccupatIOnal Health and
Safety mchcate that mght tIme work can have negatIve effects on workers There IS
really no questIOn about any of thIs for It IS a matter of common sense that an
employee called out of bed m the mldclle of the mght to respond wlthm mmutes to a
senous mechcal emergency wIll not be as alert and able to perform hIS or her dutIes
as an employee workmg a regular shIft However the questIOn that must be asked IS
whether thIs eVIdence sImply stated, IS sufficIent to mamtam the gnevances allegmg
a health and safety vIOlatIOn and to support an order chrectmg thIs employer to
elImmate these longstandmg standby shIfts Our answer to thIs questIOn IS both yes
and no
We find that the work schedules m effect at the tIme the gnevances were filed
vIOlates [SIc] the health and safety prOVISIOns of the CollectIve Agreement The
extended work penods of those schedules more than satIsfied the umon s burden of
proof. No expert eVIdence was necessary to establIsh that a shIft of 32 hours raIsed
the real possIbIlIty of occupatIOnal harm. Accordmgly the gnevance IS granted m
part and we declare that the health and safety prOVISIOn was pnor to the hearmg of
thIs matter mfrmged. That sItuatIOn, however changed on the first day of hearmg
and the old schedule IS no longer m effect. It remams for us to determme whether or
not the revIsed schedules constItute a vIOlatIOn of the CollectIve Agreement
WhIle we find the gnevors eVIdence about fatIgue and levels of alertness crechble and
relevant we do not find that the new schedule places the gnevors m a posItIon of nsk
reqUIrmg elImmatIOn of standby dutIes GIVen the frequency and duratIOn of standby
servIce as mchcated m the eVIdence and chscussed m thIs award, It cannot be saId, as
It could be wIth respect to the 32 hour shIft that the health and safety of the gnevors
have been placed m unnecessary nsk. some nsk bemg-part and parcel of ambulance
officer posItIons Weare not satIsfied that the standby shIfts are more lIkely than
not to lead to an mcreased assumptIOn of unnecessary nsk.
Our conclusIOn m thIs matter IS buttressed by the terms and conchtIOns of the
CollectIve Agreement That document clearly sets out the agreement of thIs employer
and thIs umon, that members of the bargammg umt wIll work standby shIfts In
agreemg to standby shIfts the umon agreed to some adverse Impact on sleep
patterns That bemg so has the employer dIscharged ItS oblIgatIOn to take
reasonable precautIOns for the health and safety of ItS employees? We find m thIs
case that the employer IS now chschargmg ItS oblIgatIOn to ItS employees as a result
of It havmg revIsed the work schedule The revIsed schedule sIgmficantly lImIts the
length of tIme that an employee may be reqUIred to work. as well as ensures at least
eIght hours of rest and generally twelve between shIfts Moreover appropnate
facIlItIes are provIded for the employees
We also agree wIth umon counsel that Just because the CollectIve Agreement
states that the employer wIll contmue to provIde healthy and safe workmg
conchtIOns does not mean that conchtIOns such as work schedules m effect at the
tIme the Agreement was entered mto are frozen and cannot be subJect to challenge
under ArtIcle 23 01 Nevertheless It IS our VIew that thIs Agreement explIcItly
contemplates that standby shIfts wIll be worked, and for gnevances callmg for the
elImmatIOn of those shIfts to succeed, gIVen thIs explIcIt proVIsIOn and gIVen the fact
45
that the schedule has now been sIgnIficantly revIsed, the umon must persuasIVely
demonstrate that the schedule and workmg conchtIOns wIll more lIkely than not
result m the possIbIlIty of unnecessary nsk to the health and safety of ItS members
It must also show that the employer has not taken reasonable precautIOns ThIS
eVIdence need not be gIVen by experts but what eVIdence IS brought forward must
be compellmg partIcularly where the umon has as It has m thIs case agreed m the
CollectIve Agreement to the performance of the subsequently contested work.
[99] Thus, the questIOn whether prOVISIOns that would reduce a nsk to health or
safety are "reasonable provIsIOns" wlthm the meamng of ArtIcle 9 1 must be assessed m
the collectIve agreement context m whIch the questIOn anses By way of example If
workers who consIder themselves underpaId and overworked are statIstIcally more
hkely to suffer adverse health outcomes than those who do not feel that way, It does not
follow that ArtIcle 9 1 reqUIres that the employer mcrease the pay of workers who
consIder themselves underpaId and overworked The adequacy of compensatIOn and
propnety of workload are to be measured first agamst what the partIes have agreed
about those matters at the bargammg table The focus of ArtIcle 9 lIS on whether there
are nsks to health and safety that are not necessary or reasonable havmg regard to the
nature of the employment The bargam struck at the bargammg table IS an Important
measure of the nature of the employment The collectIve agreement m force when thIS
gnevance was filed provIded a premIUm rate of pay for overtIme hours worked That
premIUm rate must be presumed to reflect what the partIes consIdered appropnate
compensatIOn for the addItIonal exposure to the mherent or necessary nsks of
correctIOnal officers' work that theIr performance of overtIme entaIled
Job StraIn and Effort/Reward Imbalance
[100] The umon contends that correctIOnal officers at the Toronto JaIl suffered from
Job stram and effort/reward Imbalance and were therefore at greater nsk of certam
adverse health outcomes There are several problems wIth thIS part of the umon's case
One IS that the eVIdence of Job stram and effort/reward Imbalance IS msufficlently
rehable Another IS that the eVIdence does not estabhsh that there was any reasonable
measure that the employer could have taken to reduce Job stram and effort/reward
Imbalance In partIcular, the eVIdence does not estabhsh that Job stram and
effort/reward Imbalance would have been reduced by reducmg the number of mmates m
the mstItutIOn or by mcreasmg the number of correctIOnal officers aVaIlable to work m
46
the mstItutIOn or by otherWIse reducmg the amount of overtIme worked by correctIOnal
officers
[101] The two expert wItnesses agreed that, to use Dr Gram's words,
The Karasek model, the effort reward Imbalance model, and theIr respectIve
measures (the JCQ and the ERI questIOnnaIre) represent establIshed and valIdated
models m research settmgs for measurmg charactenstIcs of work orgamzatIOn whIch
are nsk factors for (assocIated wIth) a vanety of adverse health outcomes
The expert wItnesses dIsagreed, however, about whether the results of Dr Lewchuk's
survey rehably demonstrated that thIS workplace had charactenstIcs that created an
elevated nsk of adverse health outcomes for correctIOnal officers
[102] The rehablhty of the results of Dr Lewchuk's survey IS adversely affected by the
possiblhtIes of selectIOn bIas and reportmg bIas These methodologIcal weaknesses are
described m passages quoted from Dr Gram's report m paragraph [76] above The
possiblhty of selectIOn bIas anses from the fact that less than 60 percent of the
correctIOnal officers who were asked to do so actually completed and returned the
survey Somethmg pertment to the outcome may have affected whether an officer
responded, so that those who chose to respond may not have been representatIve of the
entIre populatIOn of correctIOnal officers at the Toronto JaIl.
[103] The purpose for whIch theIr answers were sought mIght also have affected how
respondents answered the survey questIOns ThIs possiblhty of reportmg bIas anses
from the fact that thIS survey was conducted for the purpose of estabhshmg, among
other thmgs, the survey respondents' entItlement to compensatIOn. That fact may have
mclmed those who dId respond to answer dIfferently, more negatIvely, than they mIght
have done m a research settmg m whIch they had no reason to suppose that they could
be advantaged by answermg m a partIcular way
[104] The concern about selectIOn bIas was not adequately addressed by Dr Lewchuk.
Nothmg was done to compare those who responded wIth those who dId not, assess
whether officers who chose to respond were representatIve m matenal respects of
Toronto JaIl correctIOnal officers generally I find that there IS a real possiblhty here
that dIfferences m the perceptIOns and concerns of correctIOnal officers about Issues
addressed by the survey affected whether they chose to complete and return It, and that
47
therefore Its results may not reflect the perceptIOns of the correctIOnal officer
populatIOn m questIOn.
[105] As for reportmg bIas, Dr Lewchuk testIfied that he beheved that the survey
respondents were trustworthy Because the officers he had mtervlewed held a range of
about the , OpposItIOn to overtIme, he thought that effects of the
VIews unIOn s respondent's bIases for and agamst the umon's posItIOn were hkely to have cancelled
out Dr Lewchuk mtervlewees were selected for hIm by the umon. WhIle they may have
had a range of VIews, there IS no reason to beheve that the range and dIstributIOn of
VIews m that sample was representatIve of the range and dIstributIOn of VIews of all
correctIOnal officers at the Toronto JaIl. Accordmgly, the mtervlews seem an madequate
basIs for a behef that reportmg bIases would have a net neutral effect Moreover, It IS
apparent from hIS testImony that m formmg hIS behefs m thIS regard Dr Lewchuk dId
not take mto account the fact that It was not Just the avaIlablhty of overtIme that was
at stake the rehef claImed m the umon's gnevance mcluded compensatIOn for all
employees for theIr havmg been exposed to the alleged adverse health outcomes and
nsks of such outcomes for whIch the survey was meant to test
[106] There IS no suggestIOn that the gnevance's eXIstence or the claIms bemg made m
It or ItS connectIOn wIth the survey were kept secret, and no eVIdence about what
employees at the Toronto JaIl were told m that regard. In the absence of eVIdence to the
contrary, It IS reasonable to suppose that at least some of those employees were aware
of the gnevance and the claIms bemg made therem, and would have recogmzed the
possible connectIOn between the gnevance and the survey to whIch they were asked to
respond The survey's Job demand/control and effort/reward Imbalance questIOns were
recIted earher m paragraph [69] of thIS decIsIOn. It would not have been dIfficult for a
survey respondent to guess whIch answers to those questIOns would be most supportIve
of the claIm for compensatIOn bemg made by the umon on hIS or her behalf.
[ 107] For these reasons I am not persuaded that the survey results are a rehable and
representatIve measure of "Job stram" and "effort/reward Imbalance" (as those terms
have been defined m the hterature) expenenced by correctIOnal officers at the Toronto
JaIl.
48
[108] Even If the survey results were a rehable and representatIve measure of "Job
stram" and "effort/reward Imbalance" m thIS workplace, however, that would not be
enough to estabhsh that the employer had breached ArtIcle 9 1 Those results purport
to show no more than that correctIOnal officers at the Toronto JaIl have a hIgher nsk of
adverse health outcomes than other workers m other occupatIOns It IS not at all clear
from the results and the supportmg hterature whether the dIfference m nsk IS small or
large In any event, the Issue under ArtIcle 9 1 IS not whether employment as a
correctIOnal officer at the Toronto JaIl carnes wIth It greater nsks than does
employment m other occupatIOns The Issue IS whether correctIOnal officers at the
Toronto JaIl were exposed to nsks that were unnecessary or unreasonable havmg
regard to the nature of theIr employment as correctIOnal officers or, to put It another
way, whether there were reasonable prOVISIOns that would have reduced the nsk m
questIOn by more than a margmal degree
[109] The umon argues that overcrowdmg and understaffing created unnecessary
nsks to health because they resulted m exceSSIve overtIme work, that the exceSSIve
overtIme work created unnecessary health nsks and that reducmg overtIme worked by
reducmg overcrowdmg and understaffing would, m turn, have reduced the health nsk
assocIated wIth the exceSSIve overtIme
[110] Even If they are rehable, the results of the "Job stram" and "effort/reward
Imbalance" components of Dr Lewchuk's questIOnnaIre do not estabhsh that exceSSIve
overtIme created any health nsk not otherwIse mherent m workmg as a correctIOnal
officer There IS no eVIdence of how an otherwIse sImIlar populatIOn of correctIOnal
officers who were workmg sIgmficantly less overtIme would have responded to the same
survey, partIcularly a survey hkewlse admmlstered m aId of a gnevance that sought
compensatIOn on theIr behalf on the basIs of theIr havmg been exposed to workmg
condItIons alleged to be stressful. WIthout eVIdence of the baselme "Job stram" and
"effort/reward Imbalance" scores mherent m the work of a correctIOnal officer, the
survey results cannot support a conclusIOn that a reductIOn m overtIme worked would
have led to a sIgmficant reductIOn m "Job stram" and "effort/reward Imbalance"
reported by the affected officers There IS therefore no emplncal basIs here for
concludmg that reducmg overtIme would have reduced the nsk assocIated wIth those
condItIons by more than a margmal degree
49
[ 111] Furthermore, It IS not at all ObVIOUS that eIther "Job stram" or "effort reward
Imbalance" scores would be mcreased by the workmg of substantIal amounts of
overtIme m the CIrcumstances revealed by the eVIdence Dr Lewchuk conceded that
workmg overtIme mcreased the reward as well as the effort, and that he could not say
what the net effect would be on "effort reward Imbalance" Job stram focuses on work
demands and control. WhIle mmate overcrowdmg may have created a sense of
decreased control over mmates and workmg overtIme mcreased Job demands, the
eVIdence IS that workmg overtIme also mcreased the officers' control over the tImes
when they worked and the assIgnments at whIch they worked, at least for the officers
who volunteered to work overtIme Indeed, It was the thrust of the employees'
testImony that management was so desperate to have people at work that officers were
also allowed to get away wIth substandard work effort. It IS not at all clear that the net
effect of these factors would have been to mcrease the overall "Job stram" score of the
correctIOnal officers who worked overtIme
[112] One of Dr Lewchuk's arguments or hypotheses was that the more overtIme an
officer worked the longer s/he was exposed to the condItIons that cause "Job stram" and
"effort reward Imbalance," and that thIS longer exposure mcreased the hkehhood that
s/he would expenence the sort of adverse health outcomes that are statIstIcally
assocIated wIth "Job stram" and "effort reward Imbalance" In support of thIS he saId
that the hterature shows that Job stram has a dose effect that the nsk of adverse
health outcomes mcreases the longer (m calendar terms) the employee has been
exposed to Job stram. However correct thIS may be, the questIOn remams whether the
nsk m questIOn IS anythmg more than an mherent nsk of employment as a correctIOnal
officer, whether there IS a "reasonable provIsIOn" that would reduce It The eVIdence
does not estabhsh that the mcremental nsk of an hour's exposure to "Job stram" or
"effort reward Imbalance" IS any greater durmg overtIme hours than durmg a regular
hours Accordmgly, there does not seem to be any partIcular reason to treat overtIme
hours dIfferently from regular hours m assessmg whether there IS a reasonable
prOVISIOn that would reduce the nsks assocIated wIth supposed Job stram or effort
reward Imbalance
50
Long hours of work as a health nsk
[113] I accept Dr Gnam's opmIOn that the hterature on whIch Dr Lewchuk rehes does
not support a findmg that there IS a causal relatIOnshIp between long work hours and
adverse health outcomes I accept that those who make unhealthy chOIces about theIr
dIet, exerCIse and sleep are more hkely to suffer adverse health outcomes than those
who do not. If there IS a statIstIcal aSSOCIatIOn between workmg long hours and makmg
unhealthy chOIces about dIet, exerCIse and sleep, that does not prove that the effects of
the latter are causedby the former m any sense pertment to the Issue before me In any
event, even If workmg overtIme were shown to be a per se health nsk there would stIll
be the questIOn whether there IS a reasonable prOVISIOn that the employer was obhged
to make m the cIrcumstances, beyond havmg made the overtIme voluntary
[ 114] Whatever may have been saId to Dr Lewchuk durmg hIS mtervlews, no
employee has testIfied before me that s/he worked overtIme because s/he felt compelled
to do so ThIs IS not a case hke Fernll et aI., supra, where employees were bemg
compelled to work a combmatIOn of regular and standby shIfts that mIght result m
theIr bemg at work for 32 consecutIve hours Nor IS It hke Sl111, supra, where an
employee complamed that bemg scheduled to work two succeSSIve mght shIfts would
adversely affect her health when she also had to attend an arbItratIOn hearmg durmg
the daytIme hours between the two shIfts In Sil11, the employer had told the employee
that It would grant a vacatIOn day or heu day for the first of the two shIfts, thus
removmg the compulsIOn to work that shIft. The Board found that removmg the
compulsIOn and grantmg a requested heu day was a sufficIent response to the gnevor's
reasonable concerns for her health.
[115] Durmg hIS cross exammatIOn Dr Lewchuk argued that It dId not matter
whether the overtIme work was voluntary He suggested that preventmg workers from
workmg exceSSIve overtIme was hke puttmg guards on dangerous machmes to reduce
the nsk of mJury to the operators of the machmes He noted that even If removmg such
a guard mIght mcrease the operator's productIvIty and, so, gIve hIm an economIC
mcentIve to assume the mcreased nsk, we nevertheless reqUIre that dangerous
machmery be quarded wIthout regard to whether the operator volunteers to operate
wIthout the guard. I am not persuaded that thIS analogy IS apt. It IS true that when all
the costs and benefits are consIdered, the nsks of some actIvItIes are so out of
51
proportIOn to the benefits of assummg them that pubhc pohcy reqUIres that workers not
engage m those actIvItIes, even If they volunteer The eVIdence before me does not
estabhsh that workmg overtIme IS an actIvIty of that sort
[116] It IS not apparent that, as umon counsel argues, sectIOn 18 of the El11ploYl11ent
Standards Act embodIes or reflects a pubhc pohcy standard wIth respect to health and
safety Apart from the Act Itself and certam of the regulatIOns thereunder, there IS
nothmg before me wIth respect to the motIvatIOn of the legIslature m enactmg that
prOVISIOn.
[117] Dr Gnam testIfied that m hIS opmIOn workmg 80 hours or more per week over a
perIOd of several months would probably result m adverse health outcomes If the
eVIdence had estabhshed that officers were claImmg entItlement to and consIstently
workmg 80 hours or more per week over extended perIOds pursuant to the eXlstmg
overtIme protocol and that the employer had reJected a umon proposal to amend the
protocol to so as to preclude such outcomes, then on the basIs of Dr Gnam's testImony I
would have been mclmed to find such a refusal to be a breach of ArtIcle 9 1 As It IS,
there IS no eVIdence that the umon made any "wIth preJudIce" proposal to amend the
protocol m that way, and It IS not at all clear that officers were performmg overtIme to
that extent Officer #6 saId he worked 60 hours or more each week. If he could have
described hImself as workmg 80 or more hours each week, I beheve that he would have
done so I mfer that he was not m a posItIOn to say that If he could not say that, then
on the eVIdence before me It seems unhkely that anyone else at the JaIl could do so
Long Work Hours and Safety or Secunty RIsks
[118] One of the umon's contentIOns IS that the effects of overtIme work on the
correctIOnal officers who performed It, and partIcularly theIr resultmg fatIgue, created
safety and secunty nsks for all employees, and that the employer should therefore have
taken steps to reduce the amount of overtIme worked by reducmg ItS need for overtIme
work.
[119] I have no dIfficulty acceptmg as a general proposItIOn that a correctIOnal officer
who IS tIred may not perform as well as one who IS not, and may be less effectIve at
preventmg or respondmg to secunty and safety problems ThIs IS so whether the
officer's fatIgue results from workmg overtIme hours or from hIs/her actIvItIes away
52
from the workplace The employer can reqUIre that a correctIOnal officer meet a
reasonable standard of performance wIth respect to preventmg or respondmg to
secunty and safety problems I accept that the employer should enforce such a standard
m the mterest both of the correctIOnal officer whose performance IS m Issue and of those
who work wIth her or hIm. Employees have a concomItant obhgatIOn to report unsafe
condItIons, mcludmg the apparent mablhty or unwlllmgness of a fellow employee to
perform to the reqUIred safety standard.
[120] These proposItIOns are easIly stated m the abstract The dIfficulty IS m the
detaIls what IS a reasonable standard and how does one determme m advance whether
an officer wIll be able to perform to that standard? An employee who has never before
faIled to meet the standard mIght Justly complam If demed scheduled or overtIme work
to whIch s/he IS otherwIse entItled merely because s/he seems tIred or IS lIkely to be
tIred because of hIs/her recent actIvItIes at or away from the workplace WhIle a fellow
employee may be understandably reluctant to challenge the competence of a
correctIOnal officer except m a clear case, the same may be saId of management, who
may faIrly expect any such actIOn to the subJect of a gnevance
[ 121] The employees' eVIdence that those who worked overtIme were tIred comports
wIth common sense, and IS entIrely credible I also accept theIr eVIdence that officers
were sleepmg m the staff lounge durmg theIr breaks, and were takmg longer breaks
that was ordmanly permItted An officer's sleepmg whIle legItImately on break may
raIse a concern about hIs/her fatIgue level, but IS not Itself a safety Issue An officer's
bemg absent from hIs/her post on break for longer than the allotted break tIme raIses a
performance Issue and may also create a workload problem for hIs/her colleagues It
does not raIse a safety Issue, however, unless an officer wIth whom the absent officer
was supposed to be workmg IS reqUIred by management to perform tasks that would be
unsafe wIthout backup from the absent officer
[122] Although officer #10 spoke m general terms of belIevmg that officers had to cut
corners to get theIr work done and that superVIsors would turn a blmd eye If they dId,
the eVIdence dId not establIsh to my satIsfactIOn that thIS belIef had an obJectIve basIs
grounded m the actual behavIOur of management There was no eVIdence of a
supervIsor's havmg wItnessed and faIled to deal properly wIth a breach of standmg
53
orders wIth respect to backup or otherwIse There was no eVIdence of an officer havmg
been dlsclplmed or threatened wIth dlsclplme for refusmg to perform work that
reqUIred backup and for whIch no backup was avaIlable or for refusmg to perform work
that was otherwIse unsafe by reason of another officer's absence or mcapaclty Officer
#10 dId testIfy that on occaSIOn her partner had nodded off and had to be nudged
awake She testIfied that thIS had been seen by other non custodIal staff, but dId not
claIm that It was seen by or reported to any superVIsor Officer #1 testIfied that on one
occaSIOn hIS partner fell asleep whIle servmg as hIS backup He dId not testIfy that thIS
was wItnessed by or reported to a superVIsor, however, a fact made more sIgmficant by
hIS testImony that he had complamed to a superVIsor when hIS partner had stayed on
break too long
[ 123] The possibIlIty that a correctIOnal officer or officers wIll fall to perform to a
reasonable standard as regards safety and secunty IS ordmanly a problem to be
addressed by the employer on a case by case basIs as the occaSIOn anses The eVIdence
does not persuade me that the employer was unable or unwlllmg to do that, nor that ItS
standmg ready and wIlhng to do that was an msufficlent response to the possibIlIty
that overtIme assIgnments would be sought and accepted by employees who were too
tIred to properly perform the reqUIred dutIes
Au QualIty
[ 124] The fact that employees complamed about aIr quahty m the mstItutIOn IS not
eVIdence that the mstItutIOn's aIr handlmg eqUIpment created a health or safety
problem. The consultant's report m August 2001 IdentIfied problems that should be
addressed, but charactenzed them as comfort Issues rather than health Issues The
report was entered mto eVIdence wIthout challenge Umon counsel dId not argue that I
should accept the report's conclusIOn that there were problems, but reJect ItS conclusIOn
that the problems were not serIOUS enough to be charactenzed as health Issues
Whether the report IS accepted or reJected as eVIdence of the truth of ItS contents, the
eVIdence before me does not support a conclusIOn that m matters of aIr qualIty the
employer faIled to make reasonable prOVISIOn for the health and safety of employees
Decision
54
[ 125] I have no dIfficulty understandmg why that the umon was so concerned about
the condItIons at the Toronto JaIl that It filed thIS gnevance m July 2001 For the
reasons I have set out m thIS deCISIOn, however, I am not persuaded that the employer
faIled to make reasonable prOVISIOns for the health and safety of employees at that
mstItutIOn. ThIs findmg should not be taken as approval or endorsement of the
Mmlstry's havmg allowed the overcrowdmg to contmue or of ItS havmg chosen to have
so much work performed on an overtIme basIs by eXlstmg staff wlllmg to perform It for
premIUm rates, rather than engage addItIonal staff to perform such work on a straIght
tIme basIs My conclusIOn that thIS gnevance must be dIsmIssed reflects only my
recogmtIOn that, on the eVIdence before me, those chOIces were not precluded by ArtIcle
9 1 of the collectIve agreement
oronto thIS 19th day of May, 2005