HomeMy WebLinkAbout2002-1713.Union Grievance.03-05-22 Decision
Crown Employees Commission de ~~
Grievance Settlement reglement des griefs
Board des employes de la
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GSB# 1713/02
UNION# G-41-02
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Amalgamated TransIt Umon Local 1587
(Umon Gnevance) Grievor
- and -
The Crown In RIght of Ontano
(Greater Toronto TransIt Authonty/GO TransIt) Employer
BEFORE Jamce Johnston Vice-Chair
FOR THE UNION Ian Fell ows
Green & Chercover
BarrIsters and SOlICItorS
FOR THE EMPLOYER Richard DrmaJ
Hicks Morley HamIlton Stewart Stone LLP
BarrIsters and SOlICItorS
HEARING Apnl 28 & 29 2003
2
DECISION
The union In this case has filed a policy gnevance challenging the manner In
which the employer has been scheduling employee medical examinations pursuant to
the collective agreement.
The relevant language In the collective agreement reads as follows
86 08 Medical Certificates
(I) When a Supervisor requires venficatlon, the Supervisor may
request an employee to provide a medical certificate from a
qualified Ontano medical practitioner for absences of five (5) days
or less Such requests will not be made In a dlscnmlnatory manner,
and provided that such medical certificate satisfies the cntena set
out In Article 6 08, $1000 will be paid by the employer There will
be no payment for a medical certificate that does not meet the
requirements outlined In this article (III) , nor will there be
duplication of payment for the same penod of Illness
(II) The Supervisor must make this request dunng the absence and
pnor to the employee's return If the employee does not abide by
this request to produce the medical certificate, then the employee
will not receive sick pay benefits for the absence, but will be
allowed to return to work providing there are no further extenuating
circumstances
(III) The medical certification must, as outlined below, state the
following Information
(a) date the employee was first seen by physIcian and
confirmation that the employee IS under doctor's care,
(b) prognosIs of return to work date and confirmation that the
employee cannot work;
(c) for return to work, that the employee IS now medically fit
to resume his/her full duties
3
Under the requirements of this Article, GO Transit will not accept
certificates that.
(a) are photocopies,
(b) do not Indicate first treatment date or expected return to
work date,
(c) are not verified by a legally qualified and licensed medical
practitioner of Ontario
(IV) If the employee was treated by a medical practitioner outside the
Province, verification of such medical certificate of sickness or accident
must be obtained from a legally licensed Ontario medical practitioner
(v) When an employee IS absent for a period of more than five (5)
consecutive work days, he/she shall provide his/her Supervisor with a
satisfactory medical certificate Failing this requirement, he/she will not
receive sick pay benefits and will not be allowed to return to work. This
protects both the Individual from harm and GO Transit from any liability
due to further complications of the sickness or Injury
(VI) Part-time employees are not eligible for sick pay benefits, Irrespective,
this medical certificate criteria stili applies This procedure does not
prevent the Employer from taking progressive action to correct such
situations as may be necessary
The employer may require that the employee submit to a medical
examination at the expense of the employer, where for reasons of
health, an employee is frequently absent or unable to perform his
duties.
Payment of benefit IS subject to the employee reporting such sickness and
following all the correct procedures Failure to do so, may Jeopardize such
payments
45(1) Where any difference arises between the Employer and the Union
relating to the Interpretation, application, administration or alleged violation
of the agreement, the Union shall be entitled to file a grievance with
Human Resources Employee Relations, provided It does so within and not
after ten (10) calendar days from the occurrence or origination of the
circumstances giving rise to the grievance However, It IS expressly
understood that the provIsions of this paragraph may not be used by the
Union to Institute a complaint or grievance directly affecting an employee
which such employee could himself Institute and the regular Grievance
Procedure shall not be thereby by-passed
4
The parties argued this case based on the following agreed facts
AGREED STATEMENT OF FACTS
1 The Union filed a policy grievance concerning Issues Including whether
the Employer can require medical examinations by a doctor of ItS (the
Employer's) choice pursuant to Article 8608 of the Collective Agreement
(Exhibit #1 )
2 This policy grievance arose from an Individual Incident which resulted In
a settled grievance (without preJudice) where the bargaining unit member
was required to see a physIcian of the employer's choice, and the member
advised he did not wish to be examined by that physIcian
3 Prior to this Incident (mentioned In paragraph 2) the
Employer/Employee/Union resolved other Incidents without resort to
grievance/arbitration by accommodating differences between the parties
(Ie referring female members to female doctors) [If they so requested]
and/or In the Instance of a male patient, agreeing to a neutral doctor In
Hamilton where all parties agreed It was appropriate
4 The Collective Agreements between the parties have contained medical
examination provIsions since 1981
5 In the past the Employer has requested that employees see doctors of
ItS (the Employer's) choice and employees have agreed to do so without
Issues except as discussed above
6 The Employer has selected ItS doctors from successful applicants to
Requests for Proposal (for the above purpose)
Counsel for the union characterized the Issue before me as, whether or not the
employer can require or compel an employee to be examined by a doctor of the
employer's choice pursuant to article 86 08 of the collective agreement.
There was general agreement between the parties with regard to the principles of
law applicable to the situation before me Where they parted company was on the
application of the legal principles to the facts of this case
The leading case on this Issue of medical examinations IS Re Thompson and
5
Town of Oakville (1963), 41 D L.R. (2d) 294 (Ont. High Ct.) (the Thompson case) and
It stands for the principle that the right of employers to order their employees to submit
to an examination by a doctor of the choice of the employer must flow from either
contractual obligation or statutory authority In Re Monarch Fine Foods Co Ltd. and
Milk and Bread Drivers, Dairy Employees, Caterers and Allied Employees, Local
647 (1978) 20 L.A.C (2d) 419 (Picher) (the Monarch Fine Foods case), Arbitrator
Plcher reviewed this decIsion and commented as follows
It IS well established that persons do not by virtue of their status as
employees lose their right to privacy and Integrity of the person An
employer could not at common law assert any Inherent right to search an
employee or subject an employee to a physical examination without
consent. Latter v Braddell et al (1881), 50 L.J Q B 448 (C.A) Thus there
IS nothing that can be described as an Inherent management right to
subject an employee to what would otherwise be a trespass or an assault
upon the person The right of an employer to require an employee to
submit to an examination by a doctor of the employer's choice was
reviewed by the Court In Re Thompson and Town of Oakville (1963), 41
o L.R (2d) 294 (Ont High Ct) In that case two constables were
effectively discharged for refusing to submit to a medical examination
when ordered to do so by their chief constable The orders of the
municipal council discharging the constables were quashed on certlOran
on the basIs that there was no lawful authority In the employer to Impose
the requirement of a medical examination upon them In coming to that
conclusion McRuer, C J H C , stated [at p 302]
The right of employers to order their employees to submit to an
examination by a doctor of the choice of the employer must depend
on either contractual obligation or statutory authority
Normally, where an employment relationship IS governed by a collective
agreement, the authority of an employer to require an employee to submit
to a medical examination must, apart from statutory authority, be either
expressed or Implied In the collective agreement. In the Instant case no
statutory authority to order a medical examination was claimed by the
company It then becomes necessary to determine whether the authority
asserted can be found expressed In the collective agreement or be Implied
either from the agreement or from some established past practice of the
company
Both parties referred to this decIsion In their final submissions and accepted It as
an accurate summary of the applicable legal principles
6
It was common ground between the parties In the case before me that there IS no
relevant legislation or statutory authority giving the employer the right to require
employees to submit to a medical examination by a physIcian chosen by the employer
It was also not disputed that the collective agreement does not expressly provide that
the employer has the right to select the doctor to be seen by the employee For
example, article B6 08 does not say that "the employer may require that the employee
submit to a medical examination by a doctor of the employer's choosing at the
expense of the employer " Employer counsel conceded that no blanket right eXists
whereby an employer may Insist that an employee go for a medical examination with a
physIcian not of his or her choice and that the right of an employer to compel an
employee do so must stem from statutory or contractual authority However, counsel
for the employer urged me to conclude that In the case before me ItS authority to
unilaterally determine the physIcian that employees will be referred to may be Implied
from the collective agreement and IS supported by past practice which has been In
eXistence for many years
Both parties acknowledged that the relevant provIsion In the collective
agreement, article B6 08, provides for two types of medical Information or Intervention
The first part of the article deals with the provIsion of a medical certificate In certain
specified situations and the latter part of the article calls for an employee to attend at a
medical examination, once again In specific situations There IS no dispute that article
B6 08 sets out a relatively comprehensive scheme providing for the obtainment by the
employer of medical Information concerning employees There was no dispute that a
medical certificate IS different from a medical examination and that each IS requested
and obtained In different circumstances and perhaps for different purposes
Employer counsel argued that the collective agreement In article B6 08 creates a
type of hierarchy or pyramiding of medlcallnformatlon/assessment. Counsel pOinted out
that a medical examination could be utilized If the employer was not satisfied with the
medical certificate provided by the employee In a sense, the request for a medical
examination could be used as a second or additional step after the provIsion of a
7
medical certificate The right of the employer to request that an employee submit to a
medical examination IS a specific right given to the employer pursuant to article B6 08 to
send an Individual to a doctor of the employer's choosing at the employer's expense
Counsel for the employer suggested that the article only makes sense as a second step
In the process If the employer has the right to select the doctor that the employee IS to
see The past practice establishes that employees have always attended at a physIcian
of the employer's choice and have not until recently questioned the employer's right to
choose the doctor
The parties agree that the employer pursuant to article B6 08 of the collective
agreement has the right to request that an employee submit to a medical examination
by a qualified medical practitioner For many years employees went to a doctor chosen
by the employer without objection In fact, there are stili employees who are gOing for
medical examinations by a doctor chosen by the employer without complaint. But what
happens If an employee refuses to attend at the premises of a physIcian chosen by the
employer? As IS noted In the agreed facts, In certain circumstances this refusal IS
accommodated by the employer and the employee IS referred to an alternative
physIcian I e the parties have In the past agreed to refer female employees to a female
doctor
However, although the employer has demonstrated a willingness to compromise
In certain situations, It nevertheless maintains that pursuant to the collective agreement
It has the right to Insist that an employee attend at a doctor of ItS choice In other words,
It IS suggested that It IS the right of the employer to decide when or If an employee shall
be referred to an alternative physIcian, keeping In mind that this alternative doctor IS stili
one of the employer's choosing
The employer In this case IS asking me to Imply, In light of the language In the
collective agreement and the past practice between the parties, that the employer has
an unfettered or general right to require employees to attend for a medical examination
by a doctor of the employer's choosing when the employee has objected to dOing so In
certain circumstances, the employer IS willing to take the views of employees Into
8
consideration and send the Individual to an alternative mutually acceptable physIcian
But It IS the employer's position that It and It alone determines whether particular or
Individual circumstances warrant any sort of compromise In the view of the employer,
neither the employee nor the union IS entitled to any Input Into the decIsion as to which
physIcian IS to be seen by the employee for a medical examination
I cannot agree with this proposition for several reasons Although the collective
agreement provides for a medical examination, clearly It does not expressly say that this
examination IS to be performed by a doctor of the employer's choice In the
circumstances of this case, It IS also not appropnate to Infer that the employer has this
nght.
To a large extent, I agree with the employer's analysIs of article B6 08 I agree
that medical certificates and medical examinations are generally requested and
obtained In different circumstances and utilized for different purposes I agree that a
situation could anse whereby the employer IS not satisfied with a medical certificate
provided by an employee and for a vanety of entirely legitimate reasons requests that
the employee go for a medical examination by a different doctor
The employer then went on to suggest that ItS nght to send an employee for this
medical examination or assessment makes sense only If the employer has the unilateral
nght to choose the doctor and that this IS supported by the past practice I disagree with
this assertion The collective agreement IS silent on the Issue of choice of physIcian In
my View, It IS equally consistent to Interpret the collective agreement language as
standing for the proposition that although the employer has the nght to Insist that an
employee go for a medical examination, If the employee objects to the employer's
choice of doctor the employer cannot force ItS choice upon the employee There IS no
wording In the collective agreement which establishes a nght on the part of the
employer to Insist upon ItS choice of doctor In the face of an employee objection In
addition, a close examination of the past practice establishes that It also cannot be used
to Justify the position being taken by the employer The specific Issue as to whether or
not the employer can force an employee to go for a medical examination by a doctor
9
that the employee does not want to see has not historically arisen In the past,
employees did not object to the employer's choice of doctor The Issue only crystalllses
when the first employee objects to a medical examination by the doctor chosen by the
employer and the employer IS not willing to consider alternative physIcians That event
happened recently Accordingly, I do not accept the Interpretation of the collective
agreement put forward by the employer
A medical examination IS by ItS very nature extremely Intrusive and personal
The JUrisprudence makes It clear that absent a contractual or statutory right an employer
cannot require an employee to submit to an examination by a medical practitioner
chosen by the employer If the employee does not consent to do so In the absence of
contractual or statutory authority, It would constitute an assault. As was noted In the
Monarch Fine Foods case, It IS well established that persons by virtue of their status
as employees do not lose their right to privacy and Integrity of the person A medical
examination can by ItS very nature be Invasive and Involve physical contact. As the
patient may be required to share Intimate details of his or her medical history or
personal life, the patient must have trust and confidence In the doctor conducting the
examination The relationship between the doctor and patient must be one based on
trust and confidence An employee's right to privacy ought not to be abrogated In the
absence of clear employer authority flowing from a legislative requirement or contractual
language That authority does not eXist In this case
Therefore, the Issue before me comes down to the following question Does the
employer have the Implied right under the collective agreement as a general principle to
require an employee to submit to a medical examination by a doctor of the employer's
choosing In the face of an employee objection to dOing so? For all of the reasons
articulated above, the answer to that question IS no
However, before leaving this matter, I want to stress that although the employer
does not have a general or absolute right to Insist that an employee submit to a medical
examination by a physIcian of the employer's choice, this IS not to say that a situation
could never arise In which It would be appropriate for the employer to require an
10
employee to go to a doctor of the employer's choice It IS possible that In certain
circumstances It would be appropriate for the employer to Insist that an employee see a
particular doctor but those circumstances would have to be unusual Union counsel
conceded this and acknowledged that although the employer does not have a general
right In every case to Insist that an employee see a physIcian of the employer's
choosing, It IS possible that circumstances could arise when It IS appropriate He also
agreed that should an employee refuse to see any physIcian when requested by the
employer, It might be appropriate for consequences to flow to that Individual
In addition, this decIsion should also not be taken as standing for the proposition
that the employee has the right to choose the physIcian he or she shall see pursuant to
article 86 08 of the collective agreement. At this pOint, the only finding that I have made
IS that the employer pursuant to article 86 08 of the collective agreement does not have
the unilateral right In every case to choose the physIcian to be seen by an employee
and to compel an employee's attendance at this physIcian
The employer has the right and the responsibility to ensure that employees are fit
and healthy and capable of performing work In a safe fashion Employers are also
entitled to Information which would allow for the assessment of the legitimacy of an
employee's absence from work. Those principles are not disputed by the union In this
case What IS at Issue between the parties IS how and from whom IS the employer
entitled to obtain the required medical Information
Accordingly, for all of the above reasons, I declare that pursuant to the collective
agreement In force between the parties the employer does not have the right as a
general principle to require an employee to submit to a medical examination by a doctor
of the employer's choosing In the face of an employee objection to dOing so
11
In the event that the parties have any difficulties with regard to the Interpretation
or Implementation of this decIsion, I shall remain seized
Dated In Toronto this 22nd day of May, 2003