HomeMy WebLinkAbout2003-2754.Union Grievance.04-08-23 Decision
Crown Employees Commission de ~~
Grievance Settlement reglement des griefs
Board des employes de la
Couronne
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GSB# 2003-2754
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
ASSOcIatIOn of Management, AdmInIstratIve and
ProfessIOnal Crown Employees of Ontano
(Umon Gnevance) Grievor
- and -
The Crown In RIght of Ontano
(Management Board Secretanat) Employer
BEFORE Richard Brown Vice-Chair
FOR THE UNION Michael Mitchell
Sack Goldblatt Mitchell
BarrIsters and SOlICItorS
FOR THE EMPLOYER Kelly Burke
Semor Counsel
Management Board Secretanat
HEARING July 12, 2004
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DeCISIon
AMAPCEO gneves the exclusIOn from ItS bargaInIng UnIt of a posItIOn called
admInIstratIve servIces manager and located In the customer relatIOns branch The
employer contends the person holdIng thIS Job exerCIses managenal functIOns or IS
employed In a confidentIal capacIty relatIng to labour relatIOns, wItlun the meanIng
of the Crown Employees Collectlve Bargaznzng Act (CECBA) ThIS decIsIOn deals
exclusIvely wIth the employer's prelImInary motIon contendIng eIther thIS board
lacks JunsdIctIOn to detennIne whether the posItIOn IS properly excluded or, In the
alternatIve, tlus board should defer to the Ontano Labour RelatIOns Board (OLRB)
In relatIOn to thIS matter
The gnevance IS dated October 14,2003 In a reply dated November 4, the
employer "reserved the nght" to argue the matter should be heard by the OLRB
The employer made applIcatIOn to that board on Apnl2, 2004, approxImately four
weeks before the first day scheduled for heanng before thIS board ProceedIngs
before the OLRB had not yet begun when argument was heard on July 12
I
The employer relIes upon decIsIOns of tlus board, dealIng wIth JunsdIctIOnal
obJectIOns and deferral requests, In a senes of cases InvolvIng a questIOn of
employee status These cases were decIded agaInst the backdrop of two court
cases
The first IS Canadzan Industrzes Ltd. and Internatzonal Unzon of Allled and
Technzcal Workers, [1972] 3 O.R. 63 (C.A.), where a board of arbItratIOn had
purported to determIne whether the collectIve agreement between the partIes
applIed to guards supplIed by a secunty company On JudIcIal revIew, the
employer contended thIS matter lay wIthIn the exclusIve JunsdIctIOn of the OLRB
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ThIS argument was based upon what was then s 95 of the Labour RelatlOns Act
(LRA )
95 (1) The Board has exclusIve JunsdIctIOn to exerCIse the powers conferred
upon It by or under thIS Act and to determIne all questIOns of fact or law that
anse In any matter before It, and the actIOn or decIsIOn of the Board thereon
IS final and conclusIve for all purposes, but nevertheless the Board may at
any tIme, If It consIders It advIsable to do so, reconsIder any decIsIOn, order,
dIrectIOn, declaratIOn or rulIng made by It and vary or revoke any such
decIsIOn, order, dIrectIOn, declaratIOn or nllIng
(2) If In the course of bargaInIng for a collectIve agreement or dunng the
penod of operatIOn of a collectIve agreement, a questIOn anses as to whether
a person IS an employee or as to whether a person IS a guard, the questIOn
may be referred to the Board and the decIsIOn of the Board thereon IS final
and conclusIve for all purposes
NotIng neIther party had referred the matter to the OLRB, the Court of
Appeal sustaIned the JunsdIctIOn of the board of arbItratIOn, saYIng
When the LegIslature wanted to gIve the Ontano Labour RelatIOns Board
exclusIve JunsdIctIOn over a subJect-matter, It dId so In plaIn and
uneqmvocallanguage Indeed, It used those very words In s-s (1) In s-s
(2), on the other hand, the language used IS that the questIOns there referred
to "may" -- and I emphasIze may -- "be referred to the Board" We hold that
tlus language IS permISSIve and not mandatory
If such a suggestIOn IS In fact referred to the Ontano Labour RelatIOns
Board, ItS JunsdIctIOn would then be exclusIve by the same applIcatIOn of s-
s (1) that Mr JustIce Osler gave It, but that dId not occur here NeIther
party chose to refer the questIOn to the Ontano Labour RelatIOns
Board. They chose to proceed by way of arbItratIOn under the collectIve
agreement
Had the matter been presented to the Board It would probably have
been necessary for us to further construe s-s (2) of s 95 wIth respect to the
phrase "final and conclusIve for all purposes" Does tlus mean "for all
purposes of the Act and of any collectIve agreement" or sImply "for all
purposes of the Act"? In other words, may such a findIng be confined to
purposes wIthIn and anSIng under some specIfic sectIOn of the Act, makIng
It necessary to stIll have an arbItratIOn as to whether a person IS an employee
wIthIn the meanIng of the collectIve agreement, In whIch arbItratIOn the
findIng of the Ontano Labour RelatIOns Board would be one fact, but not the
only fact, relevant to the decIsIOn of the arbItrators? The decIsIOns of the
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Ontano Labour RelatIOns Board and of vanous arbItrators would seem to
IndIcate that tlus IS so We do not have to decIde tlus In the case before us
because In fact, as I have already pOInted out, there was no reference to the
Ontano Labour RelatIOns Board
As the matter had not been referred to the OLRB, the court's suggestIOn that such a
referral would depnve an arbItrator of JunsdIctIOn IS oblter dleta
The other court case, Attorney General of OntarlO and OntarlO Publle
Servlee Employees UnlOn (CannIng), [1986] 0 J No 237 (DIV Ct), arose In the
context of CECBA, when that statute gave the now defunct Labour RelatIOns
Tribunal (LR T) much the same role In the publIc sector as the OLRB played for an
employer like Canadian Industnes In the pnvate sector SectIOn 40( 1) of CECBA
then stated.
If In the course of bargaInIng for a collectIve agreement or dunng the penod
of operatIOn of a collectIve agreement, a questIOn anses as to whether a
person IS an employee, the questIOn may be referred to the Trzbunal and ItS
decIsIOn thereon IS final and bIndIng for all purposes
ReVIeWIng a decIsIOn of thIS board, the DIvIsIOnal Court suggested the LR Thad
the exclusIve JunsdIctIOn to rule on the "status" of an employee As there IS
notlung In the court's Judgment to suggest the matter had been referred to the LR T ,
thIS suggestIOn IS at odds wIth the holdIng of the Court of Appeal In Canadzan
Industrzes whIch was not cIted by the DIvIsIOnal Court
There are seven reported decIsIOns of tlus board dealIng wIth questIOns of
employee status In the first SIX, the board refraIned from makIng a determInatIOn
of status The Issue In each was whether one or more posItIOns were excluded from
the bargaInIng UnIt because of theIr "managenal" or "confidentIal" nature or
because they Involved a "non-recurnng" proJect The DIvIsIOnal Court's comments
In Cannzng were endorsed In two cases where thIS board held It was wIthout
JunsdIctIOn OPSEU (0 'Breza) and Mlnzstry of Agrzeulture and Food, decIsIOn
dated Feb, 19, 1990, GSB 1101/88 (FIsher), and OPSEU (Polley Grzevanee) and
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Mlnzstry o.fNatural Resources, decIsIOn dated June 24, 1992, GSB No 2109/91
(Samuels) In the remaInIng four cases, the board held It had concurrent
JunsdIctIOn, folloWIng the lead of the Court of Appeal In Canadzan Industrzes, but
deferred to the LRT OPSEU (Lasanz) andMlnzstry o.fCommunzty and Soczal
Servlces, decIsIOn dated May 15, 1987, GSB No 0147/84 (DelIsle), OPSEU
(UnlOn Grzevance) and Mlnzstry of Industry, Trade and Technology, decIsIOn dated
August 26,1987, GSB No 1257/86 (Barrett), OPSEU (UnlOn Grzevance) and
Management Board o.fCabznet, decIsIOn dated December 5, 1988, GSB No
2086/86 (Draper), and OLBEU (Coones) and Llquor Control Board ofOntarlO,
decIsIOn dated November 25, 1991, GSB No 2311/90 (Stewart)
The ratIOnale for deferral was first stated by VIce-Chair Barrett In Mlnzstry
of Industry, Trade and Technology
When lookIng at the Crown Employees Collectlve Bargaznzng Act, as a
whole one has to assume that the framers of the legIslatIOn contemplated that
the questIOn of employee status would anse frequently, and accordIngly a
specialIzed Tribunal should be establIshed to deal wIth that Issue on an
ongoIng basIs (page 7)
ThIS passage was cIted wIth approval by VIce-Chair Stewart In Coones
A dIfferent approach was taken In the seventh and most recent case before
tlus board InvolvIng employee status, OPSEU (Chamazllard) and Mlnzstry of
Attorney General, decIsIOn dated September 21,1993, GSB No 1290/92 (Kaplan)
In that case, a court reporter alleged she had been dIscharged wIthout Just cause
and the employer contended she was not an employee and so had no protectIOn
agaInst dIsmIssal It appears the employer vIewed the gnevor as an Independent
contractor VIce-Chair Kaplan held he had JunsdIctIOn to decIde the Issue of
employee status DeclInIng to defer to the LR T, he wrote
In the Instant case, we find that whIle the determInatIOn of status by the
Tribunal mIght end the matter by precludIng the necessIty of reVIeWIng the
ments, It mIght not The Issue of status IS arguably IntertwIned wIth the
ments, and It IS ImplIcated to a much greater extent than In any of the other
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cases In whIch thIS Issue has prevIOusly been addressed A referral to the
Tribunal In tlus case would constItute an unnecessary dIvIsIOn of decIsIOn-
makIng, and, assumIng that the gnevor was found to be an employee, result
In consIderable delay In the detennInatIOn of her gnevance and In that way
defeat one of the Important purposes of arbItratIOn (page 15)
All seven decIsIOns of tlus board were rendered when the LR T functIOned as
a specialIzed labour relatIOns board for the publIc sector The LRT ceased to eXIst
when CECBA was amended In 1993 SectIOn 2(1) of the statute now Incorporates
the LRA wIth modIficatIOns not here relevant As a result of thIS IncorporatIOn, the
role prevIOusly played by the LRT In matters of employee status was transferred to
the OLRB The now operatIve prOVISIOn In the LRA, sectIOn 114, IS IdentIcal In all
relevant respects to sectIOn 95 consIdered by the Court of Appeal In Canadzan
Industrzes Counsel for the assocIatIOn contends the abolItIOn of the LR T, and the
transfer of ItS role under CECBA to the OLRB, calls for a re-eXamInatIOn of thIS
board's earlIer practIce of not decIdIng Issues of employee status
II
Employer counsel also relIes upon London Publzc Llbrary and Canadzan Unwn of
Publzc Employees (1996),55 L.A.C (4th) 361 (M. PIcher) The Issue In that case,
as stated by ArbItrator PIcher, was "whether a board of arbItratIOn can enforce a
collectIve agreement prOVISIOn whIch would place persons InsIde a bargaInIng UnIt
even though they may not be employees under the governIng labour relatIOns
statute" (page 362) When the arbItratIOn heanng started, an applIcatIOn for a
determInatIOn of employee status was pendIng before the OLRB ContendIng
someone who was not an employee under the statute could not be part of the
bargaInIng UnIt, the employer urged the board of arbItratIOn to defer to the OLRB
on the matter of employee status The UnIon opposed deferral, argUIng a decIsIOn
about employee status by the OLRB would have no beanng on the resolutIOn of
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the gnevance RulIng that only employees under the statute could be members of a
bargaInIng UnIt, ArbItrator PIcher adJourned the arbItratIOn pendIng a
detennInatIOn by the OLRB on the questIOn of employee status, a questIOn not
submItted to the board of arbItratIOn by the employer or the UnIon
The Important pOInt for present purposes IS that ArbItrator PIcher was not
requested by eIther party to detennIne whether the persons In dIspute were
employees wIthIn the meanIng of the statute In my VIew, the absence of any
request to answer thIS questIOn fully explaIns why the arbItrator declIned to address
It
III
The aSSOCiatIOn relIes upon the practIce of the partIes over the last decade when
dealIng wIth dIsputes of thIS sort In thIS regard, I was referred to the voluntary
recognItIOn agreement, dated March 23, 1995, whereby the aSSOCiatIOn first
acqUIred bargaInIng nghts That agreement created a mediatIOn/arbItratIOn process
for resolvIng dIsagreements about the exclusIOn of thousands of posItIOns from the
bargaInIng UnIt The contested posItIOns were dIvIded Into two groups known as
"TIer 1" and "TIer 2" respectIvely The agreement reqUIred all dIsputes relatIng to
the 1200 people In TIer 1 to be resolved before collectIve bargaInIng began, unless
the partIes agreed to extend thIS deadlIne All of these matters have been resolved
DIsputes about the 1600 people In TIer 2 were held In abeyance untIl a first
collectIve agreement was negotIated and some of them have not yet been resolved.
The lIst of posItIOns In both tIers Includes a huge number wIth tItles IncludIng the
word "supervIsor", "manager", "head", "co-ordInator" or some like term,
IndIcatIng that many of the dIsputes were about the exerCIse of managenal
functIOns
The aSSOCiatIOn also relIes upon thIS board's current role In the resolutIOn of
an earlIer polIcy gnevance allegIng bargaInIng work IS beIng done across the OPS
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by a large number of people, who would be charactenzed properly as employees of
the provIncial government, but who are beIng treated as If they are not employees
When that matter was referred to the board, the employer dId not questIOn Its
JunsdIctIOn to determIne whether the dIsputed persons were employees and dId not
suggest deferral to the OLRB
IV
Based upon the decIsIOn of the Court of Appeal In Canadzan Industrzes, I have no
hesItatIOn In concludIng tlus board has JunsdIctIOn to detennIne an Issue of
employee status whIch has not been referred to the OLRB
The Court of Appeal's suggestIOn that sectIOn 95(1) of the LRA (now sectIOn
114( 1 )) meant arbItral JunsdIctIOn would be negated by a referral to the OLRB IS
oblter dlcta and therefore not bIndIng on thIS board AccordIng to thIS provIsIOn,
the OLRB has "exclusIve JunsdIctIOn to determIne all questIOns of fact or law
that anse In any matter before It "I note the OLRB has not read tlus sectIOn to
mean an applIcatIOn to that board lImIts the JunsdIctIOn of arbItrators Indeed,
when faced wIth an Issue relatIng to a matter governed by both the statute and a
collectIve agreement, the OLRB often defers to arbItratIOn, rather than cla11nIng
exclusIve JunsdIctIOn The OLRB' s approach to deferral IS set out In Unzted Food
and Commerczal Workers UnlOn and Valdl Inc, [1980] 3 C.L.R.B.R. 299
(Adams) ThIS analysIs leads me to conclude an applIcatIOn to the OLRB for a
detennInatIOn of employee status does not depnve tlus board of JunsdIctIOn
The remaInIng questIOn IS whether I should defer to the OLRB It has
assumed the role prevIOusly played by the LRT In the publIc sector ThIS change In
the legal landscape reqUIres me to decIde whether tlus board's past practIce of
defernng to the LRT warrants deferral to the OLRB
The only stated ratIOnale for deferral to the LR T on questIOns of employee
status was that they fell wItlun that tribunal's field of speCialIzatIOn In other
9
words, the LR T was vIewed as havIng greater expertIse than thIS board. Both
agencIes dealt exclusIvely wIth the publIc sector, but the specialty of tlus board
was the InterpretatIOn of collectIve agreements, whereas the specialty of the LR T
was the applIcatIOn of CECBA WIth thIS dIvIsIOn of labour In mInd, VIce-Chair
Barrett In Mlnzstry of Industry, Trade and Technology concluded the LRT had a
comparatIve advantage In makIng detennInatIOns of employee status The tacIt
premIse underlYIng thIS conclusIOn appears to be that such Issues arose more often
before the LR T than before thIS board.
Does the OLRB have greater expertIse than the GSB In relatIOn to employee
status In the publIc sector? The OLRB no doubt has a wealth of expenence In
determInIng the status of employees In the pnvate sector The record In thIS case
does not IndIcate how often, If ever, the OLRB has made a detennInatIOn of
employee status In the publIc sector SInce assumIng the JunsdIctIOn to do so In
1993 The partIes have submItted such an Issue to thIS board In at least one recent
case noted above As pOInted out by counsel for the aSSOCiatIOn, tlus board's vast
expenence wIth publIc-sector labour relatIOns gIves It a sound grasp of the context
In whIch dIsputes over employee status anse In the publIc servIce WeIghIng all of
these consIderatIOns, I am unable to conclude the OLRB has more relevant
expertIse than tlus board.
Two other factors favour thIS board over the OLRB The first IS the
expedItIOus resolutIOn of dIsputes The gnevance was filed In October of 2003 and
scheduled to be heard by tlus board at the end of Apnl of 2004 An applIcatIOn to
the OLRB was not made by the employer untIl early Apnl and proceedIngs there
had not begun when I heard argument In July In these cIrcumstances, deferral to
the OLRB would delay the resolutIOn of the dIspute I agree wIth aSSOCiatIOn
counsel that JustIce delayed can amount to JustIce denIed In labour relatIOns The
other factor favounng thIS board IS party control over dIspute resolutIOn
procedures The partIes here playa sIgnIficant part In the governance of tlus board
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In general and In the fashIOnIng of procedure In partIcular As noted by counsel for
the aSSOCiatIOn, that part allows them to use a process such as med-arb when they
deem It appropnate
Beanng all of these factors In mInd, I conclude that deferral to the OLRB IS
not warranted.
V
In summary, I have decIded.
1 JunsdIctIOn to decIde the Issue of employee status resIdes wIth tlus
board,
2 ThIS board should not defer to the OLRB
Dated at Toronto thIS 23rd day of August 2004
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RJch~d Brown
VIce-Chair