HomeMy WebLinkAbout2004-3434.Smith.05-09-09 Decision
Crown Employees Commission de ~~
Grievance Settlement reglement des griefs
Board des employes de la
Couronne
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GSB# 2004-3434
UNION# 2005-0247-0001
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontano PublIc ServIce Employees Umon
(SmIth) Union
- and -
The Crown In RIght of Ontano
(Mimstry of Commumty Safety and CorrectIOnal ServIces) Employer
BEFORE Nimal V DIssanayake Vice-Chair
FOR THE UNION GavIn Leeb
Barnster and SOlICItor
FOR THE EMPLOYER Andrew Baker
Counsel
Management Board Secretanat
HEARING August 8 2005
CONFERENCE CALL August 11 2005
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DeCISIon
This decision pertains to a discharge gr1.evance dated
January 6, 2005 filed by Ms Kellie Smith, a casual correctional
officer At the commencement of the hearing, the employer moved
that the Board lacked jurisdiction to deal with the gr1.evance
because a pr1.or gr1.evance dated December 10, 2004 filed by the
gr1.evor with respect to the same discharge had been settled by
minutes dated December 13, 2004 signed by the employer, the
union and the grievor
The union's position was two-fold It was submitted that
the December 13, 2004 document titled "Memorandum of Agreement"
was not on its face a typical settlement of grievance, and ought
not be treated as such Alternatively, the union submitted that
in any event such settlement ought not bar the grievor's right to
gr1.eve her discharge, because at the time she signed it she was
under such stress due to her personal circumstances, that she
signed it under "duress" The un1.on urged me to hear the
evidence with regard to "duress" and determine, whether 1.n the
circumstances, the settlement 1.S binding on the gr1.evor The
employer opposed any inquiry into the issue of duress, and urged
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the Board to uphold the settlement document as a complete bar to
the instant grievance
At the request of the parties, a "bottom line" decision was
issued on August 16, 2005 wherein the Board held that the
December 13, 2004 document was a valid and binding settlement of
the grievor's first gr1.evance, which barred a subsequent
gr1.evance with respect to the same discharge Accordingly, the
Board upheld the employer's motion that it was without
jurisdiction to deal with the second gr1.evance This decision
is intended to set out the reasons for the Board's decision
The following facts are not 1.n dispute By letter dated
December 10, 2004, the grievor's emploYment was terminated The
grounds for termination were reviewed 1.n detail 1.n the letter,
but are not relevant here The same day the gr1.evor filed a
gr1.evance alleging that she had been unjustly terminated, and
seeking reinstatement and compensation for all lost monies On
December 13, 2004 the following "Memorandum of Agreement" was
executed
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MEMORANDUM OF AGREEMENT
Kellie Smith
Name
Correctional Officer, Brantford Jail
Classification/Work Location
ONTARIO PUBLIC SERVICE EMPLOYEES UNION
(The Union)
- AND -
THE CROWN IN RIGHT OF ONTARIO
(Ministry of Community Safety and Correctional Services -
Correctional Services Division) (The Ministry)
Whereas the Parties agree to settle all matters
ar1.s1.ng out of during the course of Ms Kellie
Smi th' s term of emploYment and the termination of
such emploYment, the parties hereby agree to the
following minutes of settlement
1 This agreement 1.S made without admission of
liability or wrongdoing by any party, and any
liability is expressly denied
2 The Parties agree that this settlement 1.S
without precedent or prejudice to any other
matters between the Parties
3 The Parties agree that Ms Smith's (sic) will
res1.gn effective the date of the s1.gn1.ng of
this agreement
5
4 The Ministry agrees to provide the employee
with sixteen ( 16) weeks notice Said notice
will be based on the average hours worked over
the three month period leading up to the
s1.gn1.ng of this agreement Notice will be
subject to statutory deductions and will be
payable within 30 days of the s1.gn1.ng of this
agreement
5 The Ministry agrees to a net paYment to Ms Smith
of $1,500 00 for education and related expenses
The net paYment will be made as soon as 1.S
possible and will be sent by cheque to Ms Smith's
home address of (address deleted)
6 The Union and Ms Smith agree that all
gr1.evances, claims, complaints and actions
ar1.s1.ng out of Ms Smi th' s emploYment with the
Ministry including all complaints before the
Ontario Labour Relations Board and the
Workplace Safety and Insurance Board and the
Ontario Human Rights Commission and the
Grievance Settlement Board
7 Ms Smith agrees not to seek reemploYment with
the Ministry of Community Safety and
Correctional Services
8 Ms Smith agrees that she has been fully
informed of and understands the consequences of
this settlement, enters into it voluntarily,
and further agrees that the Union has fairly
and properly represented her
6
9 PaYment will be received no later than December
30, 2004
Dated this 13 day of December, 2004
"Signed illegibly" "Signed illegibly" "Signed illegibly"
For the Grievor For the Union For the Ministry
There 1.S no dispute that the gr1.evor had un1.on
representation preceding the execution of the Memorandum, which
was signed by the gr1.evor, an employer representative and a
un1.on representative It 1.S also agreed that the employer
implemented the undertakings it made 1.n the Memorandum,
including the paYments of the monetary amounts under paragraphs
4 and 5
The instant gr1.evance was filed on January 6, 2005 The
statement of grievance therein states "I gr1.eve that I have been
dismissed from my contract position and that it was not my
intention to quit or resign my position Decision to res1.gn was
made under extreme stress" In this subsequent gr1.evance also,
the grievor sought reinstatement, among other remedies
7
The un1.on did not dispute that both gr1.evances related to
the same discharge However, the un1.on argued that 1.n the
particular circumstances of this case the Memorandum should not
be held to bar the grievor's right to gr1.eve her discharge by a
second grievance
The un1.on stated that it will lead evidence to establish
the following In March of 2004 the grievor's 3 young children
had been taken away by the Childrens Aid Society In August
2004, her husband left her In and around December 2004, the
gr1.evor had difficulty getting access to see her children, or
even having telephone contact with them Although the children
were returned to her 1.n January 2005, at the time she was
discharged, she had no idea when she would get them back She
was therefore under tremendous stress It was her determination
at the time that if the record showed that she had resigned from
her job, rather than been terminated, her chances of getting the
children back from the Childrens Aid Society were better This
belief greatly influenced her decision to agree to the terms of
the Memorandum of Agreement
8
The un1.on submitted that once the foregoing facts are
established, it would lead the Board to conclude that at the
time the gr1.evor agreed to and signed the memorandum, she did
not have the capacity to make a rational and sound decision
The union made two submissions 1.n support of its position
that the second gr1.evance was arbitrable Mr Leeb submitted
that the un1.on did not dispute that an agreement entered into
between the employer and the un1.on 1.S, as a general matter,
binding However, he contended that it was not clear what the
memorandum purported to do He submitted that the memorandum
should be treated as an agreement to res1.gn on the part of the
gr1.evor, as opposed to a settlement of a gr1.evance On that
basis he submitted that the law 1.S clear that a quit or
resignation 1.S not g1.ven effect to, 1.n circumstances where the
evidence 1.S that the decision to quit or reS1.gn was made under
stress and duress He urged me to hear that evidence and
determine whether or not the gr1.evor had the capacity to make a
voluntary decision at the time she signed the Memorandum
The employer was opposed to the Board hearing any evidence
of duress on the part of the grievor It was submitted that the
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only 1.ssue the Board had to determine was whether or not the
"Memorandum of Agreement" was a settlement of the grievor's first
gr1.evance Once it 1.S found to be such a settlement, it
constitutes an absolute bar to any subsequent gr1.evance
challenging the same dismissal Unlike 1.n the case of an
indi vidual's decision to quit or res1.gn, personal circumstances
of a gr1.evor are irrelevant 1.n the case of a settlement of a
gr1.evance
A simple reading of the Memorandum indicates that it 1.S a
very poorly drafted document For example, it does not identify
a particular gr1.evance Some sentences, for example para 6,
are disjointed or incomplete However, that 1.S not unusual
because these documents are often drafted 1.n haste and by
untrained persons Despite these deficiencies, there can be no
doubt that the document 1.n question, when read as a whole, was
intended to be and 1.S, a settlement of "all matters ar1.S1.ng out
of (sic) during the course of Ms Kellie Smi th' s term of
emploYment and the termination of such emploYment", including the
gr1.evance the gr1.evor had filed 3 days earlier The intended
terms of resolution are also clear Therefore, any submissions
made by the union 1.n support of the board's jurisdiction to hear
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the subsequent gr1.evance, must be considered 1.n that light It
1.S not at all uncommon for gr1.evance settlements to include a
term wherein the employer undertakes to change the termination
to a resignation The inclusion of such a term does not convert
the document from a settlement of a gr1.evance to a mere
agreement by the grievor to quit or resign
Mr Leeb referred me to a number of GSB decisions
incorporating Minutes of Settlement of gr1.evances, where terms
have been included wherein the gr1.evor explicitly acknowledges
that he/she was s1.gn1.ng the minutes "voluntarily and without
duress" It was submitted that this suggests that the parties
considered the absence of duress on the gr1.evor to be a
necessary condition for the validity of the Minutes I
disagree First, there 1.S no evidence as to why and for whose
benefit such term was included 1.n the particular case It 1.S
just as possible that the term was included for the benefit of
the union to protect it against later claims by the grievor that
he or she was unduly pressured by the un1.on to agree to the
minutes Second, and 1.n any event, the 1.ssue of whether duress
of the grievor invalidates a gr1.evance settlement is a matter of
11
law The law cannot be gleaned from what the parties mayor may
not have included in particular documents
In the Board's V1.ew, whether the grievor's signature was
placed on a gr1.evance settlement under personal stress or duress
1.S irrelevant to the legal validity of Minutes settling a
gr1.evance This 1.S because, 1.n the board's V1.ew, a grievor's
signature 1.S not a necessary condition for the validity of
Minutes settling a gr1.evance In Re Smith/Smith, 1278/99
(Harris) no formal Minutes of Settlements were signed off
However, a Board decision incorporated the terms of settlement
the parties had arrived at following mediation, and made an
order 1.n accordance with those terms One of the gr1.evors
subsequently applied for judicial reV1.ew of the Board order
The Court 1.n a unan1.mous judgement released May 16, 2003
dismissed the application on the grounds that an individual
gr1.evor had no standing to seek judicial reV1.ew The Court
wrote
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[12] the dispute arose out of Mr Smith's position as
an employee and as a result of the purported
termination of his emploYment The "management
rights" clause 1.n the collective agreement
g1.ves management the power to hire, to layoff
or to dismiss This 1.S what it said it was
doing Whether it was entitled to do so, or
whether if it were, it did so properly, are
matters that fall under the collective
agreement for gr1.evance purposes and can only
be pursued by the Union bargaining agent
[13] Thus, the 1.ssues were properly before the GSB
Had there been a hearing that Board would have
been entitled to determine whether the
Assistant Deputy Minister had properly
delegated authority 1.n purporting to dismiss
Mr Smith and, if not, what consequences should
follow from that The Board 1.n such
circumstances may have decided the purported
termination was void ab initio We do not
think such a decision would have deprived the
GSB of "jurisdiction" however Rather, it would
simply follow that there was no need to deal
with the gr1.evance on its merits as the
purported dismissal was void from the outset
The Board has authority to determine its own
jurisdiction The determination of those
questions would still fall within the purv1.ew
of a gr1.evance under the collective agreement
concern1.ng the termination of Mr Smi th' s
emploYment
[14] In this case, however, the GSB was not required
to make such a decision The Union and the
Employer reached a settlement and the Vice-
Chair of the Board, who acted as mediator 1.n
respect of the negotiations was justified 1.n
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the circumstances 1.n assum1.ng that role and,
once the settlement was reached, 1.n
incorporating its terms into an order as
requested by the parties
[15] As a member of the bargaining unit whose
complaint regarding his purported termination
was properly pursued by the gr1.evance process
set out 1.n the collective agreement and before
the Board, Mr Smith 1.S bound by that
settlement and order Only the parties to the
collective agreement may pursue that
emploYment-related grievance
[16 ] Accordingly, Mr Smith has no standing to
pursue this application for judicial reV1.ew
It is therefore dismissed
The foregoing judgement supports the proposition that only
the union can pursue a grievance under the collective agreement,
and that once the parties to the collective agreement, that 1.S
the employer and the un1.on, settle a gr1.evance, the individual
gr1.evor has no standing to challenge the settlement If the
un1.on solely can pursue a gr1.evance, it logically follows that
it also has the authority to settle such gr1.evance The court's
decision that a gr1.evor had no standing to challenge a
settlement through an application for judicial reV1.ew 1.S
consistent with the proposition that the gr1.evor 1.S not a
necessary party to a gr1.evance settlement In the present case
the un1.on did settle and has not resiled from its decision to
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settle Thus, the necessary parties to the grievance, the union
and the employer, have settled the gr1.evance That settlement
is binding on the grievor
This, of course, does not mean that a un1.on has no
responsibility towards the gr1.evor The Labour Relations Act
requ1.res that 1.n representing employees a union must not act 1.n
a manner that is arbitrary, discriminatory and in bad faith In
the present case there 1.S no allegation that the union failed to
comply with this duty of fair representation Even if there
were such allegations, any complaint 1.n that regard must be
directed to the Ontario Labour Relations Board If such a
complaint 1.S successful before the Labour Relations Board, it
will be up to that Board to fashion a remedy for the employee as
it deems fit
In summary, the Board finds that the grievor's initial
termination gr1.evance was settled The settlement 1.S valid and
binding regardless of the validity of the grievor's signature,
S1.nce it was duly signed by the necessary parties to the
gr1.evance, namely the employer and the un1.on It follows that
the gr1.evor was not subsequently entitled to file a second
gr1.evance over the same termination The Board 1.S without
15
jurisdiction over the instant gr1.evance, and it 1.S hereby
dismissed
Dated this 9th day of September, 2005 at Toronto, Ontario
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