HomeMy WebLinkAbout1988-1508.Rankin.90-02-06
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r, \, , EMPLOYES DE LA COURONNE
ONTARIO
"' CROWN EMPLOYEES OEL'ONTARIO
1111 GRIEVANCE CpMMISSION DE
SETTLEMENT REGLEMENT
BOARD DES GRIEFS
180 DUNDAS STREET WEST TORONTO, ONTARIO. M5G 1Z8 SUITE 2100 TELEPHONE/TELEPHONE
180, RUE DUNDAS OUEST TORONTO. (ONTARIO) M5G lZ8 BUREAU 2100 (416) 598-0688
1508/88
IN THB MATTBR OF AN ARBITRATION
under
THB CROWN BKPLOYEBS COLLECTIVE BARGAINING ACT
Betore
THB GRIEVANCE SETTLBHBNT BOARD
Between:
OPSEU (Rankin)
Grievor
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The Crown in Right of ontario
(Ministry of Correctional Services)
Employer
Before: R.L. Verity Vice-Chairperson
I Thomson Member
E Orsini Member
For the Grievor: P. Lukasiewicz
Counsel
Gowling, Strathy & Henderson
Barristers & Solicitors
For the EmDloyer: J. Thomson
Counsel
Hicks Morley Hamilton
stewart storie
Barristers & Solicitors
Hearinas: June 23, 1989
November 27, 1989
November 28, 1989
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DEe I s ION
Rr,hprr R."lnl- n n r""'nr rect 1 ona I Offlcer 2 at the Metro
Toronto West DetentIon Centre recelved a 23 day suspensIon as a
result ot two seot'\rate a I (eqat Ions arislng from the same
IncIdent
that on or about. December t 2 , 1988J you used
excessive force on an inmate J and further,
that on or about December 12, 1988J you did not
report the full circumstances surroundlng the use of
force on the Inmate
On January 20 1989, Metro West Deputy Superintendent
0 L MarKlnnon lmoosed a 20 day susoension for the alleged use
of exceSS1ve force and a 3 day susoenSion for the failure to fIle
~ romoletp orcurrenre reoort The qrleVOr mainta1ns that he was
unlllstl ,11 sr Ii 11 ned ~nd seeks tll \ I remedlal redress
A hearlng before the Grlevance Settlement Board
commenced on June 23, 1989 Subsequently, at the second day of
hearlnl:; on November 27. the Employer withdrew the allegation of
exceSSlve force and agreed to compensate the gr;evor wlth
interest for the 20 day suspenSlon The Employer agreed to lssue
an amended letter of dlscl0line deletIng any reference to the 20
day susoenSlon The Danel was requested to retain jurlsdlctlon
unti 1 the oartles formallzed the withdrawal of the first
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allegation The rema1ning lssue 1S the merits of the 3 day
suspens10n
The relevant facts can be br1efly summarized On the
morn1nq ot December 12, 1988, the grievor and Correct1onal
Offlrers ROhrmospr ~nd Lanqlev were asslgned to escort an 1nmate
trnm METFuRS ~ p~'trhlatrlr un1t at the Queen Street Mental
Health Centre back to the Metro West Detention Centre
By all accounts, the inmate was abusive, belligerent,
and Dotentially dangerous A scuffle ensued between the inmate
and the three correctional off1cers in which the grievor used a
Docket b111 y" for purposes of control The inmate was struck
w1th the bllly some six or seven times at authorized body str1ke
pOints He was restrained and placed in handcuffs and leg 1 rons
Durlng the struggle the inmate injured h1S forehead 1n an
1ncident unrelated to the use of the billy The inmate. once
restra1ned, was returned wlthout further inc1dent to the
detent10n centre
All three correctlonal off1cers were ordered to prepare
lnCldent reports However none of the incident reports filed
rnent10ned the use of the bl 11 y Subsequently, Correctional
Offlcers Rohrmoser and Langley received written reprimands on
account of fa1 lure to report the full circumstances surround1ng r
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the use of force on an inmate However, the grievor received a 3
day suspension for the same offence
The grievor's incldent report, filed on December 12,
reads as follows
At approxlmately 1200 while on escort duty I was
ordered to go to Metfors to escort Inmate T back to
TOR IVEST On arriving at Matfers I was informed by
sta1"f there that T had made a weapon out of his
t-shlrt and threatened them On going to the ce 1 1 it
was notlced Inmate T had assumed a threatening
stance and started shoutlng obscenlties He jumped on
thp. bp.d :'1nr1 retusRd to come out As I approached the
bRd tn qat h 1 m Ollt he attacked me, hittlng me in the
neck and breaklnq my glasses Co Langley and Co
Rohrmoser asslsted me in restraining the lnmate who
fe 11 to the floor, lnJuring hlS head We managed te
put the cuffs and the leglrons on him and I asked the
nurse t'or a bandage to wipe the blood off Inmate T's
head Myself and Co Langley were all hit during the
struggle The lnJurv to Inmate T's head was wiped by
the nurse, she did not make any comment Afterwards we
left w1thout further lncident, escorted 11M T west,
placed in segregatlon
The griever is alleged to have violated the
lnstltution's Standinq Order # 7 entitled Use of force against
an inmate" The standlng order sets out section 7 ( 1 ) and ( 2 )
of regulat10n 649 under The Correctional Services Act and reads
as fa 11 ows
7 - ( 1 } No employee sha 11 use force against an inmate
unless torce 1S reau1red in order to,
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( a ) enforce dlsclPline and malntain order within the
lnstltutlon
( b) defend the employee or another employee or inmate
from assault,
( c ) control a rebelllous or disturbed inmate, or
( d ) conduct a search,
but where force is used agalnst an inmate, the amount
of force used shall be reasonable and not excessive
having regard to the nature of the threat posed by the
inmate and all other Clrcumstances of the case
( 2 ) Where an employee uses force against an inmate,
the employee sha 11 f lIe a written report wlth the
Superintendent lndlcatlng the nature of the threat
possed by the lnmate and a 11 other circumstances of the
case
Ms Gai 1 Solomon Securlty Officer at the Metro West
Detentlon Centre. was assiqned by the Superintendent to conduct
an investlQatlon to determlne 1 t 8"ceSSlve force had been used
r\.qalnst tne lnmt'ltF< 1'l.nd 1 t ;:;,; I ,lrcumstances had been accurately
documented Apparently, the lnv~st'gatlon arose from concerns
expressed by Metfors staff that e'(ceSSlve force had been used
On December 14, 1988 Ms Solomon was adVlsed by Metfors nurse,
Bonnle Masson, that a bi 1 1 y had been used Ms Solomon noted
that none of the incident reports fl led had mentloned that fact
Subseauently, she Questioned the grlevor and was advised that he
had orlginally referred to the b 1 I I y ln his first occurrence
report but because of a wrong date that report was destroyed
According to Ms Solomon, the grlevor felt that he was covered
bv savinq the use of security eqUlpment in the second occurrence
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reoort Ms Solomon testlfied that the grievor readily
aCknowledged hlS use of the bll1y including the number of tlmes
lt was used and the areas struck In cross examination, Ms
Solomon acknowled!=led that when she was a shift supervisor and
had become ."I.W'9.rp ot !=lrjdlt:.l0nal lnformatlon her practice was to
order correctlonal ottlcers to prepare addendums to occurrence
reports already filed
Correctional Offlcer Douglas Langley testified, under
subpoena, on behalf of the Employer He stated that ln prepan ng
hl$ occurrence report he (Langley) discussed with the grievor the
necessltv of including the use of the billy According to Mr
Langley's eVldence, the grievor responded that it was unnecessary
as lt was part of the restraint procedure
In his testimony, the grlevor stated that
Suoerlntendent Philllpson spoke with him on December 13, 1988 and
enquired whether or not a blllv had been used on the inmate The
qrleVOr readl I y admlTted that. It had been used He also
testified that he had mentloned that fact ln general conversatlon
wlth Shift Supervlsor Huxtable on the day of the incident
At the hearing, Mr Rankin offered a number of
explanations for the omission of any reference to the use of a
billy in the occurrence report submitted
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1 That it had been mentloned in the initial report which
was destroyed because of inappropriate language
2. That he thought it was covered by the reference to
security equipment
3 That he was pressured to complete the report and return
to his regular duties
4 That he should have been asked to submit an addendum to
the report filed
The Employer argued that the 3 day suspension was
appropn ate for the grievor's failure to report the use of force
contrary to the Institution's Standing Order # 7 and the
prOV1S1ons of regulation 649 Ms Thomson contended that there
was iustiflcation for a more serious penalty than the written
repr1mand 1mposed upon Correctional Officers Rohrmoser and
Langley In support, one authority was submitted Re
G.9ve.rnm.ent of Province of British Columbia and British Columbia
Government Emoloyees Un10n (Correctional Services Component)
(1987), 27 LAC (3d) 311 (Hopel
The Un10n acknowledged that Standing Order t 7 had not
been camp 11 ed wlth However, Mr Lukasiewicz argued that
manaqement had been Selp.ctlve 1n lmposing discipline for the
omlSSlon of the use of the bl1lv when on the grievor's statement
to Ms Solomon all other circumstances of the case had not been
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included 1n the wr1tten reoort The Union contended that the
oenalty was exceSSlve 1n the presence of m1tigating factors
namely. the absence of report1ng directlves in the use of a
bi 11 y the pract1ce of f1l1ng addendums in lieu of discipline,
and the inequity of discipline imposed on the grlevor 1n the
circumstances Mr Lukasiewicz referred the Board to the
fOllowing authorities Re United SteelWorkers of America.
Local 3257 and The Steel Equipment Co. Ltd. (1964), 14 LAC 356
( Rev i 11 e ) . Re Oshawa Group Ltd. (Ontario Produce Co.. Oshawa
Foods Dlvision) and Teamsters Union. Local 419 (1988), 33 LAC
(3d) 97 (Knopf) Re Goodyear Canada Inc. and United Rubber
W.QTK~Lo~a to_.n 2 (19771. 14 LAC (2d) 340 (Burkett) and Re
~1:.-.9Q.l coke 53eJ1~I.a 1 lipspj ta 1 and. Ontario Nurses' Assoclatlon (1977)
15 LAC (2d) 172 <Brandt)
Under both Standing Order # 7 and s 7 ( 1 ) and ( 2 ) of
regulation 649 under the Act, a correctional officer is required
to file with the Superintendent a written report where he or she
uses force upon an inmate A written report 1S a mandatory
requirement where any force is used against an inmate, regardless
of the degree of force or whether or not an injury has occurred
as the result of the use of force The report must contain the
nature of the threat posed by the inmate and "a 11 other
c1rcumstances of the case
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The Board is satisfied that the grievor Rankin violated
the provis1ons of Stand1nQ Order. 7 and regulation 649 when he
omitted any reference to the use of the billy in the control of
the inmate We are also sat1sfied that as a long service
employee Mr Rank1n was fu 11 y aware of the Standing Order and
the orooer methods and procedures to complete an occurrence
report Clearly, the report should have contained a reference to
the use of the pOCket billy, the number of blows inflicted and
the areas of body contact Had the grievor filed a complete
report, it is unlikely that the Employer would have concluded in
the long run that the grievor had used excessive force
Similarly, had a proper report been submitted, it is unlikely
that the grievor would have faced criminal charges In that
regard, the Board was advised that criminal charges against the
grievor were dismissed at a preliminary hearing in provincial
Court on April 5, 1989
An occurrence report constitutes a permanent Ministry
record which must be 1n suff1C1ent detail to provide a true and
accurate account of what actually transpired The report must be
free from personal bias and must contain a clear and concise
description of what happened, who was involved, when and where
the incident occurred and an account of the actions taken by a
correctional officer It is the integrity of the reporting
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system which provides the crucial information to enable the
Ministry to objectively assess an occurrence
On all the evidence adduced, we find that there was
just cause for the imposition of some form of discipline The
real issue, we think, is the appropriateness of the penalty
imposed
There are factors 1n these particular circumstances
Wh1Ch arque for a reduct10n 1n the oenalty The 3 day suspension
was imposed 1n coniunction wlth the 20 day suspenS10n for alleged
excessive use of force As 1nd1cated previously, the 20
suspension was subsequently wlthdrawn by the Employer The
remaining offence is the gr1evor's failure to report all the
circumstances of the case - the ldent1cal allegation made against
Messrs Rohrmoser and Langley
We accept the grievor's testimony that he recogn i .zes
his error and made no attempt to del1cerately conceal the use of
the bi lly In that regard, he made an error in judgment The
grievor has already been subjected to the stress of criminal
charges and the 20 day suspenS10n result1ng from the allegation
of exceSSlve use of force In Vlew of the grievor's admission to
Super1ntendent Phl11ipson and Ms Solomon that he used the billy,
management might have permitted the grievor to file an addendum
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to the occurn:mce reoort. as apparently it has done with
employees. including the grlevor, ln the past However, the
Employer chose not to do so ln this case, presumably because of
the serious allegation, then outstanding, of the excessive use of
force upon an lnmate The grievor is a long service employee
with seniority dating back to 1977 Further, there was no
evidence introduced of a prior disciplinary record
As a general proposition the Employer must establish
equality of treatment in the imposition of discipline The Board
adopts the rationale of Arbitrator Brandt ln Re Etoblcoke
Hosoital and QJltari 0 Nurses' Association, supra, where he states
at pp 180-181
There are a number of cases which have established the
proposltlon that, ln matters of discipline. the
employer must exhibit equality of treatment ln its
imposltion of discipline While the standard of equal
treatment expected is not one of perfection, it is
nevertheless the case that, where there are a number of
employees implicated in a particular incident, the
deg,ree of discipllne imposed on each should bear some
reasonable relationship to the participation of each
employee 1n that incident See Re U.S.W. and Aerocide
Dispensers Ltd. (1965), 16 LAC 57 ( Las kin ) . Re
United Textile Workers and Long Sault Yarns (1968) , 1 9
LAC 258 (Curtis), Re U.S.W. . Local 3292 and Sumar
Industries (1971), 22 LAC 353, Re Ju 1 ius Resn1 ck
Canada Ltd. and Int J 1 Leathergoods & Novelty Workers.
Local 9 (1973), 3 LAC (2d) 247 (Carter)
It cannot be said that Correctional Officers Rohrmoser
and Langley are lmpllcated to the same degree as was the grlevor
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ln the lnCldent in Question While all three failed to report,
lt was the grlevor who had the prime responsibility to document
in wrlting his use of force in the control of the inmate
In the result, the suspension shall be reduced from 3
days to 1 day The grlevor shall be compensated for the 2
remaining days with interest In addition, all references to the
20 day suspenSlon shall be removed from the grievor's personnel
f i 1 e
nA TED at 8rantford Ontar 10th 1 56th day of February ,
19 QO
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R L VERITY, Q C - Vice-Chairperson
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. 1. ~O:ON - Member
~~ - Member