HomeMy WebLinkAbout2001-8010 Benftis Claimant 01-10-01 Decision
IN THE MATTER OF AN APPEAL
BEFORE
THE SUBCOMMITTEE OF THE
JOINT INSURANCE BENEFITS REVIEW COMMITTEE
REGARDING CLAIM #8010
CHAIR LORETTA MIKUS
APPEARING FOR THE UNION MARK BARCLAY
APPEARING FOR THE EMPLOYER Y ASMEENA MOHAMED
Included In the most recent collectIve agreement between the partIes are the followmg
CLAIM # 8010 1
provIsIOns
Article 22 - Grievance Procedure
Article 22.9 - Insured Benefits Grievance
22 9 I An allegatIOn that the Employer has not provIded an Insured benefit that has been
contracted for In thIs Agreement shall be pursued as a Uillon gnevance tiled under ArtIcle
22 13 (Uillon Gnevance)
22 9 I Any other complaInt or dIfference shall be referred to the ClaIms RevIew
Subcomrmttee of JOInt Insurance Benetits RevIew Comrmttee (JIBRC) establIshed
under AppendIx 4 (JOInt Insurance Benetits RevIew Comrmttee) for resolutIon.
Appendix 4
JOINT INSURANCE BENEFITS REVIEW COMMITTEE
1 Name of Committee
The Comrmttee shall be referred to as the JOInt Insurance Benetits RevIew Comrmttee
2 Purpose of Committee
The purpose of thIs Comrmttee IS to facIlItate commumcatIOns between the Employer and the
OPSEU on the subJect of Group Insurance mcludIng BasIc Life Insurance Supplementary
Life Insurance Extended Health Insurance Long Term Income ProtectIon Insurance and such
other negotiated benetits as may from tnne to tIme be Included m the Group Insurance Plane
It IS understood that the Group Insurance benetits to be provIded to employees and the cost
sharIng arrangements between the Employer and ItS employees shall be as set out In any
applIcable collectIve agreement or arbItratIOn award, and the matters for consIderatIOn by thIs
Comrmttee shall be only as set out In these terms of reference
3 Composition of Committee
The Comrmttee shall be composed of an equal number of representatIves from the Employer
and from the OPSEU wIth not more than eIght (8) representatIves In total At meetIngs of the
Comrmttee each party may be accompamed by an Actuary to provIde technIcal advIce and
counsel
4 Duties of the Committee
CLAIM # 8010 2
3
The dutIes of the COIllIll1ttee shall consIst of the followmg
(I) Development of the specdicatIOns for the publIc tendenng of any negotiated
benefits wlnch may be Included m the Group Insurance Plan (to cover the
bargammg umt only),
(n) DetermmatIon of the manner In wlnch the specdicatIOns wIll be made
aVaIlable for publIc tendenng,
(111) ConsIderatIOn and exarmnatIOn of all tenders subrmtted In response the
specdicatIons for tender and preparatIOn of a report thereon,
(IV) RecommendatIon to the Government of OntarIO on the selectIOn of the
Insurance carner or carners to underwnte the Group Insurance Plans,
(v) RevIew of the serm-annual financIal reports on the Group Insurance Plan,
and
(VI) ReVIew of contentIOus claIms and recommendatIons thereon, when such
claIm problems have not been resolved through the eXIstmg adrmmstratlve
procedures
The specIficatIOns for tender wIll describe the benefits to be provIded, the cost sharIng
arrangement between the Employer and ItS employees the past financIallnstory of the
Insurance plans the employee data, the format for the retentIOn IllustratIon for each
coverage and the financIal reportIng reqUIrements Tenders shall be entertaIned by the
COIllIll1ttee from any IndIVIdual msurance carner actIng solely on ItS own behalf Tlns shall
not preclude such carner from arrangIng reInsurance as may be necessary
The basIs for recommendatIon of an Insurance carner(s) wIll Include the abIlIty of the
carner(s) to underwnte the plan, complIance of the carner s quotatIOn wIth the
specIficatIOns for tender the carner s servIce capabIlItIes and the expected long term net
cost of the benefits to be provIded.
1 Experience Review
2 Claims Review Subcommittee
(a) There shall be a subcoIllIll1ttee whose mandate IS to reVIew and make decIsIons
on, complaInts or dIflerences InvolvIng the demal of Insured benefits under the Central
CollectIve Agreement, when such Issues have not been resolved through the eXIstIng
admrmstratIve procedures save and except a complaInt or dIfference arlSlng under
ArtIcle 22 9 I (Insured Benefits Gnevance) of the Central CollectIve Agreement. The
subcoIllIll1ttee shall be composed of two (2) representatIves selected by the Employer
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two (2) representatIves selected by OPSEU and an Independent thIrd party who IS
agreed to by both partIes
(b) Appropnate nnpartIal medIcal consultants shall be available to the subcommIttee
In an advIsory capacIty to provIde mformatIOn on the nature of specdic illnesses or
dIsabIlItIes
@ MembershIp on the subcommIttee shall be for one (1) year penod, and IS
renewable at the mscretIOn of the nommatIng party or partIes In the case of the
renewal of the term of the Independent thIrd party
(d) DeCISIOns of the subcommIttee are final and bmdIng
(e) The fees and expenses of the medIcal consultants referred to In clause (b) and
the Independent thIrd party referred to In clause (a) shall be mVIded equally between
the Employer and the Umon.
Article 42 - Long Tenn Income Protection
Total dIsabIlIty means the contInUOUS InabIlIty as the result of Illness mental dIsorder or
InJury of the Insured employee to perform the essentIal dutIes of hIs or her normal
occupatIOn durIng the qualIficatIon penod, and durmg the first twenty-four months of the
benefit penod and thereafter dunng the balance of the benefit penod, the InabIlIty of the
employee to perform the essentIal dutIes of any gaInful occupatIOn for whIch he or she IS
reasonably fitted by educatIon, traImng or expenence
Subsequent to the sIgmng of thIs collectIve agreement the partIes negotiated and sIgned terms of
reference regardmg the establIshment of a subcommIttee to deal wIth dIsputes between the partIes
regardIng Long Term Income ProtectIOn (hereInafter referred to as "LTIP") That memorandum
stated.
JIBRIC CLAIMS REVIEW SUBCOMMITTEE
TERMS OF REFERENCE
AUTHORITY
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The JIBRC subcoIllIll1ttee IS establIshed under ArtIcle 22 9 2 and AppendIx 4 of the
collectIve agreement between The Crown In Right of Ontano and the OntarIO PublIc
ServIce Employees Umon.
PURPOSE OF SUBCOMMITTEE
To reVIew and make decIsIOns on appeals from employees on clanns mvolvIng the demal of
Insured benefits under the collectIve agreement whIch have prevIOusly been removed from
JIBRC
REFERRAL TO THE SUBCOMMITTEE
Employees wIth claIms that have been removed from JIBRC wIll be notIfied of such, In a
tImely manner by letter (referred to as the "NotIce Letter") to theIr last known address
An employee whose claIm has been removed, has 45 days from the date of the notIce
letter to subrmt a request m wntIng to OPSEU askmg that OPSEU refer theIr case to the
subcoIllIll1ttee ThIs letter must be copIed to the Management Co-ChaIr of the JIBRC
OPSEU has 90 days from the date of the notIce letter to advIse the Management Co-ChaIr
of JIBRC of theIr decIsIon to agree or deny the request to appeal If notIce IS not receIved
from OPSEU wIthIn 90 days from the notIce letter then the claIm wIll be deemed to be
wIthdrawn.
SCOPE OF COMMITTEE
The SubcoIllIll1ttee represents the final stage In the appeal process
The SubcoIllIll1ttee wIll clarIfy medIcal eVIdence as needed, wIth a medIcal consultant
agreed to by both MBS and OPSEU
DeCISIOns of the SubcoIllIll1ttee are final and bIndIng
Upon receIpt of the decIsIOn, a Memorandum of Settlement (as attached) wIll be prepared
and sIgned by the partIes and forwarded to the Insurer
SUBCOMMITTEE MEMBERSHIp.
The subcoIllIll1ttee will consIst of resource representatIves from OPSEU and MBS and an
Independent thIrd party "ChaIr" to be named by MBS and OPSEU
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ROLE OF THE CHAIR"
To reVIew case representatIOns from MBS and OPSEU
To make a deterrmnatIOns ill wntIng wIth respect to each case DecIsIOns must be In
accordance wIth the OPS CollectIve Agreement between the Employer and OPSEU and
consIstent WIth the group Insurance plans In place at the tnne facts gIVillg nse to the dIspute
arose
ROLE OF MEDICAL CONSULTANTS
Appropnate Impartial meillcal consultants will be agreed by the partIes and shall be
aVaIlable to the Subcomrmttee In an advIsory capacIty If the partIes cannot agree on a
medIcal consultant, the ChaIr may callan a consultant from a roster supplIed by the
College of PhysIcIans and Surgeons
The medIcal consultants wIll provIde InformatIOn on the nature on of specIfic Illnesses or
dIsabilItIes
The ChaIr may request an InterpretatIOn of medIcal reports test results and other medIcal
documentatIOn on file
The medIcal consultant IS not a member of the comrmttee and wIll not provIde an opIillon
related to a decIsIOn on the appeal
FEES.
Fees and expenses as approved by the partIes of medIcal consultants and the ChaIr shall
be dIvIded equally between MBS and OPSEU
FORMA T OF MEETINGS.
Each appeal wIll be dealt wIth separately
Both partIes through theIr representatIves WIll provIde full illsclosure of the supportIng
documentatIOn upon whIch they Intend to rely ThIs dIsclosure will take place at least two
weeks ill advance of the meetIng of the subcomrmttee dealIng wIth the subJect matter of the
appeal
If the ChaIr reqUIres clarIficatIOn of medIcal eVIdence a meetIng of the Subcomrmttee wIll
be arranged wIth a medIcal consultant agreed to by both MBS and OPSEU or failIng such
agreement, wIth a medIcal consultant called by the ChaIr
CLAIM # 8010
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MBS and OPSEU wIll JOIntly present a statement of agreed upon facts (to the extent
possible) for the appeal to the ChaIr
ASIde from the Impartial medIcal consultant dIscussed above no other wItnesses WIll be
called, except by request of the ChaIr However the IndIVIdual claImant will be allowed to
file a wntten statement In lIeu of testIfymg If the IndIVIdual claImant chooses to file a
statement It must be provIded to the Management Co-ChaIr of JIBRC at the same tIme as
OPSEU s request for appeal MBS has the nght to Introduce a wntten response to thIs
statement.
OPSEU will present ItS posItIOn on the case wIth supportIng arguments to the ChaIr MBS
wIll present ItS posItIOn on the case WIth supportIng arguments to the ChaIr and wIll
respond to OPSEU s posItIOn. OPSEU WIll have nght of reply PresentatIOn by both
partIes will be based upon the InformatIOn/record on tile before the Insurance carner at the
tIme the matter IS removed from the JIBRC the employee statement If any and MBS s
response to the statement.
EIther party may If necessary request the attendance of the clannant, who shall be allowed
a leave of absence wIthout pay wIth no loss of credIts to attend the sub-cOImmttee
meetIng as an observer only
The ChaIr wIll render a wntten decIsIOn wIth supportIng ratIOnale
FREQUENCY OF MEETINGS.
On an as needed basIs as deterrmned by MBS and OPSEU JOIntly
The partIes agree to these Terms of Reference m support of the nnplementatIOn of ArtIcle
22 9 2 and AppendIx of the collectIve agreement.
Dunng the term of the prevIOus collectIve agreement, the partIes attempted to resolve these
dIsputes between themselves Not surpnsIngly there were a number of Instances whereIn they
were unable to agree Those matters sImply remaIned unresolved. Those outstandmg matters are
now beIng brought forward before the subcomrmttee as set out above In accordance WIth the
agreement of the partIes ArbItrator FelIcIty Bnggs and I were asked to act as the thIrd party or
Independent chaIr
CLAIM # 8010
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At the first day of hearmg the partIes agreed that the ChaIr should render a decIsIOn statIng that the
claIm was properly or Improperly demed wIthout elaboratIng on the quantum of the remedy but
remaIn seIzed of the matter Subsequent to the Issuance of the decIsIOn the partIes WIll negotiate
and hopefully agree upon a memorandum of agreement as to the appropnate remedy
There was also dIscussIOn between the partIes about the extent and content reqUIred In decIsIOns
Issued by the ChaIr(s) I dunk IS It faIr to say the partIes agreed that, at the begInmng the ChaIr(s)
wIll attempt to set out In some detail the dIspute and the reasons for the decIsIOn. The partIes
antIcIpate that the ChaIr(s) wIll establIsh some prIncIples they can be guIded by In asseSSIng future
dIsputes It IS hoped that as the Junsprudence develops there wIll be less need for lengthy
decIsIOns because the fundamental prIncIples will already by establIshed.
The claimant, Mrs M.B appeals the demal of long term dIsabIlIty benefits She IS employed as a
PolIcy Analyst for the Government of Ontano In the office for DIsabled Persons Her problems
began In 1994 when she complaIned of a nght shoulder paIn wIth occasIOnal radIatIOn to her neck
and upper back whIch was becomIng IncreasIngly dIfficult for her to deal wIth. She was born wIth a
congemtal absence of her left upper lImbs and had, In the past, suffered from paIn In her nght
extremIty because of the asymmetry of her shoulders At that tIme Dr McKee at the OrthopaedIc
ClImc of St. Michael's HospItal determIned that she had a clear case of rotator cufftendomtIs of her
nght shoulder wIth ImpIngement, most lIkely due to the overuse of her nght shoulder At that tIme
he dIscussed the possIbIlIty of surgIcal InterventIOn but was wary of dOIng so consIdenng that It was
her only functIOnal extremIty His OpInIOn at the tIme was that the usual course of Improvement,
WIth conservatIve therapy would reqUIre between SIX to twelve months
An AttendIng PhysIcIan's ImtIal Long Term DIsabIlIty Benefits Statement was completed by the
claimant's famIly doctor Dr Vincent, In mId-June of 1994 In that statement Dr Vincent noted that
the symptoms had begun In November of 1993 and that total dIsabIlIty had commenced on January
17 1994 Her dIagnosIs was nght shoulder rotator cuff tendomtIs wIth ImpIngement and, whIle
notIng that her physIcal Impairment placed her In the ambulatory category capable of medIUm or
CLAIM # 8010
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functIOnal capacIty or lIke actIvIty Dr Vincent stated that "she cannot even hold a pencIl or wnte
for a long penod of tIme" She noted that the claimant was dIsabled from performIng her regular
occupatIOn or any occupatIOn and suggested that It would take a couple of years for that dIsabIlIty to
be resolved.
In a follow-up letter dated June 24 1994 from Dr McKee It was stated
M.B was revIewed today She contInues to suffer from nght shoulder paIn whIch IS
really unchanged or margInally worse than her last VISIt. I had a long talk wIth her
today agaIn about the nsks and benefits of operatIve InterventIOn. I don't have much
more to offer her In terms of conservatIve therapy at thIS pOInt.
M.B IS gOIng to thInk about thIngs and I wIll see her agaIn In three months tIme for
reasseSSIng If she wants to go ahead wIth surgery I wIll be happy to see her before
then.
A consultatIOn was arranged for the claimant to be seen by Dr PUrvIS at the medIcal centre In
Newcastle After reVIeWIng her medIcal hIStOry Dr PUrvIS made the folloWIng comments
She has now gone on to develop paIn all over She had been ImtIally seen by an
OrthopaedIc Surgeon who suggested that she had rotator cufftendomtIs, but by late
March, early Apnl she began to expenence exhaustIOn all over mIgratory aches and
paInS, stIffness In the mornIng that lasts for hours, exerCIse Intolerance and paInS, not
only In the JOInts, but also between. (SIC) These paIns can last for seconds to hours
She has not had any ObVIOUS swellIngs that she has been able to see In her JOInts and
they have never been red. She has never notIced any PsonaSIS She IS gettIng
physIOtherapy at the present tIme and gettIng In the hot tub
She concluded wIth the folloWIng
ImpressIOn I wonder If thIS lady may have developed a secondary fibromyalgIa on
top of the rotator cuff tendomtIs I have seen thIS constellatIOn of problems before
and perhaps that IS what IS gOIng on here I have suggested that we try treatIng her
for fibromyalgIa wIth exerCIses and a neck support pIllow You have also started
her on some Flexerol startIng at 10mg at mght for the first week then 20mg at mght
for the second week and IncreaSIng up to 30mg a mght for a month to see If that
gIves her any benefit. I have told her that thIS medIcatIOn may gIve her mormng
drowsIness and a dry mouth and It IS sometImes effectIve for treatment of
fibromyalgIa as well We wIll try and rule out the possIbIlIty of any other underlYIng
causes
By letter dated July 28 1994 from the Insurer the claimant was notIfied that her applIcatIOn for
CLAIM # 8010
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benefits had been approved on the basIs of total dIsabIlIty from performIng the essentIal dutIes of her
normal occupatIOn. She was further advIsed that her benefits could contInue up to a penod of thIrty
months from the date of her total dIsabIlIty but that In order to be elIgIble for benefits beyond that
thIrty month penod she must be found to be totally dIsabled from performIng the essentIal dutIes of
any occupatIOn for whIch she IS reasonably fitted by educatIOn, traInIng or expenence
A subsequent applIcatIOn for contInuIng dIsabIlIty was completed by Dr Vincent In November of
1994 At that tIme she noted that the claimant contInued to be totally dIsabled and that she would be
off work for at least SIX to twelve addItIOnal months
In antIcIpatIOn of the approachIng defimtIOn change date of July IS 1996 the Insurer asked Dr
Vincent for an updated medIcal report. Dr Vincent wrote as follows
SImply put wIth no left arm, the degree of Impairment she has In her nght shoulder
elbow wnst and nght neck (+++ paIn, down power nght rotator cuff, down range of
motIOn In her nght shoulder and elbow and multIple tngger pOInts) means that she
has less that twenty-five percent use of her upper 11mb
She cannot return to work at thIS pOInt ObvIOusly Now that she IS delIvered we wIll
work on healIng thIS
The reference to her havIng delIvered related to the recent bIrth of the claimant's chIld. In a
subsequent applIcatIOn for contInued benefits the claimant noted that she was unable to perform
most of the dutIes of chIld care
On May 28 1996 the claimant was advIsed by the Insurer that It had been determIned she was
currently totally dIsabled from any occupatIOn and her benefits would contInue as long as she
contInued to qualIfy under the terms of the contract.
In July of 1996 the claimant saw Dr Hardy a general surgeon. His report revIewed the hIStOry of
her nght upper quadrant paIn and stated, In part, as follows
I thInk that thIS paIn IS lIkely musculoskeletal In ongIn. BIlIary dyskInesIa IS a
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remote pOSSIbIlIty I have suggested we focus on elevatIng musculoskeletal
symptoms She needs to rest the area by aVOIdIng actIvItIes that hurt her but exerCIse
by dOIng lots of walkIng and dOIng other lIght actIvIty that wIll strengthen the
abdomInal and chest wall muscles wIthout straInIng them. I suggested she try Ice or
heat and If eIther of these gIve symptomatIc relIef to contInue USIng It. She IS gOIng
to take Idarac for her chest and nght upper quadrant paIn to see If thIS bnngs about
some Improvement from the antI-Inflammatory effects She IS gOIng to get back to
me after a few weeks and let me know how thIngs are gOIng. If they are not
ImproVIng we mIght consIder further InVestIgatIOns such as CCK-stImulated HIDA
scan In addItIOn to other tests She seems satIsfied wIth thIS approach and wIll get
back to me In about 3-4 weeks to let me know how thIngs are gOIng
ThIS IS the first tIme rehabIlItatIOn IS raised as a consIderatIOn and, as a result, the Insurer
reconsIdered theIr prevIOus decIsIOn and advIsed the claimant that It needed more InfOrmatIOn to
determIne whether her benefits ought to contInue In order to complete ItS documentatIOn It
arranged for an Independent medIcal assessment wIth Dr Dornan, who IS a specIalIst In physIcal
medICIne and rehabIlItatIOn. In addItIOn to Inqumes about the claimant's condItIOn and her work
hIStOry Dr Dornan was provIded wIth a report from DIsabIlIty Management AlternatIves The date
of the report was Apnl 20 1997 and It had been prepared by a Mr Weatherley In that report It was
noted that lIttle was beIng done In the way of medIcal treatment at the tIme and that the claimant had
been through the "gamut of physIOtherapy mampulatIOns etc " to correct her shoulder arm and neck
area. It was also noted "It has been a detenoratIng condItIOn because of exceSSIve usage throughout
her lIfespan" It also stated as follows
The only apparent treatment that relIeves the paIn for a short term was the hot tub or
whIrlpool at the HospItal and whIle In the hot tub she was able to mampulate the arm
and move It. However the relIef was only short lIved. They are currently puttIng In
a whIrlpool In the house so that she may have some relIef from the paIn.
Under the headIng ofDAIL Y ACTIVITIES It was stated
We talked about what she was able to do at thIS pOInt. She IS lImIted, she has some
one help her wIth the chIldren on a regular dally basIs Her husband works shIfts so
that he can assIst dunng the off hours She cannot 11ft wIth her nght arm, does not
carry a purse and has trouble walkIng any dIstance because of the SWIngIng motIOn
of the arm, whIch causes paIn. She IS now findIng that dnvIng In a vehIcle IS also
caUSIng paIn on the nght sIde and arm. She advIsed that the day before I arrIved she
went to Oshawa whIch IS perhaps 30 mInutes away and the day of my VISIt she was
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havIng paIn. She does or lIkes to do needlepoInt and had one on the coffee table
when I arrIved. It was not fimshed as she advIsed that her mother-In-law had gIven
her that Just before she went off on dIsabIlIty and she was stIll workIng on It WIth It
beIng nowhere near completIOn. She also lIkes to kmt but agaIn the motIOn USIng her
arm causes a lot of problems We talked about workIng on the computer and any
movement or use of the arm caUSIng paIn.
She advIsed that pnor to her becomIng totally dIsabled her employer had tned to
accommodate her wIth dIfferent adaptIve devIces such as foam paddIng for the
phone, a laptop computer so that she would be able to work at home, restructunng
her work hours or at least beIng more flexIble In regards to her attendIng work.
She has not got on the traIn or subway SInce leavIng work, however feels that the
JarrIng motIOn of the traIn would be extremely dIfficult.
She also looked around town to see what was avaIlable and had not been able to find
any posItIOn that she mIght be able to do In addItIOn most of the government Jobs
had been closed out of Port Hope and moved to the bIgger centres We talked about
USIng a VOIce actIvated computer and she dId note that she could probably use that
but would have problems gettIng anywhere Her walkIng motIOn causes paIn.
SIttIng In the car she IS restncted from travellIng any great dIstance
We talked about workIng out of the home and we could not IdentIfy a Job that would
not reqUIre any use of the hand, especIally at home There IS very lIttle opportumty
to have an assIstant so all dutIes must be done by that person even If they are
sedentary In nature
Mr Weatherley's conclusIOn was as follows
It would appear that the Insured's arm IS detenoratIng and lImItIng her mobIlIty as
she has no left arm and her nght arm IS lImIted In use wIth any movement or usage
causes paIn whether It IS that day or the folloWIng day She has had to gIve up a
number of hobbles, gardemng, etc and In fact tned dancIng at an anmversary a few
weeks back and the gross movements of the body also caused paIn to the shoulder
and arm She has taken a number of cortIsone shots and appears that the only
medIcal treatment at thIS pOInt would be surgIcal InterventIOn and they would not
gIve her a guarantee as to her status after the surgery If she had two arms then she
would probably be more receptIve to havIng the surgery however as she only has
one arm she does not want to become more restncted than she IS now GIven the
lImItatIOn of even gettIng around, rehabIlItatIOn would be dIfficult. Even If we used
modern eqUIpment such as VOIce actIvated computers, phones, etc she IS lImIted by
vIrtue of havIng paIn whenever she uses her arms or moves the body whIch
CLAIM # 8010
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encompasses travellIng even short dIstances
His recommendatIOn was as follows
From a rehabIlItatIOn stand pOInt thIS would be a very dIfficult case gIven the
physIcal abIlItIes at thIS tIme They do appear to be detenoratIng and have
detenorated over the last two and one half years They wIll contInue to detenorate
unless somethIng IS done surgIcally or medIcatIOn IS found that stops or Improves the
detenoratIOn.
Dr Dornan saw the claimant and prepared a report dated July 29 1997 After reVIeWIng her past
work and medIcal hIStOry he dealt wIth her current problems as follows
I asked M.B to descnbe her current Impairments, dIsabIlItIes and problems for me
She enuncIated these as paIn and restncted abIlIty On beIng asked for elaboratIOn of
thIS statement, she stated that her restncted abIlIty consIsted of a dImImshed abIlIty
to use the nght upper extremIty addIng that there was the dImImshed strength In the
nght upper extremIty She stated to me that around thIS pen ad, nerve conductIOn and
EMG studIes were camed out In 1994 and these were recorded as beIng negatIve
I asked Mrs M.B to explaIn to me what mIght bnng on the paIn, whIch shoots Into
her lower extremItIes She responded by statIng, "If I have done too much and If I
am tIred" addIng "If! use my arm too much" I explaIned that I had dIfficulty wIth
the connectIOn wIth the use of her nght upper extremIty and paIn whIch shot
bI-Iaterally Into the postenor aspect of both legs Mrs M.B lIsted such actIvItIes as,
"If you do the laundry" and stated that she would have the paIn radIatIng Into both
legs If she does the laundry unloads the dIshwasher or makes a batch of muffins
She also stated that It had become necessary for them to sell a motor vehIcle because
ofMrs M.B 's dImImshed abIlIty to mampulate the steenng wheel or close the heavy
doors She also stated that she IS unable to nde In a motor car or other vehIcle
because IS aggravates her nght extremIty paIn and stated that the extent of her
dIsabIlIty IS such that someone else has to brush her daughter's hair explaInIng to me
that thIS IS done eIther by her husband or a homemaker who comes In tWIce or three
tImes per week. Mrs M.B also stated that she had found It necessary to cut her own
hair short because of dIfficultIes whIch she was expenenCIng In combIng or washIng
her hair She also stated that she was unable to push a stroller or push a wagon.
Dr Dornan reported that he could find no conVInCIng eVIdence of a sIgmficant rotator cuff pathology
and opIned that there was much In Mrs M.B 's presentatIOn that was suggestIve of a strong or even
predomInant psychogemc element, much ofwhIch IS suggestIve of somatIzatIOn. He further stated
CLAIM # 8010
14
that the dIstnbutIOn of her "altered sensatIOn" wIth a tInglIng paraesthesIa from testIng epIcntIc
sensatIOn defies lOgIC He concluded wIth the folloWIng
It was my overall ImpreSSIOn that, from a purely physIcal stand pOInt at least, that
Mrs M.B IS neIther totally nor physIcally dIsabled. Under usual cIrcumstance, the
eXIstence of a rotator cuff tendomtIs or even a cervIcal nerve IrntatIOn wIth
brachIalgia, do not render an IndIVIdual eIther totally or permanently dIsabled,
partIcularly If the occupatIOn Involved IS predomInantly sedentary as IS the case wIth
Mrs M.B'sJob
With respect to the possIbIlIty of other factors beIng Involved, I feel that thIS mIght
be explored VIa an In-depth IntervIew WIth a sUItably traIned psychologIst and the
admInIstratIOn of tests whIch mIght shed lIght on Mrs M.B 's personalIty dnve and
motIvatIOns
In response to dIrect questIOns posed by the Insurer Dr Dornan stated that he belIeved that the
claimant had suffered from a cervIcal nerve root IrntatIOn In 1993 possIbly wIth a concomItant
rotator cuff tendomtIs, but that she had In large measure recovered from that. It was hIS VIew that
there was a strong psychogemc element In addItIOn to her prevIOUS physIcal problems It was hIS
belIef that her present level of dysfunctIOn could be Improved wIth further medIcal treatment and
dIagnosed her as suffenng from cervIcal nerve root IrntatIOn wIth nght arm brachIalgIa
(resolved/resolvIng) and psychogemc magmficatIOn. His conclusIOn was uneqUIvocally that wIth
respect to the purely physIcal aspects of her prevIOus employment she would be capable of carryIng
out the dutIes descnbed In the Job descnptIOn that had been provIded to hIm He also suggested that
a vocatIOnal assessment and work capacIty evaluatIOn would be of some value In establIshIng a
dIagnosIs whIch would Include the physIcal, emotIOnal and socIal aspects of Ms M.B's
presentatIOn.
In May of 1998 the claimant completed a questIOnnaire for the Insurer whIch dealt wIth the actIvItIes
of dally lIvIng. In that questIOnnaire she noted that she was extremely restncted In her abIlIty to
perform most of the actIvItIes of dally lIvIng. She stated that the paIn In her shoulder was constant
and relIeved only at tImes by Demerol or Tylenol Her level of actIvIty around her house was
entIrely dependant on her level of paIn on any gIven day If the paIn was sufficIently controlled, she
CLAIM # 8010
IS
was able to dress herself and assIst her chIldren In prepanng breakfast. Other days she was unable to
dress herself and consequently dId even less around the house dunng the day
In late October of 1997 the claimant was advIsed that the Insurer had arranged a Task SpecIfic
FunctIOnal EvaluatIOn to evaluate her physIcal capabIlItIes, tolerance of range of motIOn and her
abIlIty to SIt, stand, walk etc A note dated October 29 1998 from Dr Vincent stated SUCCInctly "at
thIS pOInt I am not prepared to clear M.B for work. I have referred her to be assessed by Dr
Mason"
By letter dated January 18 1999 Dr PUrvIS responded to the Insurer's letter by notIng first that she
had seen Mrs M.B on SIX occasIOns dunng whIch tIme she had been suffenng from chronIC paIn In
her nght arm She wrote as follows
Her pnmary lImItatIOns and tolerance for work actIvItIes relate to the paIn that she IS
havIng In her nght shoulder Currently she tells me that the narcotIcs are makIng her
feel drowsy and her paIn level IS even hIgher than It had been when I had seen her
back In September She has been unable to do the household tasks at home and has
the lIve-In nanny canng for her chIldren and has a housekeeper employed to do all of
the housekeepIng.
I belIeve that she IS permanently Impaired from her pre-dIsabIlIty Job She IS
currently not even Independent In the home I find It hard to ImagIne what kInd of
occupatIOn thIS woman could do If she IS not even able to do the household tasks
such as takIng care of her chIldren, makIng meals, cleamng etc I am sure that you
could have her evaluated to see If there were any occupatIOns that she would be
sUItable for but I can't ImagIne what they would be and I certaInly strongly support
her claim for chronIC long term dIsabIlIty
Pursuant to the arrangements made by the Insurer the claimant attended for a Task SpecIfic
FunctIOnal EvaluatIOn for four hours on November 16 1998 and for three and one-half hours on
November 18 Under the headIng of PatIent BehavIOur It was noted that the evaluator observed
InCOnsIstent performance wIth the tests attnbuted to self lImItIng effort. Those InCOnsIstencIes
Included phYSIOlogIcal responses that dId not support her paIn reports and a faIlure for her heart rate
to Increase wIth paIn. Her phYSIOlogIcal responses dId not support her effort or exertIOn. Her
perceptIOn of her abIlItIes was InCOnsIstent WIth the observed results of the evaluator For example,
CLAIM # 8010
16
Mrs M.B rated her neck paIn at 70% affectIng all aspects of her abIlIty to manage everyday lIfe but
her observed abIlItIes IndIcated that she had the abIlIty to manage her dally affairs DealIng wIth the
questIOnnaire, she scored herself as beIng capable of performIng J ob demands less than those of a
sedentary Job whereas she demonstrated the abIlIty to meet the full tIme demands of a research
analyst. Under the ClImcal Assessment FIndIngs It was noted that under cervIcal spIne shoulder
elbow posture and gait, whIle the claimant showed reduced flexIOn and extensIOn and self-lImItIng
effort, she was found to be able to meet the Job demands of a research analyst. It was concluded
that In her present condItIOn Mrs M.B 's capacIty for physIcal exertIOn was approxImately 77% that
of a normal healthy person.
It was at thIS tIme that the Insurer ImtIated surveIllance of the claimant. That surveIllance was
conducted In January of 1999 however It was not forwarded to the Umon untIl July of 1999 The
first letter of demal of benefits, whIch was dated In March of 1999 makes no mentIOn of the vIdeos
but a subsequent letter In July of 1999 contaInS the folloWIng comments wIth respect to the
observatIOns on the vIdeotapes
We have observed your abIlIty to carry small Items Independently along wIth many
aspects ofloadIng and unloadIng a truck, wIthout assIstance despIte numerous people
avaIlable to help Arm movements appeared qUIck and smooth wIth no eVIdence of
self lImItIng behavIOur In addItIOn, we have noted your abIlIty to operate a van wIth
no apparent dIfficulty apprehensIOn or dIscomfort. The above observed actIvItIes
are not concordant wIth the degree of outlIned dysfunctIOn, nor suggestIve of an
InabIlIty to perform sedentary physIcal demands
The Insurer dId not rely on the results of the vIdeo tapes In ItS ImtIal decIsIOn to deny benefits
Rather It stated It had based ItS demal on the prevIOUS FunctIOnal AbIlItIes EvaluatIOn of November
1998 whIch found that she was capable of performIng the demands of a research analyst on a full
tIme basIs It acknowledged Dr PUrvIS' assertIOn of lImItatIOns WIth regard to tolerance for work
actIvIty but stated that It had been provIded wIth no clImcal or obJectIve eVIdence to substantIate a
dysfunctIOn of a seventy that necessItated an ongoIng absence from the workplace The Insurer
noted Dr Dornan's conclusIOn that workIng would provIde no nsk to her or others and commented
on the psychogemc element In her presentatIOn at Dr Dornan's office Based on the transferable
CLAIM # 8010
17
skIlls educatIOn and traInIng done by the rehabIlItatIOn counsellor posItIOns were noted as beIng
commensurate wIth her abIlIty to work, whIch Included a foreIgn student advIsor admInIstratIve
assIstant, work study coordInator specIal educatIOn and a research assIstant. Based on all of the
foregoIng, the Insurer advIsed her that she no longer satIsfied the defimtIOn of total dIsabIlIty under
the contract wIth the Insurer and that, In order to assIst her financIally dunng the antIcIpated
transItIOnal pen ad, her benefits would contInue untIl June 30 1999 The Insurer also offered her
rehabIlItatIOn assIstance WIth resume preparatIOn and J ob search assIstance
The claimant decIded to appeal that demal In response to that appeal the claimant was wntten a
letter dated July 7 1999 from the Insurer In whIch It made reference once agaIn to the vanous
medIcal reports on file as well as the Transferable SkIlls AnalysIs and F AE and concluded as follows
"we find there IS a lack of clImcal eVIdence obJectIve findIngs or medIcal documentatIOn suggestIve
of total dysfunctIOn as a result of a physIcal or psychologIcal dIsorder of the seventy to necessItate
your contInued work absence"
That July letter contaIned a copy of a letter from Dr Vincent to the Insurer dated June 10 1999
whIch read as follows
ThIS unfortunate lady has congemtal absence of left upper 11mb - she hasn't worn
prosthesIs In years SInce It was very uncomfortable and dIdn't add to her functIOn.
BasIcally her whole functIOn upper 11mb WIse IS determIned by the condItIOn of her
nght arm SInce 1994 she has had ongOIng problems wIth her nght shoulder She
developed adhesIve capsulItIs whIch dId not respond to treatment (see your prevIOUS
notes from me and vanous specIalIsts) Now she has chromc nght
arm/shoulder/neck/upper back paIn and severe functIOnal lImItatIOn of her nght 11mb
- on bad days she basIcally has no upper 11mb abIlIty - on good days she can do easy
cookIng, lIght dustIng etc I can not ImagIne her returmng to work - unless she had a
Job that rarely Involved the use of her nght shoulder/arm/hand - please phone me - I
feel thIS lady IS IncredIbly legItImate
REASONS FOR DECISION
ThIS claimant's problems clearly arose because of the overuse of her nght arm and shoulder whIch
was In turn caused by the congemtal absence of her left upper extremItIes There was no dIspute
CLAIM # 8010
18
for the first several years of her claim concermng the fact of and the extent of her dIsabIlIty She
was ImtIally dIagnosed wIth rotator cuff tendomtIs In late 1993 and early 1994 By mId 1994 the
localIzed paIn In her shoulder seemed to have spread throughout her body and It was quened
whether she had developed fibromyalgIa. On the basIs of those medIcal reports she was awarded
long term dIsabIlIty benefits for thIrty months She was found at that tIme to be unable to perform
the essentIal dutIes of her own occupatIOn as a PolIcy Analyst. In 1996 the Insurer was provIded
wIth medIcal reports that stated the claimant was stIll expenenCIng extreme paIn and lImIted range of
motIOn and was unable to perform the dutIes of any occupatIOn. Indeed, because she had to depend
entIrely on her nght shoulder and arm, It IS not surpnSIng that It began to protest from the overuse
and abuse
The Insurer In an effort to substantIate or dIsprove her claim for benefits, arranged for a functIOnal
abIlItIes test whIch concluded that the claimant's arm had lImIted mobIlIty and was detenoratIng.
She contInued to suffer from severe paIn and It was the OpInIOn of the examIner that rehabIlItatIOn
would be dIfficult. It was also hIS VIew that the claimant's condItIOn would only become worse wIth
tIme
An Independent medIcal consultant, In July of 1997 came to an entIrely dIfferent conclusIOn. Dr
Dornan could find no eVIdence of her angInal InJury and, In fact, concluded that her symptoms were
more lIkely psychogemc In nature and that her personalIty dnve and motIvatIOn should be assessed.
It was hIS OpInIOn that she was physIcally fit to perform the dutIes of a sedentary Job such as a
PolIcy Analyst and that a vocatIOnal assessment and work capacIty evaluatIOn be conducted to
establIsh a comprehensIve dIagnosIs
The claimant's descnptIOn of her physIcal state were set out In her actIvItIes of dally lIvIng
questIOnnaire for the Insurer She restated her contInUOUS paIn and lImIted mobIlIty She had to
resort to assIstance In the home to care for her famIly and perform her household chores
CLAIM # 8010
19
At the Insurer's request she attended at a Task SpecIfic FunctIOnal EvaluatIOn In November of 1998
The evaluator felt the results of the tests were InCOnsIstent WIth her actual abIlItIes and that she had
shown herself to be capable of carryIng small Items WIth no ObVIOUS dIfficulty and capable of
dnvIng a van. ThIS report was followed by a medIcal report dated January 1999 that stated the
claimant was permanently dIsabled from performIng her pre-dIsabIlIty Job Further the physIcIan
stated that he could not ImagIne what work would be appropnate for thIS claimant consIdenng her
paIn and lImIted mobIlIty That confusIOn led the Insurer to ImtIate surveIllance on the claimant to
venfy her actual level of actIvIty at home That surveIllance showed the claimant was able to carry
small Items such as a steppIng stool, clothIng Items and blankets She was seen dnvIng seen van In a
safe and competent manner She was observed havIng a good tIme In the company offnends and
dId not appear to need assIstance from them In dOIng thIngs around the house She was seen helpIng
her spouse carry a cnb to the car and handIng hIm a black garbage bag. Dunng the move to her new
house she made several tnps to the mOVIng van carryIng a lamp and a duffle bag.
The problem In determInIng the claimant's nght to L TIP benefits lIes In reconcIlIng the seemIngly
InCOnsIstent reports from the vanous doctors and F AE evaluators NotwIthstandIng the fact that her
symptoms began In late 1993 the first IndIcatIOn that there was a possIbIlIty of rehabIlItatIOn IS
found In the July 1996 report of Dr Hardy who suggested some lIght exerCIse to strengthen her
muscles and some methods of relIevIng her symptoms of paIn. He also stated that If those efforts
proved fruItless, there were alternatIve InVestIgatIOns and treatments to be consIdered. That report
led to the F AE done In Apnl of 1997 whIch concluded that the claimant was extremely lImIted In her
actIvItIes and that rehabIlItatIOn would be futIle gIven the detenoratIng nature of her dIsabIlIty
Three months later after one VISIt, Dr Dornan arnved at a completely dIfferent conclusIOn about
her physIcal condItIOn but suggested Instead that her problems had a psychogemc basIs He dId not,
however suggest that she was fit to return to work at that tIme
The next two medIcal reports on file uneqUIvocally state In clear terms that the claimant IS
permanently dIsabled from returmng to work. Contrast that wIth the report from Task SpecIfic
CLAIM # 8010
20
FunctIOnal EvaluatIOn whIch found her to be wIthm 77% of the physIcal capacIty range of a normal
healthy person. In my VIew the only explanatIOn for the dIscrepancy m the reports must be found m
the famIlIanty of the report wnters wIth the claimant. Dr Doman saw the claimant once and he was
focussed on a status report of her ongmal dIagnosIs of rotator cuff tendomtIs Not surpnsmgly
after all of the tIme that had passed smce she was last reqUIred to perform the repetItIve work that
had precIpItated the tendomtIs, her symptoms had all but dIsappeared. He could find no resIdual
problems from that condItIOn and felt her contmumg complamts of pam and restncted movements
were more psychologIcal than physIcal and that her motIvatIOn should be assessed. The problem
wIth hIS conclusIOns IS that they are the result of a very short assessment of her physIcal condItIOn
and do not seem to take mto consIderatIOn the problem of the effects of the repetItIve nature of the
movements that caused the ongmal problems m her nght shoulder His conclusIOns are consIstent
WIth those of the assessors at Task SpecIfic FunctIOnal EvaluatIOns who found her fit to return to her
pre-mjury job However once agam, that assessment was based on a total test tIme of7 5 hours and
dId not factor m the effects of repetItIve motIOn on her nght arm and shoulder I have no doubt that
Mrs M.B can do the tasks mvolved m her pre-mjury posItIOn as a PolIcy Analyst, at least m the
short term. The questIOn IS really whether she IS able to perform the job tasks for a sustamed penod
of tIme such that she should be consIdered melIgIble for further benefits NeIther Dr Doman nor the
Task SpecIfic tests address that Issue
On the other hand, the contrastmg reports appear to be more forceful m theIr support ofMrs M.B 's
claim Dr Vincent has been consIstent m her VIew of the claimant's mabIlIty to return to the
workplace For the first thIrty months of her dIsabIlIty It was accepted by all that she was unable to
return to work. With the defimtIOn change m 1996 Dr Vincent reIterated her opmIOn that the
claimant could not work. Dr PUrvIS was doubtful anyone could find a job to fit wIthm her
restnctIOns Mr Weatherly observed the claimant m her own envIronment and concluded that she
was an unlIkely candIdate for rehabIlItatIOn gIven the detenoratmg condItIOn of her arm and
shoulder
CLAIM # 8010
21
That takes me to the vIdeo surveIllance of the claimant. In Its final decIsIOn to deny the claim, the
Insurer relIed, In part, on the actIvItIes the claimant was seen to be capable of perfonmng. It showed
her carryIng small Items, drIVIng a van and enJoYIng the company of her frIends None of those
actIvItIes are In my VIew InCOnsIstent WIth Dr Vincent's OpInIOn of the claimant's abIlItIes When
she went off work InItIally she was In severe paIn and found It dIfficult to do almost anythIng. Even
carIng for her chIldren and brushIng theIr hair was problematIc If she dId somethIng one day she
paid for It the next. Not surprISIngly as tIme passed, the paIn decreased and her mobIlIty Increased.
That Improvement IS most lIkely the result of rest. AVOIdIng repetItIve motIOns no doubt reduced
the straIn on her shoulder and arm and now allows her to perform sImple and non-repetItIve
actIvItIes An InabIlIty to perform the dutIes of any occupatIOn does not mean that a person must be
unable to perform any actIvIty at all That would be such a strIct test that very few people would
ever be found to be elIgIble for L TIP benefits beyond the first thIrty months The test must be
reasonably applIed and take Into consIderatIOn the actual condItIOn of the claimant In the real world
of today
In thIS case the claimant only has her rIght arm and shoulder to help her perform the actIvItIes of
dally lIvIng and the workIng dutIes ofaJob Because of the overuse of that rIght sIde, she developed
problems related to the straIn on her rIght sIde of carryIng all of the load. The acute symptoms of the
straIn contInued for some tIme and even some three years later her condItIOn was found to be
essentIally unchanged wIth respect to paIn and mobIlIty The fact that she was observed carryIng
small Items or drIVIng a van does not necessarIly mean that she can resume the dutIes of a Job In the
workplace It sImply means that she can do some thIngs There IS no eVIdence before me that she IS
ready to assume the regular and repetItIve dutIes of a posItIOn In the workforce The eVIdence I do
have clearly shows that repetItIve movements of her rIght arm and shoulder have resulted In an
InCapacItatIng condItIOn that has lasted, In one form or another for many years The challenge
would be to find a posItIOn that does not reqUIre any repetItIve motIOn on any contInuous basIs and
that does not compromIse her rIght sIde to the extent that she becomes even more restrIcted than she
has been. The Importance of aVOIdIng another Injury to her rIght sIde IS ObVIOUS Any Job that would
CLAIM # 8010
22
place her In a posItIOn of nskIng another penod of extreme paIn and lImIted mobIlIty such as the one
she has expenenced SInce 1994 would clearly be contraIndIcated.
DECISION
In the cIrcumstances, It IS my OpInIOn that she remaInS totally dIsabled from performIng the essentIal
dutIes of any occupatIOn and her appeal succeeds
Dated thIS 2nd day of October 2001
~
.' ~ - - ~
. '- ~ .
Loretta Mikus
CLAIM # 8010