HomeMy WebLinkAbout2005-2180.Arthur.06-03-30 Decision
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Crown Employees Commission de yj
Grievance Settlement reglement des griefs
Board des employes de la
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Suite 600 Bureau 600 Ontario
180 Dundas St. West 180, rue Dundas Ouest
Toronto, Ontario M5G 1Z8 Toronto (Ontario) M5G 1Z8
Tel. (416) 326-1388 Tel. : (416) 326-1388
Fax (416) 326-1396 Telec.: (416) 326-1396
GSB# 2005-2180
UNION# OLB472/05
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IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
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BETWEEN "";) O~
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Ontario Liquor Boards Employees' Union /"! L5'" (
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(Arthur) Union
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The Crown in Right of Ontario
(Liquor Control Board of Ontario) Employer
BEFORE Barry Stephens Vice-Chair
FOR THE UNION Larry Steinberg
Koskie Minsky LLP
Barristers and Solicitors
FOR THE EMPLOYER Gordon Fitzgerald
Counsel
Liquor Control Board of Ontario
HEARING February 6, 2006.
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Decision
INTRODUCTION
The grievor is an employee working in London, Ontario. His grievance concerns a four-day
suspension. This decision deals with the union's preliminary objection that the discipline is void
ab initio, i.e. rendered invalid, as a result of the failure of the employer to provide the grievor
with his rights to union representation and advance notice of a disciplinary meeting, as set out in
Art. 26.3 of the collective agreement as follows:
An employee who is required to attend a meeting for the purpose of discussing a
matter which may result in disciplinary action being taken against the employee
shall be made aware of the purpose of the meeting and his/her right to Union
Representation in advance of the meeting. The employee shall be entitled to have
a Union representative at such meeting provided this does not result in undue
delay.
The parties submitted an agreed statement of facts for the purpose of this preliminary objection:
The Grievor received a 4-day suspension as a result of an altercation between
himself and a co-worker (the complainant) in which the Grievor is alleged to have
pushed the complainant into some metal racking. The alleged incident occurred
at approximately 5 pm on June 22, 2005 and was immediately reported by the
complainant to Brian Munroe, Afternoon Shift Supervisor. Mr. Munro
immediately obtained written statements from the complainant and two witnesses,
Mike Wilson and Ted Proctor. The complainant wanted to pursue criminal
charges against the Grievor and therefore, after Mr. Munroe had obtained the
above-noted statements, the complainant called the police to the facility.
A Police office attended at the facility at approximately 6:30 pm. The officer first
met with the complainant. Mr. Munroe was in the room during this meeting.
After finishing with the complainant, the officer asked Mr. Munroe to summon
the Grievor so that the officer could speak with him. Mr. Munroe did so and Mr.
Munro also remained in the room while the office met with the Grievor. The
Grievor was not notified in advance of the meeting or its purpose and there was
not union representative at the meeting. He was also not advised that he had a
right to union representation.
Rob Cote, the General Manager of the facility, made the decision to impose the 4-
day suspension on the Grievor. On June 25, 2005, Mr. Cote received a written
statement from the complainant. In making his decision to suspend the Grievor
for 4 days, Mr. Cote relied on that statement and the other three statements
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referred to above (i.e. those obtained immediately after the incident from the
complainant, Mr. Wilson and Mr. Proctor.)
The union asserts that the meeting between the grievor and the police officer with Mr. Munroe
present was covered by Art. 26.3. The employer responds that Art. 26.3 does not apply, given the
fact that the meeting was part of a police investigation, and not related to discipline. In the
alternative, the employer argues that, even if there was a breach, the appropriate remedy was not
to invalidate the discipline, but that a declaration of breach would be sufficient.
The only significant fact that was not agreed by the parties was whether management
representatives discussed or in any way relied upon the discussions that took place during the
meeting with the police officer. Both Mr. Munroe and Mr. Cote testified that there was no
discussion between them about what was said during the meeting, except that Mr. Munroe
reported to Mr. Cote that the police were not pressing charges. The union suggested this was not
credible. For the reasons set out below, it is my view that it is unnecessary for me to resolve this
conflict.
UNION SUBMISSIONS
The union argues that Art. 26.3 has been consistently interpreted as providing substantive rights,
and that the jurisprudence has given the clause a large and liberal interpretation. The cases all
support the general proposition that in any face-to-face encounter between a representative of the
employer and an employee regarding any matter which may result in discipline, the rights in Art.
26.3 are triggered, and the circumstances of the meeting in question meet those requirements.
Union counsel emphasized that none of the cases turn on the union demonstrating actual
prejudice to the employee, but that the mere potential that an employee might be placed in a
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position of making a statement against his own interest was sufficient to trigger the protection.
As a result the union submitted that the discipline should be rendered void ab initio.
The union relied on the following authorities: OLBEU (Pedneault) and LCBO, (2000), GSB No.
1568/98 (Briggs); OLBEU (Franssen) and LCBO (1997), GSB No. 1636/96 (Mikus); OLBEU
(Xanthopoulos) and LCBO (2003), GSB No. 1372/01 (Abramsky); OLBEU (Simpson) and
LCBO (2002), GSB No. 1469/01 (Dissanayake); ATU (Blake) and Toronto Area Transit
Operating Authority(1988), GSB No. 1276/87 (Shime); andAMAPCEO (Shiv Sud) and Ministry
of Environment (2001), GSB No. 0888/00 (Abramsky).
EMPLOYER SUBMISSIONS
The employer argues that the evidence discloses that the meeting was initiated by the police, not
by the employer, and that Mr. Munroe did not participate in the meeting in any meaningful way.
He did not take any notes, nor did he ask any questions. He testified that he remained at the
meeting at the request of the officer. It was clear that the police investigation and the LCBO
investigation were two different matters, and it stands to reason that Mr. Munroe would not be
interested in what happened during the meeting with the investigating officer. The same can be
said for Mr. Cote, who was not aware of anything that happened at the meeting, aside from the
fact that criminal charges would not be laid, and he made his decision based solely on the written
statements provided by the employees. The employer summarized its position by stating that a
meeting initiated and run by a third party does not attract the protection of Art. 26.3, and that this
conclusion is not altered by the fact that an employer representative happens to be present as a
non-active bystander during the meeting.
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In the alternative, the employer argued that, if Art. 26.3 did apply to the meeting, given that the
meeting played no role in the discipline, it can be "carved out" of the sequence of events. In
other words, given that there is no "nexus" between the meeting and the discipline, and there has
been no prejudice to the grievor, the breach is a "mere technicality". There is nothing in the
collective agreement that requires the discipline to be rendered void ab initio, and a declaration
of breach would be a more appropriate remedy. The employer argued that the remedy should be
weighed against the importance of addressing the merits of the case, which involves the serious
issue of violence in the workplace, and submitted a number of authorities which stand for the
proposition that arbitrators should not automatically invalidate discipline in these circumstances.
The employer addressed the GSB jurisprudence relied upon by the union, and argued that the
cases do not support an automatic response of invalidating the discipline. Rather, counsel
submitted that the cases all require that there must be a clear relationship between the impugned
meeting and the discipline imposed, what is referred to as a "seamless connection" in one case,
before the discipline is rendered void ab initio.
The employer relied on the following authorities: Re Miracle Food Mart (1985), 19 L.AC. (3d)
65 (Brunner); R. v. Collins, [1987] 1 S.C.R. 265; Re Ottawa Board of Education (1988), 2
L.AC. (4th) 27 (Bendel); UFCW V. Canada Safeway, [1989] AJ. No. 142 (Alta. C.A); Re
Procor (1991), 19 L.AC. (4th) 145 (Devlin); Re Sunnybrook Hospital (1993),36 L.AC. (4th) 129
(Langille); White v. Canada Safeway Ltd., [1994] AJ. No. 725 (Alta. C.A); Purolator Courier v.
PSAC, [1998] B.C.J. No. 336 (B.C.S.c.); Canada Safeway v. R.W.D.S.U. (2000), 196 D.L.R.
(4th) 518 (Sask. C.A); OLBEU (Bell) and LCBO 2002, GSB No. 683/01 (Dissanayake).
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DECISION
After careful consideration of the facts and the submissions of the parties, it is my view that the
grievor should have been afforded the protections under Art. 26.3 and, as a result, the discipline
is void ab initio.
The evidence is clear that the grievor was not provided with any advance notice of the purpose of
the meeting or offered the option of attending with a union representative. Thus, the only issues
before me are, was the meeting covered by Art. 26.3 and, if so, should the failure to provide the
Art. 26.3 protections lead to a determination that the discipline is rendered void ab initio.
I am not persuaded that it makes any difference if the meeting was initiated or controlled by a
third party, as asserted by the employer. It is clear from the prior GSB decisions regarding Art.
26.3 that it is not necessary for the grievor to actually incur prejudice as a result of a meeting.
Both in Franssen and Simpson, the vice-chairs held that it was the intention of the language to
ensure that an employee is not put in a vulnerable position where there is even the potential that
inculpatory statements or other statements against interest may be elicited or volunteered.
In the circumstances of this case, Mr. Munroe was present throughout the meeting at which a
matter was being discussed that could, and eventually did, lead to discipline for the grievor.
Given his presence at the meeting, Mr. Munroe was in a position to gather whatever information
was available from the statements being made by the grievor. Whether he actually obtained any
admissions, denials or confIrmations of information is not at issue. There was a potential that
such information could have come from the meeting, and that is enough. There is little question
that the grievor was, by the very presence of a management representative at the meeting, in a
vulnerable position. Indeed, the circumstances he was in were more 'vulnerable' than those
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faced by the grievors in Franssen and Simpson, where employees received hand-delivered
NOID's and no discussion took place. Mr. Arthur was exposed to the very harm the language of
Art. 26.3 is intended to prevent, and once the potential for that harm is proven, I fail to see the
significance of who requested or conducted the meeting.
The employer argued that the union must prove that there was a "seamless connection", as it was
described in Lahay, or that the meeting and the subsequent discipline must be "inextricably
associated", as stated in Pedneault, in order for Art. 26.3 to apply. I have given careful
consideration to the various quotes relied upon by the employer in this regard, and in my view it
would not be appropriate to read too much into them or to take them out of context. The quotes
cited all appear to describe the specific circumstances of those cases, and/or respond to specific
submissions made by the employer. I do not think I should infer that the comments mean that, in
order for a meeting to be protected, it must form part of the formal investigation or disciplinary
procedure conducted by the employer. The facts of this case demonstrate how easy it would be
to circumvent the protections of Art. 26.3 if one were to reach such a conclusion. In my view,
the language used by the parties is broad enough to capture the meeting in question. The
meeting was directly related to the matter at hand, i.e. the altercation between the grievor and a
fellow employee, and was attended by a management representative. In my view, that is
sufficient to place it within the ambit of the protection of Art. 26.3.
As a result, I conclude that the meeting between the police officer, Mr. Munroe, and the grievor,
was one that attracted the protection of Art. 26.3, and I find that the employer failed to extend the
protections of that provision to the grievor, by failing to advise him in advance about the purpose
of the meeting, and about his right to have a union representative attend with him.
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Turning to the employer's alternative argument, I am not persuaded that a declaration is a
sufficient remedy. Prior decisions have been clear that Art. 26.3 is a substantive right. I cannot
conclude that the breach in this case was a "mere technicality", as suggested by the employer.
The precedents are clear that the appropriate remedy for a breach of Art. 26.3 is a declaration
that the discipline is void ab initio. The cases relied upon by the employer reflect a logical and
thoughtful approach to this issue. However, even outside the GSB, that approach has not found
favour with a majority of arbitrators. More importantly, as a Vice-Chair of the GSB, I am bound
to follow the precedents of the Board, and those precedents are consistent with respect to the
remedy for a breach of Art. 26.3.
As a result, the four-day suspension imposed on Mr. Arthur for the incident on June 22, 2005 is
void ab initio. I remain seized to deal with any issues related to the implementation of this
award.
Dated at Toronto, this 30th day of March, 2006.
s, Vice-Chair