HomeMy WebLinkAbout2005-0133.Wozniak et al.06-11-17 Decision
Crown Employees
Grievance Settlement
Board
Commission de
reglement des griefs
des employes de la
Couronne
Nj
~
Ontario
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Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
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Tel. : (416) 326-1388
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GSB# 2005-0133,2005-0134,2005-0391,2005-1421, 2005-2037, 2005-2038, 2005-2039,
2005-2040,2005-2041,2005-2042,2006-1523,2006-1524,2006-1525,2006-1526
UNION# 2004-0506-0009,2005-0506-0001, 2005-0204-0002, 2005-0506-0003, 2005-0506-0007,
2005-0506-0008,2005-0506-0009, 2005-0506-0010, 2005-0506-0011, 2005-0506-0012,
2005-0506-0016,2005-0506-0017,2005-0506-0018,2005-0506-0019
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Wozniak et al.)
Union
- and -
The Crown in Right of Ontario
(Ministry of Transportation)
Employer
BEFORE
Reva Devins
Vice-Chair
FOR THE UNION
Peter Schklanka
Grievance Officer
Ontario Public Service Employees Union
FOR THE EMPLOYER
Sean Kearney
Senior Counsel
Ministry of Government Services
HEARING
September 18,2006.
2
Decision
These grievances allege that the employer has violated Article 2.1 and Articles UN 13.4 and 13.5
of the Collective Agreement by failing to assign regular days off on Statutory Holidays.
Agreed Statement of Fact
The parties submitted an Agreed Statement of FactI which provided as follows:
1)
2)
3) The grievors are employed as Transportation Enforcement Officers ("TEO's") in the
Ministry-designated "Central Region" of the Province which includes, inter alia, the areas of
Toronto, Hamilton, Durham, York, Peel, Halton, Oakville, 407 and Trafalgar. The grievors
are covered by the terms and conditions of the OPS collective agreements, including but not
limited to the "Unified Bargaining Unit" agreement.
4) As TE02's, the grievors are assigned to truck inspection stations throughout their region
which include weigh scales for commercial vehicles. Staff are required to either work at the
inspection stations or perform area patrol within their districts. TEO's are responsible for the
inspection of commercial vehicles and the enforcement of legislation governing highway
safety including the Highway Traffic Act, Provincial Offences Act, Dangerous Goods
Transportation Act, Compulsory Automobile Insurance Act and the Public Vehicles Act. In
addition to assignments at inspection stations, TE02's also conduct mobile patrols on the
road in specially designated cruisers and are responsible in this capacity for enforcing
legislation relating to road safety. They also conduct accident investigations.
5) As TE03' s the grievors are primarily assigned duties to perform audits on CVOR operators
in the commercial transportation industry.
6) TE02's report to their shift leaders at inspection stations as scheduled and the shift leader
generally assigns them to work either in the mobile units or at the inspection stations during
the shift.
7) TE03' s report for their shifts at their assigned district office.
1 Paragraph 1 and 2 of the Agreed Statement set out the grievances to be determined by this Award
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8) The TE02' s work in platoons which operate out of the inspection stations and are generally
comprised of 3-6 TEO's. The employees will work rotating shifts that cover a 7 day and 24
hour period. The stations are not normally manned twenty-four hours a day, seven days a
week, although the union considers failure to provide 24/7 coverage to be understaffing. The
platoons are scheduled to work on "Compressed Work Week" schedules determined by the
Ministry.
9) The TE03' s report to their district office and work regular business hours of Monday to
Friday from 0700 hours to 1600 hours or 0800 hours to 1700 hours. They may be required to
work shifts for a special district or program initiative.
10) Prior to the changes giving rise to these grievances, the Compressed Work Week schedules
followed a rotation of various shifts across the Region. For example, in the Durham Region
shift rotations typically consist of a scheduled rotation of five weeks' of three 12 hour shifts
followed by five weeks' of four nine-hour shifts. Those shift rotations were maintained for
holiday periods. This practice still occurs outside the Central Region.
11) Prior to the changes giving rise to these grievances, the Compressed Work Week schedules
for TE03's followed a rotation of Monday to Thursday, or Tuesday to Friday with the
employees working 9 hour shifts. There has been no change to this rotation.
12) According to the TE02's shift schedules under the former practice in Central Region,
individuals who were scheduled to have a regular day off ("RDO") on the same day as a
statutory holiday would be credited with compensating leave or pay in lieu thereof for that
day in accordance with article UN13 and in particular, article UN 13.4. Simply put, those
employees who were scheduled to be on a RDO on the statutory holiday received equivalent
credit for the hours that were worked by those employees who were scheduled to work the
holiday, ie. if the employees scheduled to work on the holiday worked 9 hours then the
employees scheduled off on a RDO on the statutory holiday would receive compensating
leave for 9 hours. There was no general alteration of their schedule after the initial posting
and the scheduling of work on statutory holidays was entirely random.
13) TE03' s are generally not scheduled to work on statutory holidays because the District office
is closed as are most of the offices of the CVOR operators.
14) Starting in 2004, the Central Region began identifying specific statutory holidays on which
the Truck Inspection Stations ("TIS") would be operational, meaning that the TIS would be
closed on a number of statutory holidays. In addition, the Central Region also began posting
shift rotation schedules, replacing the previously posted schedules for 2004, indicating that
the statutory holidays were to be regarded as statutory holidays for TE02's rather than
RDO's or scheduled work days. Consequently, statutory holidays were no longer denoted as
workdays for some TE02's and RDO's for other TE02's but were instead reflected as
statutory holidays for all.
15) TE03' s whose schedules had their RDO fall on a statutory holiday would by mutual
agreement take the statutory holiday on the statutory holiday and take a RDO the next day or
before the end of that week. TE03' s are generally not scheduled to work on statutory
holidays because the District office is closed as are most of the offices of the CVOR
operators.
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16) The TE02' s shift schedules began utilizing the term "stat" or the letter "H" to denote the
statutory holiday as a holiday for the TEO's. For example, a copy of the Enforcement Staff
Schedule for the Durham District for the period of February 21 to November 27, 2005 is
attached as Exhibit "1." As reflected in those schedules the statutory holidays on March 25,
March 28, May 23, July 1, August 1, September 5 and October 10 are all denoted as "stat."
Similarly, the shift schedules for Halton District for 2005 are attached as Exhibit "2" and
denote the aforementioned statutory holidays as "H."
17) For the Durham District, there had been original TE02's shift schedules prepared and posted
for the 2005 calendar year prior to the revision of the shift schedules to reflect all statutory
holidays as "stat" in Durham District. Those original shift schedules denoted TE02's as
either being scheduled to work or having a RDO on statutory holidays and are reflected in the
schedules for February 21 to June 5, 2005 attached as Exhibit "3."
18) The TE03' s schedules have not altered since the revisions implemented for the TE02' s
regarding the statutory holidays.
19) The shift schedules are prepared and provided to TE02s prior to the commencement of the
calendar year so that, for example, the TE02s would receive their schedules for 2006 in
2005. Any changes to the rotation will be indicated on revised schedules issued prior to the
rotation (in Durham, for example, prior to the particular five week rotation). As
aforementioned all the statutory holidays would be denoted as "stat" or "H." Consequently,
the employees would enjoy the statutory holiday, apart from one platoon of TE02's who
would be assigned to work on the statutory holiday. That platoon which would be working on
the stat would be provided with advance notice that they would be scheduled to work on a
particular upcoming statutory holiday. Any such notice would be confirmed in writing and
has always been in compliance with any posting obligations under the collective agreement,
including article UN 5.1. Those TE02's who did work the statutory holiday would receive
premium payment as set out in UN 13.1 and UN 13.2 of the collective agreement. As
aforementioned, employees who were not scheduled to perform work on the statutory
holiday were advised that they were to enjoy the statutory holiday and were treated in
accordance with Article 47.
20) According to TE03' s shift schedules, individuals who were scheduled on those schedules to
have a RDO on the same day as a statutory holiday would by mutual agreement take the
statutory holiday on the statutory holiday and take their RDO the next day or prior to the end
of that week. No TE03's have worked on any statutory holidays in either Halton or Durham
District during the period in dispute.
21) All those TE02's who have been asked to work on a statutory holiday from late 2004 to the
present, have been notified in writing several weeks prior to the statutory holiday. For
example, for 2005 in Halton Region, the memos dated March 14, May 6, June 16, July 21
and September 30, which are attached as Exhibit "4" illustrate the advance notice provided in
writing to the platoon officers of their scheduled work assignment on an upcoming statutory
holiday.
22) Attached as Exhibit "5" are the Central Region Holiday Coverage Plan and Deployment
Strategy documents for 2005 and 2006. This listing of the deployment/assignment of
5
statutory holidays throughout the Central Region distributes the workload in order to meet
what the Ministry determines to be operational requirements by indicating the various TIS
that were or will be operational on the statutory holidays in Central Region in 2005 and 2006.
23) As stated in the Deployment Strategy for 2005 document in Exhibit "5," the plan allows all
platoons to work at least one Holiday. There are 7 statutory holidays in total meaning that
each of the seven platoons that constitute Halton District (Oakville S, Oakville N, Traf. N
and Traf. S) would be assigned to perform work on one statutory holiday in 2005 and 2006,
and they would observe the remaining 10 statutory holidays on those holidays.
24) The change in shift scheduling around statutory holidays in Central Region, as described
herein, has been described by the Ministry as a cost-saving measure.
Collective Agreement - Unified Bargaining Unit Agreement
The relevant provisions of the collective agreement are as follows:
Article 2 - MANAGEMENT RIGHTS
2.1 For the purposes of this Central Collective Agreement and any other Collective
Agreement to which the parties are subject, the right and authority to manage the
business and direct the workforce, including the right to hire and lay-off, appoint,
assign and direct employees; evaluate and classify positions; discipline, dismiss or
suspend employees for just cause; determine organisation, staffing levels, work
methods, the location of the workplace, the kinds and locations of equipment, the
merit system, training and development and appraisal; and make reasonable rules and
regulations; shall be vested exclusively in the Employer. It is agreed that these rights
are subject only to the provisions of this Central Collective Agreement.
Article UN 13 - HOLIDAY PAYMENT
UN 13.4
When a holiday included under Article 47 (Holidays) of the Central
Collective Agreement coincides with an employee's scheduled day off and
he or she does not work on that day, the employee shall be entitled to
receive another day off.
Any compensating leave accumulated under UN 13.2 and UN 13.4 may be
taken off at a time mutually agreed upon. Failing agreement, such time off
may be taken in conjunction with the employee's vacation leave or regular
day( s) off, if requested one (1) day in advance.
Any compensating leave accumulated under 13.2 and UN 13.4 in a
calendar year which is not used before March 31 of the following year
shall be paid at the rate it was earned. The March 31 date may be extended
by agreement at the local or ministry level.
UN 13.5
UN 13.6
6
Submissions
The Union asserts that the Employer has breached the Collective Agreement by failing to assign
regular days off on Statutory Holidays. It submitted that the Employer varied its scheduling
practise solely to avoid the accrual of benefits under Article UN 13 and that by manipulating the
schedule in this way, the Employer's conduct amounted to bad faith per se.
The Union relied on the Employer's previous practise, which was to set the schedule without
regard to whether a regular day off would fall on a statutory holiday, and noted that this practise
was still followed in other regions. It also pointed out the nature of the grievors' schedule, which,
it submitted, provided the context for the appropriate pattern of scheduling. The grievors are
assigned to work a compressed work week on a regular, rotating schedule. It was argued that, in
these circumstances, management must adhere to its established pattern of scheduling and ignore
the timing of statutory holidays. The Union cites the decision of the Grievance Settlement Board
in OPSEU (Nicol) v. Min of Community & Social Services (1995), GSB No. 394/91 (McCamus)
in support of its submission that the Employer cannot alter a regular, rotating schedule solely to
defeat an employee's rights under Article UN 13.
By way of remedy, the Union seeks a declaration that the collective agreement has been
breached and asks that I remain seized in the event that the parties cannot agree on individual
remedies.
The Employer submitted that the Union has not demonstrated that the Employer violated a
specific provision of the collective agreement and has failed to adduce sufficient evidence to
demonstrate bad faith. In 2004, the Employer determined that it did not need to schedule a full
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complement of TEO's on statutory holidays and it revised the schedule accordingly. The revised
schedule was designed to ensure a fair and equitable distribution of work on statutory holidays.
Employees were provided with ample notice of whether they would be working on the statutory
holiday and were not subject to ad hoc revisions to their days off. In the Employer's submission,
Nicol does not stand for the proposition that the Employer cannot schedule to avoid a conflict
between days off and holidays, nor does it support a finding that the Employer has acted in bad
faith in this case. In management's view, the operational changes to staffing levels on statutory
holidays was a material change to setting the grievors' schedule.
The Employer relied on the following cases: OPSEU (Ferguson) v. Ministry of Correctional
Services (1982), GSB No.78/82 (Jolliffe); OPSEU (McCormick) v. Ministry of Correctional
Services (1981), GSB No. 386/81 (Barton); OPSEU (Birse) v. Ministry of Correctional Services
(1993), GSB No. 38/93 and 339/84 (Samuels); OPSEU (Sim) v. Ministry of Correctional
Services (1987), GSB No. 1293/87 (A. Barrett); OPSEU (Gillies and Botham) v. Ministry of
Correctional Services, (1988), GSB No. 0316/88 and 0339/88 (Samuels).
Analysis
As set out III the Agreed Statement of Fact, the gnevors are employed as Transportation
Enforcement Officers ("TEO's")2 in the Ministry-designated "Central Region". TEO 2's are
assigned to work at truck inspection stations or mobile units and are responsible for enforcing
legislation relating to road safety. Although stations are not normally manned twenty-four hours
a day, seven days a week, the grievors are scheduled to rotating shifts that cover a 7 day and 24
hour period. The schedule is determined by the Ministry and constitutes a "Compressed Work
2 The grievors are variously classified as either a TEa 2 or TEa 3. The parties were in agreement that the issue in
the instant grievance pertains to TEa 2s.
8
Week". The shift schedule is prepared and provided to TEO 2s prior to the commencement of the
calendar year; any changes to the schedule are made in advance and employees are notified in
writing.
Prior to 2004, the schedule did not distinguish between regular weeks and weeks in which there
was a statutory holiday. The schedule designated every day, regardless of whether it was a
holiday, as either a work day or a regular day off. Pursuant to Article UN 13.4 and 13.5, when
statutory holidays fell on a regular day off, employees were entitled to a compensating day on a
date mutually agreed to by management and the employee. Pursuant to UN 13.6, accumulated
credits were paid out at the end of the fiscal year.
In 2004, the Ministry determined that it would no longer operate all of its weigh stations on
holidays. Based on historic volume of commercial vehicles at Truck Inspection Stations, the
Ministry prepared a holiday coverage plan to "strategically operate" the Stations. The Central
Region Holiday Deployment Strategy ranks each holiday, noting the traditional level of industry
activity, and sets out which stations will remain open on each of the statutory holidays.
Management determined that it would distribute the workload throughout the Region in a
manner that met its operational requirements and allowed all crews to work at least one Holiday.
The Deployment Strategy has remained constant in both 2005 and 2006.
When the Deployment Strategy was implemented, the manner in which the Regular Rotating
Schedule was formulated was also changed. Under the new scheduling system, every statutory
holiday is assigned as a holiday and individual platoons are informed in advance if they are
required to work on that day. As a result, regular days off are no longer scheduled to fall on
statutory holidays.
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The Union does not take issue with the manner in which the Employer is assigning work on
holidays, the adequacy of the notice provided to those who are asked to work nor whether there
has been an equitable distribution of assignments3. The sole issue to be determined is whether the
Employer is entitled to schedule in a manner that deprives the grievors of an opportunity to have
a statutory holiday fall on a regular day off with the consequent benefit that would accrue in
those circumstances.
This Board has consistently determined that there is no right to work on statutory holidays4. The
Union in this case, however, is not challenging the Employer's failure to assign work. Rather it
argues that, in the context of a regular, rotating schedule, days off must be scheduled without
regard to the occurrence of statutory holidays. It submits that the Employer has manipulated the
annual schedule for the sole purpose of avoiding a conflict between a statutory holiday and a
regular day off. The Union maintains that this amounts to bad faith per se.
The Union does not dispute management's right to determine employee schedules. It does,
however, suggest that the revision made in 2004 amounts to an ad hoc change to the schedule
and that the sole reason for the change was to defeat the grievors' rights under Article UN 13. It
was submitted that the decision of this Board in Nicol supports the Union's argument that such a
change amounts to bad faith and is not permitted.
After a careful consideration of the Board's decision in Nicol, I do not agree that it supports the
Union's position. In my view, the Board in Nicol clearly stated that the Employer is entitled, in
3 The equitable assignment of work on statutory holidays is the subject of a separate grievance, however, is not an
issue in the instant matter.
4See Birse; Ferguson;, Sim; Gillies and Botham, supra.
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principle, to schedule days off in a manner that avoids conflict with statutory holidays. In
allowing the grievance, the Board emphasised that the Employer's conduct was not permissible
to the extent that it engaged in an ad hoc change to the schedule and made those changes on the
basis of unreasonably short notice.
The facts in Nicol were markedly different than those that pertain in the instant matter. In that
case, employees were regularly scheduled to work Monday to Friday, with one weekend shift
every several weeks. When scheduled to work on a Saturday and Sunday, employees always
took their days off on Thursday and Friday. On the Tuesday preceding Easter weekend, the
grievor was advised that her schedule was being changed to accommodate another employee and
that she would be working the weekend shift. In the normal course, the grievor would have
worked on Tuesday and Wednesday, taken Thursday and Friday as days off and consequently
accrued the right to be consulted with respect to the lieu day arising from the statutory holiday on
Good Friday. Despite their existing practise, the Employer advised the grievor to take the
Wednesday and Thursday as her days off, thus avoiding a conflict with the statutory holiday.
In arriving at its decision, the Board first considered the evil that the relevant provisions were
intended to address, these provisions were found at Article 19.4 and 19.5, but were worded in
identical terms to those now found at UN 13.4 and 13.5:
. .. the evil ... is not a lack of employee involvement in the scheduling of lieu days as a general
matter, but, rather a lack of employee involvement in the scheduling of lieu days where they
arise on an ad hoc basis with very little notice. The problem which Articles 19.4 and 19.5 appear
to be designed to resolve, then is not the general problem of Employer scheduling of days off so
as to avoid conflict with holidays, but rather, the problem of ad hoc and short term scheduling of
what are, in effect, lieu days in a way which does not take into account employee preferences.
The Board concluded that the Employer was subject to a good faith standard in the exercise of its
discretion to reschedule; however, it expressly rejected the Union's argument that "any
scheduling by the Employer which is designed to avoid a conflict between what would normally
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be a day off and a statutory holiday is, by definition, bad faith ...". The Board ultimately found
that the Employer was precluded from rescheduling to avoid conflict when the rescheduling
occurs on an ad-hoc basis and on very short notice:
.. .it is our view that in principle, the scheduling of days off in such a way as to avoid
conflict between scheduled days off and statutory holidays is an exercise the Employer
can properly undertake in the exercise of its Section 18 rights concerning scheduling. On
the other hand, where the Employer wishes to reschedule a day off, on an ad hoc basis
and on the basis of unreasonably short notice, in order to avoid such a conflict, it can only
do so on the basis of the scheme set out in Articles 19.4 and 19.5.
The Board in Nicol was ultimately concerned with insufficient notice and the consequent impact
on an employee's opportunity to make full use of their statutory holiday, especially where the
holiday follows or precedes regular days off. The grievor in Nicol originally anticipated a three
day weekend, commencing on Friday. She was then informed on Tuesday that she must take off
Wednesday, Thursday and Friday instead. She would have had virtually no time to rearrange her
plans or to make new ones. In these circumstances, the Board concluded that the Employer
effectively re-scheduled a lieu day without input from the grievor.
The schedule at issue before me is prepared on an annual basis and the Union has acknowledged
that these grievances do not give rise to any concern with respect to the sufficiency of the notice
provided to the grievors. Nonetheless, the Union argued that even if there was adequate notice,
the changes were 'ad hoc'. I do not agree. The change in practise was precipitated by a
reassessment of the Employer's operational needs. Management concluded that the volume of
traffic during statutory holidays did not warrant operating at the same level as it does on non-
holidays. A new schedule was drafted to take into account the reduced holiday complement and
distribute work in an equitable manner. Inevitably, the decision to treat holidays differently for
staffing purposes, translated into a change in the manner that holidays were scheduled.
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In my view, the new calendar is not the result of an ad hoc change. The current practise pertains
to all holidays and reflects a variation in TEO complement; it applies equally across the Region
and has been used consistently since staffing levels were reduced. These changes are not being
made on a case by case basis where individual employees are being singled out for differential
treatment. Unlike Nicol, where there was an ad hoc change to a single employee's schedule, the
changes to the grievors' schedule are made well in advance as part of an overall holiday
deployment strategy. While there has been a change in the way holidays are staffed and
scheduled, it is a systemic change, not an ad hoc revision.
Nor am I persuaded that there is any other basis to find that the change made by the Employer
amounts to bad faith. While I appreciate the grievors' perception that they have been deprived of
a benefit that was previously made available to them, I do not accept the assertion that the
scheduling change was made solely for the purpose of depriving them of their contractual rights.
The Employer decided that statutory holidays would no longer be staffed at the same level as
other days. Although the Union maintained that the weigh stations and mobile units should be
fully staffed on a continuous basis, for the purposes of this arbitration, it did not take issue with
management's decision to implement a holiday deployment strategy. Once the decision was
taken to operate on holidays at a reduced level, the schedule would have to be modified to take
into account the new staffing model. Arguably, there is any number of ways that the Employer
could have arranged the schedule to reflect the closure of certain stations and equitably distribute
the work that was available on statutory holidays. Those scheduling choices, however, are within
the legitimate exercise of the Employer's discretion to manage. Ultimately, I accept the
employer's characterisation that the operational change in complement on statutory holidays was
a material change with respect to scheduling.
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Article UN 13 sets out the consequences when certain events coincide with statutory holidays: it
determines the appropriate premium pay if employees must work on statutory holidays and
establishes the protocol if a day off falls on a holiday. It does not, however, confer any obligation
on the Employer to create the conditions which will give rise to the accrual of those benefits. Nor
has the Union suggested that any other provision of the Collective Agreement confers the right to
have days off scheduled on a statutory holiday. I agree with the reasons provided by this Board
in Nicol that the Employer is, in principle, entitled to avoid a conflict between regular days off
and statutory holidays. While there are recognised limits to the exercise of the Employer's
discretion, I do not find that the Employer in this case has acted in bad faith when it exercised its
discretion to set the grievors' schedule. Accordingly, the grievances are dismissed.
Dated at Toronto, Ontario, November 17, 2006
Reva Devins
Vice-Chair