HomeMy WebLinkAbout2016-1342.Association.17-11-16 Decision
Crown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Fax (416) 326-1396
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB#2016-1342
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
The Association of Management, Administrative and Professional
Crown Employees of Ontario
(“Association”)
Association
- and –
The Crown in Right of Ontario
(Treasury Board Secretariat) Employer
BEFORE Nimal Dissanayake Arbitrator
FOR THE
ASSOCIATION
Christine Davies
Goldblatt Partners LLP
Counsel
FOR THE EMPLOYER Jonathan Rabinovitch
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARINGS October 17 and 20, 2017
- 2 -
Decision
[1] I have been appointed under article 32.2.2 as the Independent Third Party with
respect to a claims review filed by a member of AMAPCEO, (hereinafter referred
to as “NC”). The powers of an Independent Third Party derive from article
32.2.2.7, which provides as follows:
32.2.2.7 The independent third party shall have the powers of a Vice Chair
of the Grievance Settlement Board under the Crown Employees Collective
Bargaining Act. He or she shall adopt such procedures as he or she
considers appropriate in the circumstances having regard to the nature of
the dispute, the need for a fair process of dispute resolution, and the
desirability of ensuring the resolution of the dispute in an expeditious and
informal manner. This may include limiting the nature and extent of the
evidence; determining the manner in which the complaint shall be
resolved, with or without an oral hearing; and imposing such other
conditions as he or she considers appropriate.
[2] In the exercise of these powers, in a decision dated September 29, 2017, I
denied AMAPCEO’s request that it be allowed to lead viva voce evidence from
NC. Therefore, this decision is based on all of the documentary evidence that
was before the Joint Benefits Committee (“Committee”), a “Will Say” statement
prepared for this proceeding by NC, and legal submissions from counsel. The
employer was allowed to cross-examine NC, but counsel opted not to do so.
Therefore, her evidence by way of the will say remains unchallenged.
[3] NC went off work on May 21, 2014 following an accident. Her claim for long term
income protection (LTIP) benefits with respect to the “own occupation” period of
November 22, 2014 to November 21, 2016, was denied by the insurance carrier
(“Great-West”) on the grounds that she was not totally disabled during that time.
NC complained to the Committee. Her complaint was not resolved by consensus
of the committee and was referred to me as the independent third party.
[4] The definition of “Totally Disabled” in the Great-West policy is as follows:
“Totally Disabled” means, for the first 30 months of a Period of Disability,
an employee is wholly and continuously disabled by illness or accidental
- 3 -
bodily injury which prevents him from performing the essential duties of his
normal occupation.
[5] Great-West denied NC’s claim for LTIP. The letter of denial dated March 13,
2015, includes the following explanation for its decision:
Explanation:
We reviewed your medical information and job information with your plan’s
definition of disability to consider your entitlement to payments.
At our request, you attended a Neuropsychological independent medical
evaluation with Dr. Duncan on January 16 & 21, 2015. The purpose of the
IME was to ascertain your level of cognitive impairment thought to be
caused by the post concussive syndrome.
We reviewed Dr. Duncan’s neurological assessment and testing report in
conjunction with our medical consultation board as well as all information
on file. Dr. Duncan concludes that the performance validity test scores
are within normal limits. In terms of your intellectual functioning scores
they are within average to above average scores. While the test scores
identify occasional fluctuation in level of performance it does confirm the
presence of cognitive impairment but the fluctuations are likely a result of
distraction, etc.
In summary, your level of cognitive impairment would not preclude you
from performing the essential duties of your normal occupation. For this
reason, we have not approved your claim for disability payments.
[6] The symptoms NC experienced during the period in question are detailed in her
“will say” statement. Employer counsel agreed that her statement may be
accepted as her sworn testimony, and explicitly stated that the employer was not
questioning NC’s credibility. Also, none of the medical professionals who treated
or reported on NC questioned the credibility of her self-reporting of symptoms
and abilities/disabilities, physical and mental. Some even explicitly recorded that
they found her self-reporting to be credible. In all material respects NC’s
evidence by way of the Will Say Statement about her symptoms and their impact
is consistent with the self-reporting she made to the various medical
professionals.
[7] Therefore, the issue is whether in light of that unchallenged evidence and the
medical record, NC meets the definition of “total disability” in the policy. In this
- 4 -
regard, I agree with employer counsel, that the fact that NC’s credibility is not
challenged does not necessarily lead to a finding of total disability. Her evidence
must be considered along with the complete documentary record before me, in
deciding whether the definition of total disability is met. See, Re R.G.
(AMAPCEO) and the Ministry of Community and Social Services, decision dated
October 27, 2010, (Briggs) at para.29.
[8] NC, who is 36 years old, has been employed at the Office of the Public Guardian
and Trustee since August 20, 2001, and held the position of Client
Representative. She describes her job in the Will Say as follows:
3 Briefly, the role of Client Representative includes acting as the financial
guardian for the property and finances of a caseload of clients who are incapable
of managing their own financial affairs. The clients are all low risk individuals
who do not hold assets such as real estate, securities, or special trusts. Prior to my
disability, my caseload was approximately 200 clients.
4 As part of my job, I assessed clients’ circumstances and needs. I did this by
telephone, as well as in person in the course of client visits in the community. In
addition to speaking with clients, I also communicated with their family members
and care teams. I was required to research clients’ financial, business and legal
affairs to protect their assets and identify liabilities. I developed budgets for
clients, obtained benefits to which they were entitled, determined the
sale/purchase of assets, and paid expenses on their behalf. I had to monitor
clients’ finances on an ongoing basis and adjust their budgets to accommodate
changes in their needs or circumstances. The majority of the job (75%) was spent
using the computer, although I was also regularly required to communicate with
clients and others to manage their finances appropriately.
5 The job was a busy one that required managing a lot of information and
exercising good judgment about clients’ needs. The job also required good
attention to detail to evaluate and oversee clients’ financial information. I was
regularly required to review and analyze complex financial and legal documents.
There were constant pressures to stay on top of the files and meet deadlines. I was
required to make a lot of decisions on a quick basis, which had important and
significant ramifications for the vulnerable clients we served. Because of the
nature of the job, it was necessary to be “with it” – to have good concentration,
attention, memory, and judgment, and to be able to retain information and
multitask, in order to complete my tasks in a timely and appropriate manner.
[9] AMAPCEO counsel described NC’s position as one with high cognitive demands.
She submitted that the documentary evidence, which supports NC’s description
- 5 -
of her job establishes that clearly. Employer counsel took no issue with the
assertion that the job did impose a high level of cognitive demands.
[10] In her “Will Say”, NC describes her accident and its impact:
8 On Saturday May 3, 2014, I struck the left side of my head on a metal car
frame while bending to get into the rear seat. I was in shock and developed a
severe headache. I continued to have a headache and did not feel well for the rest
of the weekend. I went to work on the Monday, but felt “off”, tired and confused.
I went to my car and slept during my breaks and at lunch. I had difficulty doing
my work to the extent that I could not remember how to access the programs on
my computer, my password, or the steps to take to send a letter.
9 My headaches and mental functioning did not significantly improve over
this time. On or about May 12, 2014, I visited an urgent care centre, and was told
to take several days off to rest. After resting for a few days at home, I tried again
to return to work, but still was not feeling well. I found I was extremely confused
and delayed in processing information and had severe head pain. It felt as though
someone was consistently beating me in the head with a piece of wood. I had
memory problems, was slow to process information and had trouble
concentrating. I had a severe headache, which felt like pressure or sharp pain. I
felt as though I had a helmet on all the time. My head pain was constant with no
obvious trigger, although I found it was worse when I tried to concentrate or
think. I did not have problems with headaches prior to the accident.
10 On May 21, 2014, I saw my family doctor, Dr. Laura Blew, who
recommended I stop working as a result of my symptoms, and rest in order to heal
my brain. She recommended limited screen time and no exercise other than
walking. She diagnosed me with post-concussion syndrome and referred me to a
neurologist.
11 The symptoms that were preventing me from working were headache
(extreme pain in head), inability to focus or concentrate, confusion, delays in
processing, difficulties in forming words and an impaired ability to recall
information or memories. After I stopped working, I tried to rest and lived a very
secluded and sedentary lifestyle. My husband tried to help me get better by
finding brain exercises online to help exercise my mental abilities, but I could not
do these and they made the pain worse.
12 I tried to do a bit of housework where possible, but I was not able to do
much. My mother as well as my husband had to do most of this. My mother came
over to help keep the house clean, and my spouse and I did laundry together every
two weeks. There were days when I spent the whole day in bed, and could not do
anything such as dressing, bathing, cooking, dishes or leaving the house. I was
able to grocery shop on rare occasions depending on the severity of my
headaches. Other times, I tried driving to the store and simply turned around, or I
- 6 -
got to the store and could not remember what I had intended to buy. Even when I
brought a list, I still made mistakes.
13 In June 2014, I saw a neurologist, Dr. Rathbone. I also went to a
physiotherapy assessment in late June 2014, and they showed me some muscle
stretches. They told me that my neck was not causing my headaches. I did not
attend for ongoing treatment.
14 I was bored at home and wished I could be at work. I became very
frustrated and moody after the accident because of the pain I was in, the struggle I
was having with my mental functioning, and the slow pace of any recovery. I
started having nightmares daily and had trouble sleeping. The nightmares
sometimes related to car crashes and being suffocated or crushed. I had paralysis
on waking from these nightmares and would often wake up screaming. I could
only sleep at most 5-6 hours a night.
15 My disability had a profound effect on my life. Prior to the accident, my
husband and I went out multiple times a week. We enjoyed going to restaurants,
going to the movies, and going out with friends. After the accident, because of my
debilitating symptoms, I was unable to go out, and I was very isolated. I withdrew
from friends and family. It was hard on me personally, and on my relationship
with my spouse.
16 In the months following the accident, because of my headaches, I felt
unwell. I had constant head pain/pressure. In addition, superimposed on the
constant head pressure, I would get sudden intense headaches, which sometimes
caused nausea. I would try to read the news, but could not concentrate for longer
than 10 minutes. I was easily overwhelmed. I tried to go to a peach festival in late
summer 2014, but had to leave right away after only a few minutes. I tried to do a
craft project with my mother, but it increased my headache and I was unable to
continue. I had trouble staying focussed on a thought, thinking of ideas, or dealing
with stimulation or different pieces of information. I felt I was mixing up words
when talking and that my vocabulary was diminished.
17 My spouse helped out with my finances and bills because I found it too
difficult to focus on the information and what was required. Prior to my accident,
I was on top of my finances and used a spreadsheet to track everything. After the
accident, I was overwhelmed by details and information, and unable to use the
spreadsheet or otherwise keep track of my finances. I missed bill payments or was
late with payments after the accident. Because of the difficulty I had looking at or
dealing with my own finances, I knew it would be impossible for me to perform
my job, which involved handling the finances of other people.
18 I also found I could not do things like crosswords or memory quizzes
because this worsened my headaches. I could not concentrate for more than 5 or
10 minutes per day. When I tried reading articles, I could not remember the
content.
- 7 -
19 At the time of my accident, my husband and I were hoping to start a
family. We were working with a fertility clinic because of my PCOS, which
caused anovulatory cycles. Initially I was denied certain medications to help
address my headaches because they were contraindicated for pregnancy due to
teratogenic side effects. My family physician prescribed Naproxen, but I did not
find this helped, and it hurt my stomach. I took different medications for the
headaches, including Vimovo, Aspirin, and later Tylenol. I tried acupuncture, but
did not find it helpful. I also underwent massage, although I did not attend any
particular clinic regularly. I also did several treatments of cranialsacral therapy
through an osteopath.
20 Because of the problems I was having with sleep, I underwent a sleep
study in December 2014. I was not able to take medication for sleeping at that
time because I was still hoping to become pregnant. I recall the advice I received
was to attend cognitive behavioural therapy. I sought out therapy in early 2015,
but did not pursue it because it was not covered by my benefits and I did not have
an income. I later attended EAP instead, as set out below.
21 I went for a neuropsychology assessment with Dr. Duncan in January
2015. I tried my best to participate in the various tests, but after attending that
appointment, I crashed and my symptoms were much worse for several days. I
knew I could not engage in mentally demanding activities on a regular basis at
that time.
22 In early 2015, I was still struggling with concentration and memory, and
my headaches were limiting my daily activities. There was gradual improvement
of my cognitive function over time, but I was not yet to the point where I could
return to my job, which involved regularly communicating with people by phone
and in person, managing a busy caseload, and dealing with detailed financial
information/documents. Rather, on a typical day, I would get up in the morning
and work on the goal of bathing and eating a meal, and try to determine whether I
was able to do anything more that day. On a typical day, I might tackle a chore
such as unloading and loading the dishwasher, but this would take me all day due
to pacing and breaks. I could not sustain any activity all day long. I also felt like I
was less interested in things and my energy was low. I was restless and frustrated
and extremely fatigued. On a good day I could do something like make dinner,
but still required assistance to do so.
23 I still felt unwell and had trouble dealing with lots of stimulation, for
instance when in crowds of people. I had trouble focussing on information, and
had to read things 3-4 times to grasp the content. I still continued to struggle to
remember new information. I still was not well enough to go back to my job. I
tried to exercise, but was only able to do so a few times per month, and it made
the intensity of my head pain worse, which in turn exasperated my cognitive
problems.
24 Unfortunately, as my symptoms persisted, in 2015 I eventually determined
that it would be necessary to put my attempts to get pregnant on hold in order to
- 8 -
focus on my own health. As a result, because of my injury and ongoing disability,
my husband and I have had to postpone our plans to have a family. In addition, in
the fall of 2015, we were required to sell our home in Hamilton and move into my
in-laws’ basement apartment in Guelph because of the loss of my income and the
fact that my disability benefits were not approved. In Guelph, my mother in law
gave me assistance with food and meal preparation as well as housekeeping and
assistance with some daily tasks. I was very limited in what I could do. I called
the Guelph “Crisis Support” phone line several times because I was struggling
with my situation.
25 Since stopping fertility treatments in 2015, I have been able to take
additional prescribed medications to help with sleep and with headaches.
Unfortunately, even with these additional medications, my health did not improve
to the point where I could return to work. I still could only do a small amount of
reading or walking, due to my headaches. Even simple tasks around the house like
preparing dinner brought headaches. I tried do to as much as possible, but I was
still very limited. For example, I tried doing some pottery painting, because I
wanted to do something small that did not require me to manage complex
information.
26 In November 2015, I began attending counselling through the Employee
Assistance Program. My goals were to sleep better and accomplish more tasks.
My mood and motivation were low, and I was diagnosed with depression by Dr.
Blew. At that time, my head pain came and went. I had tried Cymbalta, which did
help in decreasing the pain. However, I felt suicidal while on Cymbalta, so it was
discontinued.
27 Gradually, over time and with the benefit of rest, I experienced an
improvement in my headaches and cognitive symptoms. As a result, on May 24,
2016, I went to see Dr. Blew and initiated a discussion about the possibility of
returning to work in late June 2016. I proposed returning gradually over the
course of six weeks. She agreed I could try to return to work gradually. The idea
was that I would start with tasks that were less cognitively demanding and
gradually add the more taxing tasks.
28 My employer did not agree to let me return to work, however, and
required that I attend an independent neuropsychological evaluation, which I
completed in September 2016.
[11] I next turn to the medical documents. The first assessment was performed by
Dr. A. Kulkani at St. Joseph’s Healthcare, Hamilton, on May 16, 2014. He
recorded a diagnosis of “concussion”. Next, on May 21, 2014, NC was assessed
by her family physician Dr. L. Blew. Dr. Blew’s diagnosis was “post concussive
syndrome”. She ordered NC to be “off work – limited screen time, no vigorous
exercise, but ok to walk”, and prescribed Tylenol Extra Strength for her
- 9 -
headaches. Dr. Blew next saw NC on June 4, 2014. Her assessment again was
“Post-concussion headache”. NC was referred to a specialist, Dr. M. Rathbone,
Neurologist. The reason for referral is “on-going headache, memory loss and
processing delay”.
[12] Following the appointment, Dr. Rathbone submitted a report dated June 16,
2014, to Dr. Blew. It included the following:
Physical examination:
Neurological examination within normal limits except for mild neurosensory
hearing loss on the right side. There was no occipital neuralgia noted.
MOCA 26/30, 2 points loss for delayed recall, 1 point loss for attention,
and 1 point loss for language.
Problem formulation:
NC likely sustained a mild concussion and subsequently has developed
several symptoms of the post-concussion syndrome. As she is planning to
get pregnant, I am not going to try her on prophylactic medications, such as
amitriptyline or topiramate, for her headaches as they have teratogenic side
effects. I have prescribed physiotherapy for her neck.
As Ms. NC is overweight there is the possibility of intracranial hypertension
contributing to her headaches. She was advised to loose weight by a diet
changing her diet to include 10 servings of vegetables each day, Omega 3
fish oil, and protein with each meal. She will be followed up in 3 months.
With respect to Ms. NC’s cognitive difficulty and psychological changes, a
neuropsychological assessment will be helpful. She was suggested to find
out the insurance coverage for this test, and we will proceed accordingly.
[13] The record indicates that the MRI result was “normal”. The next significant
document is Dr. Blew’s “Initial Long-Term Disability Statement” to Great-West
dated September 16, 2014. In it, the primary diagnosis is “post-concussion
syndrome”. Subjective symptoms are, “headaches, difficulty with concentration”.
NC’s current physical abilities are said to be “sedentary”, her earliest return to
work date is marked “unknown”, and Dr. Blew wrote “no” to the possibility of
returning to modified work.
[14] In the “Employee’s Statement” to Great-West dated September 17, 2014 NC
wrote the following in response to, “Describe briefly how your injury or illness
prevents you from working”: “cannot focus/concentrate; constant
headache/confusion; Extreme pain in head; Delay in mental processing”.
- 10 -
[15] The record indicates that NC was seen by Dr. Blew four times over the summer
2014. At these appointments there is no material change noted in Dr. Blew’s
assessments. NC had a second assessment by Dr. Rathbone on September 24,
2014. In his report, Dr. Rathbone notes, inter alia, that NC’s “severe headaches
have remained about the same”. He also wrote:
The second major issue is short term memory issues. She said
information thing is delayed and she has poor concertation. She becomes
now frustrated easily but said that in general, she thinks her mood is a
little better. She still gets nightmares. These are not as frequent. She
said she sleeps about 5 to 6 hours a day only.
Dr. Rathbone states, “This is a complex case with a number of outstanding
issues”, and “This lady has post-concussion syndrome and has multiple
problems.” She was referred to a sleep clinic with regard to her difficulties with
sleeping, and to an eye specialist about her vision issues.
[16] The evidence is that the Neuro Ophthalmologist testing results on her vision was
“normal”. Testing at the Sleep Disorder Clinic resulted in a finding that NC did
not have sleep apnea, but notes “sleep efficiency was poor in the setting with the
absence of REM sleep. The report concluded that “she does have some poor
sleep efficiency that was identified in the study that could benefit with sleep
hypnotics and cognitive behaviour therapy”. However, sleep hypnotics was not
recommended for NC because she had plans to conceive and sleep hypnotics
may not be safe during pregnancy.
[17] On October 30, 2014, NC was interviewed by Great-West by telephone, on her
symptoms, medical consultations and treatments to date. On the
recommendation of its consultant, a second more detailed interview of NC was
also conducted on November 12, 2014. Based on the information obtained from
these interviews, Great-West’s Assistant Medical Director concluded, “I do not
see sufficient information to confirm that she would be limited from her sedentary
occupation”, and recommended “a neurology IME with neuropsychometric tests”.
- 11 -
[18] Following a referral by Great-West, Dr. David Duncan, a Psychologist practising
clinical neuropsychology, did an assessment of NC on January 16 and 21, 2015.
In his report dated February 11, 2015, Dr. Duncan wrote the following, inter alia,
under “Current symptoms and concerns”:
At the beginning of the assessment, Ms. NC completed a brief informal
problem checklist and she endorsed the following difficulties: stress, poor
concentration, memory problems, fatigue/lack of energy, pain, difficulty
sleeping and headache. She added the following problems, “mood,
patience, staying focused on a thought, trying to visualize memory, trying
to think of ideas, difficulty in situations with lots of stimuli, e.g., large
groups, multiple conversations, lots of pieces of a puzzle, lots of traffic”.
In response to specific questions regarding areas of cognitive functioning,
she explained that she was not having difficulty with auditory
comprehension in the course of the interview but that in other contexts she
had difficulty understanding instructions. She continues to feel that her
vocabulary is diminished and she mixes up words when she is speaking.
This is particularly difficult when she is in a large gathering of people. Her
spelling has deteriorated and she feels “blocked” when she tries to spell
words. When she is feeling overstimulated, her sense of direction is
poorer. Her ability to perform calculations is affected by difficulty
visualizing the numbers. Regarding concentration, if she has an idea, she
has to express it before she loses it. She can focus on one-to-one
conversation and can concentrate on simple TV shows. She used to rely
on visual imagery to help her remember things and initially after her injury
she was unable to see visual images but this is improving. She does not
have any difficulty coping with distractions in the home environment, but
she added that distractions there are infrequent. She continues to
experience memory problems when she goes grocery shopping. She
can’t recall five items, so she makes list, but still forgets things she
intended to buy. She explained that she is usually very tired by the time
she gets to the grocery store and sometimes will decide that she is feeling
too frazzled and exhausted to shop. Regarding her ability to plan and
organize activities, she described herself as being easily overwhelmed.
She has noticed improvement in her cognitive functioning over time but
this has been slow. She has been advised that if she continues resting,
this improvement will continue.
[19] Dr. Duncan also wrote:
When we spoke on January 21, I asked her how the assessment on
January 16 had affected her symptoms,. She responded that she had
“crashed” and that the day following the exam her head was very heavy.
- 12 -
Increased head pain had persisted until January 21. She described this
as a “sharp crazy pain” and a full feeling, like she had lead in her head.
She has been spending most of her time since the assessment, lying
down and resting and taking analgesic medication. Other than lying in
bed and going to the bathroom, there was little else she could do.
Dr. Duncan reviewed the test results under various headings, and at p. 15
concluded as follows:
In conclusion, the neuropsychological assessment findings reveal
occasional lapses in performance and this would more accurately be
characterized as diminished cognitive efficiency than cognitive
impairment. There is no indication that she is experiencing a degree of
anxiety or mood disturbance that would cause direct interference in her
cognitive functioning. Instead, it is more likely that other psychological
factors, such as distractibility associated with her head pain, diminished
confidence and negative expectations regarding her cognitive abilities are
having an effect on her test performances leading to occasional lapses.
[20] Dr. Duncan was presented with a number of referral questions. Question 9 was:
“Is there evidence of cognitive impairment that is severe enough level to
interfere with the claimant returning to work?” Dr. Duncan responded:
NC’s position at the Office of the Public Guardian and Trustee presents
her with significant cognitive demands. The diminished cognitive
efficiency revealed by the neuropsychological measures would interfere
with efficient and accurate performance of her usual job duties.
The final referral question was, “Were there any issues or test results that raise
questions about the claimant’s credibility or reliability as a historian?” Dr.
Duncan’s answer was “No”.
[21] On March 5, 2015 Dr. Duncan’s report was reviewed by Dr. Eric Rumack, Great-
West’s medical consultant. In his file review Dr. Rumack wrote:
Neuropsychological IME by Dr. David Duncan dated February 11, 2015
noted that “although she sustained an injury to her head, it is unlikely that
she sustained a traumatic brain injury … it is very unlikely that it would
have produced severe persistent cognitive impairment … the
neuropsychological assessment findings reveal fluctuations in level of
performance rather than consistent evidence of cognitive impairment” –
Dr. Duncan concluded that there was no objective evidence of cognitive
impairment that would meet the criteria for a diagnosis of Mild
neurocognitive Disorder.
- 13 -
In response to questions from Great-West, Dr. Rumack wrote that, “There is no
evidence of cognitive impairment attributable to cerebral dysfunction”, and
“symptom severity is by employee self-report”.
[22] Based on the foregoing, on March 11, 2015 Great-West Team Manager, Ms.
Mary Zomparelli, directed that NC’s claim be denied. She noted that “While the
test scores identify occasional fluctuation in level of performance it does confirm
the presence of cognitive impairment, but the fluctuations are likely a result of
distraction etc. In summary, the level of cognitive (sic) would not preclude
employee from performing her occupation”. This direction was followed by the
letter of denial dated March 13, 2015, referred to at para. 5, supra.
[23] Dr. Rumack did a second file review report on June 25, 2015. In that he notes
that there were “no significant findings” in the neuropathologist report or the
sleep disorder clinic report, and that these reports do not “change the conclusion
of the neuropsychological IME by Dr. David Duncan dated February 11, 2015”.
He concluded that “There are no medical contradictions evident that would have
precluded the employee from performing the duties of her own occupation from
May 22, 2014 to present”. On July 3, 2015, Great-West Team Manager, Ms.
Zomparelli reviewed Dr. Rumack’s report and concluded, “Overall, no medical
contraindications to working. Maintain declination”.
[24] On May 27, 2016 AMAPCEO requested from Dr. Blew, NC’s family physician,
information relating to a number of specific areas. Dr. Blew’s detailed letter
dated June 1, 2016, is as follows:
Thank you for your May 27, 2016 letter, requesting NC’s relevant medical
information from September 2014 onward. I will answer your questions in
the order you listed.
I have practiced Family Medicine in family practice since 1992 and am
certified by the College of Family Physicians of Canada with a specialist
designation.
- 14 -
I have been NC’s family physician since December 1993. I began treating
her for the present condition on May 21, 2104 when she reported that on
May 3, 2014 she struck the left side of her head on a metal car frame with
momentum as she entered the vehicle. She had immediate head pain
and a period being unusually quiet and then developed ongoing
headache, fatigue, irritability, and difficulty with memory and word finding.
She had been seen at the emergency room where a diagnosis of
concussion without brain imaging. I saw her approximately monthly from
May to October 2014 then again approximately monthly March 2015 to the
present. During the October to March period she was assessed by and
received care from specialist physicians and a psychologist. She regularly
attended all appointments.
NC’s subjective symptoms include those listed above, headache, fatigue,
irritability, and difficult with memory and word finding. Over the months
she also developed a low mood with loss of enjoyment of activities,
concentration and sleep difficulties. These symptoms have affected her
ability perform activities of daily living such as preparing meals and
shopping as well as the daily administrative details of life such as reading
emails, paying bills etc.
NC’s objective symptoms include those outlined below from Dr. Duncan’s
report. I further witnessed at office visits her change in mood and energy
level, tearfulness, slowing of speech and motions such as walking pace.
These symptoms have affected her concentration and tasks completion as
well as her ability to cope her chronic head pain and financial pressures
and also likely impacted the severity of chronic pain experienced.
Never did I have concerns about NC’s credibility or reliability as a
historian, although given the nature of her injury included memory
impairment it is possible she may have forgotten details of her medical
history.
NC’s primary diagnosis is Traumatic Brain Injury (TBI) complicated by
Persistent Postconclussive Syndrome (PPCS).
Although no universally accepted definition of PPCS exists, most of the
literature defines the syndrome as the development of at least 3 of the
following symptoms: headache, dizziness, fatigue, irritability, impaired
memory and concentration, insomnia, and lowered tolerance for noise and
light, lasting longer than 3 to 6 months’ duration.
The ICD-10 diagnostic criteria for PPCS include a history of traumatic
brain injury (TBI) and the presence of 3 or more of the following 8
symptoms: (1) headache, (2) dizziness, (3) fatigue, (4) irritability (5)
insomnia, (6) concentration or (7) memory difficulty , and (8) intolerance of
stress, emotion, or alcohol.
- 15 -
The former DSM-4 criteria are (A) history of TBI causing “significant
cerebral concussion;” (B) cognitive deficit in attention and/or memory; (C)
presence of at least 3 to 8 symptoms (eg. Fatigue, sleep disturbance,
headache, dizziness, irritability, affective disturbance, personality change,
apathy) that appear after injury and persist for 3 months; (D) symptoms
that begin or worsen after injury, € interference with social role functioning;
and (F) exclusion of dementia due to head trauma and other disorders that
better account for the symptoms. Criteria C and D require symptom onset
or worsening to be contiguous to the head injury, distinguishable from pre-
existing symptoms, and have a minimum duration of 3 months. The DSM
5 published in 2013 removed this diagnosis but it is still widely used by the
experts in the TBI field.
NC meets diagnostic criteria for TBI with PPCS by various criteria.
NC also has a relevant secondary diagnosis of Reactive Major Depressive
Disorder (MDD) that developed in response to her injury-related pain and
losses. Her Depression ranged in severity from moderate in January
2015, to severe in February 2016, to being in remission in May 2016.
NC’s treatment to date has been appropriate and adequate. PPCS is
largely addressed with brain rest including time, sleep, substance
avoidance and limited reading and writing including “screen time”. NC
was compliant with the advised treatment which required she cease work,
whereas per her job description, 75% of her time involved computer use
and 40% of her time was spent writing.
In response to Dr. Duncan’s psychological report NC’s treatment regimen
was expanded to include referral to David Smith, MSW for psychological
counselling in March 2015, however she reported in October 2015 that
this was not funded so she instead was attending EAP funded counselling.
Unfortunately EAP funding is often limited to a small number of infrequent
attended 5 counselling sessions. Treatment recommendations were
generally followed as funding barriers and patient comfort with prescription
medication use allowed. As NC and her partner were trying to conceive
early in time following her accident she declined medication if suggested.
Her neurologist, Dr. Rathbone and I were aware of and supported this
decision. When she decided her deteriorating health necessitated
deferring trying to conceive she willingly accepted hypnotic medication for
sleep and a trial of antidepressant medication for both chronic pain and
mood. As of May 2016 she continues to use a sleep aid. She
discontinued the antidepressant after a therapeutic trial of adequate length
because of side effects with no impact on mood or pain and as an
alternative on her own initiative developed and has embraced a regular
exercise program to address her mood. This has been effective and her
depression has entered remission.
- 16 -
NC has been and remains motivated to follow the treatment regimen, with
a healthy reluctance to rely on medication if not entirely necessary and
other non-pharmaceutical treatments are available. She would like
nothing more than for her condition to improve and be able to return to her
previous activities including work. She has now initiated a plan to be able
to attempt returning to work this month.
NC’s progress has been that expected with PPCS, of gradual slow
improvement of many PPCS symptoms. She has had resolution of MDD
with time, cognitive behavioural therapy and exercise which was also is
typical.
No future plans for new treatment are in place. She is advised to continue
graduated exercise and to prioritize her sleep. Her mental activities will
also be graduated as her pain allows her to tolerate.
Dr. Duncan is a psychologist who assessed NC for her insurer in January
2015. In his February 2015 report he concluded she most likely did not
suffer a TBI or if she did it was mild. Dr. Rathbone specifically refutes Dr.
Duncan’s opinion that she did not have a TBI in his April 2015 consult
letter and I defer to his expertise and support this diagnosis as I feel she
meets the criteria. The differing opinions seem to rest on the presence of
absence of the single criteria of brief disorientation after her injury. All
other criteria are indisputably present. All professionals including Dr.
Duncan agree that her recall is impaired, so we may never know this
answer to this subjective question. All other symptoms and the fact that
she has remained symptomatic for such a long period support the
diagnosis of TBI and PPCS.
Dr. Duncan reports NC made a genuine good effort on testing but had
fluctuating performance with some lapses in attention and working
memory, specifically recall. His assessment of mood by use of the Beck
Depression Inventory indicated a moderate mood disturbance but he
concluded she did not have a mood disturbance because another test, the
MMPI did not demonstrate significant emotional distress. In retrospect the
variation in results may have reflected a not yet clear but emerging
depression as she unfortunately went on to develop classic symptoms of
more severe depression over the next year.
Dr. Duncan’s report concluded NC had diminished cognitive efficiency but
not cognitive dysfunction. Most importantly, Dr. Duncan acknowledged
that this objective impairment would interfere with efficient and accurate
performance of her usual duties in her work and suggests she needed to
pursue psychological treatment to attempt to address this impairment. Dr.
Rathbone supported this treatment approach in his April 2015 letter as did
I. The differing semantics used to describe her cognitive impairment may
- 17 -
well be of little practical relevance as all professionals involved agree NC
was unable to perform the essential duties of her work due to illness, be it
mental disorder or accidental injury or both, meeting the GWL criteria for
long term disability benefits.
NC’s level of impairment due to PPCS and MDD was significant, and in
addition to her own occupation she has been unable to do other work to
date. A proposal for a slowly graduated modified role at work to begin
June 20, 2016 was made in May 2016. The patient was proactive in
suggesting beginning with tasks required in her regular role to that are
less taxing to her areas on challenge, including memory, concentration
and attention. The proposal reflects the suggestion that tasks requiring
these cognitive functions will be gradually increased as tolerated within
specific goal timelines. Graduated hours are meant to accommodate for
increased fatigue and headache as the day progresses. Hours also will
be gradually increased as tolerated within specific goal timelines.
NC’s prognosis is cautiously optimistic given her medical improvement
and strong motivation, and will become clearer as her tolerance for
modified work is established.
AMAPCEO SUBMISSIONS
[25] Counsel for AMAPCEO reviewed the medical records, and submitted that while
the doctors disagreed on the “label” to be attached to the diagnosis, they agreed
that NC required psychotherapy. Dr. Blew, NC’s long-time family physician, had
the job description for NC’s position and concluded that she was not capable of
performing those duties and ordered her to stop working. She notes that NC was
motivated to return to her job even with modifications, as well as to the daily
activities she was used to, but her symptoms prevented her from doing so.
[26] Counsel submitted that Dr. Rumack, who had never seen NC, focussed only on
the lack of a specific diagnosis, and the absence of objective evidence. He
ignored the information in the record that despite the inability for the doctors to
agree on a definite diagnosis, they all agreed that NC suffered from symptoms
which prevented her from performing in her own occupation. While those
symptoms were based on self-reporting, none of the doctors had questioned the
credibility of NC’s self-reporting.
- 18 -
[27] Counsel referred to a second neuropsychological IME performed on September
19 and 20, 2016 by Dr. M. Celinsky, at the employer’s request, in an attempt to
return NC to work. She pointed out that this assessment done almost at the end
of the own occupation period was about NC’s ability to do her Client
Representative duties going forward. She noted that Dr. Celinsky does not
suggest that NC could have returned to her job earlier. To the contrary, he
recommends that even going forward, she would have to be accommodated,
starting with very limited hours doing less complex tasks, and gradually
increasing hours and tasks. Counsel also noted Dr. Celinsky’s repeated
observations that he found NC’s self-reporting to be entirely credible, and that
she did not attempt to exaggerate her disability during testing. Counsel noted
that Dr. Celinsky had not been provided the assessment reports previously done
by Dr. Blew, Dr. Rathbone and Dr. Duncan. Therefore, his assessment was
performed uninfluenced by those. He concluded that even as of September
2016, NC was not able to function in her position effectively. Attention was
drawn to the following questions posed by the employer, and Dr. Celinsky’s
responses.
3. We request that NC’s functional abilities, restrictions and limitations be
compared to the Job Specification document for Client Representative that
we have provided to the Assessor (Attachment #1). In conjunction with
this document, we highlight the following:
. The home position requires strict attention to detail, judgment, the
ability to multi-task in a fast paced environment and a high level of
executive functioning.
. If errors are made in the position, there is significant impact not
only to the operation but to the vulnerable clients. Errors or omissions can
be life-changing and detrimental to those least equipped to deal with such
events.
. The environment involves exposure to unpleasant situations as
noted in On Job-Specification document.
Can you please comment on the suitability of the position as outlined in
accordance with NC’s current functional abilities?
As noted above, it is our opinion that with time and appropriate
accommodation, in the form of a gradual return to work and a measured
pace, she will be able to apply herself in an efficient manner. In other
words, NC should be allowed a gradual return to work such that she
initially works half days and once she is back to her prior pace, return to
full time work. The limited time at work will allow her to complete the tasks
outlined in her job description with the required care and not become
- 19 -
overwhelmed with fatigue. This program of gradual return to work should
be further facilitated by psychological therapy and treatment of her
headaches.
It is our opinion, that a return to work for 3 hours day is appropriate for the
next two weeks where she is in an environment where she is not required
to multi-task until she has familiarized herself with the routine and then
increase to half days for the following month. Once she is able to
complete half days she should be reintegrated a full time schedule.
4. What is the likelihood of NC being able to fulfill the essential duties of
her position in the foreseeable future?
NC has been diagnosed with Mild Neurocognitive Disorder without
Behavioral Disturbance due to Multiple Etiologist; her difficulties are
particular noted in the area of, delayed visual and verbal recall, and
executive functions. No other psychological conditions were identified.
Her headaches need to be diagnosed and treated by physical therapy
(such as medical and physiotherapy) but this is left to the discretion of her
family physician.
[28] Counsel submitted that in denying NC’s claim for LTIP, Great-West focussed
almost exclusively on the absence of objective evidence to confirm her self-
reported symptoms. In doing so, Great-West not only failed to appreciate that a
condition with subjective symptoms such as headaches and depression can be
totally disabling, and further that all medical professionals had found NC’s self-
reporting to be entirely credible. Dr. Rumack did not pay any attention to Dr.
Duncan’s findings following a battery of tests. In response to a direct question
about NC’s ability to return to her job, Dr. Duncan noted that NC’s job presented
her with significant cognitive demands, and concluded, “The diminished cognitive
efficiency revealed by the neuropsychological measures would interfere with the
efficient and accurate performance of her usual job duties”. Counsel submitted
that NC’s job required her to manage the finances of members of the public who
were unable to manage their own finances. This is a job that must be done
efficiently and accurately Dr. Rumack. Who had never seen NC, and Great-West,
completely ignored this finding with no explanation.
[29] Counsel urged that I make a finding that the illnesses that NC suffered from as
set out in the record prevented her from working in her own occupation as Client
Representative during the 2 year period in question, and therefore was totally
disabled.
- 20 -
EMPLOYER SUBMISSIONS
[30] Reviewing documents, employer counsel pointed out that there were many
medical recommendations made by medical professionals, which NC either did
not follow, or the record does not indicate whether she did. She did some
psychological therapy and physiotherapy, but not as much as recommended.
Thoracic Surgery was suggested, but the record does not indicate it was done.
She was advised to lose weight. She lost some weight, but regained it shortly
after. She was advised to take certain medications, but declined because she
was receiving fertility treatment in order to conceive. The record does not show
that she received any medication for her depression until almost the end of the
two year own occupation period, or that she had an on-going psychological
treatment or therapy. Based on the foregoing, counsel submitted that the record
paints a picture of someone not complying with all treatments recommended.
[31] Counsel submitted that the record suggests that NC was not confined to a
sedentary and isolated lifestyle as she states in her “Will say”. There is no
indication that any doctor reported to the Ministry of Transportation that her
driver’s licence should be suspended because of her disability. The inference is
that none of them considered her to be at risk by driving, and that she was able
to and continued to drive. The record further indicates that NC got married in the
spring of 2015, and that on some unknown date travelled to Florida. She had
asserted that she lived a very sedentary life following the injury. In November
2014 Great-West interviewed NC by telephone. There is no indication in the
record of that interview that NC informed that she got married or travelled to
Florida. Counsel reiterated that the employer was not questioning NC’s
credibility or asserting that she was malingering. It was simply stating what the
record shows.
[32] Employer counsel conceded that NC may have had good reasons for not
following some of the doctors’ recommendations. For example, she and her
partner wanted to start a family and had been on a fertility treatment program.
- 21 -
She had a choice to terminate that program, and take the medications
recommended for her disabilities. She chose not to do that, and that was her
absolute right. However, her choice has the consequence that her health would
not improve to enable her to return to work. The employer and Great-West
should not be responsible to pay for the consequences of her choice.
[33] Counsel stated that the employer was not disputing the findings made by the
doctors. However, it was the employer’s position that those findings are not
sufficient to meet the definition of “total disability” in the policy, which requires
that a claimant must be “wholly and continuously disabled … which prevents him
from performing the essential duties of his normal occupation” during the two
year occupation period. Dr. Duncan’s finding was that “the diminished cognitive
efficiency … would interfere with the efficient and accurate performance of her
usual job duties”. While NC’s constant headaches and other symptoms may
have interfered with her ability to attend work regularly and may have also
interfered with her ability to perform her job duties as efficiently and accurately as
before, that falls short of meeting the test. While NC may have been having
difficulty coping with her headaches and other symptoms, and struggling with her
ability to concentrate, that does not mean she was totally disabled for purposes
of entitlement for LTIP benefits.
AMAPCEO REPLY
[34] Counsel submitted that the reasons put forward by employer counsel in arguing
that NC’s claim should fail, are largely ones not relied on by Great-West in its
letter of denial. The employer suggested that had NC complied with all
medications and treatments recommended, she would have improved and
returned to work earlier. However no doctor has ever stated that. To the
contrary, the medical file indicates that medication or medical procedures were
not the primary treatment recommended for NC. Counsel referred to Dr. Blew’s
report dated June 1, 2016, to AMAPCEO, where she wrote that “NC’s primary
diagnosis is Traumatic Brain Injury (TBI) complicated by Persistent
Postconcussive Syndrome (PPCS)”, and that NC meets diagnostic criteria for
- 22 -
TBI with PPCS by various criteria”. She then states that the primary treatment
for PPCS is rest. She wrote:
NC’s treatment to date has been appropriate and adequate. PPCS is
largely addressed with brain rest including time, sleep, substance
avoidance and limited reading and writing including “screen time”. NC
was compliant with the advised treatment which required she cease
work, whereas per her job description, 75% of her time involved
computer use and 40% of her time was spent writing.
Counsel submitted that the record shows that NC made gradual recovery only by
complying with doctor’s orders to rest which included orders to be off work.
[35] Counsel pointed out that the employer had argued that there was nothing in the
medical record, whether or not NC complied with some of the doctors’
recommendation, and if she did not, why. Counsel submitted that the employer
has explicitly stated that it is not taking the position that NC was malingering. All
of the doctors have stated that she was very motivated to get better and was
compliant with recommendations. The employer declined the option to cross-
examine NC. Having made that choice, it was not open for it to argue that there
is no explanation for why certain recommendations may not have been followed,
and to conclude by inference that NC was someone who had a pattern of not
following recommended treatment.
[36] AMAPCEO counsel agreed that to be eligible for LTIP, NC must meet the test for
total disability as defined in the Policy. She submitted that the evidence in the
medical record, and NC’s Will Say statement are consistent with each other, and
clearly meets the test. Dr. Duncan’s finding that NC’s health issues “would
interfere with the efficient and accurate performance of her usual job duties,” is
no lesser than what is contemplated by the definition in the policy, particularly
considering that NC’s job required her to manage the finances of others who
were themselves unable to do so. If NC could not manage those finances
efficiently and accurately, she could not do her job.
DECISION
- 23 -
[37] The central question in this claims review is, was NC wholly and continuously
disabled by illness or accidental bodily injury, which prevented her from
performing the essential duties of her position of Client Representative from
November 22, 2014 to November 21, 2016.
[38] I have reviewed the evidence that clearly establishes that as a Client
Representative in the Office of the Public Guardian and Trustee, one of the
primary responsibilities NC had was to manage the finances of members of the
public, who due to illness or old age, could not manage their own finances. The
employer did not take issue with AMPACEO’s assertion that when managing
other people’s finances, it was extremely important to do so efficiently and
accurately. To the contrary, in its referral to Dr. Celinsky, the employer describes
NC’s position as follows:
. The home position requires strict attention to detail, judgment, the
ability to multi-task in a fast paced environment and a high level of
executive functioning.
. If errors are made in the position, there is significant impact not
only to the operation but to the vulnerable clients. Errors or omissions can
be life-changing and detrimental to those least equipped to deal with such
events.
The evidence is that in ordering NC to remain off work, her family physician took
into account NC’s inability to cope with such responsibility. Even Dr. Duncan, an
independent medical examiner, in concluding that NC’s diminished cognitive
efficiency “would interfere with the efficient and accurate performance of her
usual job duties”, prefaced it with the observation that NC’s job “presents her with
significant cognitive demands”.
[39] Great-West’s explanation for denying NC’s claim is set out at para. 5 (supra). It
recognizes that based on Dr. Duncan’s assessment and testing confirms the
presence of cognitive impairment. However, it goes on to state that the
fluctuations in NC’s cognitive abilities is “likely a result of distraction, etc.”. From
there, Great-West conclude proceeds to that “Your level of cognitive impairment
- 24 -
would not preclude you from performing the essential duties of your normal
occupation”.
[40] Dr. Duncan did state (para. 19 supra) that NC’s condition “would more accurately
be characterized as diminished cognitive efficiency than cognitive impairment”,
and “… it is more likely that other psychological factors, such as distractibility
associated with her head pain, diminished confidence and negative expectations
regarding her cognitive abilities”. It may well be the case that NC’s cognitive
deficiency did not result from her head injury itself. The head injury led to
headaches, which led to loss of confidence, which in turn led to negative
expectations regarding her cognitive abilities. Dr. Blew in her letter dated June 1,
2016 wrote that NC developed a secondary diagnosis of Reactive Major
Depressive Disorder “in response to the injury related pain and losses”. There
can be no doubt, therefore, that but for the head injury, NC would not have
experienced the symptoms such as distractions, confusion, lack of concentration
etc. The fact, in any event, is that Dr. Duncan concluded that NC’s diminished
cognitive efficiency “would interfere with the efficient and accurate performance
of her usual job duties”. For purposes of this claims review the important
question is whether NC was wholly and continuously disabled” by illness or
injury, and not whether the disability can be attributed to a particular diagnosis.
[41] I have reviewed in some detail the reports by Great-West’s consultant Dr.
Rumack. In concluding that NC was not totally disabled in the relevant period,
Dr. Rumack relies on the scores from Dr. Duncan’s testing, the absence of
objective evidence of cognitive impairment and the fact that NC’s claim is based
on self-reporting. This, however, is a case where the claimant suffered from
deficiency in her cognitive and mental abilities following a physical injury. Such
functional limitations, unlike physical limitations like standing, sitting or lifting are
not measurable by objective testing. The medical experts are best positioned to
use their experience in giving their opinion on total disability, taking into account
all of the factors, including test results, the claimant’s self-reporting, observed
symptoms as well as the credibility.
- 25 -
[42] Employer counsel submitted that while he took no issue with Dr. Duncan’s finding
that NC suffered from diminished cognitive efficiency and that it would “interfere
with the efficient and accurate performance of her usual job duties”, that falls
short of the “wholly and continuously disabled” test in the policy. Counsel
however, did not elaborate on what duties of her position NC would have been
able to perform given Dr. Duncan’s finding, and despite Dr. Blew’s clear
instruction that NC should not be working. In Paul Revere Life Insurance
Company and Sucharov [1983] 2 R.C.S. 541, (S.C.C.), the definition of “total
disability” in the policy required that the insured “is completely unable to engage
in his regular occupation”. The insured in his claim had stated, “that he is able to
perform individually most of the duties” of his position. Yet the majority of the
Court upheld the claim. The court wrote at p. 546:
The insurer contended that the proper test was whether the insured was
unable to perform the material duties of his occupation. It would segment
the duties and put particular assessments upon them. This, however,
ignores the medical evidence, which is not disputed, and which clearly
shows that his attempts to carry on as owner-manager have brought on
attacks of stress and nervousness bordering on hysteria (to use the words
of Hall J.A.).
To put the matter another way, an owner-manager is totally disabled from
performing his work as such when he is unable to perform substantially all
of the duties of that position.
In Couch on Insurance (1983), 2d (Rev. ed.) 53:118 there is the following
relevant paragraph:
The test of total disability is satisfied when the circumstances are
such that a reasonable man would recognize that he should not
engage in certain activity even though he literally is not physically
unable to do so. In other words, total disability does not mean
absolute physical inability to transact any kind of business
pertaining to one’s occupation, but rather that there is a total
disability if the insured’s injuries are such that common care and
prudence require him to desist from his business or occupation in
order to effectuate a cure; hence, if the condition of the insured is
such that in order to effect a cure or prolongation of life, common
care and prudence will require that he cease all work, he is totally
disabled within the meaning of health or accident insurance
policies.
- 26 -
[43] In a claim for compensation for mental injury caused by negligence, the
Supreme Court of Canada in Saadati v. Moorehead [2017] S.C.C. 28 made the
following observations at para.31:
Confining compensable mental injury to conditions that are
identifiable with reference to these diagnostic tools is, however,
inherently suspect as a matter of legal methodology. While, for
treatment purposes, an accurate diagnosis is obviously important, a
trier of fact adjudicating a claim of mental injury is not concerned
with diagnosis, but with symptoms and their effect (Mulheron, at p.
88)
. . .
In other words, the trier of fact’s inquiry should be directed to the
level of harm that the claimant’s particular symptoms represent, not
to whether a label could be attached to them.
In my view, the reasoning of the court in relation to entitlement to damages for
mental injury caused by negligence equally applies in claims for LTIP benefits.
[44] In the instant case there is no evidence that NC was capable of performing any
productive work in her position, which the employer agrees is one with
significant cognitive demands. If she is unable to function efficiently and
accurately due to cognitive deficiency, she cannot do her job as Client
Representative, even if she would have been able to physically be at her work
station. Moreover, Dr. Blew ordered NC to cease work and rest. Dr. Blew was
of the opinion that NC’s condition was primarily addressed by resting her brain.
The test in Couch on Insurance cited with approval by the Supreme Court of
Canada (supra), is met in these circumstances.
[45] The reliance by Great-West on the cause of NC’s cognitive deficiency is
misplaced. In D.E. v Unum Life Insurance Co of America, (1999), 177 D.L.R.
(4th) 738 (B.C.C.A.), the claimant’s health issues had been variously described
as chronic fatigue or Fibromyalgia. In upholding the claim, the majority held that
while the claimant was required to prove that she was unable to work due to
illness, her inability to establish the precise cause of her disability or even to
attach a specific label to her condition was no obstacle to her claim. At para. 56
the Court wrote:
- 27 -
It was suggested by counsel for the insurer during the course of
submissions that, unless Ms. D.E. was able to establish the precise
“cause” of her disability, she could not recover under the terms of the
policy. In my view, this argument is misconceived. The policy is a
disability policy. It provides that if someone is disabled by sickness, then
benefits will become payable… [T]he critical questions under the policy
are whether the claimant is suffering from a sickness, and, if so, is she
thereby disabled from working…
[46] The significance of the lack of objective evidence, relied upon by Dr. Rumack,
and in turn by Great-West, has also been judicially addressed. In D.E. v, Unum
Life Insurance Co. of America (supra) at para. 46, the B.C. Court of Appeal
wrote:
Thus, while the medical evidence called on behalf of Ms. D.E. in support
of her claim that she was disabled from working was largely dependent on
her subjective description of her symptoms and their effect upon her, there
was evidence from others verifying the apparent effect of her condition on
her day-to-day living and her ability work. The credibility of these
witnesses was not challenged. Nor was it suggested to Ms. D.E. that she
was “faking” or “malingering” in order to obtain disability benefits, or for
any other reason.
[47] In Re Joseph Brant Memorial Hospital, 2014 CanLii 77191 (ONLA) (Bendel), the
arbitrator, in determining a grievance challenging the denial of long-term
disability benefits, declared that “In the first place, fibromyalgia and other
conditions for which there exists no objective medical test are not, ipso facto,
ineligible for compensation” (P. 75). He quoted the following from the judgement
of the Supreme Court of Canada in Nova Scotia (Workers’ Compensation
Board) v. Martin, [2003] 2 S.C.R. 504 at 514:
There is no authoritative definition of chronic pain. It is, however,
generally considered to be pain that persists beyond the normal healing
time or the underlying injury is disproportionate to such injury, and whose
existence is not supported by objective findings at the site of the injury
under current medical techniques. Despite this lack of objective findings,
there is no doubt that chronic pain patients are suffering and in distress,
and that the disability they experience is real…Despite this reality, since
chronic pain sufferers are impaired by a condition that cannot be
supported by objective findings, they have been subjected to persistent
suspicions of malingering on the part of employers, compensation officials
and even physicians.
- 28 -
[48] As noted above, the credibility of NC’s self-reporting is not questioned by
anyone. The employer explicitly stated so, and the medical professionals who
personally met with NC have recorded favourable comments about her
credibility. Great-West has not questioned NC’s credibility in its letters of denial.
Therefore, the absence of objective evidence, or the fact that NC’s claim of
disability was largely based on her self-reporting is not a valid reason for denial
of her claim.
[49] Employer counsel listed a number of treatments/medications the doctors had
recommended, which were either not followed by NC, or there is no information
in the record whether she complied, and if not, why she did not comply. It is
very striking that Great-West has not even mentioned “failure to follow
recommended treatment” as forming any part of its decision to deny NC’s claim.
Quite apart from that, the record does not paint the picture of a patient who has
a pattern of failing to follow recommended treatment, as employer counsel
suggests. To the contrary, the treating medical professionals without exception,
comment that NC was very motivated to get better and return to work. Indeed,
there is evidence in the record that indicates that NC’s frustration about not
being able to attend work, and the sense of being a young woman sitting at
home, unproductive and useless, contributed to her developing mood and
depression issues. This is further supported by the evidence that it was NC who
initiated a request that she be allowed to return to work, even on a graduated
hours basis.
[50] Moreover, there is no evidence to support employer counsel’s assertion that
NC’s noncompliance with recommended treatments prevented her recovery and
return to work. No medical professional has suggested that. Counsel was
relying on observations by doctors that a certain procedure or medication “could”
help. Dr. Blew wrote that, “NC has been and remains motivated to follow the
treatment regimen with a healthy reluctance to rely on medication if not entirely
necessary…” and “she would like nothing more than for her condition to improve
and be able to return to her previous activities including work”. With regard to
- 29 -
her declining medications which would have required her to cease her fertility
treatment plan, Dr. Blew has explicitly recorded that she and Dr. Rathborne
supported NC’s decision in that regard.
[51] Employer counsel relied on the evidence in the record that NC had got married,
and had also travelled to Florida during the period in question, to argue that she
could not have been so depressed, and could not have been living a sedentary
and isolated life style as she reported to the doctors, and claims in her Will Say.
He also argued that NC had not been forthcoming with Great-West because
during the telephone interview there is no record that she mentioned her
marriage or the trip to Florida. I find no merit in either position. In the first place,
NC has clearly described the detrimental impact of her condition on her life style.
That description is consistent with her self-reports to medical professionals. No
medical professional had expressed any concern about the credibility of NC’s
self-reporting about her symptoms or their impact. More importantly, the
employer explicitly stated that it was not claiming that NC was malingering or
that she was not credible. Having done so, it is not open for counsel at the
same time to argue that her description of the impact of her symptoms on life
style is not believable. To justify such argument, the employer should have at
least cross-examined NC about the asserted inconsistency between her claims,
and the facts he relies on. Counsel had the opportunity to do so, but opted not
to. Therefore there is no information whatsoever, as to why and how NC
travelled to Florida, what activity related to her marriage may or may not had
been inconsistent with her clamed disability. In the circumstances it would be
extremely unreasonable to infer that NC’ life style was not impacted as much as
she claims. As AMAPCEO counsel pointed out, NC could not have reported her
marriage or the Florida trip at the interview with Great-West, because those
events took place after the interview.
[52] I understand, and agree with, employer counsel’s submission that the test is not
whether NC can perform her job as well as she did prior to her injury. The test is
whether she was totally and continually disabled from performing the essential
- 30 -
duties as Client Representative. Although differing on diagnosis and testing
scores, Doctors Blew, Rathbone and Duncan in the end agree that NC was
unable to perform the essential duties of her position. Neither Dr. Rathbone nor
Dr. Duncan suggested that NC could and should return to her job. They did not
contradict Dr. Blew’s decision to keep NC off work. Given the undisputed
evidence before me to the effect that those essential duties placed significant
cognitive demand on her, I am persuaded that NC met the test in the policy. I
hereby conclude that she was wholly and continuously disabled by illness which
prevented her from performing the essential duties of her normal occupation as
client Representative from November 21, 2014 to November 22, 2016.
[53] I remit the matter to the parties to resolve any issues that may arise in view of
that conclusion. I remain seized to deal with any disagreement they may
encounter in that regard.
Dated at Toronto, Ontario this 16th day of November 2017.
Nimal Dissanayake, Arbitrator