HomeMy WebLinkAbout2014-4402.Asztemborski et al.17-12-22 Decision
Crown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Fax (416) 326-1396
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB# 2014-4402
UNION# 2014-0232-0060
Full list of files attached in “Appendix “A”
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Asztemborski et al) Union
- and -
The Crown in Right of Ontario
(Treasury Board Secretariat) Employer
BEFORE Felicity Briggs Arbitrator
FOR THE UNION Christopher Bryden
Ryder Wright Blair & Holmes LLP
Counsel
FOR THE EMPLOYER Susan Munn
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARINGS June 14 and September 6, 2017
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Decision
[1] Forty-four Systems Officers filed identical grievances in June of 2014 which
stated that “the Employer is in violation of, but not limited to, Articles 2, 3, 9 of the
Collective Agreement as well as any other Employment Health and Safety
policies; Health and Safety Legislation of Acts.” By way of remedy each
requested, “that the bullying, harassment and discrimination cease and desist
immediately. That the management team at Guelph Data Centre be sent for
sensitivity training. That the Employer takes steps to improve the environment to
improve health and safety.”
[2] In its opening statement the Union explained that one manager, Mr. Budd, has
engaged in ongoing inappropriate and harassing conduct. According to the
Union, the severity of his comments are such that this Board should issue
remedial declarations; award damages; and issue an order that Mr. Budd attend
training to address his unacceptable behaviour.
[3] It was the Employer’s contention that there has been no such harassment and
the Union would be unable to establish that Mr. Budd engaged in any conduct –
much less a course of conduct – that was inappropriate or harassing.
[4] At the commencement of the hearing twenty-seven grievances were put into
evidence. While all grievors were given the opportunity to attend and proffer
evidence, only two Systems Officers did so.
[5] Both Union witnesses provided a will-say statement in advance of our first day of
hearing.
[6] Vipin Sharma’s signed will-say Statement said:
• I have worked in the Ontario Public Service since around 1997.
• Since April 2001 I have worked at the Data Centre Operations Branch in
the Guelph Office.
• Mr. Gordon Budd has been the Manager of that office and my manager
since in and around 2004.
• In December 2012, Mr. Budd posted a note on the men’s washroom door
threatening to have staff’s locks cut off the staff lockers if staff did not
provide information indicating whose lock was on each locker by a given
date.
• I felt this was a threat and this threat poisoned my workplace.
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• For quite some time, Mr. Budd has been taking a group of his favorite
employees for breakfast or lunch every Friday, but does not include all
employees in this social workplace activity. I am one of the excluded
employees.
• This causes me to feel socially excluded and out of favour with my
manager, and to an extent the coworkers he does favour.
• On or around February 14, 2014, a Stage 2 meeting was scheduled to
take place in respect of a group grievance filed by seven DCO employees,
including myself.
• Management’s initial communication advised that the meeting would be
held at OPSEU’s offices in Guelph. Local President Jacqueline Smith
attended this location as instructed and waited there for quite some time.
This meeting never began.
• In fact, management had changed the meeting to a different location and
advised us, the grievors, but not Ms. Smith. We were therefore forced to
attend the meeting without union representation. I believe this was done
intentionally to intimidate us and deprive us of union protection during the
grievance meeting.
• On Wednesday May 21, 2014, Operations Control Centre (“OCC”) staff
were advised that if they required external training they needed to have
their requests in by Friday May 23 to the Senior Manager. Most staff,
including myself had not had a Performance Appraisal in a long time. I
was therefore unclear what training plans I should be considering. Even
with such appraisals in place, 2 – 3 days’ notice is wholly inadequate and
this unrealistic deadline constitutes harassment.
• Staff were subsequently advised that there was no budget for such
training and it was put on hold.
• On June 23, 2014, management advised staff that employees could no
longer exit and re-enter the OCC without first flashing their security cards
to exit the OCC room in the GDC.
• This was implemented against the Production and OCC Analysts while
staff in the common work areas enter and leave the washroom and
Kitchen Areas with zero monitoring. Senior management continues its
attack against Shift Staff, generating a hostile/oppressive environment to
work.
[7] At the time of the filing of his grievance Mr. Sharma was an Operations Control
Centre Analyst. At the time of the hearing he no longer worked in the Guelph
Office having obtained an AMAPCEO position.
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[8] In cross-examination Mr. Sharma was asked whether he saw Mr. Budd post the
notice regarding the locks and lockers. He did not actually see Mr. Budd post the
notice. Rather, he and other analysts discussed the matter and determined that –
at the very least - it must have been posted on his instructions. Although Mr.
Sharma felt the note was quite intimidating and threatening, he failed to ask Mr.
Budd, Mr. Budd’s assistant or anyone else in a managerial position who actually
posted the notice. He conceded that it is “part of a manager’s job” to know who
has a particular locker.
[9] When asked about Mr. Budd taking certain employees to breakfast or lunch on
Fridays, Mr. Sharma conceded that he is only at work during the day on Fridays
one Friday per month. Further, because his daily hours of work are different from
those of Mr. Budd, his own lunch and break times are shorter and are often taken
at a different time than those employees who – like Mr. Budd - work the day shift
Monday through Friday. Mr. Sharma also agreed that he does not always eat
lunch in the break room. There are times when he warms his food in the
breakroom and he eats at his workstation.
[10] The stage two grievance meeting that Mr. Sharma raised in his will-say
statement was the subject of some cross-examination. He received a copy of the
email invitation to this meeting from his Union representative. When he could not
recall the precise details set out in the meeting invitation, he was shown and
identified the document. The stated subject was “placeholder for stage 2
grievance meeting” and the location was the “meeting room in lobby beside
security.” On the day of the meeting Mr. Sharma, together with his Union
representative went to the meeting room in the lobby beside security located in
the building at 1 Stone Road. When the management representatives did not
appear at the expected time the Union representative phoned the Employer and
was told they would be there momentarily. When the Employer still failed to
appear other calls were made and it eventually became clear that the meeting
was to be held in the meeting room beside security at the Guelph Data Centre,
not at #1 Stone Road. Once it became clear that the parties were in two different
buildings Mr. Sharma and his Union representative then went to the meeting
room at GDC and the meeting was held. To be clear, Mr. Sharma agreed that the
sentence in his will-say statement that he had to attend a grievance meeting
without union representation was not factual.
[11] The grievor was asked in cross-examination about training. He agreed that there
is a workplace mix between mandatory training regarding his duties and
individual requests based on skills that individuals wished to obtain. He conceded
that notwithstanding comments made in his will-say statement he did make a
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written request for external training in June of 2014. He did not ultimately obtain
permission for the training as training opportunities were put on hold. The grievor
did not know who actually made the decision to cancel the training but was of the
view that it was Mr. Budd’s decision because “he’s the boss”. Mr. Sharma
testified that he was told by another employee that “as per Mr. Budd, there is no
budget for training.”
[12] Mr. Sharma was also questioned about the change in security access to the
Operation Control Centre. The OCC is a secure area to which only certain
employees have access. He testified that it was Mr. Budd who advised that that
the security features would be altered. When it was suggested that the reason for
the change in security was to prevent “tailgating” - which is the practice of a
second employee entering directly behind an employee who swiped their security
card thereby causing potential confusion as to the whereabouts of staff. Mr.
Sharma said that the rationale for the new practice was never communicated to
staff – “which was typical of Mr. Budd” - and that failure was a form of staff
intimidation. When pressed as to who in management “advised staff that
employees could no longer exit and re-enter the OCC without first flashing their
security cards ….” Mr. Sharma finally agreed that he was told by Mr. Cameron
John, Staff Manager, and not Mr. Budd. However, Mr. Sharma was of the view
that it was Mr. Budd who really made the decision. The grievor understood that
the change was the result of a business requirement but maintained that the
problem from his point of view was that the change in practice was never
explained.
[13] In re-examination Mr. Sharma said that there was no open communication with
Mr. Budd and that if direction was given it was simply followed and not discussed
because the employees did “not have the courage to bring forward” matters. He
thought if he did raise concerns there would be some form of retaliation including
a reprimand. He suggested that there were “numerous instances” of retaliation
that were not enumerated in his will-say statement.
[14] Mr. Farley Wellington also gave evidence in this matter. His will-say statement
said:
• I have worked in the Ontario Public Service since in and around 2005.
• Since December, 2008 I have worked as a OCC Analyst in the Data
Centre Operations Branch in the Guelph Office.
• Mr. Gordon Budd has been Manager of that office and my manager since
the time I began working at the DCO.
• In December, 2012 Mr. Budd posted a note on the men’s washroom door
threatening to have staff’s locks cut off of the staff lockers if staff did not
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provide information indicating whose lock was on each locker, by a given
date. This constitutes bullying and harassment and poisoned my
workplace.
• In and around March, 2014, Mr. Budd sent an email to all staff regarding
scheduling changes.
• I sent an email to Mr. Budd expressing my disagreement with the
scheduling changes and stating that I wished to have the original schedule
in place, “before management molested it”.
• Shortly after sending this email, I was instructed to attend Mr. Budd’s
office with my shift manager.
• I was not given the opportunity to have any form of representation or
support during this meeting.
• Shortly after I arrived at Mr. Budd’s office, Mr. Budd threw two sheets of
printed paper at me, almost hitting me in the face.
• Mr. Budd stated “What was that?” in an angry and aggressive tone.
• I felt harassed and intimidated by Mr. Budd’s conduct.
• Mr. Budd went on to state in an angry and aggressive tone that he was
unhappy with my email.
• I felt threatened and intimidated by his conduct. It was also humiliating.
• For quite some time, Mr. Budd has been taking a group of his favorite
employees for breakfast or lunch every Friday, but does not include all
employees in this social workplace activity. I am one of the excluded
employees.
• This causes me to feel socially excluded and out of favour with my
manager, and to an extent the coworkers he does favour.
• On or around February 14, 2014, a Stage 2 meeting was scheduled to
take place in respect of a group grievances filed by seven DCO
employees, including myself.
• Management’s initial communication advised that the meeting would be
held at OPSEU’s offices in Guelph. Local President Jacqueline Smith
attended this location as instructed and waited there for quite some time.
This meeting never began.
• In fact, management had changed the meeting to a different location and
advised us, the grievors, but not Ms. Smith. We were therefore forced to
attend the meeting without union representation. I believe this was done
intentionally to intimidate us and deprive us of union protection during the
grievance meeting.
• On Wednesday May 21, 2014, OCC staff were advised that if they
required external training they needed to have their requests in by Friday
May 23 to the Senior Manager. Most staff, including myself had not had a
Performance Appraisal in a long time. I was therefore unclear what
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training plans I should be considering. Even with such appraisals in place,
2 – 3 days’ notice is wholly inadequate and this unrealistic deadline
constitutes harassment.
• I raised this issue with my shift manager, Richard Fong, but staff were
subsequently advised that there was no budget for such training and it
was put on hold.
• On June 23, 2014, management advised staff that employees could no
longer exit and re-enter the OCC without first flashing their security cards
to exit the OCC room in the GDC.
• This was implemented against the Production and OCC Analysts while
staff in the common work areas enter and leave the washroom and
Kitchen Areas with zero monitoring. Senior management continues its
attack against Shift Staff, generating a hostile/oppressive environment to
work.
[15] Mr. Wellington was asked about the posted note regarding locks and lockers. He
did not personally see Mr. Budd post the note but stated that “when we all
discussed the matter the conclusion was that Mr. Budd posted it. Personally I
thought it was a joke but I gathered from my team that it was Mr. Budd.” When
told that the Employer’s evidence would be that another member of staff actually
posted the note Mr. Wellington remained unchanged in his view because he had
concluded that it must have been Mr. Budd. The grievor did not discuss the note
with Mr. Budd or any other member of management at the time because “I did
not take the note seriously”. He thought the communication should have been via
email and not a posted note to all staff. In any event, Mr. Wellington did not have
to respond to the posting because he does not utilize the staff lockers.
[16] The grievor was asked about the meeting he had with Mr. Budd and Mr. Fong
following the email he sent about the revised work schedule. He said that he did
not receive any discipline at that meeting. Mr. Budd threw sheets of paper at him
“kind of like you would throw a Frisbee.” The paper landed in front of him – on the
edge of Mr. Budd’s desk. He conceded that because the paper was very light it
landed “not that close” and “on the desk”. Mr. Wellington said that Mr. Budd’s
tone was not one of frustration but aggression. He testified that Mr. Budd “raised
his voice”. When asked if he yelled, Mr. Wellington said he “would consider it
yelling”. He told Mr. Budd that he was not happy with the schedule change and
Mr. Budd began to tell him about a document he got from “higher ups”. Mr.
Wellington stated that he could not recall the rest of the conversation because he
was not paying attention. He wanted to leave the meeting but could not because
his path to the door was blocked by Mr. Fong’s chair. Mr. Wellington conceded
that he apologized to Mr. Budd regarding the email but testified that he did so in
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order “to get out of the office”. He said he did not understand the concern raised
by Mr. Budd. That was the end of the matter and it was not raised again by either
Mr. Budd or the grievor.
[17] Mr. Wellington works one Friday per month and has never seen Mr. Budd eat his
lunch in the lunchroom. The grievor takes his lunch break at approximately two in
the afternoon and only occasionally sees Mr. Budd enter the lunch room, obtain a
drink and leave.
[18] Mr. Wellington testified that Mr. Budd takes Mr. Fong and an SO4 employee who
is a liaison “between us and management” and who works nine to five out to
breakfast. None of the other OC analysts go to breakfast with Mr. Budd.
[19] The grievor conceded in his cross examination that he did not attend the stage 2
grievance meeting contemplated in his will-say statement and that as far as he
knew the union did have representation.
[20] Regarding the external training requests, Mr. Wellington recalled receiving an
email authored by Mr. Budd that was forwarded to his attention. He made a
training request regarding server training. He was later informed that the budget
for training was not approved. He thought it was Mr. Budd who made decisions
regarding the training budget.
[21] Mr. Wellington became aware of the change in security by way of a sign that was
posted on the door which said that everyone has to swipe their card when
entering and leaving the OCC office. He knew of the practice of tailgating and
said that if one entered the area in such a fashion they were foreclosed from
leaving or entering other areas. He testified that the point of the new security is to
ensure that certain people who do not belong in the secured area are do not
enter. Outsiders, such as vendors have to be escorted to the OCC and raised
floor by staff members. Mr. Wellington was of the view that the need to swipe out
of the area was “a bit of overkill” but he complied.
[22] A third grievor was scheduled to appear on the second hearing day but failed to
appear. The Union requested an adjournment which was granted to ascertain the
reasons for the absence. The Union was instructed to provide the Board with the
reasons for his non-attendance.
[23] The Union later notified the Board and the Employer that it would be calling no
further evidence.
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[24] Subsequently the Employer contacted the Union and the Board and asked for an
earlier hearing date in order to make a non-suit application.
EMPLOYER SUBMISSIONS REGARDING ITS MOTION FOR NON-SUIT
[25] Ms. Munn, on behalf of the Employer, began by stating that all of the twenty-
seven grievances before this Board should be denied because no prima facie
case has been presented. The principles that apply in a non-suit motion were
clearly and most precisely set out by Vice Chair Dissanayake in Re Crown in
Right of Ontario (Ministry of Natural Resources and Forestry) and OPSEU
(Martin) GSB#2011-3793. In reviewing the jurisprudence the Vice Chair stated
the following, beginning at paragraph 8:
In the context of labour arbitration, the Board in Re Southern Alberta
Institute of Technology (1994), 43 L.A.C. 26 (Mcfetridge) observed as
follows at p. 269:
The question is one of law, not fact, and the judge or board of
arbitration is primarily concerned with the quantity of the evidence
as a matter of law rather than its quality, believability or persuasive
weight which are all questions of fact. Assuming that the evidence
meets a certain minimum threshold of credibility, a non-suit motion
cannot succeed if the party carrying the burden of proof has
presented some evidence which supports each of the essential
elements of its claim. This evidence will be sufficient until
contradicted or overcome by other evidence. It may be that the
evidence is weak and carries little persuasive weight. A non-suit
however, cannot succeed where there is some credible evidence
which supports each of the essential elements of the claim.
The Divisional Court has made it clear that the standard to be applied is
lower than the standard of balance of probabilities. Thus in Ontario v.
OPSEU (Cahoon), (1990), 37 O.A.C. 218 in quashing a decision of the
Grievance Settlement Board which had allowed a motion for non-suit, the
Court wrote:
The board began by setting out its understanding of non-suit. While
it held that a prima facie case had not been made out, its reasons
make it clear that it believed that a prima facie case had to be
established on a balance of probabilities. This is, of course,
incorrect…… the standard of proof on a non-suit is that of a prima
facie case, not a case on the balance of probabilities. If a prima
facie case has been shown a non-suit must not be granted. It is
erroneous to determine a non-suit on the basis of the higher onus
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of the balance of probabilities. A prima facie case is no more than a
case for the defendant to answer.
…..
A motion for non-suit in modern practice is made by the defendant,
contending that the trier of fact should not proceed to evaluate the
evidence in the normal way, but should dismiss the action. The
defendant must satisfy the trial judge that the evidence is such that
no jury acting judicially could find in favour of the plaintiff. The
decision of the judge in both jury and non-jury actions is a question
of law. Sopinka, The Trial of an Action, p. 124 (Butterworths).
The “normal way” in a civil action would be on the balance of
probabilities. where a judge is sitting with a jury, the issue is
whether there is some evidence to support the claim. If there is, the
case goes to the jury. If there is none, it does not.
It is now clearly established that the standard applied in assessing the
evidence in determining a non-suit motion is considerably lower than the
usual standard in civil matters, i.e. “on a balance of probabilities”. See,
Cahoon Ont. Div. Ct. (supra). While some authorities have stated that the
plaintiff must have adduced “sufficient evidence”, others such as Cahoon
(supra) have used the phrase “some evidence”. This Board has reasoned
that there is no substantial difference between these two terms. Thus in
Re Gareh, 1665/98 (Brown), the Board reviewed the decision of the
Divisional Court in Cahoon (supra) and wrote at p.6 as follows:
The Divisional Court’s comment that a motion for non-suit should
be dismissed if there is “some evidence to support the claim” must
be interpreted in the context of the immediately preceding passage
from Sopinka’s The Trial of an Action saying the issue to be
determined by the judge is whether “no jury acting judicially could
find in favour of the plaintiff”. Based upon the Divisional Court’s
apparent approval of this passage, I understand the Court’s
reference to “some evidence to support the claim: to mean
evidence which could lead a jury (or some other trier of fact) to rule
in favour of the party opposing the motion, if the trier of fact found
that party’s witnesses to be credible and made all reasonable
inferences in its favour. This standard is no different in substance
than the test of “sufficient” evidence utilized by the Court of Appeal
in the Hall and Gallant case.
Vice Chair Brown went on to state:
In the case at hand, I must decide the motion for non-suit as well as
serve as the trier of fact. At this stage, my task is to determine
whether evidence presented could be sufficient to lead me to rule in
favour of the union, if I assumed its witnesses to be credible and
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drew in its favour all inferences reasonably supported by direct
evidence.
It is not logically possible to make this determination without taking
into account the applicable standard of proof which is on the
balance of probabilities. The question to be decided is whether I
could rule that the union has proven its case on the balance of
probabilities, if its witnesses are believed and it is grant the benefit
of all reasonable inferences. The decision-making process on a
motion for non-suit cannot ignore the standard of proof, but this
process entails an application of that standard which differs
markedly from the way it would be applied after both parties had
closed their case. At that point, in determining whether the union
had proven its case on the balance of probabilities I would
scrutinize the credibility of witnesses, and I would not draw
inferences so as to resolve doubts in favour of the union, because
the benefit of the doubt should not be granted to the party bearing
the onus of proof.
In a decision released on March 05, 2015, the Board in Re Bharti, 2013-
2789 (Anderson) refined and summarized the principles applied by it in
determining non-suit motions as follows at para 8:
[8] There is no dispute between the parties as to the principles
applicable to a non-suit motion. Reference was made to: Ontario
Public Service Employees Union (Vingar) v Ontario (Health and
Long-Term Care) 2014 CanLII 30275 (ON GSB), Ontario Public
Service Employees Union (Allin) v. Ontario (Ministry of Revenue),
2010 CanLII 38781 (ON GSB), and Ontario Public Service
Employees Union (Thompson) v. Ontario (Liquor Control Board of
Ontario), 2012 CanLII 67531 (ON GSB). The applicable principles
may be summarized as follows:
(i) the board will not put the moving party to an election of whether
or not to call its own evidence as a matter of course. The
appropriateness of putting the moving party to such an election will
be determined based upon the considerations of expedition and
fairness in the particular circumstances of each case.
(ii) In a non-suit motion, the issue is whether the party responding
to the motion has made out a prima facie case.
(iii) In determining whether a prima facie case has been made out,
the test is whether the evidence presented by the party responding
to the motion is sufficient to allow the Board to rule that it has
proven its case on a balance of probabilities, if the board assumed
its witnesses to be credible and drew in its favour all references
reasonably supported by direct evidence. No weight, however,
should be given to evidence of a witness on a point about which he
or she has given contradictory accounts. (See Ontario Public
Service Employees Union (Gareh) v. Ontario (Ministry of the
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Attorney General), 2002 CanLII 45791 (ON GSB) at paragraphs 8 –
10.
(iv) in assessing the evidence of a prima facie case, viva voce
evidence as well as all documentary evidence before the Board
must be considered.
(v) where a non-suit motion is granted, a written decision with
reasons will follow. However, where a motion is denied, no
reasons, oral or written will be issued.
At paragraphs 9 – 10 the Board observed:
The Union states that a non-suit motion is not the time to test the
quality, reliability or credibility of the evidence. Accordingly, the
Union asserts, I am required to assume that everything the grievor
said is true for the purposes of this motion. With respect, the
second proposition does not follow from the first. The mere fact that
a grievor testified as to something does not make it admissible
evidence which must be assumed to be true. Of particular
application to this case, as will become apparent below, I am not
required to accept as evidence hearsay statements or opinions
offered by the grievor.
Further, I agree with the Employer that the mere fact that the
grievor asserts something is true, for example that the Sabbath is
on Tuesday, does not make it so for the purposes of a non-suit
motion. In Nash v. Ontario (1995) 1995 CanLII 2034 (ON CA) 27
O.R. (3d) 1, the Ontario Court of Appeal held that for the purposes
of determining whether or not a plaintiff’s pleadings made out a
prima facie case, alleged facts that were patently ridiculous or
incapable or proof need not be accepted as true. Surely no less a
standard should be applied on a non-suit motion, where the
responding party has not simply plead a case but lead all evidence
it asserts is necessary in order to prove its case.
A distinction must also be made between facts and conclusions of
fact. A false conclusion is not rendered true, for the purposes of a
non-suit motion simply because the grievor adopted that conclusion
as his evidence. Similarly, a conclusion stated in the nature of a
bald allegation in the absence of detailed evidence in support has
no probative value: see Guarantee Co. of North America v. Gordon
Capital Corporation (1999), 1999 CanLII 664 (SCC), 178 D.L.R.
(4th) a (S.C.C.) at paragraph 31 discussing the sufficiency of
evidence submitted on a motion for summary judgement.
[26] After reviewing the principles, the Employer reviewed the evidence proffered by
the grievors in this matter. It was contended that the evidence heard to date by
this Board was insufficient to lead to a finding for the grievors. In taking the Board
through each of the alleged violations, the Employer suggested that the much of
evidence given was vague, innocuous, non-specific without reference to dates,
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opinion, conclusory, confused, internally inconsistent and contradictory as
between the will-say statements and cross-examination.
[27] The Employer submitted that the facts before this Board are insufficient to show
that Mr. Budd’s conduct was harassing and/or that there has been a failure to
provide a safe workplace. Accordingly, there has been no violation of Articles 2, 3
or 9 of the Collective Agreement. At most, this is an instance where consideration
should be through the lens of “bad boss” cases.
[28] According to the Employer in determining whether this motion should succeed
the Board must take into account what constitutes harassment. In Re Province of
British Columbia (1995) 49 L.A.C. (4th) 193 Arbitrator Liang said:
This is a serious word, to be used seriously and applied vigorously when
the occasion warrants its use. It should not be trivialized, cheapened or
devalued by using it as a loose label to cover petty acts or foolish words
where the harm, by any objective standard, is fleeting. Nor should it be
used where there is no intent to be harmful in any way, unless there had
been a heedless disregard for the rights of another person and it can be
fairly said, “You should have known better.”
…
As I said earlier in this award, harassment is a serious subject and
allegations of such an offence must be dealt with in a serious way, as was
the case here. The reverse is also true. Not every employment bruise
should be treated under this process. It would be unfortunate if the
harassment process was used to vent feelings of minor discontent or
general unhappiness with life in the workplace, so as to trivialize those
cases where substantial workplace abuses have occurred. …..
[29] The Employer also asked the Board to review Re Canada Safeway Ltd. &
UFCW, Local 401 [2012] A.G.A.A. No. 69 (Ponak), paragraph 122 which said:
An allegation of harassment is a serious matter. It cannot be taken lightly,
and the onus of proof lies with the Union. A finding of harassment can only
be made if there is objective evidence to support that claim. The fact that
(the grievor) honestly felt that she was being harassed, and the fact that
she suffered greatly, is not enough to make this claim succeed. ….. The
grievance is against the Employer. This grievance can only succeed if the
objective evidence supports a finding that there has been abusive conduct
as a result of the improper use of a power or departure from reasonable
norm. ….
[30] In the case at hand, according to the Employer, there were legitimate workplace
issues that had to be addressed such as the need to know whose lock was on
each locker and complete knowledge as to who is on the floor of the secure
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computer area. Managing those concerns does not constitute harassment. At
most, the Union’s case shows that the workplace was less than ideal. There was
no evidence that anyone raised concerns with any member of management at
the time. The Employer cannot be faulted for failing to take steps if issues were
not brought forward.
[31] The Employer noted that the relevant provisions of Ontario Occupational Health
and Safety Act are virtually identical to Article 9 of the Collective Agreement
between these parties. Given that there has been no violation of Article 9 there
has also been no violation of any employment related statutes.
[32] The Employer also relied upon Re Fanshawe College of Applied Arts and
Training & OPSEU (2016) 2016 CanLII 23226 (ON LA) (Bendel); Re Crown in
Right of Ontario & OPSEU (Marsh et al) GSB#2011-0951 (Stephens); Re Crown
in Right of Ontario & OPSEU (Sager, Shelley et al) GSB#2000-0377 (Mikus); Re
Crown in Right of Ontario & OPSEU (Lefkowitz) GSB$2010-2380 (Briggs); Re
Crown in Right of Ontario & OPSEU (Patterson) GSB#2015-1660 (Briggs); and
Kinark Child & Family Services Syl Apps Youth Centre & OPSEU, Local 213
(2012) 2012 CanLII 97669 (ON LA) (Marcotte).
UNION SUBMISSIONS
[33] Mr. Bryden, for the Union, did not take issue with the Employer’s view that if the
motion is dismissed the Employer will then have to determine whether to call
evidence.
[34] The Union urged that much care should be taken by this Board to apply the
appropriate standard in the consideration of this motion. This is not an instance
where the Board should consider the facts on a balance of probabilities. That test
was rejected by Divisional Court. Rather, this Board should decide the motion on
the lower threshold of whether the Union made out a prima facie case.
[35] The Union contended that while the incidents attested to by the grievors may
seem innocuous on their own, together they show a pattern of harassment and
all reveal the misconduct of Mr. Budd. The benefit of any doubt is to be given to
the grievors.
[36] The Union reviewed the jurisprudence put forward by the Employer. It was
asserted that there have been instances where the Board has strayed from the
Divisional Court’s view that the standard of review is that of a prima facie case
- 15 -
and not on a balance of probabilities. The same mistake should not be made in
the instant matter.
[37] Further, according to the Union, although it has been said that hearsay evidence
does not have to be considered in a motion for non-suit, this Board has the
discretion to accept such evidence. There is no authority indicating otherwise.
[38] Mr. Bryden submitted that Section 25.2(h) of the Occupational Health and Safety
Act has been breached. An employer is to “take every precaution reasonable in
the circumstances for the protection of a worker.” Mr. Budd failed to do so
according to the evidence heard to date by this Board.
[39] A single incident can be sufficient for a finding of harassment and in the Union’s
view, the meeting between Mr. Wellington and Mr. Budd constituted harassment.
As stated in Re Fanshawe College (supra), the conduct of Mr. Budd in that
particular instance was “a departure from reasonable conduct”. Mr. Wellington
testified that Mr. Budd was red-faced, aggressive and yelled at him. Mr. Budd
threw papers at the grievor and he was blocked from leaving because Mr. Fong
was between him and the door. Mr. Wellington was not allowed to have a
representative at that meeting and he apologized for his behavior in an effort to
leave. This behavior was highly unprofessional, inappropriate, egregious and
can only be seen as harassing. Nothing should be drawn from the fact that the
grievor did not complain about the meeting to another manager. It is simply
apparent that he wanted to put the entire incident behind him. Further, this
incident occurred in March of 2014 and the grievance was filed June 19th, 2014
– that is to say, shortly thereafter.
[40] The other incidents were also reviewed by Mr. Bryden. It was the Union’s
contention that each revealed an instance of harassing behavior on the part of
Mr. Budd and constituted a course of conduct.
[41] The Union relied upon Re Toronto Transit Commission and A.T.U (2004) 132
L.A.C. (4th) 225 (Shime); Re UFCW, Local 1518 v. 55369 BC Ltd. 2007
CarswellBC 3880, [2007] B.C.C.A.A. No. 130 (Larson); Re Ontario (Ontario
Science Centre) and OPSEU (Heppleston) GSB#2005-1363 (Herlich); Re
Ontario v OPSEU, 1990 CarswellOnt 711, [1990] O.J. No. 635, 20 A.C.W.S. (3d)
1096, 37 O.A.C. 218 (Divisional Court); and Re University of Western Ontario &
CUPE, Local 2361, (1990) 15 L.A.C. (4th) 189 (Dissanayake).
EMPLOYER REPLY SUBMISSIONS
- 16 -
[42] Ms. Munn took issue with the Union’s view that this Board has mischaracterized
the standard to be applied when determining motions for non-suit. The standard
was clear and precisely articulated in Re Martin (supra) and according the
Board’s practice, should be applied in this instance.
[43] The Employer urged that it is not asking this Board to draw inferences or assess
credibility. However, no weight should be given to contradictory accounts and
conclusions proffered without objective evidence.
[44] The Employer agreed with the Union, for the purposes of this motion, that the
conduct of Mr. Budd at the meeting held with Mr. Wellington was unprofessional.
Mr. Wellington did testify that Mr. Budd yelled but he demonstrated the pitch of
yelling and it would be more accurate to refer to it as a raised voice. In any event,
the conduct of that meeting might have been unprofessional but it was not
harassing. Further, Mr. Wellington had no Union representative because it was
not a discipline meeting and therefore he was not entitled to a representative. A
finding that a failure to allow a representative to any meeting held between a
manager and an employee would be wrong.
[45] In the Employer’s view, none of the incidents – in and of themselves – were
harassment and there was no evidence of a course of harassing conduct.
Accordingly, the motion should be upheld.
DECISION
[46] In the face of the non-suit motion brought about by the Employer in this matter,
the question for this Board, as cited by Vice Chair Dissanayake in Re Martin
(supra) is to determine whether the Union has presented “some credible
evidence which supports each of the essential elements of the claim”; or, in the
words of Vice Chair Brown in Re Gareh (supra), “my task is to determine whether
evidence presented could be sufficient to lead me to rule in favour of the union, if
I assumed its witnesses to be credible and drew in its favour all inferences
reasonably supported by direct evidence.”
[47] After having considered all of the evidence, submissions and jurisprudence I am
led to the inevitable conclusion that the Employer’s motion must be upheld.
[48] The Union urged that care should be taken by this Board not to determine the
motion applying the standard of a balance of probabilities as has been done in
the past. Rather, it was submitted that the test must be one of whether a prima
facie case has been made out.
- 17 -
[49] Without determining whether some of the jurisprudence presented to this Board
wrongly imposed the standard of a balance of probabilities, I am of the view that
no prima facie case has been made out by the Union. There was no credible
evidence supporting the grievors’ claim of a violation of Articles 2, 3, 9 or any
employment related statutes. Simply put, there has been no case made out that
the Employer must answer.
[50] The two grievors who proffered evidence to this Board complained of a total of
six incidents of harassing behavior at the hands of Mr. Budd, their manager. A
review of the evidence regarding these incidents is necessary to understand the
Board’s finding in this matter.
[51] The first complaint was regarding the posting of a notice regarding the
Employer’s need to identify ownership of locks in the staff locker room. Both
grievors stated in their will-say statement that the “threatening” notice was posted
by Mr. Budd. However, it became apparent in cross-examination that neither
grievor actually saw Mr. Budd post the notice. Further, they failed to explain why
the notice “poisoned” their workplace. Indeed, Mr. Sharma conceded that the
note asked to “please provide information” regarding locks. While it was
contended that this action was threatening and intimidating neither felt the need
to speak with anyone – other than fellow analysts – about the matter. Further, Mr.
Wellington stated in his cross examination that when he saw the notice he
thought it “was a joke” and he did not take it seriously but after discussing the
matter with his co-workers they all agreed that it must have been posted by Mr.
Budd.
[52] I cannot find – based on the evidence - any aspect of this incident to be
harassing.
[53] The second complaint was regarding Mr. Budd showing favorites by taking
certain employees to breakfast or lunch every Friday thereby leaving the grievors
feeling “socially excluded”. Cross-examination of the grievors reveal that they
work one Friday a month and their break and meal times differ from that those
who work an eight hour– nine to five – shift such as Mr. Budd and the Managers
and Systems Operator 4. Mr. Wellington testified that he spends little time in the
lunch room. He usually just makes a drink and leaves. However, he has seen Mr.
Budd take other Managers and a Systems Operator 4 to breakfast from time to
time. Mr. Sharma testified in cross-examination that he has seen Mr. Budd in the
lunch room “with the same gang” but conceded that he frequently does not stay
in the lunch room. He frequently warms up his food and eats at his desk.
- 18 -
[54] The Employer suggested that at most the evidence suggests that Mr. Budd has
an occasional “breakfast of convenience”. I understand that view. Further, I agree
with the Employer that none of the evidence regarding this complaint constitutes
harassment or a violation of any provision of the Collective Agreement.
[55] The grievors both contended in their will-say statements that the Employer
purposely – and in an effort to intimidate - misled them regarding a grievance
meeting. It was asserted by both that they were “forced to attend the meeting
without the benefit of union representation”. In cross-examination Mr. Wellington
conceded that notwithstanding his assertions set out in his will-say, he was not
invited to the meeting nor did he attend. He only knew of the meeting from what
he had been told by others. Mr. Sharma testified that the communication from the
Employer said that the meeting would be held at 1 Stone Road where the Union
office is located. He went on to say that he did not receive the email directly as it
was sent to his Union representative who forwarded it to him. He was asked if he
looked at the location before the meeting and he replied in the negative. He was
later asked if he had seen the email at the time and he conceded that he had. He
ultimately conceded that there is a meeting room beside security in both of the
buildings located at 1 Stone Road and the Guelph Data Centre. Finally, Mr.
Sharma agreed that notwithstanding the assertion made in his will-say, he was
not forced to attend a meeting without his Union representative. The meeting
eventually took place and the grievor had the appropriate Union representation.
[56] It became apparent during the course of Mr. Sharma’s cross examination that
incorrect assumptions were made as to the location of the meeting. In my view
there can be no doubt that there simply was a misunderstanding. I heard no
evidence that would lead me to find that there was any miscommunication
intended to intimidate or harass. Certainly there was no action taken to force the
grievors to attend a grievance meeting without Union representation.
[57] Both grievors suggested in their evidence that the June 2014 notice to the
analysts that they could no longer exit or enter the OCC without using their
security cards. Both said this “was implemented against Production and OCC
Analysts” while other staff had zero monitoring. In their view, according to their
will-say statements this revealed that senior management “continues its attack
against Shift staff, generating a hostile/oppressive environment at work”. In
cross-examination Mr. Wellington said that the security needs relating to the
raised floor area would require Analysts to swipe their cards to ensure that only
authorized personnel enter. He agreed that “others” do not have to follow this
procedure because they do not have clearance to be in the raised floor area. He
- 19 -
agreed it was necessary to have security measures given the nature of the work.
This was another instance where there was a noticeable difference between the
will-say statements and the evidence that was given in cross-examination. It was
apparent that the security measures put into place were appropriate for this
workplace and I heard no evidence that would lead me to find that the grievors
were being oppressed. Again, while both grievors alleged they were being
targeted by senior management thereby generating a hostile work environment, I
heard no evidence to substantiate that view.
[58] Mr. Sharma and Mr. Wellington both asserted that being given two or three days’
notice to set out their requests regarding external training was “wholly
inappropriate” and “constitutes harassment”. Notwithstanding this short notice
both managed to put in their training requests. The external training was
cancelled due to budgetary constraints and both grievors thought that this
decision to cancel training was made by Mr. Budd. However, neither had direct
knowledge. Indeed, Mr. Sharma in his cross-examination conceded that the
decision may have been made further up the management chain. While I
appreciate that it may have been easier for the grievors to have had more time to
contemplate their external training requests, I cannot find that situation to have
been “wholly inappropriate” or harassment. There certainly is no violation of
Article 2, 3 or 9 or the Collective Agreement.
[59] Before moving on to the last incident raised by Mr. Wellington it is necessary to
comment that none of the incidents addressed so far in this decision meet the
test of a prima facie case of harassment. It is appropriate to make this finding at
this point because the Union asked me to consider the final complaint of Mr.
Wellington taking into account that there has been a course of harassing conduct
towards the grievors at the hands of Mr. Budd. In my view, there has been no
course of harassing conduct. It may be that there were instances of
miscommunication or actions that fall somewhat short of the best management
practice but that is not harassment.
[60] Finally, Mr. Wellington testified about a meeting held in Mr. Budd’s office in
March of 2014. In his will-say the grievor noted that prior to this meeting he sent
an email to Mr. Budd complaining about a recent scheduling change making
clear that he wanted to return to the original schedule “before management
molested it”. Mr. Wellington complained that he was “not given the opportunity” to
have any representation at this meeting. There was no evidence that the grievor
asked for representation. Further, he was clear in his cross-examination that he
was not disciplined during the course of this meeting and therefore he was not
contractually entitled to Union representation. Although his will-say stated that
- 20 -
Mr. Budd “threw two sheets of paper at me, almost hitting me in the face”, his
evidence in cross-examination was that the papers were thrown towards him and
landed on the desk in front of him. He conceded that because the papers were
light, they did not really come close to his face before landing. Although he also
testified that Mr. Budd yelled, he demonstrated an approximation of volume. I am
of the view that the grievor’s demonstration revealed that there was a raised
voice – not yelling. In any event, Mr. Wellington said that he apologized so that
he could get out of the room and he did not recall what else was said because he
was not paying attention.
[61] The Union suggested that the behavior of Mr. Budd during this meeting was
“egregious harassment”. I disagree. According to the evidence proffered there
can be no doubt that Mr. Budd’s actions and tone were neither professional nor
appropriate but they fall short of egregious or harassment. The Union noted that
the grievor said he felt threatened by this behavior and yet according to the
evidence he spoke to no other manager regarding the behavior. Indeed, he said
that he stopped paying attention to what was being said to him. It is perhaps for
this reason that he testified that he did not understand the point that Mr. Budd
was attempting to make during the course of the meeting.
[62] It should be noted that I have considered the evidence regarding this meeting
taking into account that Mr. Wellington also testified in his will-say statement that
he was “threatened” by the note posted in the locker room and “harassed” as the
result of receiving only two days to make his external training needs known.
Further, he felt Mr. Budd was “generating a hostile/oppressive environment”
when the new policy regarding security precautions was instituted.
[63] There is no doubt that there are instances where one interaction can constitute
harassment. However, in my view, treatment of Mr. Wellington during this
meeting was far from a model of good management practice but it was not
harassment.
[64] It is worth noting that there were a number of instances when there was
contradictory evidence given by the grievors as between their will-say statements
and their cross examination. One such example was when Mr. Wellington
testified in his cross-examination that he did not attend the grievance meeting or
was even invited to that meeting notwithstanding his will-say statement which
declared he was forced to attend without union representation. In Re Gareh
(supra), Vice Chair Brown noted that in determining a motion for non-suit no
weight should be given to evidence of a witness on a point about which he or she
has given contradictory accounts.
- 21 -
[65] As noted by Arbitrator Liang in Government of BC (supra), harassment is a
serious subject which must be considered and dealt with in a serious manner.
But she also noted – and it is particularly relevant in this case at hand – that “the
reverse is also true. Not every employment bruise should be treated under this
process.” Less than optimum workplace demeanor or “general unhappiness with
life in the workplace” are not violations of Article 2, 3 or 9 of the Collective
Agreement between these parties.
[66] In conclusion, the Employer’s motion for non-suit is upheld because there has
been no prima facie case made out by the Union. There has been no evidence
provided that supports the Union’s claims requiring an answer or explanation
from the Employer.
Dated at Toronto, Ontario this 22nd day of December, 2017.
“Felicity Briggs”
Felicity Briggs, Arbitrator
- 22 -
Appendix
GSB File Numbers Union File Numbers
2014-4402
2014-4403
2014-4405
2014-4406
2014-4407
2014-4408
2014-4409
2014-4410
2014-4411
2014-4412
2014-4413
2014-4414
2014-4415
2014-4416
2014-4417
2014-4418
2014-4419
2014-4420
2014-4421
2014-4422
2014-4423
2014-4424
2014-4425
2014-4426
2014-4427
2014-4428
2014-4429
2014-4430
2014-4431
2014-4432
2014-4433
2014-4434
2014-4435
2014-4437
2014-4438
2014-4439
2014-4440
2014-4442
2014-4443
2014-4444
2014-4445
2014-4975
2014-4976
2014-4977
2014-0232-0060
2014-0232-0061
2014-0232-0063
2014-0232-0064
2014-0232-0065
2014-0232-0066
2014-0232-0067
2014-0232-0068
2014-0232-0069
2014-0232-0070
2014-0232-0071
2014-0232-0072
2014-0232-0073
2014-0232-0074
2014-0232-0075
2014-0232-0076
2014-0232-0077
2014-0232-0078
2014-0232-0079
2014-0232-0080
2014-0232-0081
2014-0232-0082
2014-0232-0083
2014-0232-0084
2014-0232-0085
2014-0232-0086
2014-0232-0087
2014-0232-0088
2014-0232-0089
2014-0232-0090
2014-0232-0091
2014-0232-0092
2014-0232-0093
2014-0468-0036
2014-0468-0037
2014-0468-0038
2014-0468-0039
2014-0468-0041
2014-0468-0042
2014-0468-0043
2014-0468-0044
2014-0232-0094
2015-0232-0005
2015-0232-0006