HomeMy WebLinkAboutDugas 18-03-29IN THE MATTER OF AN EXPEDITED CLASSIFICATION ARBITRATION
BETWEEN:
ONTARIO PUBLIC SERVICE EMPLOYEES UNION, Local 416
(FOR SUPPORT STAFF)
(hereinafter called the "Union")
-and-
COLLEGE EMPLOYERS COUNCIL
(FOR COLLEGES OF APPLIED ARTS and TECHNOLOGY)
In the form of ALGONQUIN COLLEGE
(hereinafter called the "College")
-and-
GRIEVANCE OF JULIE DUGAS
OPSEU File No. 2017-0416-0006
(hereinafter called the "Grievor" or the "Incumbent")
/_lV0.111:7_�riT:il
REPRESENTING THE COLLEGE
REPRESENTING THE UNION:
Richard H. McLaren, C.Arb.
Helen Huang, HR Business Partner
Krisha Stanton, Senior Manager
Enrolment & Student Financial Support
Christine Kelsey, President Local 416
Cinds Chapman, Union Steward
Julie Dugas, Grievor
A HEARING IN RELATION TO THIS MATTER WAS HELD AT OTTAWA, ONTARIO
ON 22 MARCH 2018.
AWARD
Julie Dugas (the "Grievor") is the Incumbent in a position referred to as a "Financial Aid
Representative" at Algonquin College (the "College"). Both parties generally agree with
the contents of the Position Description Form (the "PDF"). The parties disagree on the
point scoring for the position. This disagreement centers upon five Factors contained in
the Support Staff Job Evaluation Manual (the "Manual'). A discussion of each of these
Factors follows.
The College evaluated the position and rated it at 424 points, placing the position within
Payband F. The Grievor and the Ontario Public Service Employees Union (the "Union")
submit that the position ought to be evaluated at 564 points, placing it at the higher -
rated Payband H.
The Duties of the Position
The position of Financial Aid Representative is a customer facing one that involves
providing counseling and assistance to students and others by in-person, telephone,
and e-mail or fax communications. The position involves the administration of three
financial aid programs: Full-time ("f.t.") and Part-time ("p.t.") applications to the Ontario
Student Assistance Program ("OSAP"); and applications to the Institutional Special
Bursary Program ("ISBP"). These three funding programs: f.t., p.t. OSAP and ISBP
form the basis of the work to be carried out ("the Funding Programs").
The Incumbent joins others in sitting at desks suitably segregated so as to assure some
privacy for student clients. The face to face in-person communications occur with the
applicant sitting opposite the Incumbent. Depending on the demand, affected primarily
by the time of year, some or all of the employees in this position will be assigned to the
queue dealing face to face with students; or, there will be some who do daily tasks
involving the non face to face communications in regard to the Funding Programs. In
the daily task assignments the Grievor is the only person who is assigned to update the
training manuals, guidelines and other materials related to the carrying out of the
performance for the position.
The position being evaluated was changed in 2017 and the role of the Incumbent was
significantly altered at that time. The change involved the introduction of the p.t. OSAP
and ISBP funding. Previously decision for those funding programs was performed by
Financial Aid Officers. After the change of the work functions the Financial Aid
Representatives were tasked with dealing with the applications of these two programs
making up the trilogy of Funding Programs referred to above.
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The general duties of the position being evaluated are divided into approximately 20%
segments of the annual time spent on the work of the position with some variations.
The key Duties and Responsibilities are to: provide client service in person; advise
clients regarding OSAP applications; do daily task work; review p.t. OSAP applications;
administer the ISBP Program. In the residual administrative work the duties of the
Incumbent in regard to editing and updating of manuals and other administrative forms
and publications is found.
Factors in Dispute
There were five Factors in dispute in this proceeding: Factor #3 — Analysis and Problem
Solving; Factor #4 — Planning/Coordinating; Factor #6 — Independence of Action; Factor
#7 — Service Delivery and Factor #10 — AudioNisual Effort. At the Hearing the
representative of the Grievor advised that the dispute concerning Factor #4 —
(Planning/Coordinating) was being withdrawn. Therefore, this Award deals only with the
four remaining Factors in Dispute. Each of these Factors is dealt with under separate
headings below.
Factor #3 — Analysis and Problem Solving: Ratings: College Level 2 / Union Level 3
This factor measures the level of complexity involved in analyzing situations,
information or problems of varying levels of difficulty; and in developing options,
solutions or other actions.
(i) The Union
The Union submits that the problems the client faces and the Incumbent needs to solve
are easily identifiable. To that extent they agree with the College. However, it is the
inquiry necessary to determine the reasons for the denial that make the problem solving
more complex. The Incumbent has to explore with the student why they may have been
denied funding or other barriers to receiving the funding. Typically the students do not
know why their application has been denied. The Incumbent has to engage in a series
of eliminations of possible reasons to get to an understanding of the problem and thus a
solution or course of action for the student to take. The PDF has 24 bullet points of
further investigative actions.
The Union submits that the addition of the p.t. OSAP is where the difference comes that
makes the position a Level 3. They submit that the "Incumbent decides if p.t. OSAP
should be denied or not". There being no manuals or checklists for the p.t. OSAP
program the Incumbent created them to be used as a starting point for investigations
and a guide for herself and others doing similar work. They further submit that the
3
templates cited by the College as simplifying the tasks in fact nearly universally needs
modifications and adaptation.
(ii) The College
The work at the service counter is triggered by the student approaching with their
problem. They note as the Union concedes that the problem from the client's
perspective is clearly identifiable. It is submitted that the work is structured and follows
straight forward procedural steps involving common and recurring follow-up with regular
contacts/stakeholders. Beyond that the decision becomes one of the Manager.
(iii) Findings
The work of the Incumbent on f.t. OSAP is squarely within Factor Level 2. The
modifications to the position by adding the p.t. OSAP and ISBP does change the activity
of the position. In these two prongs of the Funding Programs more analysis and
collection of information is required and there are not the ministry policies of the f.t.
OSAP, which are only revised once a year. In particular the ISBP policies apparently
evolve on a more frequent basis and can require analysis or problem solving at more
advanced or unfamiliar levels not otherwise used in the position before the change in
the position. Therefore, I find that the Union has established that the Factor ought to be
rated at the Level 3 and it is so directed by this Award.
Factor #6 — Independence of Action: Ratings: College Level 2 / Union Level 4
The Manual provides that: "This factor measures the level of independence or
autonomy in the position. The following elements should be considered.• - the
types of decisions that the position makes; what aspects of the tasks are decided by
the position on its own or what is decided by, or in consultation with, someone
else, such as the supervisor; the rules, procedures, past practice and guidelines
that are available to provide guidance and direction. "
(i) The Union
The Union submission focuses on the revisions to the work that was brought into the
work by the p.t. OSAP and the ISBP. Work was moved from the Financial Aid Officers
to the Financial Aid Representatives. The more complex decisions of these streams of
the Funding Programs previously not made by the Incumbent now are made by her.
Judgement based on the Ministry guidelines is required to determine if an applicant is
qualified or does not qualify for the funding. Furthermore, the Incumbent edits the
manual to better reflect the changes to the Ministry guidelines and the departmental
polices.
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(ii) The College
The College expresses the view that the manuals and substantive changes to the
documentation reflect changes in process based on Ministry directives or approval by
the Manger. The Incumbent prioritizes her own activities. The work that is done does
not affect the work schedule of others. The updates of manuals are not driven by
deadlines and are not used by everyone. The job is a very self-contained one.
(iii) Findings
The Incumbent plans and prioritizes her activities within the face to face discussions or
the daily task activities. The work is very self-contained and does not affect the work
schedules of others as is required at Level 3 in the Factor Level definitions and point
descriptions. If the work does not reach Level 3 in the Manual it cannot possibly meet
the Level 4 rating. In the words of Level 4 there is no planning or coordinating going on
that integrates activities and resources. It is a stand-alone problem the student has that
needs resolution. The Union has not met the level of proof to substantiate its rating of a
Level 4. 1 find that the rating by the College is proper and within the parameters of
Level 2. Therefore, there is no change to the point rating for this Factor.
Factor #7 — Service Delivery: Ratings: College Level 2 / Union Level 3
The factor looks at the service relationship that is an assigned requirement of the
position. It considers the required manner in which the position delivers service to
customers and not the incumbent's interpersonal relationship with those
customers.
... The level of service looks at more than ... what customers want and supplying it
efficiently. It considers how the request for service is received (i.e., directly from
the customer; through the Supervisor or workgroup or project leader; or by
applying guidelines and processes) It then looks at the degree to which the position
is required to design and fulfill the service requirement.
(i) The Union
The principle position of the Union on this Factor is the characterization of the work of
the position as being to tailor the service the Incumbent provides to the needs of the
students she is serving. In dealing with the p.t. OSAP the Incumbent must approach
each student individually, there is no "cookie cutter" approach as each student presents
5
different parameters in their problem which require resolution. Checklists do help to
guide the decision but must be fully cognizant of both federal and provincial student
loan programs and tailor the service and information provided to the student whose
issues are being reviewed. Each student has a different conversation with the
Incumbent when speaking about their situation and how they are qualified or not
qualified for p.t. OSAP.
(ii) The College
The College submits that while the conversation with each student will be different what
the Incumbent must do is complete their duties and tasks on pre -determined steps
using the criteria in checklists to determine the outcomes. Therefore, the decision
making is scoped based on established procedures and guidelines. There is no
autonomy to make decisions that fall outside the scope. While the Grievor submits that
she makes the final decision in fact that is not the case the final approval of the
application is a decision of the Ministry. If the application meets all the criteria then it
will most certainly be approved but as a final legal step it is the Ministry's decision not
that of the Incumbent. Furthermore, extraordinary situations will be referred to the
Financial Aid Officer or the Manager for clarification.
(iii) Findings
The Incumbent's activities and actions are related to a series of pre -determined steps
that take account of the p.t. OSAP program. There are guidelines that can be
consulted. To the extent there is autonomous action it is focused on determining the
order or sequence of steps to be gone through to explain to the student what is going on
or where the application has to be changed to make it one that the Ministry will accept.
The end product of the activities results in an application that meets the criteria of the
Ministry. Therefore, the independence of the position is pre -determined by the Ministry.
If the guidelines are met; then, the application will be accepted. The actions of the
Incumbent are not mechanical but interactive within a defined scope or channel.
In reviewing the "Notes to Raters" for this Factor in the Manual the discussion at Level 2
uses as its illustrative example "positions working in the Financial Aid area". The work
of the Incumbent fits within the language in Level 2 in the "Notes to Raters". All the
foregoing means that the better fit of the two levels is that of Level 2. Therefore, I
conclude that the Union has not established that the position should be rated at Level 3.
There is to be no alteration in the points to be awarded for this position.
I$
Factor #10 — AudioNisual Effort: Ratings: College Level 2 / Union Level 3
This factor measures the requirement for audio or visual effort. The factor
measures the following two aspects:
a) the degree of attention or focus required, in particular for:
- periods of short, repetitious tasks requiring audio/visual focus
- periods where task priorities and deadlines change and additional focus and
effort is required to achieve the modified deadline
b) activities over which the position has little or no control that make focus
difficult. This includes the requirement to swtich attention between types of
tasks and sensory input (e.g. Multi -tasking where each task requires
concentration).
(i) The Union
The Incumbent writes manuals and checklists and edits and updates the same as
required because of Ministry updates or college changes for the ISBP which occur
randomly rather than on a fixed time scale as do the Ministry changes. Interruption
during this process which frequently requires following the ripple effects throughout the
document being edited or updated breaks concentration and frequently requires
retracing one's steps to complete the task.
(ii) The College
The f.t. OSAP application on average takes 30 minutes to complete. The applications
for the other two Funding Programs may take longer as there is a process of obtaining
information and then eliminating possibilities to create an acceptable application. These
tasks when interrupted can be without much back tracking picked up where they left off.
On the daily tasks portion of the work responding to e-mail traffic takes on average 5 to
10 minutes. There is no extended period of concentration in the regular work of the
position and focus can generally be maintained or easily regained.
(iii) Findings
The work on the manual and guidelines which the Union relies upon to rate the position
as at Level 3 does require extended periods of concentration which may exceed on
occasion 2 hours and so qualify in the definitions in the Factor as an "extended period".
However, that work is proscribed in the PDF as being of approximately 7% of the time
for the work involved in the position. The work on the Funding Programs would likely
never be in the extended period of time definition. Therefore, there is simply not
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enough time in the work of the position to consider it as sufficient to justify the Level 3
which in the Factor Level chart requires for "extended periods of concentration". This
simply does not occur frequently enough to justify rating the position at Level 3. 1 find
that the Union has not established the basis for a rating point change in this Factor.
Therefore, the rating of the College remains and there is no change to the scoring of
this Factor.
CONCLUSION
There was only one adjustment directed to the point scoring for this grievance. The
"Analysis and Problem Solving" Factor was proven by the Union to be incorrectly rated
at Level 2. An order directing the College to alter the rating to a Level 3 has been made
in this Award. The result is an increase in the point scoring by 32 points. There were
no other adjustments made in this Award. Therefore, I find that the position ought to
have a rating of 456 points. Such a point score means that the position remains within
Payband F on the Schedule in the Manual. Therefore, the grievance is partly upheld in
respect of the one Factor but is otherwise dismissed.
DATED AT LONDON, ONTARIO THIS 29TH DAY OF MARCH 2018.
10,
)O�m
'r
chard H. McLaren
Arbitrator
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Arbitration Data Sheet - Support Staff Classification
College: Algonquin College Incumbent: Julie Dugas _ Supervisor Krisha Stanton
Current Payband. F Payband Requested by Grievor: H
1. Concerning the attached Position, Description Form:
The parties agreed on the contents The Union disagrees with the contents and the
specific details are attached.
2. The attached Written Su bm Ission is. from: 10 The Union (D The College
Fact
Regular/ Recurring Occasional
Regular/ Recurring Occasional
Regular/ Retuning
Occasional
Levet
Points Points
Leve� Paints
Level
Points LP-veJ Points
'ntg
Level
Points
Points
Level Points
Level Points
1A. Education
1B. Education
2. Experience
3. Analysis and Problem
Solving
3
1
4
2
35
3
1 54
46
3
1
4
3
jejPjons
35
3
A3
54
1 54
78
-6
4
35-
-7�
4. Planning/Coordinating
2
32
2
32 3 7
S. Guiding/Advising Others
3
29 1
31
1 29 1Zq
6. Independence of Action
2
46
4
110
L
LI �
7. Service Delivery
2
29
3
51
Z
2-cl
8. Communication
3
78
3
78
3
9. Physical Effort
10. Audio/Visual Effort
1
2
5
20
1
3
5
351,
1
2-
57
-2,o
3
C�
11. Working Environment
2
38 3
9
2
38 1 3 9
2-
-3
Subtotals
(a) 415 (b)
(a) 548 (b) 16
74
(a) ��q '4..T
(b) -0'9
Total Points (a) + (b)
424
564
'a
Resulting Payband
Signatures;
( a — C d7, l0/,'
4& C� dpf� 1�4
(Gri6bjr Mate) (College Representativer/ (Date)
Ariz
n' Re —In Date)
M AP, C- IA 2- 2 2-o 19 ma e c, (i 7-c, Z-0
(Arbitrator's ligp�F (Date ofHearing) (Date of Award)
nature)