HomeMy WebLinkAbout2014-1088 et al.Botosh.18-04-09 Decision
Crown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Fax (416) 326-1396
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB# 2014-1088; 2014-1089; 2014-1238
UNION# 2014-0405-0007; 2014-0405-0008; 2014-0405-0009
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Botosh) Union
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The Crown in Right of Ontario
(Ministry of the Attorney General) Employer
BEFORE Randi H. Abramsky Arbitrator
FOR THE UNION Jane Letton
Ryder Wright Blair & Holmes LLP
Counsel
FOR THE EMPLOYER Jonathan Rabinovitch
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARING DATES March 19, 2018 and March 20, 2018
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DECISION
[1] There are three grievances before the Board, all of which arise from a series of
events that occurred following the decision of the Grievor, Michelle Botosh, to
leave Toronto to attend an LL.B. program in Leeds, England.
[2] The first grievance, dated April 22, 2014, alleges as follows:
The employer has unreasonably and vexatiously denied my leave of absence
contrary to my rights under Article 24 of the CA and the Employment Standards
Act and any other Article, Statute or legislation that may apply. Furthermore,
the employer’s egregious and discriminating decision contravenes Article 3 of
the CA and the Ontario Human Rights Code and all other Articles in the CA,
Statute or Legislation that may apply.
The “settlement desired” was “Th[at] I be granted the required leave of absence
without delay, full redress, to be made whole or any other remedy appropriate by
an arbitrator.”
[3] The second grievance, dated May 5, 2014, is similar. It states:
The employer has unreasonably denied my leave of absence without pay for
medical reasons contrary to Article 24 and 44 of the Collective Agreement and
the Employment Standards Act and any other Article, Statute or Legislation
th[at] may apply. Furthermore, the employer’s egregious and discriminating
decision contravenes Article 3 of the Collective Agreement and the Ontario
Human Rights Code and all other articles of the CA, Statute or Legislation that
may apply.
The settlement desired was: That I be granted the required leave of absence
without delay, full redress, to be made whole or any other remedy deemed
appropriate by an arbitrator.”
[4] The third grievance, dated June 3, 2014, alleges:
By unilaterally, unjustly, arbitrarily, and without cause declaring that I
abandoned my position the employer has breached and/or denied my rights
under Articles 2, 3, 20, 21, 24, 254, 70 and any other article that may apply.
They have also breach[ed] and/or denied my rights under the Public Service
Act of Ontario, the Ontario Human Rights Code and Ontario Employment
Standards Act and any other legislation, statute and regulation that may apply.
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The “settlement desired” was “[t]hat I be granted the required leave of absence
without delay, full redress, to be made whole, and any other remedy deemed
appropriate by an arbitrator.”
Facts
[5] The Grievor was first hired as a casual Courtroom Clerk Registrar in March 2007,
at the courthouse in Ottawa. In January 2010, she was successful in posting into
a Flexible Part-Time Clerk Registrar position, at 1500 hours per year. After her
initial hire, she disclosed that she required some accommodation, which was
provided, including eventually a four-day work-week and performing some office
work instead of being in court. No grievances were ever filed concerning the
Grievor’s accommodation.
[6] In February 2012, the Grievor went off work sick. In August 2012, she was
approved by Manulife for Long Term Income Protection (LTIP), being determined
to be totally disabled from performing the duties of her “own occupation.” The “own
occupation” aspect of LTIP lasts for two years, but proof of continuing disability
may be required. In the Grievor’s view, Manulife was always “threatening” to cut
her off, yet she strongly felt that she could not return to work as a Clerk Registrar.
She felt that she could not put herself into that situation again.
[7] In June 2013, the Grievor was accepted into the LL.B. program in Leeds, England,
and made plans to attend there. She did not initially realize that her absence from
work due to being on LTIP would not automatically be transferred to a leave of
absence without pay, and it was not until September 11, 2013, that she wrote to
her Supervisor, Danielle Dell’elce, requesting a leave of absence without pay. That
email states:
Hi Danielle,
I am writing you as I am kindly asking for a leave without pay effective October
1st. I am sorry for the short notice. I was not informed properly and I thought that
since I am on LTD if I would [be] attending my program I would be switched to
LOWP. I was informed today that this is not the case. Therefore this is my formal
request for leave without pay effective October 1, 2013.
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If you could please respond to this e-mail to verify it has been received.
Attached is my confirmation of acceptance to the program. I am requesting the
maximum time for leave at this time.
Thank you in advance for your cooperation in this matter.
[8] The Grievor testified that, at this time, she was told by the Union that the leave to
attend school was not automatic because she was on LTIP, which prompted her
email to the Ministry. She confirmed, at the hearing, that the attachment to this
email was her acceptance into the LL.B. program at the University of Leeds, in
England. That program was a two-year program, which she expected to be
completed by July or September 2015. After that, she would have to decide
whether to take the bar examination and article in England, or return to Canada.
[9] On September 23, 2013, the Ministry responded that because she was on LTIP,
“Management is not able to grant you a leave without pay for the period of October
1st, 2013, to July 1st, 2015 due to your current status as an LTIP recipient.”
[10] On September 30, 2013, the Grievor responded by providing the Ministry a copy
of a letter she was sending to Manulife, and again requesting a leave for October
1st 2013. She stated: “I do believe my eligibility for LTD will be terminated effective
immediately, due to my attendance at Leeds University. I sent you the
documentation for the basis of my leave.” She again thanked them “in advance
for your reconsideration in this matter.”
[11] The attached letter to Manulife, also dated September 30, 2013, states:
I am writing to inform Manulife that as of September 30th 2013 I have terminated
my residence in Ottawa to study at the University of Leeds in the United
Kingdom. My symptoms remain the same and my doctors have advised me to
continue my current course of treatment while I am over in the United Kingdom.
…
[12] The Grievor was correct in her prediction that Manulife would cease her LTIP
payments because she left Canada to study at Leeds. She testified that she was
hoping that would not be the case, as her symptoms were the same, but based on
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her experience with insurance providers, she thought she would be cut off.
Through OPSEU, she appealed that decision by Manulife.
[13] On October 8, 2012, the Grievor’s supervisor sent an email, advising that the
Grievor’s request for a leave without pay was granted until January 3, 2014. The
email states, in relevant part:
At the present time, we as management and operationally, are able to grant a
leave without pay from Oct 1st, 2013 to January 3rd, 2014. We would require you
to be present at work on January 6th 2014. …
[14] On December 6, 2013, the Grievor sent an email to her supervisor, requesting an
extension of her leave. The email states:
I am writing to you since I am close to my leave expiring to request an extension
of my leave. The reason is my exam period here at Leeds starts in January and
not December. Furthermore, my situation with LTD has not been resolved and
is still being worked on by OPSEU. I am asking for the maximum in allowable
leave time as I am studying here and my term does not end till July 2014.
[15] The Grievor testified that she thought the Ministry “would keep approving me.” She
had not been in her job since February 2012, and she could not go back to clerking.
[16] A new supervisor, Lynn Dicaire, had taken over as Supervisor, Court Operations,
and the Grievor’s email was forwarded to her. Ms. Dell’elce stated in her response
to the Grievor that she would “brief her on your request and the history behind it.”
[17] On December 12, 2013, the Ministry approved the Grievor’s request for an
extension, “one last time”, until April 6, 2014. Supervisor Dicaire testified that when
a request for a leave of absence is made, management assesses it on a case-by-
case basis – looking at the reason/purpose of the leave, its duration and the Court’s
operational requirements. It was her understanding that the Grievor’s request was
for an “educational purpose” – an LL.B. program in Leeds. Due to operational
requirements at the Ottawa courthouse, however, they could not extend it beyond
April 2014.
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[18] Ms. Dicaire explained that there are 37 courtrooms, and between 53-56 Court
Clerks and Registrars. Half were on contract and half were flexible part-time, like
the Grievor. They were operating “very short” staffed, and were pulling in people
from other departments to help cover the courts. There was constant turnover,
especially among the contract court staff who often left for more secure positions,
so they were constantly training staff, which required double coverage. She
believed that there were 12 employees in training at the time, which left them very
short of qualified staff. They considered how long they could sustain the Grievor’s
position to be vacant and filled by a contract employee. They felt they could do it
for the short-term, but not long-term. They were especially concerned about
extending the Grievor’s leave through the summer, which is a difficult period due
to staff vacations.
[19] On cross-examination, Ms. Dicaire testified that she was aware that the Grievor’s
LTIP had been cancelled by Manulife, but was not aware of the Grievor’s appeal.
In her view, the Grievor’s leave request was based solely on her LL.B. program at
Leeds. While the Grievor’s email mentioned her LTD appeal, to her that was a
“separate matter.” She did not consider the Grievor’s request to be a request for
an unpaid medical leave of absence.
[20] In terms of filling employees on LTIP, Ms. Dicaire testified that they are backfilled,
temporarily, for up to the two-year period, after which the positions can be
permanently filled. Ms. Dicaire was not the Grievor’s manager while she was off
on sick leave or her time on LTIP, and was not aware of the specifics concerning
how her position had been backfilled.
[21] On December 13, 2013, after she received Ms. Dicaire’s extension until April 6,
2014, the Grievor wrote back:
I am writing to you as my leave from work is an academic leave. I did provide
proof of study at the University of Leeds in England. My final exams are in June
and if I have to re-sit any exams that takes place in August. I am therefore
asking for a longer leave. …
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[22] Also on December 13, 2013, Ms. Dicaire responded:
We have thoroughly discussed your request and based on our operational
requirements, we are unable to approve it longer than 3 months.
[23] The Grievor testified that she thought the Ministry’s decision was “unreasonable.”
They knew she was in England, at school in a two-year program. They knew she
had been approved for LTIP and could not work as a Clerk/Registrar.
[24] The Grievor returned to Canada for Christmas, and on December 27, 2013, she
went to the Ottawa courthouse to meet with Ms. Dicaire. During that meeting, she
introduced herself, and explained her medical situation and why she was off work,
and explained why she could not return to work. She stated that Ms. Dicaire’s
response was that “we need clerks” to which the Grievor responded, “it’s nice that
you need clerks but I can’t do it.” She testified that Ms. Dicaire told her that she
would “have to make decisions.” The Grievor asked her to consider extending her
leave of absence, thanked her for her time, and walked out. In her view, this was
a “one-sided conversation – we need you to come back to clerking.” In her view,
there was “no reasoning with the woman, so I walked out of the office.”
[25] Ms. Dicaire’s recollection was a bit different. She testified that the Grievor
discussed her request for a leave of absence to study and obtain her law degree.
She asked the Grievor about her intent to return to work, after her degree, and was
advised that she would have to pass the bar and article, preferably in the United
Kingdom. In her view, the Grievor expressed no real intent to return to work even
after the Summer of 2015, when her program would be complete, as she would be
taking the bar exam and then article. She advised the Grievor that her leave could
not be further extended, and she was expected to return to work on April 9, 2014.
On cross-examination, Ms. Dicaire agreed that she told the Grievor at this meeting
that she would have to make “decisions” – either to continue her law studies or
return to work at the end of her leave of absence.
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[26] On March 15, 2014, the Grievor again emailed Ms. Dicaire, requesting a further
extension of her leave of absence. She wrote:
Dear Ms. Dicaire
I am writing you to request an extension of my leave which expires April 6th. I
am requesting an extension on the basis that my leave was granted on the basis
if [sic] the documentation that
1) my leave was educational
2) the documentation I provided stated that my program was 2 years in Leeds
UK.
It was granted on this basis and on the fact that I was trying to reinstate my ltd.
I am requesting a further extension based on my circumstances.
[27] On March 28, 2014, Ms. Dicaire responded, requesting additional information, as
follows:
Hi Michelle:
In order to review your request to extend your leave, additional information is
being requested.
• Please specify the start and end dates of the requested leave.
• Please identify the benefits to both yourself and to the Employer if your leave is
approved.
• At the completion of the leave period, do you intend to return to your duties? If
not, what are your plans? What would prevent you from returning to work?
• Please identify any other factors that you believe should be considered as part of
the review of your request.
Your request will be reviewed once this additional information has been
provided. Please note that no leave is approved while this request is being
reviewed and your timely response by April 3, 2014 will help to assist with the
process. …
[28] Ms. Dicaire testified that she asked these questions in case the Grievor’s situation
had changed, and so her request could be considered on the information provided.
[29] On April 3, 2014, the Grievor responded, by email:
Dear Ms. Dicaire,
I apologize for contacting you out of office hours as I unexpectedly had to go
out of Leeds for the day and did not have access to my emails. I am still awaiting
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my appeal for LTD. So I am requesting at this time for leave to be granted for
the duration of my degree. Therefore, in answering your questions the leave
period requested is from April 6, 2013 till September 2015. This will cover me
for my academic studies. If I am able to successfully complete my degree than
the benefit to me would be that I have my LLB. I say if I am successful as this
will depend on the state of my health, as I am still struggle [sic] with this. The
benefits to the employer would be that I would become more knowledgeable of
the law and the court system. To answer your question on the completion of
the leave period do I intend to return to work? The answer to this is am sure of
what I have to do next. If I am able to complete my LLB than [sic] I would have
to either do the Law Practise Court here in England, or come back to Canada
and complete the accreditation and take the Bar. However, I will not know what
option I will be able to take until I know the results of my two years at Leeds.
Again this is all contingent on my health.
I hope this answers your questions in coming to a decision, as you can see my
health is still a big concern. …
[30] On April 7, 2013, the Ministry sent a letter to the Grievor, by email, dated April 4,
2014, which denied her request for a further extension. The letter, signed by
Manager of Court Operations Josée Boulianne, states:
RE: REQUEST FOR EXTENSION OF LEAVE OF ABSENCE
On September 22, 2013, you requested a leave of absence as of October 1,
2013. On October 8, 2013, a leave of absence without pay was approved
commencing on October 1, 2013 and ending on January 3, 2014.
On December 12, 2013, an extension of your leave of absence was approved
until April 6, 2014. On December 13, 2013 and again on March 15, 2014, you
requested an extension of your current leave, and on April 3, 2014, you
identified that the period of your requested leave was until September 2015.
I must advise that the request for an extension is not approved. In making this
decision, I have assessed the operational needs of the Ottawa Court, the
reasons for your request and consideration of the arrangements that have
already been approved. The leave that was provided was intended to afford you
with an opportunity to pursue an educational opportunity but was limited due to
the operational needs of the court. I also note that the previous leaves were
approved based on an expectation that you would return to work after April 6,
2014.
Based on information received from Manulife Financial, I note that [you] have been
determined to be fit to return to work. As I presently have no updated medical
information to support your current absence, I am advising that a continuation of
your absence from work due to medical reasons is not supported. As a result,
please make the necessary arrangements to return to work commencing on
Monday, April 14, 2014.
…
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[31] After receiving this letter, on April 7, 2014, the Grievor sought advice from the
Union, sending the following email:
Here is the letter from my employer. I have been off work since February 11,
2012. I obtained LTD on August 11, 2012. After my accident trial [an unrelated
slip and fall case] completed in March 2013 and decision came down in late
August 2013 I was given the opportunity to finally go to Law School, but it is at
Leeds in England. Updated medical information was given to Manulife on July
30th 2013 my benefits were continued. I sent a letter dated September 30th to
Manulife informing them I have moved for the purpose of attending school. I
was cut off. I was concerned I would be terminated immediately and asked for
a leave. My leave is up as of yesterday and I have been requested to return to
work next week. My employer has the documentation that I am attending a
University here. I do not know how to respond to this, as my LTD claim is under
appeal. Please advise.
[32] The Union responded the same day, as follows:
If your LTD has been denied, your employer is under no obligation to keep you
on paid leave unless the appeal is won in your favor. Similarly, if they have
denied your LWOP request they have a right to expect you back to work on the
expired date. If, on the other hand, you have medical restrictions that require
accommodation in the workplace, they do have a legal obligation to
accommodate you and the Union can certainly assist you with this process.
That said, you have an obligation to provide medical information and cooperate
with the process.
You have entitlements under the C.A., whereby you can apply for LWOP, but
the employer may or may not deny the leave. If they unreasonably deny your
leave, we can help you with a grievance.
….
[33] On April 9, 2014, the Grievor sent Ms. Dicaire a doctor’s note from England, which
indicated that the doctor saw the Grievor on that date, listed her “condition(s)” as
“Rt shoulder pain” and one other long-standing matter, and found her “not fit for
work” between April 9, 2014 and April 23, 2014.
[34] Ms. Dicaire forwarded the note to Human Resources, asking what the next step
should be. She further wrote to Human Resources, on April 10, 2014:
… Since she hasn’t resigned from her position upon our refusal to her request
for a further LOA, she is now, in theory, returning to her position but going on
sick leave. This being said, I will be submitting a WEAR form returning her to
her position effective April 7th then entering a LWOP for Monday & Tuesday
followed by sick leave up to April 23rd. However, I’m wondering if a classified
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staff member is entitled to sick leave benefits if they are temporarily residing
and studying outside the country.
…
[35] It is not clear whether this information was not conveyed to the Grievor. On April
25, 2013, the Grievor, who was still in England, wrote to Ms. Dicaire, following up
on the April 9th medical note she provided. In that email, she indicated that “I am
in the process of obtaining more medical information and would request a medical
leave without pay at this time.” When asked at the hearing, on examination-in-
chief, whether she was aware that her absence was approved until April 23, she
testified that she was, that she had called Ms. Dicaire who told her it would be
sufficient for now, but they would need a proper report. She stated that she advised
Ms. Dicaire that she was in the process of trying to get that.
[36] According to Ms. Dicaire, and Manager of Court Operations Josée Boulianne, this
email was the first time that the Grievor had requested a medical leave of absence
without pay.
[37] The Grievor saw the situation differently. She testified that she had always, from
September 2013 onward, been requesting a medical leave of absence without pay.
She acknowledged that her email requests “flip flopped” between a medical leave
and an academic leave, but insisted that was because the Employer did not accept
her medical information. On cross-examination, she acknowledged that it was
Manulife that did not accept her medical information when it cut her off LTIP. In her
view, because she regularly mentioned that she was appealing Manulife’s decision
concerning LTIP, she was, in fact, requesting a medical leave without pay. It was
her view that management was aware, at all times, that she was unable to perform
her job as Clerk/Registrar. Ms. Dicaire testified, when questioned about this on
cross-examination, that she viewed the Grievor’s LTIP appeal as a “separate
matter.”
[38] Ms. Dicaire responded to the Grievor’s follow-up email on April 30, 2014, as
follows:
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Hi Michelle:
With regard to your request for a medical leave without pay, this leave cannot
be approved without supporting medical information. As indicated to you in Ms.
Boulianne’s April 4, 2014 correspondence, the current medical information does
not support a continued absence from the workplace. Although you indicate that
you are “in the process of obtaining more medical information”, you have not
provided information as to why this information is not yet available or when
receipt of the information can be expected. In the absence of supporting
medical information, I must advise you that your current absence is
unauthorized and immediate attention to this situation is required.
Please advise me with regard to your intent to return to work.
[39] According to the Grievor, she had already told Ms. Dicaire, during their December
meeting, that she was in the process of obtaining more medical. She testified that
she explained that a January appointment she arranged had been cancelled by
the doctor, due to a potential conflict, and she was in the process of finding a new
doctor but that would take time to do.
[40] The Grievor further testified that she called Ms. Dicaire about the date she had a
follow-up appointment, June 3, 2014. When this discussion took place is not clear
in the record. She also stated that she told Ms. Dicaire to stop sending her emails
because they were adding a lot of stress and she was in the middle of her exams.
The Grievor testified that every time Ms. Dicaire would email her, she would call
her. She testified that Ms. Dicaire was sending her emails “daily” and it “became a
nuisance.” She further testified that Ms. Dicaire repeatedly asked her to resign.
[41] The emails contained in the record do not indicate that Ms. Dicaire wrote to her
daily. On the contrary, her emails were usually in response to emails sent by the
Grievor. The Grievor also stated that while in England she used a “pay as you go”
cellphone system, and making calls was expensive and difficult.
[42] Ms. Dicaire testified that she had only one telephone conversation with the Grievor
between their December 2013 meeting through April 2014. She “did not recall”
that they discussed the Grievor providing further medical information, or that the
Grievor advised that she had a follow-up appointment on June 3. She testified that
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had the Grievor done so, she would have followed-up on that date and
documented it. She did not recall being asked by the Grievor not to send her any
more emails due to the stress of her exams, or asking her to resign.
[43] On May 8, 2014, via email, Manager of Court Operations Josée Boulianne, sent
the following letter to the Grievor:
Dear Michelle:
RE: Unauthorized Absence
As you are aware, your previous leave of absence was approved until April 6,
2014. The letter to you dated April 4, 2014 indicated that your request for an
additional extension was not approved following an assessment of a number of
factors. You were also notified that, in the absence of satisfactory medical
information, “a continuation of your absence from work due to medical reasons
is not supported”. Based on your current situation, I provided you with direction
to “make the necessary arrangement to return to work after April 6, 2014.”
On April 30th, 2014, you were informed by Ms. Lynn Dicaire that sufficient
medical information was required to support a medical leave of absence. This
medical information has not been provided to management to date.
I am advising that your current absence from work is unauthorized and that
immediate steps are required to return to regular attendance. The current
situation calls into question your intention to maintain employment. As a result,
I must advise you that if you fail to return to work, you will be considered to have
abandoned your position in accordance with s. 42 of the Public Service of
Ontario Act, which states:
If a public servant appointed by the Public Service Commission is absent
from work without approved leave for a period of two weeks or more, the
Commission may declare, in writing, that the public servant has abandoned
the position and that his or employment by the Crown is terminated.
Your immediate attention to this matter is required. If you feel that there are
circumstances under which continued leave should be authorized, you are
required to discuss this with me personally in a timely manner. I can be reached
at (613)[phone number] from 0800h to 1600h from Monday to Friday, or [email].
[44] Ms. Boulianne testified that she did not receive a response to this letter from the
Grievor, “unfortunately.” It is undisputed that the Ministry received no further
medical documentation. The Grievor testified that she tried to call Ms. Boulianne
twice, but got her voice mail, and she did not leave a message because “I didn’t
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think she’d call me back.” She “didn’t think to leave a message” as it was “hard to
reach me, with the pay as you go cell.” She did not send an email indicating that
she had a follow-up medical appointment on June 3, because she had already
made Ms. Dicaire aware of that.
[45] On June 3, 2014, Norma Barker, Acting Director, Court Services Division, wrote a
letter to the Grievor, which was sent by Registered Mail and email:
Dear Ms. Botosh:
RE: ABANDONMENT OF POSITION
In correspondence dated May 8, 2014, Ms. Josée Boulianne advised you that
your current absence from work was unauthorized and brought your attention
to the consequences for failing to return to work. To date, we have not received
any response from you or any indication that a return to work is expected.
As a result, I am advising you that, in accordance with section 42 of the Public
Service of Ontario Act, you have been declared to have abandoned your
position and, effective this date, your employment by the Crown is terminated.
…
[46] On cross-examination, the Grievor acknowledged that she did not respond to the
May 8, 2014 letter. Nor did she request accommodation from the Ministry, stating:
“why would I? They never accommodated me before.” She was critical of the
Employer for not offering her an alternative to the Clerk/Registrar position and
insisting that she return to her home position. When asked if she requested a
health reassignment, she stated that she “kind of did” to the Rehabilitation
Specialist from Manulife in September 2013, who told her she that she had to try
in her “own job first.” She did not make that request again in 2014.
[47] The Grievor did attend a medical appointment on June 3, 2014, and on June 6,
2014, received a medical report concerning her ability to attend work. She testified
that she did not submit this report to the Employer because the Employer had
already determined that she had abandoned her position. This document was not
submitted during the grievance procedure, until this arbitration.
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[48] In April 2015, the Grievor was successful in her appeal of Manulife’s decision in
regard to her LTIP. She was paid LTIP benefits to October 2013, when the “own
occupation” period ended. She supplied Manulife two “expensive” medical reports
to support her appeal. Those reports were not provided to the Employer.
[49] The evidence also shows that on August 30, 2013, a few weeks before the Grievor
requested the first leave of absence, she submitted a “Transition Exit Initiative
Application Form”, under which employees could seek to leave their position and
receive a lump sum payment of six months’ pay plus one week of pay per year of
continuous service. On November 23, 2013, this request was not approved as the
“Court Services Division has completed its operational planning cycle and there
are continued and significant initiatives for our organization moving forward, which
required continued resource support.” According to Ms. Boulianne, the TEI
program involved significant costs to the Ministry because the employee’s salary
would continue to be paid for the six months, and they were “not able to do that.”
Reasons for Decision
1. Did the Ministry improperly deny the Grievor’s academic leave of absence
request?
[50] The evidence, on the balance of probabilities, establishes that the Grievor initially
made a request for an academic or educational leave of absence to attend the
LL.B. program in Leeds, England. I am not persuaded that she did so because the
Employer would not accept her medical documentation. Once she had been
accepted into LTIP, it was Manulife that determined whether she continued to be
totally disabled from her own occupation, not the Ministry. There is no evidence
that the Ministry ever rejected any medical evidence supplied by the Grievor.
[51] Nor am I persuaded that she was really asking for a medical leave of absence
when she initially requested the leave of absence on September 11, 2013,
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attaching her acceptance into the LL.B. program. All of the emails she sent to the
Employer concerning that request for a leave of absence, and the requests to
extend it, refer to her academic program. While some of the emails mention her
LTIP appeal, and her concerns about her health, I agree with the Employer that
the LTIP appeal was a “separate matter.” At all times, until April 2014, the Ministry
viewed her leave of absence request as one based on her attending the LL.B.
program in Leeds, and it reasonably did so based on the content of the Grievor’s
requests.
[52] It is noteworthy that the Grievor’s first grievance, April 22, 2014, alleges that the
employer unreasonably denied “my leave of absence contrary to my rights under
Article 24”, Leave Without Pay, while her second grievance, dated May 5, 2014,
alleges that the employer “unreasonably denied my leave of absence without pay
for medical reasons contrary to Article 24 and 44 of the Collective Agreement…”
That time frame corresponds to the events: the Grievor first requested an
educational leave of absence, and later, when her requests for a second extension
were denied in April 2014, she requested a medical leave of absence without pay.
[53] As noted, the emails sent by the Grievor based her request for a leave of absence
on her attending the LL.B. program in Leeds. The fact that she also mentioned
her LTIP appeal does not transform her request into a request for a medical leave
of absence. As stated by Vice Chair Harris in Re OPSEU (Grant) and Ministry of
Community Safety & Correctional Services, GSB No. 2010-2130, at par. 49, “the
employer was not required to ‘synthesize’ the grievor’s various emails and
telephone conversations… [or] required to guess at what the family circumstances
were.”
[54] The case law is clear in terms of what a Ministry must do to assess a request for
a leave of absence under Article 24, and the GSB’s role in reviewing such a
decision. Article 24 states:
ARTICLE 24 – LEAVE WITHOUT PAY
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24.1 An employee may request a leave of absence without pay and without
accumulation of credits. A Deputy Minister shall not unreasonably deny such
requests.
[55] As set out in Re OPSEU (Mayers) and Ministry of Correctional Services, GSB No.
1030/90 (Kirkwood), at pps.8-9:
These [GSB] standards have been summarized in OPSEU (Culkeen) and The
Crown in Right of Ontario Ministry of Correctional Services, GSB 890/89
(M.R.Wright), as follows:
1. The decision must be made in good faith and without discrimination.
2. It must be a genuine exercise of discretionary power as opposed to rigid
policy adherence.
3. Consideration must be given to the merits of the individual application
under review.
4. All relevant facts must be considered and conversely all irrelevant
considerations must be rejected.
Therefore our role is not to decide whether the employer’s decision was correct,
nor whether we would have made the same decision. Our role is to determine
whether the request was considered in a fair and honest manner and whether
the employer’s decision was reasonable in the circumstances. When
considering these objectives and the standards above, we must consider both
the process that was followed and the facts surrounding the request.
[56] Applying those standards to the facts in this case, I am persuaded that the
Ministry’s determination not to extend the Grievor’s leave of absence request was
reasonable in all the circumstances.
[57] I can understand the Grievor’s frustration that she had advised the Ministry, from
the outset, that the LL.B. program in Leeds was a two-year program. It appears
that the Grievor thought that her leave of absence should coincide with the full
length of her program, and that to allow it only for a shorter time was unreasonable.
The Ministry, however, from the outset, did not agree to allow her a leave of
absence for the duration of her program, or anything even close. Its original
acceptance of the request was from October 1, 2013 to January 3, 2014 - a period
of three months. It then extended it “one more time”, until April 6, 2014. In my
view, this was not unreasonable. The leave provided the Grievor with an
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opportunity to see if the LL.B. program suited her, or not. She could then decide
whether to continue with the academic program or return to work. The Grievor
assumed that the Ministry would just continue to extend her leave, but that
assumption was in error. At all times, her request was subject to the operational
needs of the Ottawa court.
[58] The evidence from Ms. Dicaire and Ms. Boulianne concerning the very challenging
staffing issues in regard to Clerks/Registrars at the Ottawa courthouse was not
refuted. There were 37 active courtrooms, and only 53 to 57 courtroom
Clerks/Registrars. In April 2014, there were 12 trainees, and a number of
vacancies, which created a very difficult situation for management to fill the needs
of the courts. Employees from other areas were being pulled in to assist in the
courtroom. There were also significant costs involved in training new staff, who
required months of training.
[59] The Employer also considered that the educational program that the Grievor was
pursuing did not benefit the Employer. As Ms. Dicaire testified, the Ministry
provides the required training for Clerks/Registrars. There was no benefit to the
Ministry from the Grievor’s obtaining an LL.B. degree. The LL.B. was solely for the
Grievor’s benefit.
[60] Nor was it at all clear that the Grievor ever intended to return to the Ministry. The
Grievor never indicated that she planned to return to work. In her discussion with
Ms. Dicaire in December 2013, the Grievor testified that she told her that she could
not return to work. In her emails, she was not sure about her next steps, after the
program, but whether in England or Canada, it did not include a return to the
Ministry.
[61] The duration of the leave was also considered. The Grievor requested a leave until
September 2015, the completion of her academic program. As Ms. Dicaire
testified, that would include the busy summer months when scheduling, because
of staff vacations, became even more difficult. It was also not workable for the
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Ministry to hold a desirable 1500 Flexible Part-Time position open in the long-term.
According to Ms. Boulianne, she also considered that, under the collective
agreement, if a contract employee filled the Grievor’s the position for over 18
months, they would “roll over” into a permanent FPT position, while the Grievor’s
position still was open for her to return to.
[62] All of these considerations were legitimate factors for the Ministry to consider.
There is no evidence that the Ministry adhered to a “rigid” policy concerning
educational leaves. Management considered the merits of the Grievor’s request,
and the fact that it had already approved two requests, its operational needs and
the specific circumstances of the Grievor’s request.
[63] The situation here is similar to the situation in Re OPSEU (Tratnyek) and Ministry
of Community & Social Services, GSB No. 1891/95 et al. (Kaplan). In that case,
the Grievor requested one day a week off, usually a Monday, for about three years,
to pursue his education. The Ministry offered a continuous six-month leave, but
that was not feasible to the Grievor. When it denied the Grievor’s request, he
grieved the matter. The Board determined, at p. 3, as follows:
In making this decision, the employer considered the operational needs of the
project on which the grievor worked, including the fact that it involved teamwork
and customer service delivery. The employer also looked at the length and
nature of the leave requested, the difficulty in backfilling a position where the
incumbent was away approximately one day per week for several years…, the
high number of vacancies in the division which it was, at the time, having
difficulty filling, the difficulties the division was having in completing its work
requirements, and the operational difficulties previously occasioned by the
grievor’s earlier leave arrangements. Ultimately, when management assessed
its needs, and those of the grievor, it concluded that it could not grant the
grievor’s specific request.
In the Board’s view, at p. 6, “management’s decision was completely proper” and
dismissed the grievance. The same conclusion applies here.
[64] Likewise, in Re OPSEU (Figliano) and Ministry of Transportation and
Communication, GSB No. 19/80 (Weatherill), the Board determined that the
Employer properly considered the fact that the grievor was unlikely to return to
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work and the course of study was not one that the Employer “attached any
importance” in rejecting the grievor’s request for an educational leave of absence
without pay.
[65] To the same effect is Re OPSEU (Mayers), supra, in dismissing a grievance
concerning the denial of an educational leave of absence without pay request. The
grievor, a correctional officer, wanted to pursue an education degree. The Board
concluded, at p. 13:
In summary, the issue is not whether [the Manager] was right. It is whether he
gave a fair and honest assessment to the grievor’s application. We find that he
did. There was no apparent benefit to the Centre as the Centre did not employ
teachers. Nor was there apparent benefit to the grievor’s advancement within
the centre. He was asking leave from the Centre solely for his own personal
benefit. Therefore we cannot find that the employer acted unreasonably in
denying the leave, which created costs for the employer to train and pay for a
replacement employee, while providing the tools for the grievor to leave the
institution permanently. …
Here, too, the Grievor was seeking her LL.B. solely for her own personal benefit,
as a means to leave the Ottawa courthouse permanently.
[66] The Union asserts, however, that the Employer improperly failed to consider the
Grievor’s LTIP appeal, which, in its view, was a claim that the Grievor was unable
to return to work. It submits that the Employer erred by failing to consider this
appeal in its decision to deny the Grievor’s leave of absence extension request,
and therefore did not consider all of the relevant facts.
[67] The Employer contends that the Ministry properly did not consider the Grievor’s
LTIP appeal, over which it had no control and which could – and did – take years
to decide. It submits that it would be absurd to require the Employer to keep a job
open and an employee on a leave of absence without pay until the LTIP appeal
decision is made. The Employer also points out that the Grievor left Canada in
September 2013, for a two-year LL.B. program in Leeds, which directly resulted in
her removal from LTIP by Manulife.
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[68] In my view, in terms of the Grievor’s request for an academic leave of absence,
the Employer legitimately did not consider the Grievor’s LTIP appeal. It was simply
not relevant to the Ministry’s decision whether to extend her leave beyond April 6,
2014 to enable her to continue her academic studies.
[69] The Union also suggests that the Employer improperly considered the fact that if
any contract employee backfilled a position for more than 18 months, they would
be “rolled over” into a permanent position. Ms. Boulianne’s testimony did mention
this as a factor, but I do not consider that to be an improper consideration. The
Employer may legitimately consider its complement of employees, and whether an
extension of a discretionary leave may result in an extra permanent position due
to operation of the collective agreement.
[70] The Union also relies on the fact that in the December 2013 meeting, Ms. Dicaire
told the Grievor that she would have to make “some decisions.” I find nothing
inappropriate about Ms. Dicaire’s comment. The Grievor had made the request to
extend her leave of absence in mid-December and an extension was granted until
April 6. The Grievor wanted a further extension which had been denied. They
discussed that request during the December meeting. Ms. Dicaire explained that
the Ministry needed her back at work, and that, in April, the Grievor would have to
make a decision about continuing her studies or returning to work. In the Grievor’s
view, there was “no reasoning with that woman” and she left. The reality is that
the Grievor, in fact, would have to make that decision in April 2014.
[71] I also do not find the fact that the Grievor had been backfilled by the Ministry while
on LTIP, and the fact that LTIP could have lasted two years, to be material. The
Grievor had already been on LTIP for over a year when she left Canada in
September 2013. She was potentially entitled to remain on LTIP until August 2014.
The LTIP period, therefore, did not coincide completely with her LL.B. program
which continued until July or September 2015. There was no evidence that the
Grievor’s position had been temporarily filled until August 2014. Further, the
Grievor was removed from LTIP effective October 2013. Thereafter, her status
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changed, as did the Employer’s legal obligations to hold the Grievor’s position
open for her and backfill her job.
[72] Finally, the Union asserts that the Ministry improperly considered the Grievor’s
Transition Exit Initiative application. With respect, there is no evidence that the
Ministry considered this in its decision to deny the Grievor’s request to extend her
academic leave of absence.
[73] Consequently, based on the evidence presented at the hearing, I conclude that the
Employer established that it reasonably denied the Grievor’s request for a further
extension of her educational leave, and the grievance should be dismissed.
2. Did the Ministry unreasonably deny the Grievor’s request for a medical leave of
absence without pay?
[74] The evidence establishes that when the Employer denied the Grievor’s request to
extend her leave of absence based on her educational program, and required that
she return to work, the Grievor asserted that she was medically unfit to return to
work. On April 9, 2014, she provided a medical note to that affect, for the period
April 9, 2014 to April 23, 2014. The Employer accepted that medical note.
Thereafter, on April 25, 2014, the Grievor advised: “I am in the process of obtaining
more medical information and would request a medical leave without pay at this
time.” The Employer responded on April 30 that such a request required
“supporting medical information”; it noted that “[a]lthough you indicate that you are
‘in the process of obtaining more medical information’, you have not provided
information as to why this information is not yet available or when receipt of the
information can be expected.” In the absence of such medical information, her
“absence was unauthorized.”
[75] There is a dispute in the evidence concerning whether or not the Grievor verbally
advised Ms. Dicaire that she would be seeing a doctor for further medical
documentation on June 3. The Grievor asserts that she told Ms. Dicaire in a
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telephone call about the June 3 appointment, but the record is decidedly unclear
as to when this occurred. It certainly did not occur prior to April 25, when the
Grievor advised the Employer that she was “in the process of obtaining more
medical information.” It also did not occur before April 30, 2014, when Ms. Dicaire
advised the Grievor that “[a]lthough you indicate that you are ‘in the process of
obtaining more medical information’, you have not provided information as to why
this information is not yet available or when receipt of the information can be
expected.” (emphasis added). Had the Grievor told Ms. Dicaire that she had
already advised her about the June 3 appointment, one would have expected the
Grievor to have responded to this incorrect statement. She did not do so. Ms.
Dicaire testified that she received only one phone call from the Grievor after their
December 2013 meeting. She did not recall the Grievor advising her about the
June 3 appointment, saying that she would have documented it had the Grievor
done so and also would have followed up with her about it.
[76] On the balance of probabilities, I am persuaded to credit the testimony of Ms.
Dicaire. It makes sense that she would have noted the June 3 date and followed
up on it. It is very significant that there are no emails from the Grievor, at any time,
advising the employer about the June 3 doctor’s appointment. There was no
written follow-up by the Grievor either to Ms. Dicaire’s April 30, 2014 email, or to
Ms. Boulianne’s May 8, 2014 letter concerning her “unauthorized absence”, even
though May 8th letter states that her “immediate attention” was required. That letter
also stated: “If you feel that there are circumstances under which continued leave
should be authorized, you are required to discuss this with me personally in a
timely manner” and then sets out her phone number and email address. The
Grievor testified that she tried to call Ms. Boulianne twice, got her voicemail, but
did not leave a message because she assumed that Ms. Boulianne would not call
her back. Nor did she email her, even though she emailed the employer frequently.
The Grievor testified that she did not do so because she had already told Ms.
Dicaire about the June 3 appointment. The May 8 letter, however, required the
Grievor to contact Ms. Boulianne personally. It would have been a very simple
thing for the Grievor to have sent an email to Ms. Boulianne that she would be
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providing more medical documentation after her assessment on June 3, and to
please wait for that. That did not happen. Instead, the Grievor failed to respond to
this very important letter. It was clear from Ms. Boulianne’s letter that she was not
aware of any forthcoming medical assessment, and the Grievor made no effort
(beside two unsuccessful attempts at calling) to advise her, when she easily could
have done so.
[77] It is significant that on April 4, 2014, the Grievor was advised by Ms. Boulianne
that “[b]ased on information received from Manulife Financial, I note that [you] have
been determined to be fit to return to work” and as there was no “updated medical
information to support your current absence, I am advising that a continuation of
your absence from work due to medical reasons is not supported.” The limited
April 9, 2014 medical note followed, which the Employer accepted as supporting
her absence through April 23, 2014. But after that date, the Grievor did not provide
any supporting medical documentation for her leave of absence. Without medical
substantiation, the Employer properly denied her request for an unpaid medical
leave of absence.
[78] In this regard, the Union asserts that the Employer improperly ignored the fact that
the Grievor had appealed her removal from LTIP, which was an assertion that she
was unfit to work, and her repeated claims of ill health. It is true that the Employer
did not consider this appeal, which was directed to Manulife and over which the
Employer had no control or involvement. Instead, the Employer sought medical
information to be provided to it to support the Grievor’s claim of being unfit to work.
[79] In my view, the Employer acted properly in requesting this information and basing
its decision on the Grievor’s existing status and the information it had at the time
and not rely on the Grievor’s appeal of her LTIP situation. At the time she sought
the medical leave of absence, Manulife had determined that she was fit to return
to work. Consequently, to be absent from work, she had to establish that she was
medically unfit to work, yet she provided no medical substantiation for the time
after April 23, 2014. In early April when she sought advice from the Union about
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whether the Employer had the right to do this in light of her LTIP appeal, the Union
advised her that “[i]f your LTD has been denied your employer is under no
obligation to keep you on paid leave”; if she required accommodation, “they do
have a legal obligation to accommodate you” and that “you have an obligation to
provide medical information and cooperate with the process.” Yet the Grievor did
not do so, after April 23, despite repeated warnings from her Employer that her
absence was unauthorized.
[80] The Grievor’s appeal is, as the Union claims, an assertion that the Grievor was
unfit to work in her home position. But the appeal itself does not establish that fact.
Nor is the Employer required to maintain the Grievor’s leave of absence status,
pending the conclusion of that appeal which could take years. It could properly
base its determination on the Grievor’s current LTIP status – which was that she
was fit to return to work. The fact that the Grievor’s LTIP appeal was successful in
2015 does not change this result. The Employer properly based its determination
concerning the Grievor’s request for a medical leave of absence on the information
that the Grievor provided to it.
[81] In Re OPSEU (Baldeo) and Management Board Secretariat, GSB No. 1270/93
(Finley), at p. 20, the Board rejected the Union’s argument that it was unreasonable
for the employer not to grant the grievor official leave prior to the outcome of her
LTIP grievance. In that case, the Grievor’s application for LTIP had been denied,
she appealed, but the Ministry had made arrangements to accommodate her. The
Grievor’s return to work date was extended by the Employer, but she did not attend
at work or contact the Employer for two weeks. There was no evidence to suggest
that the Grievor was unable to contact the Employer during that time. In the
Board’s view, based on the facts, the request for official leave was “not withheld
‘unreasonably, discriminatorily or arbitrarily.” The Board also rejected the Union’s
justification, at p. 19, that the Grievor “had an honestly held belief to the point of
being ‘scared’ that returning to work to a modified cleaner position would be
harmful to her health.”
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[82] In this case, the Grievor’s LTIP appeal was long-standing. When her educational
leave ended, she was directed to return to work. She did not contact the Employer
in response to either Ms. Dicaire’s April 30, 2014 email or Ms. Boulianne’s May 8,
2014 letter, warning her that her absence was unauthorized, that the situation
“calls into question your intention to maintain employment” and that if she failed to
return to work “you will be considered to have abandoned your position in
accordance with s.42 of the Public Service of Ontario Act”. There was no evidence
to suggest that the Grievor was unable to contact the Employer during this time.
The conclusion reached in Re OPSEU (Baldeo), supra, applies here as well.
[83] The Union argues that the Employer based its decision, in part, on a concern that
the Grievor would eventually return to work and require accommodation and
therefore discriminated against her on the basis of her disability. There is no
evidence to support that assertion. As Ms. Boulianne testified, the Grievor had
been accommodated by the Ministry over the years she worked there. No
grievances concerning the Ministry’s accommodation efforts were filed. There is
no basis to conclude that the Ministry decided not to approve the Grievor’s request
for a medical leave of absence over concerns that it may eventually have had to
accommodate her. The Ministry, at the time, was actively trying to get the Grievor
to return to work. It was the Grievor who resisted and did not want to return.
[84] What occurred here is most unfortunate. The Grievor, however, made a number
of choices that had very significant consequences. She chose to pursue an LL.B.
in England, which is certainly commendable, but it resulted in her being removed
from LTIP. That change in status had very significant employment consequences.
She successfully sought and obtained an educational leave of absence, but it was
subject to the Employer’s operational needs. After one additional extension, the
Employer declined to extend it further. From its view, per Manulife, the Grievor
was no longer totally disabled and yet was claiming she was unable to work. She
then did not provide medical substantiation to support that claim. She ignored the
letters sent to her, warning her that her absence was unauthorized and she risked
abandonment of her position. In her view, she continued to be totally disabled
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from her job. Eventually, in April 2015 – a year later - after the submission of
further medical evidence, Manulife agreed. Consequently, it is doubly unfortunate
that the Grievor ignored the April and May 2014 letters from her Supervisor and
Manager. Nor did she submit the medical documentation she obtained in early
June, or ask the Employer to reconsider based on that new medical information.
The June 2014 medical report was not provided to the Employer until this
arbitration.
[85] Consequently, I am not persuaded that the Grievor’s request for a medical leave
of absence was unreasonably, discriminatorily or arbitrarily withheld.
3. The Abandonment Determination
[86] The GSB case law is very clear that if the requisites for abandonment under
Section 42 of the Public Service Act of Ontario, 2006, are established, the Board
has no further jurisdiction to review the matter. Re OPSEU (Baldeo) and
Management Board Secretariat, GSB No. 1270/93 (Finley) (applying the
predecessor language); Re Edwards and Ministry of Correctional Services, PSGB
No. P/0049/01(Leighton) (applying the predecessor language); Re OPSEU (Grant)
and Ministry of Community Safety and Correctional Services, supra (applying
Section 42). Section 42 of the Public Service Act of Ontario states:
If a public servant appointed by the Public Service Commission is absent from
work without approved leave for a period of two weeks or more, the Commission
may declare, in writing, that the public servant has abandoned the position and
that his or her employment by the Crown is terminated.
[87] The requisites of Section 42 were established in this case. The Grievor was a
public servant appointed by the Public Service Commission. She was absent from
work without approved leave for more than two weeks – seven weeks to be exact.
The person who signed the abandonment letter, Acting Director, Court Services
Division Norma Baker, who had the proper delegated authority, declared in writing
that the grievor had abandoned her position and that her employment with the
Crown was terminated. Under these circumstances, the Board has no authority to
interfere with the termination of the Grievor’s employment.
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[88] In Re OPSEU (Baldeo), supra at p. 20, the Union argued that it was unreasonable
for the Employer to issue the notice of abandonment prior to the outcome of her
LTIP grievance. The Board stated, however, that “there is no requirement for
reasonableness in invoking Section 20 [the predecessor provision regarding
abandonment].” The Board continued:
The question is not whether the Employer should have invoked Section 20, nor
is it whether the Employer was reasonable in invoking section 20, or whether
its decision to do so was timely. The question is…whether or not the Employer
was entitled to invoke section 20. In other words had it met the four
prerequisites set out in the section. The Board finds that in the case of the
Grievor, Ms. Baldeo, it met the prerequisites and was therefore entitled to apply
Section 20 of The Public Service Act. The result of this is that the Board is
without jurisdiction to consider the matter further and the grievance is
dismissed.
[89] Here, as noted, the criteria set out in Section 42 have been met. The grievance
is dismissed.
Conclusion:
[90] For all of the reasons set out above, the grievances are dismissed.
Dated at Toronto, Ontario this 9th day of April 2018.
“Randi H. Abramsky”
_______________________
Randi H. Abramsky, Arbitrator