HomeMy WebLinkAbout2015-1990; 2015-1991.Policy.18-06-19 Decision
Crown Employees
Grievance Settlement
Board
Suite 600
180 Dundas St. West
Toronto, Ontario M5G 1Z8
Tel. (416) 326-1388
Fax (416) 326-1396
Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB#2015-1990; 2015-1991
UNION# G-41-15-COR; G-40-15-COR
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Amalgamated Transit Union – Local 1587
(Policy) Union
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The Crown in Right of Ontario
(Metrolinx – GO Transit) Employer
BEFORE Susan L. Stewart Chair
FOR THE UNION Dean Ardron
Ursel Phillips Fellows Hopkinson LLP
Counsel
FOR THE EMPLOYER Richard Charney
Norton Rose Fulbright
Counsel
TELECONFERENCE March 21, 2018
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DECISION
[1] The Amalgamated Transit Union, Local 1587, represents a bargaining unit of
employees of GO Transit. GO Transit, Union Pearson Express and PRESTO are
operated by Metrolinx. The grievances before me claim that the Union’s bargaining
rights in relation to GO Transit extend to Union Pearson Express and PRESTO. The
parties entered into an agreement regarding the hearing procedure (“the Agreement”),
the terms of which are reproduced below. We are at the stage of the proceedings where
Phase 1 of the evidence has been completed. The Employer indicated an intention to
bring a summary judgment motion at this juncture and the Union objected to the
Employer’s ability to do so. This matter was addressed in a conference call on March
21, 2018, at which time I requested written submissions on the issue. The written
submissions were completed on May 11, 2018.
[2] A number of arguments were advanced in support of the Union’s objection to
the ability of Metrolinx to bring the summary judgment motion. One argument is that the
bringing of such a motion is in contravention of the terms of the Agreement. It is the
position of the Employer that the Agreement does not contemplate such a prohibition.
Moreover, Mr. Charney emphasized that the Employer had indicated in its opening
statement that it reserved the right to seek to have the grievances dismissed at the
conclusion of the evidence adduced in the first phase of the proceedings.
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[3] The terms of the Agreement are as follows:
1. GSB File No. 2015-1991 (“Union Pearson” or “UPX”) and GSB
File No. 2015-1990 (“Presto”) (together “the Grievances”)
shall be heard together by the GSB but not consolidated.
2. The Grievances shall be heard by GSB Chair Susan L. Stewart.
3. There is no dispute as to the filing or referral of the Grievances,
nor is there any dispute as to the GSB’s jurisdiction to hear
and adjudicate the Grievances.
4. A pre-hearing exchange of documents and particulars shall
proceed in the following manner:
(a) Metrolinx shall provide a brief preliminary summary of the
heads of argument it will rely on in support of its position
that ATU Local 1587 does not hold bargaining rights for
the UPX and Presto positions on or before September 7, 2016.
This is subject to Metrolinx advising that it cannot provide
such a preliminary summary in advance of ATU Local 1587’s
particulars.
(b) ATU Local 1587 shall provide particulars and documents in
support of its positions on or before September 30, 2016.
This shall include particulars of the positions it claims
bargaining rights for, to the extent it is able to prior
to production. At the same time it will make any document
production or particulars requests it has for Metrolinx.
(c) Metrolinx shall provide particulars and documents in support
or before November 15, 2016.
(d) ATU Local 1587 shall provide any reply particulars and
documents in support of its positions on or before December
15, 2016.
(e) These dates are subject to normal exigencies and may be
altered by the agreement of the parties.
(f) Should the parties disagree with respect to the adequacy of
production or particulars, they shall request that the GSB
schedule a conference call with Chair Stewart.
5. Hearing dates shall be scheduled to commence not earlier than
January 23, 2016. The parties will initially schedule 15 days and
monitor progress as the matter proceeds.
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6. The hearing shall proceed in the following phases, with ATU Local
1587 proceeding first in each phase:
(a) Both parties shall make opening statements covering all phases
of the litigation;
(b) Both parties will lead evidence with respect to the scope of
bargaining rights held by ATU Local 1587;
(c) Both parties will lead evidence with respect to whether the
challenged UPX positions are covered by the bargaining rights
held by ATU Local 1587;
(d) Both parties will lead evidence with respect to whether the
challenged Presto positions are covered by the bargaining
rights held by ATU Local 1587;
(e) Both parties will make legal argument on all issues.
7. This is not intended to create watertight compartments for the
phases set out above, rather to facilitate an efficient and common
sense approach to the litigation. The parties will discuss and
consult with respect to any efficiencies or common sense
solutions which could apply in the circumstances.
8. Neither party has waived their right to object to specific evidence
on the basis that it is not permitted by the rules of evidence.
9. There will be a single hearing, and as such, evidence from one
phase can be relied upon in another.
[4] The Union’s submissions emphasized that the Agreement specifically provides
that “watertight compartments” for the phases were not contemplated, that evidence
from one phase could be used in another and that legal argument with respect to all
issues would occur at the conclusion of the case. The Union advised that it planned to
call evidence at each phase “along practical rather than legalistic lines”. It advised of its
intention to “call evidence regarding the similarity and functional integration of the work
performed by “GO” employees and PRESTO and UPX employees” in support of its
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position that: “… this evidence is relevant to the determination of whether Metrolinx
“operational divisions” Presto and UPX are paper constructs rather than separate legal
entities unaffected by Local 1587’s bargaining rights”. It was submitted that this
evidence is relevant to the fundamental issue of the scope of the Union’s bargaining
rights and that the Union relied on the terms of the Agreement in determining that there
would be no prejudice associated with calling this evidence following the first phase of
the proceedings. Mr. Ardron acknowledged that Mr. Charney made reference to the
possibility of a dispositive motion being brought at the end of phase 1, however he
noted that the Union was clear in responding that it would object to such a motion if it
were to be pursued by the Employer.
[5] In the Employer’s submissions it was emphasized that the saving of resources is
a matter of significance for the parties as well as for the GSB. It was argued that the
position advanced by the Union with respect to its ability to adduce evidence in all
phases is an unreasonably literal interpretation of the Agreement. It was noted that the
phases described in the Agreement constitute a deviation from the normal procedure in
that the Union is not required to call all of its evidence before the Employer calls
evidence and that witnesses could be called to attend the hearing more than once. It
was submitted that the parties could not have contemplated such potential inefficiencies
unless there were greater efficiencies to be gained, such as the ability of the parties to
make arguments after each phase. With respect to the Union’s emphasis on the term of
the Agreement that provides that the phases are not intended to create watertight
compartments, Mr. Charney noted that the term indicates that its purpose is to “facilitate
an efficient and common sense approach to the litigation”. In his submission, it is
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efficient to have the parties address the scope of bargaining rights beyond GO Transit
as a threshold issue, potentially obviating the need for further proceedings, and that the
Employer’s position is therefore consistent with the purpose of that provision. Regarding
the Union’s reliance on paragraph 9 relating to the potential for evidence called in one
phase to be relied on in another, Mr. Charney argued that this provision reflected an
agreement that evidence called in prior phases could be considered in relation to
determinations in later phases. In his submission, if the parties could wait until
subsequent phases to call evidence relevant to the first phase, the provision relating to
the order of the evidence would have no effect.
[6] I do agree with Mr. Charney that the saving of resources is a matter of
significance. I also agree with Mr. Ardron as to the fundamental importance of giving a
full and fair opportunity for a party to present its case. In the context of these principles,
the determination here turns on the interpretation to be given to the terms of the
Agreement. In reviewing and considering those provisions, it is my conclusion that the
provisions read together as a whole are consistent with the interpretation advanced by
the Union. There is nothing inherently inefficient in a process whereby evidentiary
matters are dealt with in sequence. Moreover, the plain language of the Agreement,
with its contemplation of argument “on all issues” at the final stage, its recognition that
”watertight compartments’” for each phase was not intended and its further provision
that evidence in one phase can be relied on in another, support the interpretation urged
upon me by the Union. Accordingly, I accept the Union’s position that the terms of the
Agreement preclude the Employer from pursuing its motion for summary judgement at
this stage.
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[7] I turn now to an issue of production that was previously argued by the parties, a
decision on which was held in abeyance pending the potential need to address the
foregoing matter. The Employer produced job descriptions for bargaining unit GO
Transit positions and the positions that the Union has characterized as comparable in
PRESTO and UP Express, with the caveat that there may be discrepancies between
the job descriptions and the actual duties of the positions, given events such as the
evolution of duties over time. The Union seeks an order requiring Metrolinx to specify all
instances in which the actual duties differ from the duties as set out in the job
descriptions provided. Metrolinx opposes such an order.
[8] In his submission on this motion, Mr. Ardron characterized the documents
provided as business records and submitted that where a party disputes such a record,
it is incumbent on that party to explain why. Mr. Ardron made reference to Article 9 of
the Collective Agreement which relates to the job classification process and in
particular, Article 9.22, which imposes a responsibility on the part of the Employer in
relation to the content of and modification of job descriptions, including amendments,
arguing that this provision supports its position that Metrolinx should be required to
provide the information requested. Mr. Ardron also noted that this issue arose in
connection with a similar matter in another proceeding before this Board, wherein
Metrolinx voluntarily provided the information requested. Mr. Ardron also referred me to
Ottawa (City) v. Ottawa-Carleton Public Employees Union, Local 503 and Civic Institute
of Professional Personnel, [2006] O.L.A.A. No. 792 (Goodfellow) where, in dealing with
a large number of bargaining unit scope grievances, the board ordered the advance
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provision of particulars where any party intended to rely on matters not contained in the
job descriptions or to contradict anything contained in the job descriptions. In Mr.
Ardron’s submission, such an order would expedite the proceedings, allowing the
parties to focus on matters in dispute, while the lack of such an order was likely to
prolong proceedings, with the potential for unnecessary evidence-in-chief and
unnecessary reply evidence. He argued that the order requested would not require the
Employer to provide any information that it would not ultimately have to provide, in
accordance with its obligation to provide notice to a witness of an intention to adduce
contradictory evidence. Mr. Ardron further noted that information relating to job functions
at UP Express and PRESTO is not readily available to the Union, unlike such
information in relation to GO Transit.
[9] Mr. Charney noted that the Union’s request relates to approximately 88
positions. He took issue with the timing of the request as well as its validity. Mr. Charney
noted that in the other proceeding where Metrolinx provided updated information, the
information related to only two positions. He submitted that the order requested would
require the Employer to engage in an extensive research and interview process that is
not in accordance with the principles of proportionality. Most fundamentally, however,
he argued that the parties are engaged in an adversarial process and that it would be
inappropriate to order the Employer to engage in the gathering of evidence to present to
the Union for the purpose of establishing the evidentiary foundation for the Union’s
case. That, in his submission, is beyond the proper scope of production. Mr. Charney
relied on a number of authorities in support of his position.
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[10] In my view, the request in issue is not untimely. However, I agree with the
Employer that it would be inappropriate for me to make the order requested. The fact
that Metrolinx voluntarily produced documents in relation to two positions in another
proceeding cannot properly prejudice it in connection with this proceeding. While Article
9 of the Collective Agreement refers to an obligation on the part of the Employer in
relation to the amendment or modification of job descriptions, I am not persuaded that
this provision contemplates the production sought here, particularly in relation to UP
Express and PRESTO. As previously noted, position descriptions in UP Express and
PRESTO for positions that the Union argues are similar to those in GO Transit have
been provided. I agree with Mr. Charney’s observation that it is one thing for the
Employer to provide existing business records but entirely another to require the
Employer to engage in the substantial research and reporting endeavour sought here. I
am furthermore unable to accept Mr. Ardron’s submission that the character of these
records as business records should compel me to accept the Union’s position on this
motion. Mr. Ardron is properly entitled to existing records and he has received them.
The fact that evolving facts may render business records no longer precisely accurate is
not a basis to compel creation and production of updated records. The approach taken
in City of Ottawa, supra, supports the Union’s position, however as Mr. Charney pointed
out, that case involved a process that the parties to the grievance had agreed to, which
was subsequently revisited upon the intervention of a third party. While the search for
and production of the information that Mr. Ardron seeks might well provide assistance to
the Union in the preparation of its case, this is, as Mr. Charney emphasized, an
adversarial proceeding. Moreover, I agree with Mr. Charney that any concerns relating
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to expedition are speculative at this point. I have no doubt that the parties will continue
in their efforts to expedite this proceeding.
[11] For the foregoing reasons, I am not prepared to grant the Union’s requested
production order. This matter will proceed on dates set by the Registrar in consultation
with the parties.
Dated at Toronto, Ontario this 19th day of June, 2018.
“Susan L. Stewart”
_______________________
Susan L. Stewart, Chair