HomeMy WebLinkAboutP-2017-1750.Morris.18-10-09 Decision
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PSGB# P-2017-1750
IN THE MATTER OF AN ARBITRATION
Under
THE PUBLIC SERVICE OF ONTARIO ACT
Before
THE PUBLIC SERVICE GRIEVANCE BOARD
BETWEEN
Morris Complainant
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The Crown in Right of Ontario
(Ministry of Community Safety and Correctional Services) Employer
BEFORE Marilyn A. Nairn Vice-Chair
FOR THE
COMPLAINANT
John Hasted
FOR THE EMPLOYER Daria Vodova
Treasury Board Secretariat
Legal Services Branch
Counsel
REPRESENTATIONS August 9, 2018
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DECISION
[1] This complaint challenges the Employer’s decision in issuing a 15-day
suspension to the complainant in connection with the complainant’s alleged conduct in
providing a reference check for a former Ministry employee. By notice dated October
24, 2017, the matter was set down for mediation on September 6, 2018.
[2] On August 9, 2018, the Employer filed its Form 2 response, taking the position
that the Board had no jurisdiction to entertain the complaint on the basis that the
complaint was untimely. The Employer asked that the Board deal with the preliminary
objection prior to September 6, 2018.
[3] On August 20, 2018 the parties were advised that the preliminary issue could not
be determined prior to September 6, 2018 given the time required to obtain the
complainant’s factual position and submissions and provide any opportunity for reply.
The Board therefore advised the parties that the issue of the Board’s jurisdiction to
entertain the complaint would be heard on September 6, 2018 and directed the parties
to be prepared to call their evidence and make their submissions with respect to that
issue.
[4] By email late on September 5, 2018 the complainant advised the Board that he
would be unable to attend the hearing the following day. The basis for the complainant’s
request to adjourn was that he mistakenly believed the hearing to be scheduled for
Friday (September 7); that he was out of town, and therefore unable to attend. The
Employer agreed to an adjournment but asked that the preliminary objection be dealt
with in writing rather than scheduling another day.
[5] That history was set out in an interim decision dated September 6, 2018. The
decision notes that the reason for the adjournment fell far short of the kind of compelling
circumstance that would warrant the Board granting an adjournment. However, having
regard to the Employer’s position, the adjournment was granted. The complainant was
directed to respond in writing to the Employer’s position on the timeliness issue by no
later than September 28, 2018, setting out the facts with which he agreed, those he
disputed, and those on which he intended to rely in support of his position. He was also
directed to set out his submissions with respect to the issue of whether his complaint
was timely and whether the Board therefore had jurisdiction to entertain the complaint.
[6] That interim decision was sent to both the complainant and his representative.
The Board has received no response from either the complainant or his representative
pursuant to that Board direction, leaving the Board to conclude that the complainant is
content to have the timeliness issue determined based on the material before the
Board. That material includes the complainant’s Form 1 and the response and
submissions from the Employer in its Form 2. In the result, the Board will determine the
matter based on the material before it.
[7] The letter of suspension is dated August 15, 2017. In his Form 1, the
complainant asserts that he received this letter on September 5, 2017. On September 7,
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2017 the complainant forwarded a letter to the Deputy Minister providing notice of his
proposal to file a complaint with the Board regarding the disciplinary measure imposed.
[8] Relevant portions of section 8 of Ontario Regulation 378/07 made under the
Public Service of Ontario Act, 2006 (the “Regulation”) provide as follows:
Filing a Complaint
Notice of proposal to file a complaint
8 (1) A person who proposes to file a complaint shall give notice of the
proposal to the following person or entity:
1. A complainant who, at the material time, worked in a ministry shall give
the notice to his or her deputy minister.
…
(4) The notice must be given within the following period:
…
2. For a complaint about a disciplinary measure, within 14 days after the
complainant receives notice of the imposition of the disciplinary measure.
…
[9] Pursuant to the terms of the Regulation, the complainant was required to forward
his notice of proposal to file a complaint to the Deputy Minister within 14 days after
receipt of notice of his suspension, the disciplinary measure at issue. The notice of
proposal to file the complaint was provided to the Deputy Minister on September 7,
2017. Assuming that the complainant did not receive notice of the suspension until
September 5, 2017 as asserted, notice of proposal to file the complaint was given 2
days later and was timely in that regard.
[10] The Employer asserted that notice of the suspension was given on August 15,
2017. If so, the notice of proposal to file the complaint, filed on September 7, 2017
would be outside the time limits under section 8(4) of the Regulation, rendering the
Board without jurisdiction to entertain the complaint. The Board has previously held that
the requirements of the Regulation are mandatory and that the Board has no jurisdiction
to relieve against those time frames. Compliance with the mandatory time limit for filing
a notice of proposal to file a complaint is a pre-condition to the Board taking jurisdiction
over a complaint. See the decisions in St. Amant and Ontario (MCSCS), 2013 CanLII
4673 (ON PSGB) and Plouffe and Ontario (MCSCS), 2017 CanLII 25421 (ON PSGB).
[11] There is a factual dispute as to when the complainant received notice of the
suspension. However, in the circumstances, that factual issue need not be determined,
as the employer also raised a second objection to the timeliness of the complaint. It
asserts that the complainant filed his complaint to the Board prior to the expiry of the
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dispute resolution period mandated by the Regulation, rendering it untimely in that
regard.
[12] In its submissions the Employer asserted that no meeting was held with the
Deputy Minister or his delegate following delivery of the notice of proposal to file a
complaint. Section 9 of the Regulation provides:
9 (1) A complainant is not entitled to file a complaint with the Public Service
Grievance Board until expiry of the period provided under this section for
dispute resolution.
…
(5) If the deputy minister…or his or her delegate does not meet with the
complainant within 30 days after receiving the notice, the period provided
for dispute resolution expires 30 days after the notice was given to the
deputy minister…
[13] Notice of proposal to file a complaint was given on September 7, 2017. The
Employer indicates that no meeting was held. There is nothing before me that takes
issue with that factual assertion. The complaint was filed with the Board on October 5,
2017. The dispute resolution period did not expire until 30 days after receipt of the
notice of proposal, that is, 30 days after September 7, 2017, being October 7, 2017. The
complaint was therefore filed two days early.
[14] The Board has previously determined that a complainant’s failure to meet this
time limit disentitles a complainant from filing their complaint and leaves the Board
without jurisdiction to entertain such a complaint. In Bourgeault v. Ontario (MCSCS),
2013 CanLII 84292 (ON PSGB), the Board found:
[16] … The issue is about the timing of filing with the Board. …of more
significance for this case, section 9(1) of the Regulations provides that a
complainant is not entitled to file a complaint with this Board until expiry of
the period provided for dispute resolution. This means that a complainant
must wait to file with the Board until the employer has had a chance to
consider the complaint.
[17] … In this case, section 9(5) sets out the rules for when the period for
dispute resolution ends. There was no meeting with the Deputy Minister’s
representative within thirty days of when the notice was given to the deputy
minister - May 11 for both Ms. Bourgeault and Mr. Schmohl - so the dispute
resolution period ended 30 days after May 11, the date of the notice. By my
count, that puts the earliest date the complainants were eligible to file with
this Board at June 10, and the latest date 14 days later, or June 24, 2012.
…
[19] Even if one were to accept that the Form 1’s were filed with the
Board in May (which is ultimately not the case, as they were not received,
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as will be explained below), they would have been too early, as they would
have been filed before the close of the dispute resolution period, which
ended on June 10.
…
[29] The question is whether [the complaints] were filed with this Board in
a manner and at a time which gives the Board the power to deal with them.
For the reasons set out above, I find that they were not, so that the Board is
without the power to entertain them.
[15] Similarly, in Doyle v. Ontario (MMA), 2017 CanLII 52705 (ON PSGB), the Board
held:
[21] Once a notice of proposal is made to the Deputy Minister, the
Regulation provides a dispute resolution period before the complainant is
entitled to file a complaint with the Board for mediation and/or arbitration. A
complaint will be untimely in the sense of being too early if it is filed before
that dispute resolution period has expired, and too late if it is filed more than
fourteen days after the dispute resolution has expired. The end of the
dispute resolution period is measured in different ways, depending on
whether there is a meeting with the deputy minister (or delegate) within 30
days after receipt of the complainant’s notice of proposal to file a complaint.
If there is no meeting within those 30 days, the dispute resolution period
expires 30 days after the notice of proposal is given to the Deputy Minister
[section 9(5) of Regulation 378/07].
[16] In this case, and even assuming that the complainant did not receive notice of
the suspension until September 5, 2017, the complaint was filed with the Board two
days in advance of when it first could properly be filed. The complainant was not eligible
to file his complaint when he did, rendering the complaint untimely. That leaves the
Board without jurisdiction to consider the complaint. In fact, an earlier complaint brought
by this complainant was dismissed by decision dated June 15, 2018. That complaint
was also filed prior to the expiration of the dispute resolution period in circumstances
where a meeting had been held with the Deputy Minister’s delegate (See Morris v.
Ontario (MCSCS), 2018 CanLII 64318 (ON PSGB).
[17] That earlier decision also notes that, as it is a process requiring the agreement of
the parties, a complainant cannot assume that mediation will occur, such as in
circumstances where the Employer raises preliminary objections going to the Board’s
jurisdiction to entertain a complaint.
[18] Based on the material before me, I find that this complaint was filed with the
Board prior to the expiration of the dispute resolution period provided for in Section 9 of
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the Regulation. The complaint is therefore untimely and the Board has no jurisdiction to
entertain the complaint. This complaint is hereby dismissed.
Dated at Toronto, Ontario this 9th day of October, 2018.
“Marilyn A. Nairn”
_______________________
Marilyn A. Nairn, Vice-Chair