HomeMy WebLinkAbout2015-3339.Foley et al.18-11-19 DecisionCrown Employees Grievance Settlement
Board
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Toronto, Ontario M5G 1Z8
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Commission de
règlement des griefs
des employés de la
Couronne
Bureau 600
180, rue Dundas Ouest
Toronto (Ontario) M5G 1Z8
Tél. : (416) 326-1388
Téléc. : (416) 326-1396
GSB# 2015-3339; 2015-3340; 2016-2476; 2016-2477
UNION# 2015-0234-0203; 2015-0234-0204; 2017-0234-0011; 2017-0234-0012
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
BETWEEN
Ontario Public Service Employees Union
(Foley et al) Union
- and -
The Crown in Right of Ontario
(Ministry of Community Safety and Correctional Services) Employer
BEFORE
David R. Williamson
Arbitrator
FOR THE UNION
Tim Hannigan
Ryder Wright Blair & Holmes LLP
Counsel
FOR THE EMPLOYER Shiran Brener
Treasury Board Secretariat
Legal Services Branch
Counsel
HEARING October 11, 2018
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DECISION
[1] Before me are two grievances filed by Ms. Elaine Foley, dated October 28, 2015,
and January 5, 2017, by which she contends that the Employer has violated both the
collective agreement and the Occupational Health and Safety Act, R.S.O. 1990, c. O.1
(as Amended) by failing to provide her with a harassment-free and safe workplace. Also
before me are two grievances from Ms. Kim Fisher, dated October 28, 2015, and January
5, 2017, that make the same allegations. Both Ms. Foley and Ms. Fisher are long-term
employees with over thirty years of service each and who work as Correctional Officers
at the Milton Vanier Centre for Women.
[2] The Grievors allege they experienced workplace harassment and violence at the
hands of a workplace colleague, Mr. Mark Cameron, and that the Employer has failed to
protect them. They contend that as a result they have suffered mental distress and seek
monetary damages from the Employer and declaratory relief. There is no allegation made
that either of the Grievors has experienced harassment on one of the enumerated
grounds set out in the Human Rights Code, R.S.O. 1990, c. H.19.
[3] The Union has advised it is seeking the following remedies on behalf of the Grievors:
a. A declaration that the Employer has violated Articles 2 and 9.1 of the Collective
Agreement;
b. A declaration that the Employer has violated the Occupational Health and
Safety Act;
c. A declaration that the Employer has violated its own policies with respect to
harassment and workplace violence;
d. General and specific damages for failing to protect their safety as well as for
the significant distress caused by this failure;
e. To be made whole;
f. Full redress; and
g. Such other relief as counsel may request and as to the Board seems just.
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[4] Because there is a monetary remedy being sought by the Union, in addition to the
three declarations, the Employer has brought forward a Preliminary Motion at the outset
of this Hearing to the effect that the Board does not have the jurisdiction to award
damages in respect of injuries compensable under the Workplace Safety and Insurance
Act (“WSIA”). For the purposes of this Preliminary Motion only, the Employer is willing to
accept as true the allegations put forward by the Grievors and the Union. This Decision
addresses only this Preliminary Motion.
[5] The parties are in agreement that these grievances are being addressed in
accordance with Article 22.16 of the Collective Agreement and that this Decision is
therefore without precedence or prejudice.
[6] Article 2 of the Collective Agreement is the Management Rights provision. It states:
2.1 For the purpose of this Central Collective Agreement and any other Collective Agreement to
which the parties are subject, the right and authority to manage the business and direct the workforce,
including the right to hire and lay-off, appoint, assign and direct employees; evaluate and classify positions;
discipline, dismiss, or suspend employees for just cause; determine organization, staffing levels, work
methods, the location of the workforce, the kinds and locations of equipment, the merit system, training,
development and appraisal; and make reasonable rules and regulations; shall be vested exclusively in the
Employer. It is agreed these rights are subject only to the provisions of this Central Collective Agreement
and any other Collective Agreement to which the parties are subject.
[7] Article 9 of the Collective Agreement addresses Employees’ Health and Safety, and
where Article 9.1 states:
9.1 The Employer shall continue to make reasonable provisions for the safety and health of its
employees during the hours of their employment. It is agreed that both the Employer and the Union shall
co-operate to the fullest extent possible in the prevention of accidents and in the reasonable promotion of
safety and health of all employees.
[8] The Occupational Health and Safety Act, R.S.O., 1990 (as Amended), addresses, in
relevant part, the duty of an employer in the following way:
S. 25 (2) ….an employer shall:
(h) take every precaution reasonable in the circumstances for the protection of a worker.
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[9] The Employer takes the position that the monetary remedy sought by the Grievors
for their injuries, if proven, are damages payable under the Workplace Safety and
Insurance Act, 1997 (as amended), and that the Board has no jurisdiction to make an
award for monetary losses that are compensable under this Act. It is the submission of
the Employer that the Grievors could have filed a claim with the Workplace Safety and
Insurance Board for reimbursement for lost time and monetary compensation for
damages, including mental stress, and that an arbitrator is without jurisdiction to award
monetary compensation that is available to the Grievors under the provisions of the
Workplace Safety and Insurance Act for lost time or for pain and suffering including mental
anguish.
[10] In the course of setting out its position the Employer made reference to what has
been described as the “historic trade-off” contained in Workplace Injury Compensation
Statutes, described in the following way by Arbitrator Owen Gray in Re OPSEU (Monk et
al) v. Ontario (Ministry of Community Safety and Correctional Services and Ministry of
Children and Youth Services) [2010] OGSB (Gray):
Early in the twentieth century, Ontario (and other jurisdictions) enacted legislation to
provide for no-fault compensation of workers for workplace injuries, out of a compensation
scheme funded by mandatory employer contributions. Such legislation involves what is
commonly described as a “historic trade-off”. The right of workers to take legal proceedings
against their employers to recover compensation for workplace injuries was extinguished
and replaced with a right to compensation that did not depend on the employer’s being
solvent or proven to be “at fault”, and was not affected by questions of their own voluntary
assumption of risk or contributory negligence. In turn, employers were protected from
liability to their employees for workplace injuries, in return for their mandatory contributions
to the compensation fund. As is typical in such legislation, the Ontario legislation created
an administrative agency with exclusive jurisdiction to administer the fund, assess
entitlement to benefits and determine the precise boundaries of the “historic trade-off”,
removing those questions from consideration by courts.
[11] As such, the Employer seeks a Decision in this preliminary matter to the effect that,
even if the allegations of the Grievors were to be proven at arbitration, the Board does
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not have the jurisdiction to order the Employer to pay monetary compensation or
damages to the Grievors.
[12] Relevant provisions of the Workplace Safety and Insurance Act, in effect from 1997
to the present time include:
Rights of Action: No action for benefits.
26 (1) No action lies to obtain benefits under the insurance plan, but all claims for benefits
shall be heard and determined by the Board.
Benefits in lieu of rights of action.
26 (2) Entitlement to benefits under the insurance plan is in lieu of all rights of action
(statutory or otherwise) that a worker, a worker’s survivor or a worker’s spouse, child, or
dependent has or may have against the worker’s employer or an executive officer of the
employer for or by reason of an accident happening to the worker or an occupational
disease contracted by the worker while in the employment of the employer.
13 (1) A worker who sustains a personal injury by accident arising out of and in the course
of his or her employment is entitled to benefits under the insurance plan.
[13] Provisions contained in the Workplace Safety and Insurance Act, from January 1,
2018 onwards include:
Mental Stress.
13 (4) Subject to subsection (5), a worker is entitled to benefits under the insurance plan
for chronic or traumatic mental stress arising out of and in the course of the worker’s
employment.
Same, exception.
13 (5) A worker is not entitled to benefits for mental stress caused by decisions or actions
of the worker’s employer relating to the worker’s employment, including a decision to
change the work to be performed or the working conditions, to discipline the worker or to
terminate the employment.
Transition rules re mental stress. New claim.
13.1 (2) If a worker’s mental stress occurs on or after April 29, 2014 and the worker has
not filed a claim in respect of entitlement to benefits for mental stress before January 1,
2018, the worker or the worker’s survivor may file a claim for entitlement to benefits for
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mental stress with the Board and the Board shall decide the claim in accordance with
subsection 13 (4) as it reads at the time the Board makes its decision.
Time Limits.
13.1 (5) A claim filed under subsection (2) that is made in respect of mental stress that
occurred on or after April 29, 2014 and before January 1, 2018 must be filed on or before
July 1, 2018.
[14] In support of its position and submissions the Employer made reference to the
following arbitral authorities and court decisions: Re OPSEU (Monk et al) v. Ontario
(Ministry of Community Safety and Correctional Services and Ministry of Children and
Youth Services) [2010] OGSB (Gray); Re OPSEU v. Ontario (Ministry of Community
Safety and Correctional Services) 2013 Ontario Court of Appeal 406; Re OPSEU
(Patterson) v. Ontario (Ministry of Community Safety and Correctional Services) [2017]
OGSB Briggs; Re OPSEU (Mohamed) v. Ontario (Ministry of the Attorney General)
[2017] OGSB Gee; Re Association of Management, Administrative and Professional
Crown Employees of Ontario (Wilson) v Ontario (Ministry of Natural Resources and
Forestry) [2017] OGSB Dissanayake; Re OPSEU (Grievor) v. Ontario (Ministry of
Community Safety and Correctional Services [2017] OGSB Carrier; Ontario
Workplace Safety and Insurance Appeals Tribunal [2014] Decision No. 2157/09;
Ontario Workplace Safety and Insurance Appeals Tribunal, [2015] Decision No.
1945/10; and to the Operational Policy documents of the WSIB Ontario, numbers 15-03-
14 and 15-03-02, on the subject matter of entitlement to benefits for Chronic Mental Stress
and Traumatic Mental Stress.
[15] It is the position of the Union that the Employer by its actions or inactions has failed
to provide a safe workplace for the two Grievors who were the recipients of verbal threats
and physical intimidation from Mr. Cameron in July, August, and October of 2015, and
again in January 2017. These actions and inactions of the Employer are said to be a
breach of the Health and Safety provisions of Art. 9 of the collective agreement, the
Occupational Health and Safety Act, and an improper exercise of management rights as
set out in Art. 2 of the collective agreement. The Union asserts that as a result of this
work environment the Grievors suffered from stress and submits that there is no
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requirement for there to be a workplace injury in order to trigger a violation of Article 9 of
the collective agreement.
[16] By way of contrast, submits the Union, the provisions of the Workplace Safety and
Insurance Act require some kind of an injury in order to be engaged, and notes that neither
Grievor asserted they had sustained any physical or mental injury, made a claim for lost
wages, or applied for any other WSIB benefits. As such, it is the submission of the Union
that this case is distinguishable from that of Re Monk (supra), and that the line of cases
emanating from that do not have applicability in the instant matter.
[17] Rather, the focus of the grievances in the instant matter, submits the Union, is the
failure of the Employer to protect the health and safety in the workplace of Ms. Foley and
Ms. Fisher, and what is sought is a remedy for the Employer’s violation of the collective
agreement and the Occupational Health and Safety Act. In that the provisions of the
Workplace Safety and Insurance Act cannot be triggered in the absence of an injury, and
as the Grievors have not asserted or made claims of any injury or disability, the Union
argues the Monk line of cases cannot limit the remedy available for the Employer’s
violation of the collective agreement and the Occupational Health and Safety Act.
Accordingly, the Union urges that the case proceeds to be heard on its merits and that
jurisdiction and the latitude of any potential remedy not be circumscribed from the outset.
[18] In support of its position and submissions the Union made reference to the following
arbitral authorities: Re OPSEU (Schultheis) v. Ontario (Ministry of Community Safety and
Correctional Services) [2018] OGSB Wacyk; Re OPSEU (Pereira et al) v. Ontario
(Ministry of Community and Correctional Services) [2016] OGSB Harris; and to Re
OPSEU (Samuels et al) v. Ontario (Ministry of Community Safety and Correctional
Services) [2017] OGSB Dissanayake.
[19] In argument in rebuttal the Employer submits that while Article 9 of the collective
agreement mirrors language found in the Occupational Health and Safety Act, it does not
provide for monetary damages for any violation, is not designed to provide individual
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employees with the type of monetary relief sought by the Grievors, and that specific
language would need to be clearly set out in Article 9 to ensure more.
[20] The Employer submits also that while mental stress may not show as an injury, it
does fall into the same category as physical injury for purposes of claims under the WSI
Act, and that the Grievors had the opportunity to make a claim for monetary damages
under the provisions of the Act. As such, the Employer argues that the allegations and
particulars of this case are in line with the Monk decision, that Article 9 of the collective
agreement does not provide for independent remedies to the Grievors, and that its
preliminary objection that monetary damages for mental stress or distress are not payable
outside the parameters of the WSIB regime be sustained.
[21] The issue before the Board is that of whether it has jurisdiction to award
compensatory damages to the Grievors who contend that the Employer has not provided
a safe work environment and failed to protect them from harassment and violence in the
workplace at the hands of a fellow employee and that as a result they have suffered
mental distress. The Employer has agreed that for the purposes of this preliminary motion
only it is willing to accept as true the allegations and particulars placed before the Board
by the Union.
[22] Having duly considered the particulars, the submissions of the parties, the
jurisprudence, and the arbitral authorities placed before me, I am of the view that this
Board has the jurisdiction and the latitude to not only provide the Grievors with a
declaratory remedy, but to also provide monetary relief if such is seen to be appropriate
once having heard the evidence. What this Board is unable to provide, however, is a
monetary award that is, in essence, a remedy pertaining to an event that is or would be
compensable under the provisions of the Workplace Safety and Insurance Act (“WSIA”).
[23] This matter was addressed at paragraphs 109 and 110 by Vice-Chair Owen Gray
in Re Monk (supra), a decision subsequently upheld in May 2013 by the Ontario Court of
Appeal. Paragraphs 109 and 110 of Re Monk are set out below:
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[109] The WCA/WSIA does not preclude a monetary remedy for breach of Article 18.1/9.1
unless it is, in substance, a remedy for the consequences of a compensable injury or
illness. Monetary loss may flow from a breach of Article 18.1/9.1 in other ways, such as
loss due to damage to personal property, or expenses or losses incurred to avoid or
mitigate a risk to safety or health created by the breach. Where a claim for damages is
made on behalf of a worker who has suffered a compensable injury or illness as a result of
the breach, they can be awarded in respect of the breach if and to the extent that the worker
would have been entitled to them even if she or he had not suffered a compensable injury
or illness as a result of the breach.
[110] I find that this Board cannot award a grievor damages “for or by reason of an accident
happening to the worker or an occupational disease contracted by the worker while in the
employment of the employer” if the alleged accident or disease is or was compensable
under the WCA or WSIA, whichever applies.
[24] In the particulars the Grievors contend that arising out of the conduct of Mr. Cameron
and the actions and inactions of the Employer they have experienced mental distress.
They did not however lose wages from having taken time away from work; nor did they
file a claim for compensation with the WSIB.
[25] As noted by Vice-Chair Briggs in Re Patterson (supra), it is not necessary to have
suffered lost wages in order to have a WSIB claim that is valid. Neither is it a requirement
to have already filed a compensation claim with the WSIB in order for the WSIB to
consider an employee’s set of circumstances to be compensable under the Workplace
Safety and Insurance Act.
[26] The two Decisions of the Workplace Safety and Insurance Appeals Tribunal,
numbers 2157/09 and 1945/10, make clear that, if proven, there is entitlement to benefits
under the WSIA for mental distress; both gradual-onset work related stress, as well as for
mental distress that is an acute reaction to a sudden and traumatic event arising out of
and in the course of an employee’s work. The mental distress brought about by workplace
stress is now treated by WSIB in a similar manner as having incurred a physical injury.
However, the Act continues to make clear that an employee is not entitled to benefits for
mental stress caused by his or her employer’s decisions or actions relating to the worker’s
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employment, including a decision to change the work to be performed or the working
conditions, to discipline the worker or to terminate the employment.
[27] Ms. Foley and Ms. Fisher allege they have suffered mental distress as a result of
the actions of a co-worker and the Employer’s failure to protect them. They seek inter
alia, monetary damages from the Employer for the significant distress caused by this and
for the Employer failing to protect them. While neither Grievor made a claim for any
benefits under the Act, it is clear from the foregoing that there is entitlement to benefits
under the Act for mental distress arising out of workplace stress of the kind experienced
by Ms. Foley and Ms. Fisher. Section 26(2) of the Workplace Safety and Insurance Act
provides, inter alia, that entitlement to benefits under this insurance plan is in lieu of
all rights of action that an employee may have against his or her employer.
(emphasis added)
[28] Accordingly, and for all the foregoing reasons, it must be found that this Board is
without jurisdiction to make a monetary award to Ms. Foley or Ms. Fisher for the mental
distress, if proven, resulting from the actions in the workplace of Mr. Cameron and the
alleged failure of the Employer to protect them.
[29] The Board continues to have the jurisdiction, however, to provide a monetary
remedy for a proven breach of Art. 9.1 unless it is, in substance, a remedy for a matter
inside the jurisdiction of the Workplace Safety and Insurance Act. Such a monetary
remedy for a breach of Art. 9.1 may be appropriate, as noted in Re Monk at paragraph
19, for losses due to personal property, or expenses or losses incurred to avoid or mitigate
a risk to safety or health caused by the breach.
[30] As such, the Board continues to have the jurisdiction to provide the Grievors with a
declaratory remedy as well as other monetary relief of the foregoing kind. What it does
not have is the jurisdiction to make a monetary award to Ms. Foley or Ms. Fisher for the
mental distress, if proven, arising out of the actions in the workplace of a co-worker and
the alleged failure of their employer to protect them. The jurisdiction to make any such
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monetary award lies with the authorities administering the Workplace Safety and
Insurance Act.
Dated at Toronto, Ontario this 19th day of November, 2018.
“David R. Williamson”
______________________
David R. Williamson, Arbitrator