HomeMy WebLinkAbout1983-0437.MacLean.83-11-15 DecisionONTARIO
CROWN EMPLOYEES
GRIEVANCE
SETTLEMENT
BOARD
180 DUNDAS STREET WEST, TORONTO, ONTARIO. M5G 1Z8 - SUITE 2100 TELEPHONE: 416/598- 0688
437/83
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between: OLBEU (G. MacLean)
Grievor
- and -
The Crown in Right of Ontario
(Liquor Control Board of Ontario)
Employer
Before: R. L. Kennedy Vice Chairman
I. J. Thomson Member
K. Preston Member
For the Grievor: A. M. Heisey
Counsel
Blake, Cassels & Graydon
Barristers & Solicitors
For the Employer: B. H. Stewart, Q.C.
Hicks Morley Hamilton Stewart Stone
Barristers & Solicitors
Hearing: October 21, 1983
- 2 -
DECISION
The Grievor is sixty years of age and is employed as a
Clerk Grade 3 in store number 416. He commenced with the
Employer in the year 1977. On November 12th, 1982 the Employer
issued Job Posting Number 1171 for a Liquor Store Clerk, Grade 4
in the area comprising Mississauga, Brampton and Oakville. A
posting of this nature takes place every six months and all
employees interested in applying for the promotion to Clerk
Grade 4 respond to the job posting. During the next six month
period candidates will be selected for promotion from that list.
The list that resulted from job posting 1171 was to be effective
for 6 months commencing January 1st, 1983. The Grievor was one
of the employees who responded to job posting number 1171. On
June 22nd, 1983 the Employer announced the promotion of two
employees, J. S. Saldanha and D. J. Connell, to positions as
Liquor Store Clerk Grade 4. In response to that announcement
the Grievor filed a grievance alleging that he had been denied
promotion to Clerk Grade 4 contrary to Article 16.6 of the
Collective Agreement. Each of Saldanha and Connell are junior
in seniority to the Grievor and it is the Grievor's position on
this Arbitration that under the Collective Agreement he was
entitled to be appointed to one of those positions. Each of
Saldanha and Connell were advised as to the time and date of the
Hearing and were present and participated.
The portions of the Collective Agreement material to
this Arbitration provide as follows:
3
Article XVI
16.6 (a) Where employees are being considered for
promotion, length of service from appointment
date will be the determining factor provided
the employee is qualified to perform the job.
16.10(a) In the event an employee who has been
promoted is unable to perform the
requirements of the position in a
satisfactory manner within a period not
exceeding three (3) months from the date of
appointment, the employee shall be
reclassified to the employee's previous
classification and assigned to the step in
the salary range attained immediately prior
to promotion.
With respect to the position itself, the Union filed a written
statement of the nature of the job and it was agreed by counsel
for the Employer that, while the statement was somewhat
out-of-date, it was adequate for the purposes of this hearing.
That job description provides as follows:
LIQUOR STORE CLERK GRADE 4
Level of Work
The duties and responsibilities identified with the
following positions relate to this classification.
Bookkeeper in a Class "A" or "B" store provided he is
also qualified and has progressed through the level of
cashier.
Assistant to the Liquor Store Manager 2.
Personnel qualified and assigned in a temporary
capacity, responsibility for managing a store.
Act as manager of a liquor store in a small community.
TYPICAL DUTIES
Assists in the management of a Grade "C" liquor store,
and participates in all phases of the work, including
the maintenance of sales and stock records. Relieves
staff when necessary due to illness or vacations, and
supervises the work of liquor store clerks in
progress.
- 4 -
Prepares a variety of reports and maintains sales and
stock records, and operates cash register as required.
May be required to assume responsibility of managing
store in the absence of the manager and assistant
manager.
Participates in all other store duties as assigned.
ABILITIES, KNOWLEDGES, AND SKILLS
Ability to serve customers promptly and courteously,
and to use tact and good judgement in handling
customers queries and complaints.
Ability to assign and supervise the work of store
clerks.
Ability to keep moderately complex records, prepare a
variety of reports, and perform arithmetic
calculations.
Considerable knowledge of the stock carried, brand
numbers, sizes, retail prices, etc.
Knowledge of Store Operation, Board circulars, the
Liquor Control Act and the regulations governing sale
and use of liquior in the province.
EXPERIENCE AND EDUCATION
Experience as Liquor Store Clerk 1, 2, and 3.
Completion of the 11th school grade; or an
equivalent combination of education and experience.
Extensive evidence was provided on the Hearing as to
the nature of the two positions Liquor Store Clerk Grade 3 and
Liquor Store Clerk Grade 4 with particular reference to the
difference in the two jobs. The position 'asserted by Union
witnesses was that the job was little more than a simple
bookkeeping job with only minimal managerial or supervisory
responsibilities. That evidence was provided through the
Grievor who is presently employed as a Clerk Grade 3 in a fairly
large store and by one other witness who is the zone
representative for the Union and who is employed as a Clerk
Grade 4. For the Employer the Manager and the Assistant Manager
of the Store in which the Grievor is employed gave their version
- 5 -
of the requirements of the Clerk Grade 4 position. Their
evidence stressed the aspects of the job description relating to
performing supervisory functions, and requiring sufficient
leadership and responsibility to perform the supervisory
functions related to acting in the absence of senior management
and in directing and assisting the Liquor Store Clerks in the
lower grades. We were greatly assisted by the evidence of the
two successful applicant's who appeared at the hearing,, and
outlined to us in their evidence their views as to the nature of
each of the positions. Based on the totality of the evidence
which we have received we are satisified that there is indeed a
significant difference in the two positions and that a threshold
requirement to be appointed to the position of Liquor Store
Clerk Grade 4 is the ability to assume a supervisory and
directory function with respect to other employees. While the
job is not in function a managerial job we believe it was
correctly described by the successful applicant, Connell, as
being a buffer position between Management and Employees. It is
quite true that some of the basic employment responsibilities of
both positions are the same insofar as the stocking of shelves,
the serving of customers and the general maintenance and
operation of a store. However, with respect to the bookkeeping
aspects it is clear on the evidence that when Clerks Grade 3
are, on a rotational basis, doing bookkeeping work and filling
out forms in the office, they do so under the supervision of the
Clerk Grade 4. It is further clear that in the absence of the
Manager and the Assistant Manager the senior employee in the
- 6 -
store becomes responsible for management and that those
opportunities occur for the Clerk Grade 4 on a much more
frequent and consistant basis than they do for Clerk Grade 3.
The evidence would indicate that the actual nature of the job of
the Clerk Grade 4 in any particular store may well vary
depending on the size of the store, the nature of management in
the store and the extent to which responsibility is placed on
the Clerk Grade 4, and on the nature of the particular incumbent
in the Clerk Grade 4 position in that store combined with the
degree to which he is prepared to assume responsibility. There
is always a problem in translating a written job description
into what is actually performed on the job but it is clear from
the written language of the description and from the evidence
that leadership, the ability to take responsibility, and a
complete understanding of store procedures and why things are
done the way they are done are all threshold requirements for a
proper candidate for the position of Liquor Store Clerk Grade
4.
Under the provisions of Article 16.6, the Grievor is
entitled to the promotion as against the successful applicants,
by reason of his seniority, if he is qualified to perform the
job. It was the opinion of Management that he was not so
qualified, which opinion was based on the report of the
Grievor's store manager K. D. Heuer. In response to an inquiry
from Management, Heuer wrote to the Director of Store Operations
on February 23rd, 1983 in the following terms:
In answer to your inquiry regarding the above
named employee, I do not feel at this time that Mr.
- 7 -
McLean has the capability to qualify for the position
of Clerk Grade 4.
He lacks the knowledge of procedures and requires
continued supervision.
More experience, effort and interest in his work
is required before considering recommending him for
this position.
In his oral evidence Heuer expressed the view that while the
Grievor was quite capable of performing the duties of a Clerk
Grade 3 he was substantially slower than other employees in
performing his work. With respect to the bookkeeping aspects of
the Job, the Grievor had been given the same opportunity as
other employees to do those functions on a rotational basis and
it was Heuer's opinion that the Grievor could do those functions
only under supervision. It was Heuer's view that while the
Grievor's performance was satisfactory at the level of a Clerk
Grade 3 he would not be capable of doing the bookkeeping work of
a Clerk Grade 4 which required a considerable amount of
supervision of other employees in the bookkeepina function. It
was Heuer's opinion that the Grievor was unable to make
decisions on his own and was unable to observe and respond to
conditions in the store that required attention. The Manager
has in the past counselled the Grievor with respect to these
matters and in particular at the time of writing the letter of
February 23rd, 1983, Heuer met with the Grievor and explained to
him why he was unable to recommend the Grievor for promotion.
The Manager's opinions with respect to the Grievor's abilities
were confirmed by the Assistant Manager in his testimony on the
Hearing.
The Grievor in his evidence expressed the view that
the Clerk Grade 4 position was not significantly different or
more difficult than the Clerk Grade 3. He expressed confidence
in his own ability to do the bookkeeping functions and made
reference to his annual appraisals which for several years had
indicated his performance to be satisfactory in all areas
including that of bookkeeping. Prior to becoming employed as a
Liquor Store Clerk he had served in the Canadian Army and had
twenty-nine years' experience as a manager, and later, owner of
a Creamery. In that capacity he had managed up to fourteen
employees and had been responsible for the books of the
business. In his evidence with respect to the bookkeeping
function he conveyed the impression of one who was aware of what
should be done in a mechanical sense but he did not appear to
understand the significance of particular steps and forms or why
things were being done the way they were being done.
In argument counsel for the Union stressed that the
job was a very basic bookkeeping job and qualification had to be
evaluated in that light. As previously set out in this award we
are of the view that the evidence does not support that
position. Mr. Heisey also made reference to the Grievor's
previous managerial experience in his former business. It would
be our view, however, that current experience as to the
Grievor's actual performance in the context of a liquor store is
more relevant to the issues that are before us. With reference
to the annual ratings, which were also heavily relied upon by
the Union, they are rating the Grievor in relation to
- 9 -
the requirements of the Clerk Grade 3 job and are not directed
to a consideration of whether the Grievor is capable of assuming
duties requiring a greater degree of ability and responsibility.
Reference was also made to Article 16.10 and it was argued that
if there was uncertainty as to qualification the Grievor should
be given the opportunity to prove that he can do the job. That
aspect of the argument is placed correctly in perspective in the
decision of this Board in Prolack 44/78 where it was stated,
commencing at page 19:
Clearly what the provision means is that if, after
the promotion, an employee seems unable to meet the
requirements of the position, then he has three months
to prove otherwise.
Unless the employee has the basic threshold of qualification
requirements under Article 16.6, Article 16.10 has no
application.
This Board in Barry, 334/80 defined the arbitral
function in circumstances as are before us in the following
terms:
Article 16.6(a) establishes a "sufficient ability"
clause rather than a competetive seniority clause.
The focus is on the Grievor's ability and
qualifications to perform the job which he seeks,
rather than his ability relative to other applicants.
In a case such as this, an arbitration board's task is
to ask whether Management has acted arbitrarily,
discriminatorily or unreasonably in establishing
qualifications for the job and then acted correctly in
applying those qualifications to the Grievor.
Based on that test, we are satisfied on the evidence that there
has been nothing arbitrary, discriminatory or unreasonable in
the qualifications for the Liquor Store Clerk Grade 4 job which
J. Thomson - Member
- 10 -
have been established by the Employer. The Grievor's evaluation
against those qualifications was in substance carried out by his
store manager who was in our view the single individual with the
best opportunity of evaluating the Grievor and reporting to
Management. There are further no suggestions on the evidence
that in reaching his opinions the store manager has in any sense
been arbitrary, discriminatory or unreasonable in his treatment
of the Grievor. The evidence establishes that the Grievor still
requires supervision when doing the bookkeeping work in the
store and it would therefore be impossible to place him in the
position where he was in fact required to give that very same
supervision to other Clerks Grade 3 performing the work. He has
not exhibited in the performance of his work over recent years
the supervisory capabilities that would be required in the more
senior position.
In the result it is our conclusion that this grievance
must be dismissed.
Dated this 15thday of November, 1983.
Ross t. Kennedy - Vice Cha1 rman