HomeMy WebLinkAboutFranklin 14-07-07IN THE MATTER OF AN ARBITRATION
BETWEEN: ONTARIO PUBLIC SERVICE EMPLOYEES UNION
(the "Union")
- AND --
MUNICIPAL PROPERTY ASSESSMENT CORPORATION
(the "Employer°)
AND IN THE MATTER OF THE CLASSIFICATION GRIEVANCES OF
RON FRANKLIN
SOLE ARBITRATOR
APPEARANCES
For the Union
For the Employer
Robert D. Howe
Tim Hannigan, Counsel
Elba Bendo
Ron Franklin
Tom Agnew, Counsel
Edward Broderick
Natalie Blake
A hearing in the above matter was held in Ajax, Ontario,
on March 19 and May 15, 2014.
A W A R D
This awards pertains to preliminary matters raised
by the Rmployer (also referred to in this award as 'IMPAC")
regarding three grievances filed by Ron Franklin (the
"Grievor").
The first grievance which was filed on January 15,
2042, claims that the Grievor, who at all material times held
a Property Assessor 4 ("PA4") classification (the job title of
which has changed over time) should he classified as a Case
Management Analyst ("CMA"), which is a Property Assessor 5
("PA511) classification, because he was allegedly performing
the work of that higher classification. The remedy sought in
that grievance was reclassification to that position, with
full wage retroactivity and interest. That grievance was
denied by MPAC through a letter dated January 16, 2002, which
asserted that there had been no violation of the collective
agreement. The only other document which the Employer is able
to produce regarding that grievance is a written.request from
the.Grievor to Greg Volkes (who was MPAC's Employee Relations
Consultant at that time, but who has since retired) requesting
a Stage Two meeting. All of the other pertinent documentation
is no longer available.
The second grievance was filed on October 7, 2003
Tt alleges that the Employer violated the collective agreement
by assigning the Grievor.. work outside his core duties, and
seeks remuneration for the Grievor at the PA5 pay rate
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retroactively from April 15, 2002, including interest and
.benefits. The only document which the Employer is able to
produce regarding that grievance is a letter dated October 8,
2003, from a Union Staff Representative to Mr. Volkes,
referring the grievance to arbitration and proposing that it
be heard -by a single arbitrator selected from a list of twelve
arbitrators. One of the names included in that list is
Arbitrator William Kaplan.
The third grievance, which was filed on June 6, 2006,
alleges that MPAC violated the collective agreement by
.improperly classifying the Grievor as a Valuation Review
Specialist. The relief sought in that grievance is that the
Grievor be reclassified as a Senior Valuation Analyst and that
he be retroactively paid the PAS rate of pay applicable to
that classification, with benefits and interest,
During the course.of argument, union counsel
indicated that the remedy the Union is seeking on behalf of
the Grievor is retroactive pay for the period. from 2002 to
2008, and that it is not seeking to have him reclassified to a
PA5 classification on a go forward basis.
Although not all of the grievances referred to in
this award were filed under the same collective agreement (as
collective agreements expired and were sequentially replaced
by new collective agreements), the collective agreement that
was in force at any given time will be referred to in this
award as the "Agreement", for ease of exposition.
After the Employer announced a reorganization that
was likely to have an impact on a number of employees in the
bargaining unit, the parties entered into a Protocol on August
16, 2001, to govern the implementation of the reorganization
and ameliorate its impact on employees. The Protocol included
an agreement that the Employer would create a new PA4
classification named Customer Service Representative. The
Grievor was awarded that new PA4 classification at or around
that. time. {The name of that position has also changed over
time, but.it is, in effect, the position that the Grievor
currently occupies.}
By letter dated.December 19, 2001, the Grievor
applied for a CMA position. The Employer has located and
produced a document dated March 18, 2002, which lists the
results of that job competition and shoes a score of 32 (out
of a total of 45) for the Grievor, who is number 2.8 on that
list of 37 employees and who was not successful in that job
competition. However, the Employer does not have anyone who
can be called to testify about that document.
It is the Employer's contention that the first two of
those three grievances were dealt with by Arbitrator Kaplan in
Municipal Property Assessment Corporation and OPSLU (Multiple
Grievances Relating to Senior Valuation Analyst (PA5) Job
Competitions, [20041 O.L.A.A. No 259, and in his unreported
award dated May 17, 2004, regarding the implementation of the
first award, However, due to the passage of time, the
Employer is unable to produce copies of the grievances that
were before Arbitrator Kaplan in those proceedings.
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It is common ground between the parties that if. the
Grievor were called to testify in the instant case, it would
be his evidence that. Arbitrator Kaplan was dealing with a
separate job competition grievance that he filed seeking a PA5
position. (The Employer accepted that this would be his
testimony, and dial not require him to testify.) However,
neither the Union nor the Grievor has been able to produce a
copy of that grievance. Thus, Employer counsel submitted that
it should be found that the grievances before Arbitrator
Kaplan included those first two grievances. He also contended
that it would be inappropriate to award any damages to the
Grievor for the period preceding 2004 as the Grievor's
entitlement to such damages was addressed and denied by
Arbitrator Kaplan in his unreported award dated May 17, 2004.
He further contended that no damages should be awarded to the
Grievor for the period from 2004 to 2008 because the Kaplan
award gave. him an opportunity to earn the PA5 rate during that
period but the Grievor declined that opportunity, thereby
failing to mitigate his losses. Thus, he submitted that the
Kaplan awards should be a complete answer to the remedy
claimed by the Union in the instant case.
As an alternative argument, counsel for the Employer
submitted that even if it could be shown that Arbitrator
Kaplan was dealing with a separate grievance, his awards deal
with the substance of the earlier grievances, which 2mployer
counsel contended to be whether the Grievor should be awarded.
a CMA PA5 position. He also submitted that if the Grievor was
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seeking a PAS position through a job competition grievance, it
would be surprising if it was not brought up before Arbitrator
Kaplan that the Griever felt that he had been doing a PAS job
for several years. He further submitted if this was not
brought up before Arbitrator Kaplan., the Union had an
opportunity to raise it in those proceedings and should have
done so.
The relevant portions of Arbitrator Kapl.an's first
award react as follows:
Introduction
1 In May 2001, MPAC announced a major
reorganization. As part of this reorganization,
a number of new bargaining unit positions were
filled through a competitive process, including the
position of Senior Valuation Analyst (PAS). Almost
1000 employees applied for this position, and 556 of
the applications proceeded to an interview before a
job competition panel. Interviews were conducted
across the province in January and February of 2002.
By early March 70 job offers were made and accepted.
A.large .number of grievances were subsequently .filed.
Given the volume of grievances in this job competition
and in several others occurring at the same time, the
parties negotiated a protocol for their expeditious and
fair resolution in a process of mediation/arbitration.
2 The PAS job competition grievances proceeded first
at a hearing held in. Toronto on February 17, 2004, and
March 8, 2004. The parties were advised, before any
case was heard, that it was my view, having carefully
considered the collective agreement, the submissions of
the parties., and.the governing authorities, that the
first step in the process was for the candidates to
establish relative equality. It was also my view
that absent exceptional circumstances, the assessment
would be based on interview scores. Finally, it was
indicated to the parties that remedy would be tailored
as appropriate.
3 All potentially affected incumbents were notified
of these proceedings and their right to attend and
participate_ A large number of incumbents did attend
and made representations. These representations,
together- with the detailed written briefs of the
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patties and the submissions made by union counsel,
the grievors, and management counsel at the hearing,
have all been given careful consideration. It should
be noted that a number of these grievances were
resolved, obviating any need for a hearing....
.ward
4 Except as follows, all grievances are dismissed.
2. Ron Pranklin awarded the next PAS
position in case management.
Conclusion
5 1 remain seized with respect to the implementation
of this award.
In his unreported award dated May 17, 2004,
regarding the implementation ofthe first award, Arbitrator
Kaplan wrote:
Further to my award dated March 15, 2003 in which Mr.
Ron Franklin was awarded the next PAS position in case
management, it is my understanding that Mr. Franklin
has been offered such a position in Toronto or Richmond
Hill. [+sir. Franklin has five days from the date of this
award to accept either offer, such offers being in
complete compliance with the earlier award. The
Union requested damages, but I find, in all of the
circumstances, that the appropriate remedy is the
awarding of the position with no damages, Should Mr.
Franklin decline these offers of the position, the
employer will be deemed to have complied with my award.
The Grievor did decline both of those offered
positions because he was working in the Employer's Mississauga
office, and did not wish to relocate to Toronto or Richmond
Hill by accepting a position in either of those offices.
in a .letter dated July 8, 2004 to the persons who
served as counsel in those proceedings, Arbitrator Kaplan
wrote, in part, as follows:.
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As you know, a large number of job competition
grievances have now proceeded to a process of expedited
mediation/arbitration as agreed to .by the parties.
On several occasions during this process, the union
requested that I provide reasons for the decisions and
orders issued. In particular, the union requested that
I provide reasons for my decision, absent exceptional
circumstances, that the. starting point .for arbitral
review was the scores awarded to the candidates. Under
the expedited mediation/arbitration process agreed to
by the parties, I am not required to provide reasons.
Moreover, it was not appropriate in the particular
circumstances of this case that, reasons be provided....
Although the third grievance postdates the Kaplan
awards, Employer counsel relies upon the doctrines of res
judicata, issue estoppel, and abuse of process in support of
his contention that neither it nor the earlier two grievances
should be permitted to proceed in light of those awards.
It is the Union's position that the Kaplan awards
do not preclude any of the grievances from being arbitrated.
In support of that position, Union counsel submitted that all
three of those grievances clearly deal with the issue of
classification, by asserting that the Grievor is performing
the work of a higher classification and that he should.be
compensated accordingly. He contrasted that issue with what
he characterised as the fundamentally different job
competition issue of relative equality addressed by Arbitrator
Kaplan in the context of grievances pertaining to the job
competition process under which employees apply for posted
jobs and are interviewed in respect of them. He further
submitted that the expedited process to which the parties
agreed for the purpose of dealing with huge volumes of job
competition grievances would have been bogged down if
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collateral issues such as work being performed and
classification had been introduced into that process. it was
also his.contention that the doctrines of res judicata, issue
estoppel, and abuse of process, are not applicable in the
circumstances of this case, because the issues addressed by
Arbitrator Kaplan in the context of the.job competition
grievances that were before him are fundamentally different
from the issues raised by the three classification grievances
that are before me in these proceedings.
MPAC also contends that all three grievances should
be dismissed on the basis that the Union more recently
abandoned or withdrew a grievance dealing with substantially
the same issues. That grievance, which was filed on July 17,
2009,.alleges that the Employer -violated the Agreement by not
awarding the Grievor the position of Senior Case Management
Analyst (PAS), as posted in competition MPAC--054-09, and seeks
to have than position awarded to him effective July 7, 2009
(with interest, remuzaeration, and benefits) . It wa.s
subsequently referred to arbitration before Arbitrator Susan
Tacon. She commenced hearing it on April 17, 2012, and met
with the parties again on September 13, 2012, at which time it
was resolved (along with another grievance) through Minutes of
Settlement ("MOS") which provide, in part, as follows:
1. The Employer will pay the Grievor the lump sura
amount of X10,320.00 less all statutory deductions
within 30 days.
2. In exchange for the consideration in paragraph
one, the parties agree as follows:
(a) The Grievor{s vacation -pay grievance
1-'1
(Grievance No.: 2009-0546-0032) is fully
resolved and settled and will be withdrawn.
(b) The Grievor will not be permitted to apply to
a job competition for Senior Case Management
Analyst (PA5) position for a three (3) year
period from the date this Settlement is
signed. This prohibition applies to the
Senior Case Management Analyst position
whether or not the name .of that position is
changed in the next three years.
7. This Settlement is without prejudice or precedent
to any other grievance involving any other gxzevor.
and shall not be referred to or relied upon in any
other proceeding save and except for the purpose
of enforcing the terms contained herein.
8_ The parties agree that Arbitrator Tacon will
remain seized to deal with any issues arising with
respect to the implementation of this Settlement.
Employer counsol contends that seeking to arbitrate
the three grievances (dated January 15, 2002; October 7, 2003;
and June 6, 2006) is an attempt to get around the intent of
that settlement, which is to have labour relations peace for a
number of years. He also contends that l have jurisdiction
(under paragraph 7 of the MOS) to enforce the MOs. He further
contends, in the alternative, that even if z do not have
jurisdictionn to enforce the MOS, r can rule that a settlement
was reached which resulted in the 2009 grievance being
resolved, and that the resolution of that grievanceprecludes
similar grievances, such as the aforementioned three
grievances, from being pursued.
Union counsel submitted that it would be
inappropriate for me to consider the MOS at all, by virtue
of paragraph 7 thereof which precludes it from being referred
N
to or relied upon in any other proceeding save and except for
the purpose of enforcing its terms. As an alternative
submission, he also contended that the MOS is a settlement
involving a job competition case (and a vacation pay case),
not a classification case. He .further submitted that it is
an agreement to resolve only two specific grievances, noting
that the parties could have negotiated a settlement of all
outstanding grievances but did not do so.
MPAC also relies upon the equitable doctrine of
laches in support of its contention that the Union's delay in
pursuing the three grievances to arbitration, and the
resulting prejudice to the Employer, should bar thea from
being heard. Tn support of that position, Employer counsel
noted that the first grievance is twelve years old, the second
grievance is also more than a decade old, and the third
grievance is eight years old. He further submitted that if
the grievances were to proceed to be heard on the merits, MPAC.
would suffer evidentiary prejudice as well as prejudice
resulting from collective agreement consequences, such as
bumping that might be affected by an award on the merits, the
potential financial prejudice of being required to compensate
the Grievor for a lengthy period of time, and the prejudice of
having entered into a settlement of a subsequent grievance
only to be dragged back before an arbitrator to litigate the
same issue.
The cases relied upon by Employer counsel in support
of his laches argument are Re Kitchener (City) and 'C. U. p. h . ,
10
Local 791. (.Kaufman) (1998) , 71 L.A.C. (4th) 223; 51 C.L.A..S.
266 (Newman); and Re Hamilton health Sciences and Q.N.A.
(2010), 292 L.A.C. (4th) 332, 101 C.L.A.S. 81 (Slotnick) .
He also referred to the following provisions of the Agreement:
ARTICLE 1 - PURPOSE
1.01. The purpose of this Agreement is to establish
and maintain working conditions; hours of work
and wages with respect to employees covered by
this Agreement and to provide for a prompt and
orderly Method of settling complaints or
grievances which might arise hereunder.
ARTICLE 10 - GRIEVANCE AND ARBITRATION PROCEDURE
10.02 It is the mutual desire of the parties hereto
that complaints of employees shall be considered
as quickly as possible....
ARBITRATION
10.13 Failing settlement under the foregoing procedure
of any grievance between the parties arising
from the interpretation; application or alleged
violation of this Agreement, including any
question as to whether a matter is arbitrable,
such grievance may be submitted to arbitration
as hereinafter provided. if no written request
for arbitration is received within twenty (20)
days after the decision under Stage Two is
given, the grievance shall he deemed to have
been abandoned.
10.23 The parties. acknowledge that the time limits set
out in both the grievance and arbitration
procedures must be strictly complied with except
by written agreement to extend them and failure
to so comply shall result in the grievance being
deemed to have been. abandoned.
Although Employer counsel acknowledged that the three
grievances were each referred to arbitration within the twenty
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day time limit specified in Article 10.13, and further
acknowledged that the Agreement does not specify a time limit
within which a Hoard of Arbitration must be constituted, or
within which the parties must agree to a sole arbitrator in
lieu of a Board of Arbitration, he submitted that this
does not matter because the doctrine of laches empowers an
arbitrator to dismiss a grievance on the basis of delay even
where a collective agreement does not provide any such time
limits. He also submitted the lengthy delay in the instant
case is inconsistent with Article 1.01 and with the expedition
contemplated by the parties as evidenced by the other
above -quoted provisions of the Agreement.
In responding to Employer counsel's submissions
regarding laches, Union counsel submitted that it a
discretionary doctrine which an arbitrator is not obligated.to
apply, and invited me to exercise my.discretion not to apply
it in the circumstances of this case. He noted that this is
not a case about a single event that occurred in 2002, but
rather is about the Gxievox being assigned to.perform the work
of a higher classification over an extended period of time,
which he suggested is akin to a continuing grievance. He
argued that it would be easy for the Employer to know what
classifications it had in what offices over a period of time,
and to know that certain work had to be performed. He also
submitted that MPAC is in the documentation business and is
very skilled in maintaining records. In support of that
contention, he noted that the Employer has been able to locate
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the letter (dated December 19, 2001) by which the Grievor
applied for the position of Case Management Analyst, and the
aforementioned document dated March 1.8, 2002, which lists the
results of that job competition. He further submitted that
any prejudice to the Employer is purely speculative or
hypothetical at this point, and that if there is any
unfairness to MPAC when the merits are being dealt with, it
can be dealt with at that time. He also noted that the
parties are free to make submissions about; how far back
remedial relief should go.
In support of his submissions regarding laches, Union
counsel referred to Re Banking Authority of Toronto and
Canadian Union of Public Employees, Local 43 (1974), 5 L.A.C.
(2d) 1.50, (1974] O.L.A.A. No. 18 (Adell) ; Essar Steel AISrorna
-Tnc. and USDT. Local. Union 225.E (Evans) (2012), 229 L.A_C.
(4th) 203, [20121 O.L.A.A. No. 6541 (Parmar); and Re British
Columbia Iristitoto of Technology and British Columbia
Government Employees, Union (1986) , 27 L.A.C. (3d) 56, [1986]
B.C.C.A.A.A. No. 76, 4 C.L.A.S 46 (Kelleher).
Union counsel also submitted that it is important to
consider Municipal Property Assessment Corp. v. Ontario Public
Service Employees Union (.Reclassificatioxx G-rievances), [2011)
O.L.A.A. No. 16, 105 C.L.A.S. 66 (MacDowell), as context. In
that award, Arbitrator MacDowell wrote, in part, as follows.
1. This decision deals with two different disputes
that have arisen between the parties. (1) "the
reclassification dis ute" and (2.) "the or azlizational
realignment dispute". Both disputes generated a number
of grievances; and, failing resolution, both sets of
grievances made their way to arbitration before me.
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3. The "reclassification dispute" was an amalgam of
more than 120 individual grievances, involving roughly
220 different employees. in each case, the grieving
employee contended either (a) s/he had been routinely
doing the work of a higher classification and should
therefore be "reclassified" into that higher -rated
position; or, alternatively, (b) that from time to time
s/he did the work of the higher -rated classification
and should therefore receive the higher rate for the
Period(s) of time that s/he performed those job
functions. Accordingly, each grievance required a
detailed examination of the work pattern of the
employee, over a number of years, in order to see
whether one or of the other of these claims could be
substantiated on the evidence.
5. A hearing on the "reclassification dispute" began
in early 2009, and continued thereafter on a number of
hearing days scheduled on the agreement of the parties.
The purpose of those hearings was to receive the
parties' evidence concerning one of the Grievors.
whom the union believed. had a particularly compelling
argument; -moreover, it was hoped that his case might
set the stage for a more expeditious resolution of
the many individual grievances that were to follow.
On the other hand, the number of grievances requiring
individual consideration meant that it would take many
months (probably years) to complete the case.
10. These matters came on for hearing on January 11,
2011; and given the nature of the two disputes, the
parties invoked the dispute resolution mechanism found
in section 48 (14)of the Labour Relations Act....
14. ... I made recommendations to the parties on a
"global settlement", which would fully and finally
resolve all the matters in dispute between them.
15. It seemed to me to be quite unfortunate that the
"reclassification rievances" might percolate along,
for years, without delivering any tangible results for
the vast majority of the employees affected; while the
"organizational realignment dispute", while simpler in
concept, had an "all or nothing", "win/lose" quality
about it, that was unlikely to enhance the parties,
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relationship regardless of its disposition_ In the
circumstances (and have considered the "practicalities"
of the situation, the parties' representations, and the
ostensible strength of their positions) I recommended a
single "global resolution" for the two disputes
which, in the result, the parties accepted.
16. Having regard to the foregoing, I direct MPAC to
pay the sum of $475,000, (less deductions required by
law), in full and final resolution of all issues and
grievances in connection with these two disputes.
Union counsel submitted that in the context of
parties which have such a high volume of grievances, it is
understandable that not every grievance is processed
immediately, as the resources required to arbitrate all of
those grievances immediately would be almost unimaginable. He
submitted that the proceedings before Arbitrator MacDowell
show that issues similar to those raised by the three
grievances. were being dealt with by the parties as recently as
2011 in the context of grievances going back several years,
and that when these three grievances are considered in that
context the additional "few more. years" of delay in
arbitrating them is not a significant delay.
In replying to Union counsel's submission that MPAC
is in the documentation business and is very spilled in
maintaining records, counsel for the Employer noted that the
three grievances are not about some key documents which would
have been archived, but rather deal with the day to day work
activities of the Grievor between 2002 and 2008, which would
not have been documented. He noted that cases of this type
are by their very nature fact specific_ Thus, he submitted
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that the Employer would be very prejudiced by having to call
witnesses to testify about what the Grievor was doing on a
day--to-day basis in a six-year period going back to 2002. He
argued that those witnesses may no longer be available and
that, even if they are, it is unlikely they would have a
memory of the minutiae of what the Grievor was doing on a
day--to-day basis six to twelve years ago. In replying to
Union counsels contention that the prejudice asserted by MPAC
is hypothetical, Employer counsel. submitted that all of the
cases which apply laches to dismiss grievances without hearing
them by definition deal with hypothetical prejudice. He
further submitted that there is very good reason to assume
that there would be prejudice in the instant case; and that
this in sufficient to have the three grievances dismissed on
the basis of laches.
Employer counsel also contended during the course of
his reply argument that the Employer was not aware of the
three grievances when.it entered into the MOS on September 13,
2012, and would not have agreed to that settlement if it had
been aware that. the Union would be ,seeking to arbitrate them.
He further submitted that as a result of the Union not
bringing the three grievances forward, MPAC also missed the
earlier opportunity to settle them as part of the X475,000
settlement mediated by Arbitrator MacDowell in 2011. It was
also his contention that allowing these grievances to proceed
would be damaging to the parties' relationship, as it would
discourage settlements by making the parties distz:ustftil of
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each other and much more leery of entering into settlements
for fear that something from the past would come back to haunt
them. He submitted that the Unionhas provided no explanation
for its delay other than Union counsel's reference to the 120
grievances that were being dealt with by Arbitrator MacDowell,
which he submitted does not explain why the Union failed to
process these three grievances. He noted that nothing in the
MacDowell award indicates that the parties have a practice of
allowing grievances to languish for years, as neither that
award nor anything else before me in these proceedings
indicates when those 120 grievances were filed.
Arbitrators have a discretion to decline to hear a
grievance on the basis of excessive delay, in accordance with
the equitable doctrine of laches, even where the applicable
collective agreement does not provide any time limits for the
filing or processing of grievances. in attempting to achieve
a balance between the interest of fairly resolving the merits
of disputes and the interests of expedition and finality,
arbitrators generally consider the length of the delay,
any explanation of the reason{s} for the delay, and the
prejudicial effect of the delay on the other party. To avoid
application of the doctrine of laches, the responsible party
must provide a reasonable explanation for the delay. it is
also necessary to consider whether the delay has caused
prejudice to the objecting party, (See Brown &: Beatty,
Canadian Labour Arbitration, at paragraphs 2:3210, 2:3212, and
2:3214; Mitchnick and Etherington, Labour Arbitration in
17
Canada, at paragraph 2.6.4.; Re Hamilton Health Sciences and
O.N.A., supra; and Essar Steel Algoma Inc. and USW. Local
Union 2251 (Evano) , supra, at. paragraph 17.) .
In Re Kitchener (City) and C. U. P . E. , Local 793.
(Kaufman), supra, Arbitrator Newman applied the discretionary
equitable doctrine of Laches to dismiss a grievance
(protesting the award of a posted job to another applicant
with less seniority than the grievox) on the basis of undue
delay where there had been a delay of seventeen months between
the time when the Employer responded to the Union's referral
of the grievance to arbitration (by rejecting the three
individuals suggested by the Union as potential sole
arbitrators and suggesting the names of three different
arbitrators for the Union's consideration) and the time when
the Employer was notified by the Office of Arbitration that
the Union was pursuing the grievance through the expedited
arbitration procedure provided by the Ontario Labour Relations
Act. In that case, the Union did not provide any explanation
for the delay. moreover, the Arbitrator found (at page 229,
paragraph 17) that there was "also no doubt that the lengthy
delay in proceeding to arbitration has caused prejudice both
to the Employer as well as to the incumbent and all other
employees affected inthe humping chain".
In the .earlier case of Re British Columbia Xnstitute
of Technology and British Columbia Government Employees'
Union, ,supra, Arbitrator Kelleher declined to exercise
his discretion to dismiss a grievance on the basis of a
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seventeen --month delay in bringing it to arbitration. Although
he was of the view that. the Union "should have brought the
matter to arbitration much more quickly", he found that the
circumstances did not warrant denying the grievor the right to
have his "bad faith" grievance adjudicated. In concluding
that the circumstances did not amount to prejudice such that
he should refuse to entertain the grievance, he noted that
there was no evidence that any of the employer's witnesses
were unavailable or that any document that the employer needed
to defend the grievance was lost. Although (in paragraph 38
of his award) he recognized "the fact that the passage of time
itself makes it more difficult for a party to present its
case" and that the "recollections of witnesses become more
clouded over time", he concluded that this was "not a
sufficient reason in itself to refuse to hear the matter".
In Essar Steel Algoma .Inc. and USW. Local Union 2252
(Evans), supra, there was a six-year delay between the
referral of the grievance to arbitration and the first day of
hearing. in denying the employer's motion to dismiss the
grievance on the basis of laches, Arbitrator Parmar wrote, in
part, as follows;
[17] There is little.dispute about the applicable law.
For that reason, I will set it out briefly focusing on
the most relevant factors. In order to access the
equitable remedy of dismissal due to delay, the
evidence must demonstrate delay without a reasonable
explanation and prejudice resulting from that delay.
[18] There is no dispute that a significant amount of
time has passed since the referral to arbitration.
Furthermore, the Union has not challenged the
Employer's assertion that there is prejudice resulting
from that delay, and in fact, the Union. expressly
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stated that it too is prejudiced by the delay.
[191 There is a dispute about whether there is a
reasonable explanation for the delay.
[201 The parties have for many years followed a
particular practice in setting grievances for hearing,
a practice which included having the Employer contact
arbitrators with respect to available dates and
advising the Union of those dates....
[251 ... The parties collectively have created
a culture permitting grievances to languish for
years, despite the presence of a collective agreement
provision mandating expeditious resolution of
disputes. While the Employer submitted that silence
doesn't necessarily amount to waiver, in particular
circumstances silence may well have that effect.
Here, the parties took years to address grievances
without any issue about the delay. As such, it is not
reasonable to conclude that the Union should have known
that three years was all right but five or six years
was not. It is simply not equitable for one party
to state, after the fact, "actually we're holding you
to a different standard". Not .retroactively.
[261 It could, however, be done prospectively. T note
this in light of the Employer's query whether allowing
this grievance to proceed means outstanding grievances
can be left to languish indefinitely. While the
Employer must live with the past delay based on its
historical participation in and acceptance of the past
delay of the parties, that does not mean the Employer
has no means to prevent future delays. TL is open to
the Employer to conduct itself differently and to act
in a manner whereby the Union can no longer reasonably
conclude that any future delay will be accepted.as
normal business....
{271 The present case, however, must be determined on
the facts that existed up until this hearing commenced.
1 find that the Union acted in accordance with the
parties' joint practice in respect of its dealings with
the Evans' grievance. I find the practice was that
grievances would be left sitting for years anti that was
accepted by both parties. I find that is a sufficient
explanation for the amount of timebetween the referral
to arbitration and the commencement of this hearing,
It is sufficient in the sense that it does not warrant
the granting of an equitable remedy to a party who
participated in this practice.
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In the instant case, there has clearly been excessive
delay on the part of the Union. The grievances were filed
on January 15, 2002; October 7, 2003; and June 6, 2006;
respectively. Although the grievances were each referred to
arbitration within the twenty day time limit specified in
Article 10.13 Of the Agreement, the Union did not seek to have
them arbitrated until 2013, when r, was advised (by letter
dated May 31, 2013.) that the parties had agreed to invite me
to serve as sole arbitrator. (The grievances were
subsequently scheduled far hearing on October 16, 2013. That
date was devoted to settlement discussions which unfortunately
were unsuccessful. The hearing continued on March 19, 2014,
and was concluded on May 15, 2014.) Moreover, the Union has
not provided a reasonable explanation for that extreme delay.
Although as submitted by Union counsel, in the context of
Parties which have such a high volume of grievances, it may
well be understandable that not every grievance is arbitrated
immediately, neither that high volume of grievances nor any of
the other context provided by Arbitrator MacDowell,s award
provides a reasonable explanation of why the Union delayed
eleven years, nine and a half years, and seven years
respectively in seeking to have the.three grievances
arbitrated.
That delay has already prejudiced the Employer and
will undoubtedly cause the Employer further prejudice if the
grievances are allowed to proceed. As indicated above, due to
the passage of time neither the Employer nor the Union has
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been able to produce the grievances that were before
Arbitrator Kaplan in the proceedings before him which took
place a decade ago. Although MPAC accepted that if the
Grievor were called to testify in the instant case, it would
be his evidence that Arbitrator Kaplan was dealing with a
separate job competition grievance that he filed seeking a PA5
position, neither the Union nor the Griever was able to
produce a copy of that grievance, giving rise to uncertainty
and speculation regarding what grievance or grievances was or
were actually before Arbitrator Kaplan in respect of the
Grievor, and regarding what claim for damages on behalf of the
Grievor was denied by Arbitrator Kaplan in his unreported
implementation award dated May 17, 2004_ Thus, the Union's
delay has already prejudiced the Employer in the presentation
of its case.
The Union's delay in seeking to have the three
grievances arbitrated has further prejudiced the Employer by
depriving it of the opportunity to have them settled as either
part of the settlement mediated by Arbitrator MacDowell in
2011, or the MOS entered into on September 13, 2012. 1t may
reasonably be inferred that if the Employer had been aware
that the Union considered the three grievances to still be
alive and arbitrable, it would not have entered into those
settlements without attempting to include their resolution in
one of them. However, nothing in these proceedings provides
any indication that the Union did anything prior to 2013 to
bring that counter -intuitive information to the Employer's
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attention.
It may also reasonably be presumed that if the
grievances were permitted to proceed, the Employer would be
further prejudiced by the lengthy time which has passed since
the events to which they pertain occurred. As submitted by
Employer counsel, this type of case is fact specifio and would
require detailed evidence of the work which the Grievor was
performing in the six-year period from 2802 to 2808. The
Employer has only been able to produce very limited
documentation regarding the grievances. Some of the witnesses
whom the Employer would have to call to properly present its
case may well also no longer be available. Moreover, even if
they are available to testify, it is unlikely that they would
have a reliable recollection of the details of what the
Grievor was doing on a day-to-day basis eight to twelve years
ago.
Having concluded that the Union has failed to provide
a reasonable explanation for its excessive delay in seeking
to have the three grievances arbitrated, and having further
concluded that the Employer has been prejudiced by that delay
and would be further prejudiced by it if the grievances were
permitted to proceed, I find this to be an appropriate case in
which to exercise my discretion to decline to hear them on the
basis of excessive delay, in accordance with the equitable
doctrine of laches. Since the Employer's objection to further
proceeding with those grievances is being upheld on that
basis, it is unnecessary to address any of the other bases on
23
f
which the Employer seeks to preclude the grievances from
proceeding.
Fox the foregoing reasons, these proceedings are
hereby terminated.
DATED at Burlington, Ontario, this 7th of July, 2014.
(j d
Robert D. Howe
Sole Arbitrator
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