HomeMy WebLinkAbout1984-0251.McWilliam.84-12-04 Decision
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ONTARIO
CROWN EMPLOYEES
GRIEVANCE
SETTLEMENT
BOARD
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180 DUNDAS STREET WEST, TORONTO, ONTARIO. M5G 128 - SUITE 2100 TELEPHONE , 416/598- 0688
251/84
IN THE MATTER OF AN ARBITRATION
Under
THE CROWN EMPLOYEES COLLECTIVE BARGAINING ACT
Before
THE GRIEVANCE SETTLEMENT BOARD
Between: OLBEU (Brian McWilliam)
Grievor
- and -
The Crown in Right of Ontario
(Liquor Control Board of Ontario
Employer
Before: G. J. Brandt Vice Chairman
T. Traves Member
D. B. Middleton Member
For the Grievor: M. Levinson
Counsel
Koskie & Minsky
Barristers and Solicitors
For the Employer: R. J. Drmaj
Counsel
Hicks Morley Hamilton Stewart Stone
Barristers and Solicitors
Hearing: July 31, 1984
2
DECISION
In this case Mr. Brian McWilliam claims that his
Employer violated the Collective Agreement in not awarding him
a posted position when other employees junior to him were
successful.
The position in question is that of Assistant Manager of
A Store. The Liquor Control Board of Ontario operates in
excess of 300 Stores in the Metropolitan Toronto area. These
Stores are designated A, B, C and D according to the size and
the volume of their sales. The A Stores are the largest Stores.
The Grievor's seniority dates from October 12th, 1971
when he was hired on as Clerk II. In October of 1973 he became
a Clerk III and on October 30th, 1978 was promoted to the position
of Clerk IV. Then on May 1st, 1980 he was promoted to the
position of Assistant Manager of a B Store. From that time to the
present he has served in that capacity in a number of different
B Stores. He began at Store No. 6 and then was transferred
to Store No. 456 where he worked under the direction of Mr.
T. Bird, the Manager. From there he went to Store No. 8 where
he worked for a period of four to six months under Mr. Jarvis.
While working for Mr. Jarvis an evaluation of his performance
was done and Mr. Jarvis expressed certain uncomplimentary opinions
concerning the Grievor. A grievance was filed but the matter
was settled on the basis that the Grievor would be transferred to
Store No. 150. Consequently in August 1983 the Grievor went
to that Store and worked for a time under the management of Mr.
Gaudar although the evidence indicates that there were a number of
other acting managers who had responsibility for that Store. Finally,
the Grievor was transferred on October 17th, 1983 to Store No. 411
where he currently works under the management of Mr. K. R. Doyle.
The postings for the positions in question went up on November
18th, 1983. The practice of the parties in connection with postings, is
that people who want to be considered for a promotion,make application
even though there may not be a vacancy at the time. All applications
are ranked in order of seniority and when a vacancy does occur, as it
did in this case, a request is made of the Store Manager where the
applicant works for an assessment of his capability. That assessment
is then forwarded to the Central office and a decision made. Thus it
was that Mr. Doyle was called upon to make an assessment of the Grievor.
He made an assessment which was negative and the Grievor failed to
)btain the desired promotion which was awarded to the next most senior
applicant. A number of other applicants with greater seniority than
the Grievor were also unsuccessful. However, as none of them grieved,
the only issue here concerns the entitlement of the Grievor to the
posted position.
Some indication of the Grievor's prior work performance is
to be found in the annual salary/rating report of the Store Manager
and District Supervisor. This is made on the Grievor's anniversary
date and covers either or both of a six month or a ten month
period. The first such report available is that of Mr. Bird
where the Grievor was given a satisfactory rating in all categories
and where it was indicated that there were no problems. However,
the Supervisor's remarks indicated that the Grievor had an
- 4 -
abrupt manner when dealing with people but that he seemed to be
overcoming this communication problem. Some further indication
of this problem is to be found in a memorandum dated November 25th,
1981 from Mr. Bird to Mr. Jennings the Director of Store Operations
indicating that the Grievor did not communicate with his peers
and that his attitude seems to cause dissension among other
employees.
The next annual salary rating report, signed by the Grievor's
then Manager, Mr. O'Connor, in May, 1982, again gave him a satisfact-
ory rating in all categories. However this assessment was based
only on a 10 week period. Mr. Fletcher, the Supervisor for the
area in which the Grievor was then working indicated on that
report that the Manager had expressed some concern as to the
dissention which the Grievor had created among the staff and
referred to the fact that the Grievor's previous Manager had
brought to his attention his problems in terms of communicating with
fellow employees.
No report was made available for 1983.
None of the comments contained in these reports concerning
the Grievor's manner of dealing with fellow employees was supported
by any first hand evidence. The only evidence of that,comes from
Mr. Doyle, who testified with respect to his own evaluation which
he did on the occasion of the Grievor's anniversary date in April
of 1984 and on the occasion of the request for an evaluation in
connection with his application for a promotion.
The annual salary rating report prepared by Mr. Doyle,
gave the Grievor an unsatisfactory rating in three of the listed
categories: cooperation with associates, development of personal
competencies, and training and supervision of staff. In his comments
-oncerning these unsatisfactory ratings Mr. Doyle stated that the
Grievor didn't "detail the work and follow-up to see if the work was
done." He would either participate in putting away stock, dusting bins,
and general clean-up of the Store or do these things on his own. It
was also stated that Mr. McWilliam didn't have respect from his fellow
employees because of his abruptness with them. In respect of
this latter comment the Grievor was given a verbal warning which,
according to the notation attached to the annual salary rating
report, for 1984, appeared to have led the Grievor to improve his
performance in that regard. Although this rating was expressed
to be for a six month period it was only for the period October 17th,
1983 to the end of the 1983 calendar year. When Mr. Doyle gave
the Grievor a 10 month evaluation in April of 1984 he gave him a
..,atisfactory rating in all categories and the Area Supervisor
remarked at that time that the Grievor had shown improvement.
Mr. Doyle's unsatisfactory rating of the Grievor, as set
out in the annual salary rating report was also reflected in the
evaluation which he did in connection with the Grievor's application
for promotion. That was done on January 14th, 1984 and resulted
in a negative assessment in respect of 8 out of 10 questions asked.
The primary basis for Mr. Doyle's negative evaluation of the
Grievor stems from two concerns. First, he stated that the
Grievor frequently found it difficult to delegate jobs to his
staff and, notwithstanding having been spoken to on a number of
occasions, continued to do these jobs himself. While this
activity on the part of the Grievor did not prevent him from
carrying out his other duties Mr. Doyle was concerned that, so
long as the Grievor did these jobs, the other employees were idle
and apparently made fun of him. Secondly, there was concern about
the Grievor's abrupt manner of dealing both with customers and
with staff.
As to the first matter, the question of delegation, there
appears to be no dispute that the Grievor did in fact have some
difficulty in delegating responsibility. However, he stated in
evidence that when he sees that a job is not being done he prefers
to do it himself in order that the Store is kept neat and tidy
and well run.
As for the claim that the Grievor had an abrupt manner in
dealing with customers and other staff the evidence from Mr. Doyle
related to two occasions. On one occasion a customer had
apparently complained about some aspect of service to the Grievor
and the Grievor referred the customer to Mr. Doyle. However,
when Mr. Doyle approached the customer, the customer asked him
who he was. It is difficult for us to understand what this has
to do with abrupt treatment of customers. The Grievor's evidence
in connection with this was simply that this customer had specifically
asked to see the Manager and the Grievor had complied with that
request.
As for the allegation of abrupt treatment of fellow employees
the evidence is somewhat more specific. Mr. Doyle related an
incident in which he overheard the Grievor tell a fellow employee
"I am two notches above you. My name is Assistant not Clerk". He
told the Grievor that he did not want to hear that kind of talk and
issued a verbal warning to him. That is the verbal warning attached
to the 1984 annual salary rating report. However, Mr. Doyle is
not aware of the context in which that remark was uttered. The
Grievor testified that on this occasion he had instructed the
employee concerned to carry out a particular job and that when
he either-didn't do it or was slow in doing it the Grievor stated
words to the effect "if it is good enough for me as an Assistant
Manager it is good enough for you as a Clerk III". Although
the Grievor provided this Board with that context he apparently
did not relate those circumstances to Mr. Doyle at the time that
they were discussing his annual salary rating report.
The relevant clause of the Collective Agreement is Article
16.6(a) which states:
"Where employees are being considered for promotion,
length of service front appointment date will be the
determining factor provided the employee is qualified
to perform the job."
Thus, the question here is not one of comparing the Grievor's abilities
with any other applicant but rather with assessing whether or not
he was qualified to perform the position which he sought.
The Classification Guide filed with the Board identified
the typical duties for this position. They included supervising
staff in undertaking Store management functions such as customer
service, Store and stock maintenance and security, financial and
management reporting; handling customer complaints, predicting
stock requirements, ensuring security, checking accuracy of all
reports prepared by staff, and planning stock storage arrangements.
Apart from the concerns which the Employer had with respect
to the Grievor's manner of dealing with fellow employees and his
tendency not to delegate jobs, there is very little evidence to indicate
that the Grievor was incapable of performing the other duties required
of this position. With respect to the question of his abrupt manner
it would appear that this had been somewhat of a problem in the past
but that he had shown some improvement in this regard. As for the
two instances cited by Mr. Doyle as indicating A continuing problem
this regard the Grievor's evidence constituted, in our view,
satisfactory explanation of those incidents.
Insofar as inability to delegate is concerned we would note
that the Grievor's reasons for assuming personal responsibility for
a number of tasks which ought to have been delegated indicate a
concern held by the Grievor that his staff would not carry these
tasksout quickly and efficiently. We find it somewhat odd that
the Employer would regard an attitude of this kind to be worthy of
criticism. Having said this we do not wish to be taken as suggesting
that it is not appropriate for the Employer to direct the Grievor,
as a Manager, to delegate responsibility and to expect him to do so.
An ability to delegate successfully is an important consideration in
assessing whether or not one is qualified to perform supervisory duties.
9
In summary it would appear that the concerns of the Employer
relate more to conduct and attitude that might form the basis of
discipline than they do to lack of qualifications to perform the duties
required for this position. We are satisfied that the Grievor is
"qualified to perform the job". Whether or not he performs it in
a manner which is satisfactory to the Employer in the future remains
to be seen.
Consequently the grievance is allowed and the Employer is
directed to place the Grievor in the position to which he ought to
have been placed and to pay him such compensation in respect of lost
wages and other benefits to which he is entitled by virtue of this
Award. By agreement of the parties the Board remains seized of
jurisdiction in the matter of determining the amount of compensation
to be paid in the event that the parties are unable to agree.
DATED at London, Ontario, this 4th day of December, 1984.
Gregory J. Brzndt
Vice-Chairman
T. Traves
Member
"I dissent" (see attached)
D. B. Middleton
Member
November 23, 1984
DISSENT
Re: The Crown in Right of Ontario (LCB0) and OLBEU
(Brian McWilliam Grievance (251-84)
After further review of the Majority Award, notes taken at the
hearing and written arguments of Union and LCB0 Counsels, I
have revised my original stance and I'm unable to support my
colleagues who concluded that the grievor is qualified to
perform the job of Assistant Manager 'A' Store within the
natural meaning of Art. 16.6 (a) of the relevant Collective
Agreement.
The correct decision is a judgement call involving the nature
and degree of 'qualification' necessary to the proper
performance of the job in question. This Member cannot
underestimate the importance of Managerial selection or
whittle down the standard of competence that must exist in a
made up member of the supervisory team.
Performance ability in the mundance mechanics of a managerial
position is not enough, and in the job under consideration,
ability to lead others and delegate responsibility is of
paramount importance. Along with this, a natural manager must
have the spontaneous respect of those he leads and know how
to deal with his subordinates so as to avoid friction in the
work place.
The evidence, as is clear from the Majority Award, shows that
Mr. McWilliam was deficient in all of the above regards in
varying degree and in particular persisted in doing the work
of his subordinates when Assistant Manager 'B' Store.
These deficiencies are normally ingrained attitudinal problems
which tend to persist and often worsen with process of time
in a supervisory tryout programme.
For these reasons, and, because I cannot adopt the charitable
attitude of the Majority Board to Mr. McWilliam's behaviour
and work patterns, this Member would have dismissed the
grievance.
Furthermore, this Minority Member deplores the intrusion of
Boards of Arbitration into the promotion and supervisory
selection process who have decided to act as surrogate
Management except under very exigent circumstances such as
protracted time lapse.
2
This Member considers that an Arbitration hearing or hearings
divorced from job surveillance of the grievor and the other
candidates is an artificial and misleading forum for the
decision making involved in making up a Manager contrary to
the decision of the Management selection team on the spot.
In this case, employees senior ,to the Grievor were also passed
over in the original selection procedure, and they are not to
be considered despite the plain wording of Art. 16.6 (a) to the
contrary effect, because they did not grieve in the first place.
The majority Board rationalizes this departure from the Seniority
principle in the Contract by resting on consent of both Counsels
at our hearing to do so. We must all hope for the sake of
Industrial harmony that these senior employees to Mr. McWilliam
are content with this situation when an employee junior to
themselves obtains the coveted position by arbitral decree and
appears in the Managerial role at the place of work.
These considerations prompted this member of the Board, in
correspondence with the other Board Members to suggest that
appointing Mr. McWilliam'to the position to which he ought
to have been placed' was an inappropriate outcome to our find-
ings, and that the Board should remit the matter back to the
Liquor Control Board Management for a rerun of the selection
process with suitable guidance and comment, if any. This
suggestion if adopted would have given the passed over employees,
senior to Mr. McWilliam an opportunity to benefit on a similar
basis from the supervisory appraisal standards of the Majority
Board which were somewhat less than demanding in this case.
The LCB0 Counsel made the same suggestion ta the Majority Board
and it is obvious that our mutual advice was declined.
In summary, the majority Board, in my view, would have been
wise to either dismiss the grievance, or at least remit the
matter back to the LCBO; and, by not doing so, they have
appointed Mr. McWilliam to a managerial position wherein, as
an arbitral appointee, he is unlikely to benefit from the
natural supportive auspices which would otherwise have accrued
to him.
In short, my view is, that the Majority Award as it presently
stands does Mr. .McWilliam no favour, and puts him at a dis-
advantage with his colleagues in Management -and his sub-
ordinates in the work place.
All of which is respectfully submitted.
D.B. Middleton, Member
'Sc