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HomeMy WebLinkAboutCartier 08-10-27 c; V' ~ ~00&. OG,~b-ooo'-f IN THE MATTER OF AN ARBITRATION brought pursuant to the Ontario Labour Relations Act, 1995 (Grievance ofL. Cartier) BETWEEN: NORTHEAST :MENTAL HEALTH CENTRE (the "employer") - and - ONTARIO PUBLIC SERVICE EMPLOYEES UNION (the "union") FINAL AWARD Sole Arbitrator: Marilyn A. Nairn Hearings held: JlUle 9, July 24, July 25, September 10, 2008 APPEARANCES For the union: Marion Melville For the employer: Geoff Jeffery AWARD This grievance challenges the decision of the Northeast Mental Health Centre ("NEMHC", the "hospital", or the "employer") to terminate the employment of Louise Cartier (the "grievor") as a Registered Practical Nurse, The hospital's reasons for terminating the grievor's employment are summarized in its letter oftennination dated January 24,2008: ... upon attending your scheduled shift on Saturday, January 19,2008 you refused to accept the assignment (Seniors Mental Health) required of you on that day. As a Float Nurse, you are required to perform nursing services in any area in which you may be required on a given day. Accordingly, you failed to perform your duties as directed and required and you left the workplace without authorization. You stated that because of the assignment to Seniors, you were leaving work. The organization has confirmed that you indeed left your scheduled shift after refusing the direction to work the Seniors assignment. Despite having been given the opportunity, you have provided no reasonable explanation for this conduct.... In addition, the org<Wization has been advised that upon attending your next scheduled shift on Sunday, January 20, 2008, you displayed a lack of respect to the nurse in charge on the Seniors unit, and again acted unprofessionally by initially refusing to provide care for a specific patient and threatening to go home sick because of the patient assignment and then challenging the nurse in charge and attempting to negotiate the terms of your assignment.... Again, you failed to provide an explanation for your conduct, when given an opportunity to do so. The organization has attempted, through progressive discipline, to impress upon you the need to attend to your duties as directed in a diligent and professional fashion.... your conduct remains extremely unacceptable and you continue to display insubordinate behavior toward persons in authority, lacking insight into the implications of disregarding orders and into the choices you make related to the assignment of duties. ... We have considered your past service to the Hospital. However, the accumulation of incidents related to your unprofessional and insubordinate conduct, have left liS no choice but to conclude that no penalty short of discharge will be sufficient. We have determined that your continued employment presents an unacceptable risk to patient safety and care..... The grievor was hired by the then North Bay Psychiatric Hospital in November 1999. In 2005 NEMHC assumed responsibility for the hospital. NEMHC is a regional psychiatric facility serving patients suffering from both acute and chronic mental illness. The grievor worked at the North Bay site. At the outset of the hearing the union sought to lead evidence relating to a history of grievances brought by the grievor against the North Bay Psychiatric Hospital and NEMHC for the pmpose of asserting that NEMHC had harassed the grievor and overreached its authority in requiring the grievor to take a medication administration course while grievances against the Crown in Right of Ontario (in its operation of the North Bay Psychiatric Hospital) were pending. Those grievances against the Crown were resolved in June 2006. There is no evidence suggesting that the grievor was dissatisfied with that settlement Fifteen grievances against NEMlIC were resolved in March 2007. The grievor refused to sign the March 2007 settlement and complained to the Ontario Labour Relations Board (the "OLRB") about 2 OPSEU's handling of those matters. That application was dismissed in May 2008. In tlus proceeding, the union sought to tender evidence relating to allegations made in those gdevances. Having heard the representations of the parties on the appropriate scope of evidence, I issued an oral ruling which, at the request of union counsel, was provided in writing in an interim award dated July 22, 2008. It concludes that evidence relating to any alleged pattern of harassment and/or discrimination of the grievor by the employer, or the authority ofNEMHC to require the gdevor to take a medication administration course is not relevant to and therefore not admissible in this proceeding. Those issues were resolved by the March 2007 settlement. That interim ruling provides, in part: Those Minutes of Settlement resolved all of the grievances alleging harassment, discrimination, unjust discipline, and the issue ofNEMHC's authority to require the grievor to take the medication administration course; all arising out of the allegations that the employer ought not to have required the grievor to take the medication administration course, and that the grievor was justified in refusing to take the course. Those Minutes of Settlement cannot now be ignored in order for the union to raise and litigate the very same issues in the context of this hearing. Those issues were resolved in March 2007. To allow the union to now rely on those same allegations and now attempt to litigate those same issues, would be anathema to the binding nature of settlements and to the conduct of labour relations between the parties, particularly in circumstances where a challenge to those Minutes of Settlement has been dismissed. I note, parenthetically, that the Ontario Labour Relations Board's decision makes mention of aPSED's concern that the grievor's refusal to take the medication administration course would not likely be found to have been justified on the basis of the 'obey now, [grieve] later' rule. Even assuming that any original report to the Crown had been fabricated by co~workers, it is not at all obvious that that fact would entitle the grievor to refuse to take the medication administration course as requested by a new employer in circumstances where the grievor had not been administering medications for a period of time. The Minutes of Settlement were entered into in good faith as a means of moving forward from those grievances and the allegations contained therein. Those same allegations cannot now be resurrected in the context of this proceeding. Nor is there any subsequent allegation of harassing or discriminatory conduct by the employer, save and except arguably, its decision to terminate the grievor's employment. The grievor was employed in the classification of Psychiatric Nursing Assistant 2 ("PNA") in the float pool (a "float nurse"). On any given shift, a float nurse may be assigned to any of nine wards or units in the hospital that require nursing staff and, while preferences may be acconunodated where possible, float nurses are expected to work in all areas of the hospital as assigned. The grievor's prefel1ed work assignment was Unit 2B, a rehab unit. The staffing clerk begins her day at 5:30am in order to make any staffmg adjustments arising out of sick calls or other changes to nursing staff prior to the day shift starting at 7:30am. A float nurse 3 repOlts to the Nmsing Resource Centre (the "staffUlg office") upon arrival for her shift. She is to check the assignment sheet which indicates where she has been assigned for that shift and sign in. She then attends to that area for report, receives her patient assignment, and commences care delivelY. On Saturday, January 19, 2008 the hospital was short~staffed. Louanne Joubenville, the staffing clerk, and Mary Marrs, the Clinical Coordinator are responsible for assigning available float staff with the goal of attempting to give each area its full staffing complement on weekends. Full-time nursing staff who are assigned to units are not moved to different areas when coverage is required. Rather, float staff are used to make up staff shortfalls on a unit and are expected to work in whatever unit they are assigned. Both of these individuals were aware that the grievor preferred to work on Unit 2B. The grievor had been pre-assigned to Unit 2B for the day shift on January 19, 2008. When the grievor reported for her scheduled shift that day, she learned that she had been re-assigned to Unit 3D (the "Seniors ward"). With the exception of the grievor, there was no dispute that the patients on Unit 3D require a significantly higher degree of care and are more demanding than patients on other units. The grievor asked Ms. Joubenville why she was being assigned to Seniors. Ms. Joubenville responded that that was where the grievor was needed as the unit was short~staffed. According to Ms. Joubenville, the grievor replied that she was not going to go there. Ms. Joubenvil1e replied that the grievor would have to speak with Ms. Marrs. Ms. Joubenville described the grievor's tone in speaking with her as loud and very unprofessional. Ms. Joubenville also has experience working as a staffing clerk at North Bay General Hospital. Ms. MatTS has an enclosed office approximately twelve feet down the hall from Ms. Joubenville. The grievor went there and, according to Ms. Marrs, advised Ms. Marrs that she was not going to Seniors and that she was not to be moved from Unit 2B. Ms. Marrs evidence may be summarized as follows. She responded that Unit 3D was short-staffed, and that, as a float nurse, the grievor was required to go where assigned. The grievor responded that she was being discriminated against. The grievor indicated that she was too upset to work on Seniors and would go home sick. Ms. Marrs notes made later that day indicate that the grievor was confrontational, stating that she would grieve if the assignment was not changed and that she would leave if Ms. Marrs would not change the assignment. In an e.mail sent to the grievor's supervisor, Karen Bennett, on January 23, 2008, Ms. Marrs' indicates that she was unwilling to argue with the grievor, but that she explained to the grievor that she was not needed anywhere else. Ms. Joubenville overheard the grievor state that she was going home. She described the grievor's tone as shouting. 4 The grievor left the hospital and did not work her scheduled shift on January 19,2008. When asked whether she had given the grievor a direct order to report to Unit 3D, Ms. Marrs testified that the grievor was told that the hospital needed her on Unit 3D. She testified that the grievor had only then responded that her morale was low and that she felt too sick to work. Ms. Marrs testified that she then stated, "if you're sick, I can't say you have to stay." According to Ms. Marrs' accounting of the incident to Ms. Bennett, it was clear to Ms. Marrs that the grievor "knew it was not acceptable to flat out refuse". The grievor subsequently provided a note from the Coordinator of Health Records at the West Nipissing General Hospital in Sturgeon Falls which confumed that the grievor had attended its Emergency Department on January 19, 2008 and was seen by a physician. However, no medical documentation was ever provided to the employer and none was entered as evidence at the hearing. The grievor had given no indication to Ms. Joubenville that she was not feeling well. Nor did the grievor appear to Ms. Joubenville to be at all ill. Ms. JoubenviUe noted "refused assignment" on the January 19, 2008 staffing schedule. Later, following discussion with Ms. Marrs, the notation "sick" was also made on the schedule. The grievor's absence on January 19,2008 was not coded by payroll as 'sick' and no sick benefits were paid to the grievor for that day. No grievance was filed challenging that treatment. Ms. Marrs testified that the expectations of float staff are clear; they must work where they are needed. She acknowledged that the hospital attempts to accommodate preferences but that it is well- known that the hospital is not always able to do so, Ms, Marrs had no doubt that the grievor understood the employer's expectation. In her evidence the grievor confumed that she was aware of and understood the hospital's expectation that float nurses are to work in any area of the hospital to which they are assigned. Ms. Marrs explained why the grievor's assignment had been changed. A male nurse on Unit 2B had called in sick. Both the grievor and another PNA, Therese Brunet, had been assigned to Unit 2B as floats. Unit 2A had too many nurses and a male nurse was moved to Unit 2B to cover the absence and keep the required complement of male nlli'ses on the unit. Ms, Marrs was then called by Unit 2B and advised that they were still short as another male nurse was going out with a patient. A male nurse was called in to work. As a result, Unit 2B was fully staffed and neither the grievor nor Ms. Brunet were required there. Unit 3D was short as it had two patients under constant observation (a "constant"), each 5 requiring one~on~one nursing care. Ms. MatTS was not able to send Ms. Brunet to Unit 3D as that assignment was not within with Ms. Brunet's medical restrictions. The grievor was assigned to Unit 3D. After the grievor left, Ms. Marrs received a call from Unit 4D advising that a nurse, Tim Patterson, was there. Ms. Marrs had understood that he was off on a stat day. As a result, Unit 4D was overstaffed and Ms. Marrs needed to move someone from that unit. In the result, Ms. Brunet went home. As it turned out, Unit 2B had more male nurses than required. However, Ms. Marrs was not able to move those staff to Unit 3D as those individuals were not assigned to that area. It is the float nurses who move among the units. No float worked in Unit 2B on January 19,2008. According to an e-mail received by Ms. Bennett after the fact from Ms. Orton, a senior staffmg clerk, one of the floats assigned to the forensics area could have been re-assigned to Unit 3D, allowing Ms. Brunet to stay on Unit 4D. That would have allowed Unit 3D to work fully staffed following the grievor's departure. The union did not argue that a float nurse from forensics could have been re-assigned to Unit 3D and that the grievor could then have been moved to the forensics unit, although that was arguably an option. At the time of the grievor's exchange with Ms. Marrs, it was believed that the forensic units were staffed appropriately in accordance with assignments already made. The movement came about as a result of changes on the unit where the grievor had been pre-assigned. It was logical therefore to move the floats from that area rather than creating more upheaval by re-assigning additional staff from other areas in order to accommodate the grievor. I am satisfied that there was nothing untoward in the hospital's decision to assign the grievor to Unit 3D in these circumstances. Nor was there any evidence suggesting that the grievor had been assigned to Unit 3D disproportionately to other float nurses. Ms. 10ubenville agreed with the union that complaints are often made about assignments and that Ms. Brunet also complained of her assignment that day, stating that "if you're going to send me [to Unit 3D], I'm going home too". As a consequence of the grievor's departure, Ms. Bmnet was asked if she would work Unit 3D. Her comment was in direct response to the grievor's behaviour. And, although Ms. Brunet 'refused' the assignment to Unit 3D, that response was in accordance with her medical restrictions, a fact Ms. Marrs acknowledged. As a result, there was no work for Ms. Brunet and she accepted being sent home early that day. Unit 3D was left short~staffed as a result of the grievor's departure. The grievor's husband, also an employee at the hospital, offered to relieve and appears to have worked on Unit 3D for the morning in 6 order to help with morning care. No replacement was found for the remainder of the shift and the unit ran short-staffed. At the time of these events, Mrny Anne Lamothe was the Nurse Manager on Units 3B and 3D and was responsible for the care provided, including ensuring that the units were appropriately staffed according to patient acuity. She described the patients on Unit 3D as suffering from severe and persistent mental illness, including age. related issues. The unit is both an assessment and treatment unit. She indicated that patients require active behavioral management by staff and that behavioral disturbances are very common, Darlene Dubonnet-Beachy was working as the Charge Nurse on Unit 3D on the weekend in issue. Ms. Dubonnet-Beachy is employed as a Registered Nurse on a casual basis at the hospital. She is also Assistant Director of Nursing at a nursing home near North Bay. She had worked at the hospital for just over three months at the time of these events. The unit had two constants, each requiring one-on-one continuous nursing care. One patient was new to the unit and her behaviours and issues were not well known even to the regular staff. She reacted to stimuli by screaming continuously, causing disruptions, and agitating other patients as well. The other constant also screamed often and had an infected foot that required elevation. Both were agitated. Staff assigned to work the constants cannot assist with other work on the unit. At one point in the shift one of these patients required three to four people to segregate her from the rest of the patients due to her behaviours. A staff member was pushed by a patient. Trying to deal ,vith a patient's blood pressure issue, the physician had difficulty giving instructions over the phone due to patient noise levels. As Ms. Dubonnet-Beachy described it, "the whole ward was high". The hospital uses a scale of 0.6 to describe the level of patient acuity on a unit. In her notes made the following week, Ms. Dubonnet-Beachy described Unit 3D as 5+ on Janu3.1Y 19, 2008, compared to an average day graded at 3. She testified that being short one person made the day that much more difficult. On Sunday, Janurny 20, 2008 the grievor was again assigned to Unit 3D. The grievor arrived at the staffing office, received her assignment, and went to the unit. According to Ms. Dubonnet-Beachy's understanding, the constants were usually assigned to float staff That appears to have been her experience when working as a float. She understood that on Unit 3D a staff rotation was allowed for particularly difficult patients. In her experience, she had been assigned to at least the first four hours of a constant in order that morning care could be completed before any rotation started. Ms. L3.1uothe testified that the primary nurse assigned to the patient would normally take the 7 primary role in a constant with relief then provided. Any difference in the particular approach to assignments to constants is ultimately of no consequence as both supervisors agreed that the assignment is often rotated over a shift and, at the same time, staff are aware that their work assignment may include a constant. The grievor had been assigned to one of the constants. Ms. Dubonnet~Beachy was the only registered nurse on shift and would be required for other duties over the course of the shift. According to Ms. Dubonnet-Beachy, when advised of her patient assignment on the unit, the grievor refused the assignment, indicating that she would go home sick, and that she was not sitting with the patient all day. There was no evidence to suggest that the grievor was assigned the constant for any improper motive. Prior to January 20, 2008, Ms. Dubonnet-Beachy had not met the grievor. Ms, Dubonnet-Beachy described that the grievor crossed her arms, sat back in the chair, and acted in a defiant manner. One of the grievor's co-workers, Bev Johnson, had been assigned to a constant for the entire shift the day before and responded that the grievor knew she couldn't take that constant again that day. Ms. Dubonnet-Beachy indicated that they would be rotating the constant over the shift as they lmew the patient was difficult. According to Ms, Dubonnet-Beachy, the grievor responded that she did not care; that she was not going to do the assignment, asking Ms. Dubonnet-Beachy what she was going to do about it, and indicating that she was going to go home. According to Ms. Dubonnet-Beachy, she advised the grievor that if she chose to refuse the assignment she would have to take that up with Ms. Marrs on the way out. The grievor left the floor. Ms. Marrs had a brief conversation with the grievor, wherein the grievor indicated that she would accept the assignment to Seniors but that she did not want to work there, Shortly after, Ms. Dubonnet~Beachy found the grievor 'negotiating' with her co-workers the amolUlt of time she was to spend with the constant. Ms. Dubonnet-Beachy told the grievor that she was required to stay with the constant until 1l:00a.m. The grievor agreed to do the first four hours and the reminder of the shift was covered by two-hour rotations of her co-workers. Although other issues were raised by her co-workers concerning the grievor's work performance that day, the hospital did not rely on them in reaching its decision to terminate her employment. Ms Lamothe became aware that there was a problem with float staff for the weekend in question from Shirley Eades, a Facilitation Nurse on Unit 3D. That individual is involved with a number of administrative issues, including staffing for the unit. Ms. Eades advised Ms. Lamothe to contact the 8 staffmg clerk. As Nurse Manager of the unit, Ms. Lamothe made inquiries as to the events of the weekend. As it happened, the hospital conducted a separate investigation and made its decision to terminate the grievor's employment prior to receiving a full report from Ms. Lamothe. Of note is the fact that the hospital's conclusions as to the events are consistent with Ms. Lamothe's 'fact-finding'. Ms. Karen Bennett, Vice-President of Clinical Programs, has been employed with the hospital in a management capacity since 1994. Ms. Marrs reports directly to Ms. Bennett. At the time of these events, members of the nursing float pool, including the grievor, also reported directly to Ms. Bennett. Ms. Bennett became aware of the Janumy 19, 2008 issue through an e-mail forwarded by Ms. Marrs later that day. She also received a 'heads-up' e-mail that weekend from Kelly Lowther who is responsible for Unit 3D. Ms. Bennett received a further e-mail from Ms. Marrs on January 23, 2008 in response to questions raised by her. At approximately 1 :OOpm on Wednesday, Januaty 23, 2008 Ms. Bemlett received a copy of notes made by Ms. Lamothe. Finally, she received a statement from Ms. Dubonnet-Beachy the following morning, She had discussions with Alison Robinson, Manager of Human Resources, on the Monday and again on the Wednesday. Coincidentally, Ms. Bennett had a meeting scheduled with the grievor and her union representative for the afternoon of Thursday, January 24, 2008. This meeting had come about as a result of the grievor raising a similar concern about an assignment to Unit 3D in late November 2007. Although Ms. Bennett had offered to meet in December 2007, the meeting had been scheduled in accordance with everyone's availability. On Thursday morning, January 24, 2008, Ms. Robinson advised the union representative that the agenda for the meeting would be changing in order to obtain the grievor's response to serious concerns raised about her conduct over the weekend. At that meeting, in response to the allegation that Ms. Marrs had reported that the grievor had refused the assignment to Unit 3D on January 19, 2008, the grievor responded that she had asked Ms. Marrs why her assignment had been changed but that she did not refuse the assignment. The grievor indicated that she had gone home sick. The grievor denied speaking with Ms. Dubonnet-Beachy at all on the Sunday moming and indicated that there were no problems on the Sunday shift at all. Ms. Robinson and Ms. Bennett adjolUlled the meeting to confer. They discussed the credibility of the varying accounts they had received. They discussed the likelihood of Ms. Mans and Ms. Dubonnet- Beachy making false allegations. Ms. Bennett thought it vety unlikely that a float nurse would have no communication with the charge nurse at the beginning of a shift. They concluded that the various 9 statements were largely consistent and in direct contradiction to the grievor's account. Ms. Bennett described that at that point she felt that without a credible response from the grievor she was not in a position to believe her. The meeting reconvened in order to review the matters again and seek clearer responses. Ms. Bennett acknowledged that she and Ms. Robinson had agreed that if the grievor's responses did not provide a credible explanation, tennination of the grievor's employment was their considered response. In preparation for the meeting the employer's representatives had reviewed the grievor's fIle, noting that discipline had earlier been imposed for similar misconduct. They had also prepared a draft letter incorporating excerpts from and references to earlier communications to the grievor regarding the employer's expectations around the issue of taking direction. Upon reconvening the meeting, the grievor again denied that she had refused to work on Unit 3D on January 19,2008. According to Ms. Robinson and Ms. Bennett, the grievor denied having stated to Ms. Marrs that she felt that she was being picked on or that she would be filing a grievance for discrimination; she denied having any conversation with Ms. Dubonnet-Beachy on January 20, 2008; she acknowledged that she had asked Ms. Marrs why her assignment had been changed; she denied refusing the patient assignment; and she stated that Ms. Marrs had no credibility. At the conclusion of those questions, Ms. Bennett advised the grievor that, in light of the accounts from others; she did not believe the grievor's accounting of the events and that the hospital was terminating her employment. Ms. Bennett testified that they did not believe that the grievor had gone home sick on January 19, 2008. Rather, they concluded that the grievor had been angry and upset over her assignment. Reference was made at the meeting to the grievor's employment history and the hospital's view that it had made its expectations regarding taking direction clear to the grievor, The meeting again adjourned and Ms. Bennett and Ms. Robinson finalized the letter to one of termination, which was then delivered to the grievor by Ms. Robinson. Ms. Robinson arranged to have the grievor's husband contacted in order that he could provide support in retrieving the grievor's personal belongings from her locker and seeing her home. Subsequent to the meeting with the grievor on January 24,2008, Ms. Bennett received an e~mail report from Ms. Lamothe. That report is a summary of interviews Ms. Lamothe conducted with various staff concerning the Sunday shift on Unit 3D. Although hearsay, that accounting is consistent with the information received by and acted upon by Ms. Bennett regarding the grievor's alleged initial refusal to accept the assignment to the constant. 10 At the hearing, the grievor testified that upon arriving for work on January 19, 2008, she was not feeling well, She stated that upon arriving, she asked Ms, Joubenville if Ms. Marrs was present and was told that she was in her office, The grievor says she then asked Ms. Marrs for pennission to retmn home, According to the grievor, Ms, Marrs advised the grievor that the hospital was short-staffed and that the grievor didn't look ill. The grievor apologized for the short notice but indicated that she was not well. In the grievor's account, Ms. Marrs then gave her pennission to go home. On her way, the grievor stopped at the Emergency Department of the West Nipissing Hospital, saw the duty physician. was released and went home. At the hearing, the grievor denied having any conversation with Ms. Joubenville other than asking whether Ms. Marrs was present In cross-examination the grievor denied learning that her assignment had been changed when she reported for work on January 19,2008, She testified that she did not recall looking at the assignment sheet. She did not agree that Unit 3D was one of the tougher assignments at the hospital. The grievor denied Ms. Marrs' account of their conversation and refeu'ed to Ms. Marrs' open aclmowledgement that she had a poor memory (made when referring to her contemporaneous notes). The grievor testified that Ms. Joubenville and Ms. Marrs conspired to concoct their evidence and referred to the evidence documenting her absence as both 'sick' and 'refused assignment' . The grievor testified that on January 20, 2008 she attended at the staffing office, signed in and went to her assigned lUllt, Unit 3D, She testified that, upon her arrival on Unit 3D, she did not speak to Ms. Dub onnet-B eachy. She testified that her assignment to the constant was communicated to her by a co~worker, Sylvie Renaud. The grievor stated that until advised othenvise on Janumy 24, 2008, as far as she was aware there were no concerns arising on the weekend. She replied affinnatively when asked whether her different accowlt of events meant that Ms. Dllbollnet-Beachy had fabricated her evidence. Sylvie Renaud reported to Ms. Lamothe that she was present when the grievor told Ms. Dubonnet-Beachy on January 20, 2008, that she would only do the constant for an hour, and if longer than that, she would leave and call in sick and that the Charge Nurse told the grievor to take it up with the Clinical Coordinator. The grievor could not explain why Ms. Renaud would have given a different account of the events of January 20,2008 to Ms, Lamothe. Ms. Renaud did not testify. The grievor testified that Ms. Robinson's notes made at the meeting did not accurately record the discussion at the January 24, 2008 meeting. She also disputed Ms. Robinson's and Ms, Bennett's 11 evidence of what was discussed at the meeting. The grievor testified that she only recalled two questions being asked at the meeting. She testi~ed that, in response, she denied leaving work without authority on Janumy 19, 2008 and she denied refusing her assignment on January 20, 2008. She denied saying at the meeting that she had asked Ms. Marrs on January 19, 2008 why her assignment had been changed. She testified that she had spoken to Ms. Marrs only of not feeling well. The union representative present at the meeting did not testify. The employer relied on the grievor's disciplinary record in reaching its decision to tenninate the grievor's employment. During the proceedings, the union sought to argue that there was no discipline on the grievor's record on the basis that the March 2007 settlement was privileged and was entered into on a without prejudice basis. That issue was dealt with by way of an interim ruling dated May 3, 2008 which concluded: In this case, the Minutes of Settlement provide (in paragraph 6) that the employer "will remove any disciplinary letter relating to the direction to take the medication administration course from the Grievor's personnel file on 18 August 2008, provided that the grievor does not engage in any similar misconduct for which discipline is imposed within that period". There is no ambiguity. The parties have agreed that any disciplinary letter relating to the direction to take the medication administration course will remain on the grievor's personnel file until at least August 18, 2008. As that date has not yet passed, such documentary material remains on the grievor's personnel .file. There is no limitation in the Minutes of Settlement as to the use of that material within the stated time frame. The grievor's disciplinary record includes two suspensions. A fivewday suspension was imposed on Jlll1e 15,2006 in response to the grievor's repeated refusal to take a medication administration course as required by the employer. The course was to be completed on work time and at the hospital's expense. That letter of suspension advised: . . . Should you engage in any further misconduct upon your return to work, further appropriate discipline will be implemented up to, and including, termination from employment for just cause. In particular, should you continue to refuse to follow directions, including the directions you will receive upon your return to work following your suspension to take a medication administration course, you will be dismissed for just cause. Following a meeting with the employer and her union representative in August 2006 when the grievor continued to refuse to take the comse, the grievor's employment was terminated. The grievor then agreed to take the course and the tennination was reduced to a five-day suspension. That letter of suspension dated August 21,2006 states: Both during and after completion of the course, you will be expected to comply with any other directions given you with respect to the course, your training and otherwise during the course of your employment. Any further failure on your behal[to follow management direction will result in the immediate termination of your employment for cause. (emphasis added) 12 The grievor testified that the admonition italicized above referred only to the taking of the medication administration course. No other evidence supported this limited an interpretation of the hospital's stated expectation. The grievor and her union representative subsequently met with the employer's HR Consultant at which time he reinforced the hospital's expectations of her as a float nurse. His e-mail dated November 8, 2006 states, in part: l). It is expected that you will report to the work area to which you are scheduled. If a reassignment to another work area is necessary, it is expected that you will comply. 2). When a charge nurse requests that you perform a duty, you are expected to perform that duly, provided that it is not illegal or that no valid health and safety coucerns exist. The e-mail also states tbat the grievor indicated that she understood these expectations. All of these actions by the hospital were grieved and ultimately resolved by the Minutes of Settlement dated March 21, 2007, wherein the hospital acknowledged that the grievor had successfully completed the medication administration course. Paragraph 2 of those Minutes state: 2. The Grievor acknowledges that she must follow directions given to her by a person in authority on behalf of the Employer in the course of her duties provided that such directions do not threaten her health and safety and are not illegal. Although the grievor did not sign the Minutes of Settlement she agreed that she had read them. She reviewed them carefully enough to instruct counsel to challenge them before the OLRB. The grievor was asked if she had read and understood this excerpt. She answered, "What kind of direction, that's the thing." She testified that in context the sentence was ambiguous. She suggested it related solely to the taking of the medication administration course; notwithstanding that she had successfully completed the course at that point. * * * It was the position of the employer that an assessment of credibility was necessmy in the circumstances to determine whether the conduct alleged has been substantiated by the evidence. The employer argued that there was no explanation for why a significant number of witnesses would fabricate a story both to the employer and in evidence. The grievor's evidence was not consistent with her account of the events to the hospital's representatives at the meeting on January 24, 2008 and there was no 13 explanation as to why Ms. Robinson and Ms. Bennett would fabdcate their account of that meeting. The employer noted that much of the grievor's account contradicting the employer's witnesses had not been put to those witnesses when they testified. Other witnesses allegedly able to corroborate the grievor's account had not been called to testifY, leading to an inference that their evidence would not corroborate that account. The employer argued that the union could not rely on Ms. Marrs' comments to the grievor on January 19, 2008 as relieving the grievor of responsibility for refusing her assignment; providing pennission to go home, and acceptance of the grievor's explanation that she was sick. Looking at the evidence at a whole, argued that employer, it is clear that the grievor left her scheduled shift without the proper authority and that she knew that her actions in refusing the assignment were contrary to the employer's expectations. The employer noted that the grievor only claimed to be sick after refusing her assignment. No medical evidence had been offered to substantiate any illness. The employer argued that its allegations of insubordination and unprofessional conduct had been made out. The question was whether discharge was the appropriate penalty. On that issue, the employer, while acknowledging that the grievor had been employed at the hospital since 1999, relied on the fact that the grievor had been disciplined in the past for the same kind of misconduct and had been made aware on more than one occasion of the employer's expectations and the seriousness with w1tich the employer regarded her misconduct. The employer argued that progressive discipline had not worked and that there was no basis from which to conclude that the grievor's behaviour would improve. In that regard, the employer argued that its concern was compounded by the fact that the grievor continued to deny all of the allegations and, in the course of maintaining that denial, had openly implicated a number of members of management and co-workers in a conspiracy of lies. No basis for such conduct was offered, argued the employer, noting that Ms. Dubonnet-Beachy had not even met the grievor until the day in question. Thus, the employer argued, the bust that it must necessarily place in the grievor had been irretrievably lost. The employer noted that the effect of the grievor's conduct on Janumy 19, 2008 was that the patients on Unit 3D were subjected to heightened stress and agitation and that the work was made more difficult for staff. The grievor also openly challenged the authority of the Charge Nurse in the presence of other staff The union agreed that this case depended on the facts. It argued that to the extent that the hospital sought to rely on prior discipline, the employer was responsible for not responding sooner to the concern raised by the grievor in November 2007 and had failed to comply with its own policies about addressing 14 employee concerns in a timely fasmon. The union challenged the investigation as inadequate as the grievor only became aware of allegations on Janumy 24, 2008. The employer did not speak to all of the witnesses prior to making its decision and only received Ms. Lamothe's account after the decision to terminate the grievor's employment had been communicated to the grievor. The union described Ms. Dubonnet-Beachy's evidence as evasive and warranting little or no weight. It was her word against the grievor's, argued the union. The union suggested that Ms. Brunet had been treated differently. While it acknowledged that Ms. Brunet was being medically accommodated, it noted that the hospital allowed her to go home without penalty, even though she had been advised that she would not be required to do any lifting in contravention of her restrictions. The muon argued that there was no insubordination as the grievor was sick and had permission to go home on January 19, 2008. If the employer intended to rely on any purported refusal by the grievor, the union argued, it required the employer to tell the grievor that if she went home she would be subject to dismissal. There was no direct order given to tlle grievor, argued the union. As it was, argued the union, the grievor left work with pennission. No medical note was forthcoming, argued the union, as none was requested. Ms. Bennett simply advised the grievor that she did not believe that she was sick. That conclusion was drawn without full regard to the facts, argued the union. Referring to the staffing schedule, the union argued that even the employer's records demonstrated that the employer treated the grievor as having been sick. The union alleged that the employer had engaged in a kind of 'group think' in dealing with the grievor. The union argued that the grievance ought to be allowed and the grievor reinstated without loss of seniority and with :full compensation. It also sought an order removing any documentary material from the grievor's file relating to her employment with the Ministry of Health, In the alternative, the union argued that should there be a fInding of some cause, telmination from employment was too severe a penalty in the circumstances. The grievor had just over eight years of seniority, was 53 years of age, and would have significant diffIculty in obtaining other employment in the community without further training. In reply, the employer noted that any information coming to light after its decision to terminate the grievor's employment was consistent with the information it acted upon. The grievor was given full opportunity to respond to the allegations and denied them. The employer noted that it was incumbent on the grievor to establish that she was ill. The better conclusion to be drawn from the evidence, the employer argued, was that the grievor was not sick on January 19, 2008 but was angry and upset about 15 her assignment and that she then attempted to 'cover her tracks' by attending at the Emergency Department of another hospital, The employer argued that the grievor left Ms. Marrs in an impossible situation. Ms. Marrs had no authority to deal with a perceived misrepresentation regarding the grievor's health or to impose discipline. The grievor, argued the employer, actively manipulated the situation to her advantage and challenged Ms. Marrs' legitimate direction in so doing. That deceit, argued the employer, spoke to the grievor's abuse of trust. * * * The employer referred me to and I have reviewed the following cases: Chatham-Kent {Municipality} v. CAW Canada (Clarke), (2007) 159 L.AC. (4th) 321 (Williamson); Southlake Regional Health Centre v. Ontario Nurses' Association (Robinson), [2008] a.L.AA. No. 158 (Gray); Re Foothills Provincial General Hospital and Alberta Union of Public Employees, Local 055, (1993) 32 L.A.C. (4th) 95 (Randall); and Rescare Premier v. Industrial, Wood andAllied Workers of Canada, Local 700 (Gatto), [2003] a.L.A.A. No, 695 (Abramsky). The union referred me to and I have reviewed: Squamish Terminals Ltd and 1.L. W. U. Local 514 (Puchmayr), (1997) 72 L.AC. (4th) 5 (McPhillips). This matter was heard over four days. The union took issue with the hospital's account of the events, relying on the grievor's evidence, In reaching my fmdings of fact, I have had to consider the credibility of the witnesses. In almost all respects. the grievor denied the accounting of the events provided by the witnesses called by the hospital, Some of those witnesses had made contemporaneous notes. The hospital's witnesses gave a consistent accounting of the events in the absence of hearing each other's testimony. TIle grievor's evidence was that her co-workers and supervisors had lied to the employer and at the hearing. No reasons were offered as to why a number of individuals would concoct evidence and testify under oath in order to subvert the grievor's interests. There was no evidence that the work assignments made were in any way inappropriate. Witnesses who might have corroborated the grievor's version of events were not called to testify and it must be inferred that such evidence would not have supported the grievor's account. If there was doubt as to the credibility of evidence relating to the events, the fact that the grievor also testified that Ms. Robinson and Ms. Bennett lied about what was said at the meeting on January 24, 2008 substantially resolves any doubt. Ms. Robinson was called as a witness by the union and confirmed that she had made her notes during the course of the meeting, while Ms, Bennett had conducted the meeting. The evidence of the employer's representatives was entirely consistent with those notes and the union representative present at the meeting did not testify. 16 Having regard to the evidence as a whole, to the demeanour of the witnesses, and to what is most reasonable and probable in the circumstances, I find that I am unable to place any weight on the grievor's testimony. Therefore, in making findings of fact, I have discounted the grievor's evidence where it conflicts with the evidence of other witnesses. Insubordination may take forms other than the refusal of a direct order. Insubordination may include conduct that is threatening, insolent, or contemptuous of management, where such behaviour indicates resistance to or defiance of the employer's authority. (See Chatham-Kent {Municipality}, supra.) In Squamish Terminals Ltd, supra, the grievance was dismissed and the discipline upheld. The arbitrator observed at page 12; .. ..insubordination in the workplace can involve behaviour other than simply a refusal to follow a direct order. Insolent, disrespectful, insulting or defiant words may, in a particular context, constitute a type of insubordination and be an employment offence. The arbitrator relied on the decision in British Columbia Railway quoted at page 13 of his award: hi many ways the conduct of the grievor was qualitatively more serious than an employee refusing to obey a direct order. The conduct of the grievor went directly to the credibility of supervision itself and indicated an attitude on the part of the grievor that he could behave as he pleased..... The presence of such an attitude expressed by so forceful a personality constituted a fundamental challenge to the discipline of the work place and the right of management to supervise that activity. I accept the evidence of Ms. Joubenville and Ms. Marrs. I find that the grievor inappropriately and without proper excuse refused the assignment to Unit 3D on Janmuy 19,2008. Rather than accept the assignment as she was required to do as a float nurse, the grievor was insubordinate in refusing the assignment and acted unprofessionally in the manner of her response to the employer's legitimate direction regarding the assignment. She also sought to avoid responsibility for her work assignment and for her refusal on the basis that she was sick. There is no evidence to support that claim of illness and I reject the grievor's assertion that the mere fact that one is seen by a physician in all Emergency Deparlment is evidence of illness. The consequences of the grievor's refusal were felt by her co-workers and the patients on Unit 3D. I have carefully considered whether or not the fact that Ms. Marrs did not say something more direct to the grievor vitiates the grievor's refusal. That is, was the grievor led to reasonably believe that she had permission to refuse her assignment? I am not so persuaded. Both Ms. Joubenville and Ms. Marrs made clear to the grievor the nature of her assignment; that Unit 3D was where she was needed. Ms. Marrs also advised her that the hospital did not need her to work elsewhere. Initially, the grievor told Ms. 17 Marrs that she was not to be moved fi'om Unit 2B; something the grievor knew to be untrue. The grievor was aware that if a reassignment to another work area was necess81Y, the hospital expected that she would comply. The grievor then tlueatened various actions if Ms. Marrs did not change the assigmnent. Only when those challenges to Ms. Marrs' direction failed to accomplish the desired result did the grievor claim that she was ill; seeking a way to create a legitimate excuse for her conduct. In these circumstances, one must conclude that the grievor was aware that her actions were contrary to the employer's legitimate expectations, as she actively sought to create an excuse for her refusal. I also fUld that the grievor was insubordinate in initially refused her patient assignment on Unit 3D on January 20, 2008 and that she acted in an unprofessional manner in her exchange with the Charge Nurse and by tlueatening to use sick time as a means of avoiding a work assignment. The fact that the grievor met with Ms. Mans following her attendance on the unit corroborates the Charge Nurse's evidence. TIle only reason for meeting with Ms. Marrs at that time would be in response to the Charge Nurse's direction that the grievor would have to speak to Ms. Marrs regarding her refusal before leaving. It appears that the grievor reconsidered her position by the time she spoke with Ms. Marrs and returned to the unit. The employer conceded that the assertion of 'negotiations' was not being seriously pressed as the staff generally do work out the rotation for a constant beyond the initial assignment. Attempts by the union in cross-examination of Ms. Bennett to suggest that the outcome of the Januroy 24, 2008 meeting was pre-detennined and that the hospital's investigation of the events was somehow lacking reflected an attempt to divert attention from the matter of the grievor's conduct. The hospital gave the grievor an appropriate opportunity to respond to the allegations raised against her. She denied them, Notwithstanding that the grievor's complaint against the union to the OLRB had apparently been served on the employer on January 22,2008, neither Ms. Bennett nor Ms. Robinson was aware of it at the time they met with her. There was no evidence that the tmion representative present at the meeting either knew of the complaint or referenced it at the meeting. Having found that the grievor was insubordinate and engaged in misconduct by refusing her work assignment on January 19, 2008 and by initially refusing her patient assignment on Januaty 20,2008, and having found that she a.cted unprofessionally towards her co-workers and supervisors on both days, I further fmd that the employer has established that it had cause to discipline the grievor. The remaining issue is whether it is appropriate to exercise the discretion to modify the discharge to a lesser penalty. 18 The fact that Ms. Brunet went home without penalty does not mean that the grievor was treated differently. Ms. Marrs asked Ms. Brunet if she would work on Unit 3D, knowing that it was outside her medical restrictions. Notwithstanding some assurance that she would not be required to perform any lifting, Ms. Brunet declined, as Ms. Marrs acknowledged she was entitled to do in light of her specific medical restrictions. Those circumstances bear no resemblance to the grievor's refusal to accept her assignment. In saying to the grievor, "if you're sick, I can't say you have to stay", did Ms. Marrs cause the grievor to reasonably believe that the consequences of her actions would be less than discharge? I have found that the grievor was aware that her actions were contrary to the employer's direction. The grievor was, or should have been aware of the possible consequences. The grievor has two prior disciplinary suspensions on her record for refusing to follow legitimate employer direction. TIle second suspension was a reduction in penalty from a discharge, at which time the hospital indicated to the grievor in writing that any further misconduct relating to the taking of direction would result in the grievor's termination from employment. The fact that the grievor denied any misconduct throughout these proceedings may be taken as indicative of an understanding on her part that the hospital had already given her that 'last chance' warning. It would also help explain her attempt to characterize the plain words of the suspension letters as relating only to the matter of taking the medication administration course. It may be that the grievor felt that acknowledging her misconduct could only produce one result. While that is perhaps understandable in the context of meeting with the employer, it does not hold true when giving evidence. In assessing whether to exercise the discretion to modify the penalty of discharge, arbitrators look to whether an employee understands the nature of and accepts responsibility for their misconduct, recognition which provides some basis from which to continue the employment relationship. That includes an indication that tlle employer might again be able to place its trust in the employee to perform the required work. In this case, not only has the grievor's evidence been fmmd to lack credibility as to the events, she has actively challenged the veracity of a number of her co-workers and supervisors. Although the circumstances giving rise to the discipline were different, a similar concern was taken into account in Rescare Premier, supra, wherein the arbitrator held: 80. ...More significantly, the grievor showed no remorse for her actions or understanding of the situation. Her testimony leaves no doubt that sbe felt that management alone was to blame. She felt "lied to" and "set up"; she had "no trust" in management. She did not appear to even consider the possibility that she might 19 have been at fault or that there bad been a misunderstanding about the location of the meeting. Instead, she imputed improper motives to management. Throughout her testimony, the grievor demonstrated real hostility toward management which went beyond being upset at her temlination. Her hostility indicates to me that restoration of the employment relationship and the mutual trust required to sustain that relationship is vet)' unlikely. Accordingly, 1 find that this is not an appropriate case to exercise my discretion to substitute a lesser penalty. In dismissing the grievance in Squamish Terminals, supra, the arbitrator concluded at page 17: ... The final, and in many ways the most important, oonsideration is [the grievor's] attitude both at the time of the incident and at the hearing itself. There has never been any open and honest acknowledgment on his part of the inappropriateness of his behaviour. In Southlalee Regional Health Centre, supra, the discharge of a nurse was upheld. The arbitrator commented: 148. Insubordination is very serious misoonduct, misconduct to which one does not normally respond by just imposing the next step up from the discipline that was last imposed Oll the grievor for whatever reason... .Even if [the grievor] had been wronged... .her obligation was to 'obey now, grieve later', rather than engage in self-help... in defiance of her employer's instructions. 149. ...if the grievor had acknowledged, in retrospect, that it was wrong to have [acted] in defiance of management's instructions....1 might have been inclined to substitute a lengthy suspension and give the grievor an opportunity to rehabilitate the employment relationship. At it is, there was no such recognition, no apology, no sign of remorse in this respect. ... 155. ....I see little hope that [the grievor] could be reformed by a lesser penalty or that the degree of trust required in an employment relationship of this sort could be restored. An arbitrator's giving an employee another cbance to improve involves requiring that the employer assume the risk that she will not improve. In the circumstances of this case I am not prepared to impose that risk on the employer. . . . In Foothills Provincial General Hospital, supra, the discharge of the employment of a respiratory clerk was upheld. In declining to reduce the penalty and give that grievor a second chance, the arbitration board concluded, at page 103: The pwposes of discipline are rehabilitation or oorrection, but unless the grievor indicates a willingness to appreciate the seriousness of the offence and to change, those pwposes will not be served. While the grievor had approximately eight years of seniority, her employment with NEMHC since 2005 has been peppered with issues relating to her difficulty in accepting employer direction. Even if one were to assume that the grievor continues to harbour a sense of injustice (well-founded or otherwise) about what she believes were fabricated complaints made against her a munber of years ago, it is not incumbent on the employer to accept either the grievor's inability or lU1\villingness to move beyond the settlement of those matters in circumstances where the grievor has continued to act in a manner that indicates that she does not recognize legitimate employer direction and the fundamental workplace ~'obey 20 now, grieve later" rule. 111at is particularly the case where, as here, the grievor accepts no responsibility for her conduct. As indicated in the letter of tenninatioll, notwithstanding earlier discipline, the grievor continued to display insubordinate behaviour, "lacking insight into the implications of disregarding orders and into the choices [she makes] related to the assignment of duties", There is no basis from which to conclude that the grievor will change her behaviour if reinstated. Having regard to all of the above, I find that the employer had cause to ternllllate the grievor's employment. I further find that this is not an appropriate case to exercise the discretion to modify that penalty. This grievance is hereby dismissed. Dated at Toronto, Ontario this 27th day of October, 2008, ~~i::~~